-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NUnuBHzA0mlar2cQi/izQsLs31tLJRc87KeKNI+geBFyFxxUEPbQNUK3VTXmB0fU AMSYY3c0wtBptxVSeeHegQ== 0000868911-08-000004.txt : 20080422 0000868911-08-000004.hdr.sgml : 20080422 20080422121651 ACCESSION NUMBER: 0000868911-08-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080422 DATE AS OF CHANGE: 20080422 EFFECTIVENESS DATE: 20080422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCETON CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000868911 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07092 FILM NUMBER: 08768669 BUSINESS ADDRESS: STREET 1: 47 HULFISH STREET, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08542 BUSINESS PHONE: 6099246867 MAIL ADDRESS: STREET 1: 47 HULFISH STREET, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08542 13F-HR 1 q108t1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/08 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Princeton Capital Management, Inc. Address: 47 Hulfish Street, Suite 500 Princeton, New Jersey 08540 Form 13F File Number: 28-7092 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ann W. Elmes Title: Director Phone: (609) 924-6867 Signature, Place, and Date of Signing: Ann W. Elmes Princeton, New Jersey 4/21/08 [Signature] [City, State] [Date] Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting managers(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Manager: Form 13F Information Table Entry Total: 110 Form 13F Information Table Value Total: $ 116,403 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE PRINCETON CAPITAL MANAGEMENT FORM 13F Discretionary 31-Mar-08 Voting Authority Title -------------------------- of Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None - ------------------------------ ---------------- -------- -------- --- ---- ------- -------------- -------- -------- 3M Company COM 604059105 532 6716SH Sole 320 6396 ATT - New COM 00206r102 5043 131663SH Sole 12885 11142 107636 AXT, Inc. COM 00246w103 2650 555500SH Sole 5100 550400 Abbott Laboratories COM 002824100 2463 44657SH Sole 5638 6249 32770 Allegheny Energy COM 017361106 223 4425SH Sole 2425 2000 American Elec Power COM 025537101 211 5076SH Sole 2853 105 2118 American Intl Group COM 026874107 776 17951SH Sole 1650 3570 12731 American Science & Eng COM 029429107 1070 19605SH Sole 19605 AmerisourceBergen COM 03073E105 299 7300SH Sole 7300 Anadarko Petroleum COM 032511107 1288 20432SH Sole 2436 5488 12508 Apple Inc. COM 037833100 1005 7002SH Sole 491 1350 5161 Archer Daniels Midland COM 039483102 2543 61782SH Sole 5577 10100 46105 Astro-Med COM 04638f108 772 86277SH Sole 700 85577 BP PLC COM 055622104 2469 40710SH Sole 19639 3786 17285 BankAmerica COM 060505104 1412 37254SH Sole 10544 6244 20466 BioLase Technology COM 090911108 695 225000SH Sole 750 224250 Boeing COM 097023105 2071 27849SH Sole 1700 3880 22269 Buckeye Partners COM 118230101 212 4600SH Sole 4600 Burlington Nthn Santa Fe COM 12189T104 468 5075SH Sole 5075 Caterpillar COM 149123101 415 5300SH Sole 5300 Cavium Networks COM 14965a101 966 58900SH Sole 150 58750 Cerner COM 156782104 361 9675SH Sole 9675 Chevron COM 166764100 3487 40853SH Sole 16018 2450 22385 Chubb COM 171232101 1780 35970SH Sole 2010 5360 28600 Cigna COM 125509109 407 10024SH Sole 3260 3300 3464 Cisco Systems COM 17275R102 346 14374SH Sole 3949 1000 9425 Citigroup COM 172967101 433 20238SH Sole 2153 3725 14360 Coca Cola COM 191216100 1372 22537SH Sole 2995 3500 16042 Cree COM 225447101 1661 59400SH Sole 200 59200 Crucell COM 228769105 390 25300SH Sole 1200 24100 Cubist Pharmaceuticals COM 229678107 370 20060SH Sole 4400 6260 9400 Curon Medical PIPE (Rev Spl) COM 231292913 3 99998SH Sole 99998 Curon Medical- New COM 231292103 5 157750SH Sole 1250 156500 Cytori Therapeutics COM 23283k105 869 182200SH Sole 600 181600 DRI Corp COM 23330F109 53 24999SH Sole 24999 Digimarc COM 253807101 150 15000SH Sole 15000 Digital River COM 25388B104 571 18425SH Sole 18425 Dominion Resources COM 25746U109 261 6400SH Sole 6400 Duke Energy - New COM 26441c105 1422 79659SH Sole 8585 10292 60782 Dyadic International COM 26745t101 75 81700SH Sole 81700 Eastman Kodak COM 277461109 1388 78535SH Sole 4035 12750 61750 El Paso COM 28336L109 423 25432SH Sole 5666 1600 18166 Emerson Electric COM 291011104 537 10426SH Sole 3200 7226 Exxon Mobil COM 30231G102 5373 63523SH Sole 20800 7700 35023 FEI Company COM 30241L109 1076 49275SH Sole 49275 General Electric COM 369604103 5925 160100SH Sole 70000 11800 78300 General Mills COM 370334104 551 9200SH Sole 1000 8200 Great Plains Energy, Inc. COM 391164100 248 10050SH Sole 2350 400 7300 HCP Inc COM 421915109 483 14300SH Sole 700 2000 11600 Hansen Medical COM 411307101 958 68150SH Sole 200 67950 Harris Corp COM 413875105 2009 41396SH Sole 2760 7025 31611 Hewlett-Packard COM 428236103 1777 38928SH Sole 3944 11880 23104 Honeywell Intl COM 438516106 750 13300SH Sole 1200 700 11400 IBM Corp COM 459200101 2359 20489SH Sole 530 1950 18009 ISIS Pharmaceuticals COM 464330109 737 52250SH Sole 150 52100 InFocus Corporation COM 45665B106 47 24900SH Sole 24900 Interpublic Group COM 460690100 84 10000SH Sole 10000 J.P.Morgan Chase COM 616880100 937 21813SH Sole 9930 2924 8959 Johnson & Johnson COM 478160104 2021 31159SH Sole 11066 50 20043 L-1 Identity Solutions COM 50212a106 844 63450SH Sole 63450 Lilly (Eli) COM 532457108 638 12360SH Sole 1060 2550 8750 Martek COM 572901106 2686 87880SH Sole 2200 5250 80430 McGraw Hill COM 580645109 1510 40859SH Sole 3060 6950 30849 Mckesson HBOC COM 58155Q103 1889 36070SH Sole 1660 2350 32060 Medtronic COM 585055106 761 15732SH Sole 1300 725 13707 Mentor Graphics COM 587200106 424 48000SH Sole 48000 Merck COM 589331107 852 22452SH Sole 6630 850 14972 Microsoft COM 594918104 1720 60595SH Sole 5962 5600 49033 Microvision COM 594960106 1086 448900SH Sole 1100 447800 NetLogic COM 64118b100 625 25900SH Sole 100 25800 Norfolk Southern COM 655844108 1130 20800SH Sole 6260 3800 10740 Novozymes COM 670108109 565 6300SH Sole 6300 Nuance Communications - New COM 67020y100 1597 91733SH Sole 91733 Orasure COM 68554v108 161 22000SH Sole 22000 PNC Bank COM 693475105 815 12425SH Sole 4567 500 7358 Pengrowth Energy Trust COM 706902301 202 10600SH Sole 2000 1000 7600 Pepsico COM 713448108 256 3545SH Sole 3545 Philip Morris Int'l COM 718172109 446 8810SH Sole 2528 150 6132 Pitney Bowes COM 724479100 1149 32800SH Sole 2100 4500 26200 Pozen COM 73941u102 414 40000SH Sole 8000 14000 18000 Praxair COM 74005P104 290 3438SH Sole 200 3238 Procter & Gamble COM 742718109 1209 17260SH Sole 17260 Progress Energy COM 144141108 242 5800SH Sole 1000 100 4700 RF Micro Devices COM 749941100 358 134550SH Sole 134550 Schering Plough COM 806605101 561 38960SH Sole 11830 4500 22630 Silicon Image COM 82705t102 632 126100SH Sole 1400 124700 SonoSite COM 83568G104 1686 59317SH Sole 1000 2400 55917 Southern Company COM 842587107 764 21457SH Sole 4600 2000 14857 Spectra Energy Corp COM 847560109 1212 53267SH Sole 5004 6915 41348 Stryker Corp COM 863667101 1348 20721SH Sole 800 4700 15221 Susquehanna Bancshares COM 869099101 358 17589SH Sole 1000 16589 Syngenta AG-ADR COM 87160A100 342 5850SH Sole 5850 Tate & Lyle COM 876570607 296 6830SH Sole 6830 Texas Instruments COM 882508104 1342 47462SH Sole 3660 6150 37652 Theravance COM 88338t104 117 11100SH Sole 11100 Thermogenesis COM 883623209 65 39600SH Sole 39600 Time Warner COM 887315109 1021 72789SH Sole 6531 10400 55858 Union Pacific COM 907818108 4968 39627SH Sole 5102 4400 30125 United Technologies COM 913017109 740 10752SH Sole 1866 8886 Universal Display COM 91347P105 1615 112755SH Sole 300 112455 Veeco Instruments COM 922417100 496 29800SH Sole 29800 Verizon Communications COM 077853109 1906 52284SH Sole 3844 5302 43138 Voxware COM 92906l105 103 25098SH Sole 25098 WAWA, Inc COM 693 360SH Sole 10 350 Weingarten Realty Investors COM 948741103 475 13800SH Sole 1800 250 11750 Wells Fargo COM 949746101 345 11850SH Sole 2650 2900 6300 Williams Companies COM 969457100 1472 44620SH Sole 3300 5500 35820 Zoran COM 98975f101 460 33650SH Sole 33650 duPont COM 263534109 2238 47859SH Sole 8565 2200 37094 Curon Medical Warrants 0 192307SH Sole 192307 REPORT SUMMARY 110 DATA RECORDS 116403 0OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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