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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): December 2, 2022

 

ROC Energy Acquisition Corp.

(Exact name of registrant as specified in its charter)

 

Delaware   001-41103   87-2488708
(State or other jurisdiction
of incorporation)
  (Commission
File Number)
  (IRS Employer
Identification No.)

 

16400 Dallas Parkway

Dallas, Texas 75248

(Address of principal executive offices, including zip code)

 

Registrant’s telephone number, including area code: (972) 392-6180

 

Not Applicable
(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading
Symbol(s)
  Name of each exchange on which
registered
         
Units, each consisting of one share of Common Stock, $0.0001 par value, and one Right to receive one-tenth of one share of Common Stock   ROCAU   The Nasdaq Stock Market LLC
         
Common Stock, $0.0001 par value per share   ROC   The Nasdaq Stock Market LLC
         
Rights, each exchangeable into one-tenth of one share of Common Stock   ROCAR   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

Item 8.01. Other Events.

 

On December 2, 2022, ROC Energy Acquisition Corp. (the “Company”) issued a press release announcing that its sponsor, ROC Energy Holdings LLC (the “Sponsor”), has requested that the Company extend the date by which the Company has to consummate a business combination from December 6, 2022 to March 6, 2023 (the “Extension”). The Extension is the first of two three-month extensions permitted under the Company’s governing documents. In connection with the Extension, the Sponsor has notified the Company that it intends to deposit an aggregate of $2,070,000 (representing $0.10 per public share) into the Company’s trust account on or before December 6, 2022. The Extension provides the Company with additional time to complete its initial business combination.

 

A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

 

Item 9.01 Financial Statements and Exhibits

 

(d) Exhibits

 

Exhibit

Number

  Title
99.1   Press Release, dated December 2, 2022
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

 1

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  ROC Energy Acquisition Corp.
     
  By: /s/ Daniel Jeffrey Kimes
    Name:  Daniel Jeffrey Kimes
    Title: Chief Executive Officer
     
Dated: December 2, 2022    

 

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