-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OVLClMF41sOqWSmW9MKvuapPvXAXB/hRQ//TuLMCvXuikicQROWXjSkqsNmlINkU tXX7Rf2SM/pNQXlxrb1W7w== 0001021408-02-001774.txt : 20020414 0001021408-02-001774.hdr.sgml : 20020414 ACCESSION NUMBER: 0001021408-02-001774 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEPRINCE RACE & ZOLLO INC CENTRAL INDEX KEY: 0001008894 IRS NUMBER: 593299598 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05268 FILM NUMBER: 02533767 BUSINESS ADDRESS: STREET 1: 201 S ORANGE AVENUE STREET 2: SUITE 850 CITY: ORLANDO STATE: FL ZIP: 32801 BUSINESS PHONE: 4074209903 MAIL ADDRESS: STREET 1: 201 ORANGE AVENUE STREET 2: SUITE 850 CITY: ORLANDO STATE: FL ZIP: 32801 13F-HR 1 d13fhr.txt FORM 13F-HR FOR DECEMBER 31, 2001 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 ------------------ Check here if Amendment [ ]; Amendment Number: -------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DePrince Race & Zollo, Inc. --------------------------------------------- Address: 201 S. Orange Ave Suite 850 --------------------------------------------- Orlando, FL 32801 --------------------------------------------- --------------------------------------------- Form 13F File Number: 28-05268 ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Victor A Zollo JR --------------------------------------------- Title: Principal --------------------------------------------- Phone: 407-420-9903 --------------------------------------------- Signature, Place, and Date of Signing: /s/ Victor A. Zollo, Jr. Orlando, FL 2/7/2002 ------------------------ ----------------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Page 1 FORM 13 F Page__ 1 of__10 Name of Reporting Manager DePrince, Race & Zollo, Inc.
- ------------------------------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers Class Number Value Principal --------------------------------- See Instr. Amount (a) (b) Shared (c) V Sole As Defined shared in Instr. V other - ------------------------------------------------------------------------------------------------------------------------------------ AAR CORP COM COM 000361105 2,700 299,700 X ADVANTA CORP CL B CLB 007942204 4,565 501,700 X AEGON COM 007924103 4,521 168,900 X AIRBORNE INC COM 009269101 11,643 785,100 X ALCAN ALUMINIUM NEW COM COM 013716105 830 23,100 X ALLSTATE CORP COM COM 020002101 14,548 431,700 X ALLTEL CORP COM COM 020039103 14,470 234,400 X AMERICA FIRST MTG INVT COM COM 023934102 11,059 1,263,900 X AMERICAN HOME PRODS CP COM COM 026609107 313 5,100 X AMERICAN INTL GROUP COM COM 026874107 438 5,512 X ANALYSTS INTL CORP COM COM 032681108 473 114,500 X ANNALY MTG MGMT INC COM COM 035710409 44,403 2,775,200 X ANWORTH MTG ASSET GRP COM 037347101 1,365 150,000 X AOL TIME WARNER INC COM 00184a105 321 10,000 X AON CORP COM 037389103 7,939 223,500 X APPLIED MATERIALS COM 038222105 281 7,000 X ARCH COAL, INC. COM 039380100 18,373 809,400 X ASTORIA FINL CORP COM COM 046265104 9,589 362,400 X ASTRO-MED INC NEW COM COM 04638f108 527 145,874 X BANK OF AMERICA CORP COM 060505104 8,113 128,885 X - ------------------------------------------------------------------------------------------------------------------------------------ Column Total 156,472 - ------------------------------------------------------------------------------------------------------------------------------------
Item 1: Item 8: Name of Issuer Voting Authority (Shares) ------------------------------- (a) sole (b) shared (c) None - --------------------------------------- ------------------------------- AAR CORP COM 299,700 ADVANTA CORP CL B 501,700 AEGON 168,900 AIRBORNE INC 785,100 ALCAN ALUMINIUM NEW COM 23,100 ALLSTATE CORP COM 431,700 ALLTEL CORP COM 234,400 AMERICA FIRST MTG INVT COM 1,263,900 AMERICAN HOME PRODS CP COM 5,100 AMERICAN INTL GROUP COM 5,512 ANALYSTS INTL CORP COM 114,500 ANNALY MTG MGMT INC COM 2,775,200 ANWORTH MTG ASSET GRP 150,000 AOL TIME WARNER INC 10,000 AON CORP 223,500 APPLIED MATERIALS 7,000 ARCH COAL, INC. 809,400 ASTORIA FINL CORP COM 362,400 ASTRO-MED INC NEW COM 145,874 BANK OF AMERICA CORP 128,885 - ----------------------------------------------------------------------- Column Total - -----------------------------------------------------------------------
FORM 13 F Page__ 2 of__10 Name of Reporting Manager DePrince, Race & Zollo, Inc.
- ------------------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers Class Number Value Principal ------------------------- See Instr. Amount (a) (b) Shared (c) V Sole As Defined shared in Instr. V other - ------------------------------------------------------------------------------------------------------------------------ BANKATLANTIC BANCORP CL A CLA 065908501 252 27,500 X BANKNORTH GRP INC NEW COM COM 06646R107 4,033 179,100 X BAUSCH & LOMB INC COM COM 071707103 5,024 133,400 X BEMIS INC COM COM 081437105 12,393 252,000 X BERKSHIRE HILLS BANC COM COM 084680107 6,389 315,500 X BOISE CASCADE CORP COM COM 097383103 23,314 685,500 X BOWATER INC COM COM 102183100 10,294 215,800 X BP AMOCO PLC ADS COM 055622104 10,558 227,000 X BRISTOL MYERS SQUIBB COM COM 110122108 13,796 270,500 X BRUSH ENGINEERED MATLS COM COM 117421107 906 63,600 X BURLINGTON RES COM 122014103 16,217 432,000 X CALLAWAY GOLF COM 131193104 7,855 410,200 X CARAUSTAR INDS COM 140909102 6,295 908,300 X CARNIVAL CORP CL A CLA 143658102 16,503 587,700 X CARPENTER TECHNOLOGY COM COM 144285103 6,583 247,300 X CENTURY ALUM CO COM COM 156431108 5,835 436,725 X CERES GROUP COM 156772105 1,568 425,000 X CFS BANCORP INC COM COM 12525d102 330 23,000 X CHEVRONTEXACO CORP COM COM 166764100 12,685 141,559 X CHUBB CORP COM COM 171232101 19,251 279,000 X - ------------------------------------------------------------------------------------------------------------------------ Column Total 180,080 - ------------------------------------------------------------------------------------------------------------------------
Item 1: Item 8: Name of Issuer Voting Authority (Shares) ------------------------------ (a) sole (b) shared (c) None - ------------------------------------------------------------------- BANKATLANTIC BANCORP CL A 27,500 BANKNORTH GRP INC NEW COM 179,100 BAUSCH & LOMB INC COM 133,400 BEMIS INC COM 252,000 BERKSHIRE HILLS BANC COM 315,500 BOISE CASCADE CORP COM 685,500 BOWATER INC COM 215,800 BP AMOCO PLC ADS 227,000 BRISTOL MYERS SQUIBB COM 270,500 BRUSH ENGINEERED MATLS COM 63,600 BURLINGTON RES 432,000 CALLAWAY GOLF 410,200 CARAUSTAR INDS 908,300 CARNIVAL CORP CL A 587,700 CARPENTER TECHNOLOGY COM 247,300 CENTURY ALUM CO COM 436,725 CERES GROUP 425,000 CFS BANCORP INC COM 23,000 CHEVRONTEXACO CORP COM 141,559 CHUBB CORP COM 279,000 - ------------------------------------------------------------------- Column Total - -------------------------------------------------------------------
FORM 13 F Page__ 3 of__10 Name of Reporting Manager DePrince, Race & Zollo, Inc.
- ------------------------------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers Class Number Value Principal ---------------------------- See Instr. Amount (a) (b) Shared (c) V Sole As Defined shared in Instr. V other - ------------------------------------------------------------------------------------------------------------------------------------ CISCO SYS INC COM COM 17275R102 353 19,500 X CITIGROUP INC COM COM 172967101 443 8,766 X CITIZENS FIRST BANCORP COM COM 17461R106 4,555 290,150 X CNF TRANSPORTATION COM 12612W104 15,161 451,900 X COASTAL BANCORP INC COM COM 19041P105 7,653 264,800 X COCA COLA CO COM COM 191216100 306 6,500 X COHU INC COM COM 192576106 4,857 245,900 X COLLINS INDS INC COM COM 194858106 209 61,600 X COLUMBUS MCKINNON N Y COM COM 199333105 6,808 664,200 X COMMONWEALTH INDUSTRIES INC DELAWARE COM 203004106 283 60,300 X COMMUNITY BK SYS INC COM COM 203607106 587 22,400 X COURIER CORP COM COM 222660102 1,224 34,975 X DIAMOND OFFSHORE DRILL COM 25271C102 14,641 481,600 X DIEBOLD INC COM COM 253651103 16,208 400,800 X DIXIE GROUP, INC. COM 255519100 1,870 407,400 X DONNELLY CORP CL A CLA 257870105 976 74,200 X EASTERN CO COM COM 276317104 1,517 126,350 X ECOLAB INC COM COM 278865100 16,317 405,400 X ELECTROLUX COM 010198208 6,436 219,500 X EMERSON ELEC CO COM COM 291011104 16,707 292,600 X - ------------------------------------------------------------------------------------------------------------------------------------ Column Total 117,112 - ------------------------------------------------------------------------------------------------------------------------------------
Item 1: Item 8: Name of Issuer Voting Authority(Shares) ------------------------------------ (a) sole (b) shared (c) None - --------------------------------------------------------------------------- CISCO SYS INC COM 19,500 CITIGROUP INC COM 8,766 CITIZENS FIRST BANCORP COM 290,150 CNF TRANSPORTATION 451,900 COASTAL BANCORP INC COM 264,800 COCA COLA CO COM 6,500 COHU INC COM 245,900 COLLINS INDS INC COM 61,600 COLUMBUS MCKINNON N Y COM 664,200 COMMONWEALTH INDUSTRIES INC DELAWARE 60,300 COMMUNITY BK SYS INC COM 22,400 COURIER CORP COM 34,975 DIAMOND OFFSHORE DRILL 481,600 DIEBOLD INC COM 400,800 DIXIE GROUP, INC. 407,400 DONNELLY CORP CL A 74,200 EASTERN CO COM 126,350 ECOLAB INC COM 405,400 ELECTROLUX 219,500 EMERSON ELEC CO COM 292,600 - --------------------------------------------------------------------------- Column Total - ---------------------------------------------------------------------------
FORM 13 F Page__ 4 of__10 Name of Reporting Manager DePrince, Race & Zollo, Inc.
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers Class Number Value Principal --------------------------- See Instr. Amount (a) (b) Shared (c) V Sole As Defined shared in Instr. V other - ------------------------------------------------------------------------------------------------------------------------------------ ENERGY EAST CORP COM COM 29266M109 5,298 279,000 X EXXON MOBIL CORP COM COM 30231G102 7,553 192,200 X FALCON PRODS INC COM COM 306075102 1,092 161,800 X FBR ASSET INVT CORP COM COM 30241E303 10,903 390,100 X FIRST VA BANKS INC COM COM 337477103 8,426 166,000 X FLEETBOSTON FINL CORP COM COM 339030108 12,233 335,164 X FLUSHING FINL CORP COM COM 343873105 5,340 300,000 X FRANKLIN BK N A MICH COM COM 352456107 868 49,300 X FREQUENCY ELECTRS INC COM COM 358010106 210 15,000 X GARAN INC COM COM 364802108 9,291 218,600 X GENERAL ELEC CO COM COM 369604103 661 16,500 X GRAINGER W W INC COM COM 384802104 12,019 250,400 X HARDINGE INC COM COM 412324303 525 55,000 X HAVERTY FURNITURE INC COM COM 419596101 14,377 868,700 X HEINZ H J CO COM COM 423074103 10,379 252,400 X HELIX TECHNOLOGY CORP COM COM 423319102 50,279 2,229,653 X HELMERICH & PAYNE INC COM COM 423452101 9,927 297,400 X HERITAGE FINL WASH COM COM 42722x106 597 50,000 X HMN FINL INC COM COM 40424G108 2,324 150,000 X HOME DEPOT INC COM COM 437076102 247 4,850 X - ------------------------------------------------------------------------------------------------------------------------------------ Column Total 162,550 - ------------------------------------------------------------------------------------------------------------------------------------
Item 1: Item 8: Name of Issuer Voting Authority (Shares) --------------------------------- (a) sole (b) shared (c) None - ------------------------------------------------------------------- ENERGY EAST CORP COM 279,000 EXXON MOBIL CORP COM 192,200 FALCON PRODS INC COM 161,800 FBR ASSET INVT CORP COM 390,100 FIRST VA BANKS INC COM 166,000 FLEETBOSTON FINL CORP COM 335,164 FLUSHING FINL CORP COM 300,000 FRANKLIN BK N A MICH COM 49,300 FREQUENCY ELECTRS INC COM 15,000 GARAN INC COM 218,600 GENERAL ELEC CO COM 16,500 GRAINGER W W INC COM 250,400 HARDINGE INC COM 55,000 HAVERTY FURNITURE INC COM 868,700 HEINZ H J CO COM 252,400 HELIX TECHNOLOGY CORP COM 2,229,653 HELMERICH & PAYNE INC COM 297,400 HERITAGE FINL WASH COM 50,000 HMN FINL INC COM 150,000 HOME DEPOT INC COM 4,850 - ------------------------------------------------------------------- Column Total - -------------------------------------------------------------------
FORM 13 F Page__ 5 of__10 Name of Reporting Manager DePrince, Race & Zollo, Inc.
- ------------------------------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers Class Number Value Principal --------------------------- See Instr. Amount (a) (b) Shared (c) V Sole As Defined shared in Instr. V other - ------------------------------------------------------------------------------------------------------------------------------------ HONEYWELL INC COM COM 438516106 20,421 603,800 X HOWELL CORP COM COM 443051107 498 47,849 X HUBBELL INC CL B CLB 443510201 11,129 378,800 X IBERIABANK CORP COM COM 450828108 20,100 725,100 X IKON OFFICE SOLUTIONS COM COM 451713101 26,153 2,237,200 X IMPERIAL CHEM INDS PLC ADR COM 452704505 6,887 315,200 X INGERSOLL-RAND CO COM COM g4776g101 12,668 303,000 X INGLES MKTS INC CL A CLA 457030104 7,230 605,000 X INTEL CORP COM COM 458140100 410 13,050 X INTERMET CORP COM COM 45881K104 11,226 3,350,900 X INTERNATIONAL ALUM CP COM COM 458884103 720 30,000 X INTERNATIONAL BUSINESS MACHINE COM 459200101 454 3,750 X INTERNATIONAL FLAV&FRA COM 459506101 8,984 302,400 X INTERPUBLIC GROUP COS COM COM 460690100 12,989 439,700 X INTIMATE BRANDS INC COM 461156101 10,377 698,300 X INTL PAPER CO COM COM 460146103 15,010 372,000 X JEFFERSON PILOT COM 475070108 15,820 341,900 X JOHNSON & JOHNSON COM COM 478160104 408 6,900 X KERR MCGEE CORP COM COM 492386107 19,322 352,600 X KLAMATH FIRST BANCORP COM COM 49842P103 2,038 155,000 X - ------------------------------------------------------------------------------------------------------------------------------------ Column Total 202,843 - ------------------------------------------------------------------------------------------------------------------------------------
Item 1: Item 8: Name of Issuer Voting Authority (Shares) -------------------------------- (a) sole (b) shared (c) None - --------------------------------------------------------------------- HONEYWELL INC COM 603,800 HOWELL CORP COM 47,849 HUBBELL INC CL B 378,800 IBERIABANK CORP COM 725,100 IKON OFFICE SOLUTIONS COM 2,237,200 IMPERIAL CHEM INDS PLC ADR 315,200 INGERSOLL-RAND CO COM 303,000 INGLES MKTS INC CL A 605,000 INTEL CORP COM 13,050 INTERMET CORP COM 3,350,900 INTERNATIONAL ALUM CP COM 30,000 INTERNATIONAL BUSINESS MACHINE 3,750 INTERNATIONAL FLAV&FRA 302,400 INTERPUBLIC GROUP COS COM 439,700 INTIMATE BRANDS INC 698,300 INTL PAPER CO COM 372,000 JEFFERSON PILOT 341,900 JOHNSON & JOHNSON COM 6,900 KERR MCGEE CORP COM 352,600 KLAMATH FIRST BANCORP COM 155,000 - --------------------------------------------------------------------- Column Total - ---------------------------------------------------------------------
FORM 13 F Page__ 6 of__10 Name of Reporting Manager DePrince, Race & Zollo, Inc.
- ------------------------------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers Class Number Value Principal --------------------------- See Instr. Amount (a) (b) Shared (c) V Sole As Defined shared in Instr. V other - ------------------------------------------------------------------------------------------------------------------------------------ LILLIAN VERNON CORP COM COM 532430105 251 37,700 X LIMITED INC COM COM 532716107 10,391 705,900 X LONDON PAC GROUP LTD SPONSORED ADR COM 542073101 5,805 1,465,900 X LOWES COS INC COM COM 548661107 232 5,000 X LSI INDS INC COM COM 50216C108 7,524 432,400 X MARSH & MCLENNAN COS COM 571748102 7,919 73,700 X MASCO CORP COM COM 574599106 12,488 509,700 X MASTEC INC COM 576323109 243 35,000 X MAY DEPT. STORE COM 577778103 17,713 479,000 X MCCORMICK & CO INC COM 579780206 7,307 174,100 X MCG CAPITAL CORP COM COM 58047P107 11,670 655,600 X MCSI INC COM COM 55270M108 15,177 647,200 X MERCK & CO INC COM COM 589331107 265 4,500 X MERIDIAN BIOSCIENCE COM 589584101 561 93,222 X MERRIL LYNCH & CO COM 590188108 16,110 309,100 X MET PRO CORP COM COM 590876306 922 70,400 X MICROSOFT CORP COM 594918104 563 8,500 X MILLENNIUM CHEMICALS COM COM 599903101 6,473 513,700 X MINNESOTA MINING & MANUFACTURING CO COM 604059105 21,609 182,800 X MISONIX INC COM COM 604871103 3,139 330,400 X - ------------------------------------------------------------------------------------------------------------------------------------ Column Total 146,361 - ------------------------------------------------------------------------------------------------------------------------------------
Item 1: Item 8: Name of Issuer Voting Authority (Shares) ------------------------------------ (a) sole (b) shared (c) None - ----------------------------------------------------------------------------- LILLIAN VERNON CORP COM 37,700 LIMITED INC COM 705,900 LONDON PAC GROUP LTD SPONSORED ADR 1,465,900 LOWES COS INC COM 5,000 LSI INDS INC COM 432,400 MARSH & MCLENNAN COS 73,700 MASCO CORP COM 509,700 MASTEC INC 35,000 MAY DEPT. STORE 479,000 MCCORMICK & CO INC 174,100 MCG CAPITAL CORP COM 655,600 MCSI INC COM 647,200 MERCK & CO INC COM 4,500 MERIDIAN BIOSCIENCE 93,222 MERRIL LYNCH & CO 309,100 MET PRO CORP COM 70,400 MICROSOFT CORP 8,500 MILLENNIUM CHEMICALS COM 513,700 MINNESOTA MINING & MANUFACTURING CO 182,800 MISONIX INC COM 330,400 - ----------------------------------------------------------------------------- Column Total - -----------------------------------------------------------------------------
FORM 13 F Page__ 7 of__10 Name of Reporting Manager DePrince, Race & Zollo, Inc.
- ------------------------------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers Class Number Value Principal --------------------------- See Instr. Amount (a) (b) Shared (c) V Sole As Defined shared in Instr. V other - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ MOCON INC COM 607494101 1,273 131,800 X NEW YORK CMNTY BANCORP COM COM 649445103 14,581 637,550 X NN INC COM 629337106 43,054 3,861,350 X NOKIA CORP ADR A COM 654902204 233 9,500 X NORDSTROM INC COM COM 655664100 14,584 720,900 X NSTAR COM COM 67019E107 6,971 155,430 X NUI CORP COM COM 629431107 4,631 195,400 X NYMAGIC INC COM COM 629484106 323 20,100 X OCCIDENTAL PETE CP DEL COM COM 674599105 7,991 301,200 X OGLEBAY NORTON CO COM COM 677007106 541 34,900 X OLIN CORP COM PAR $1 COM 680665205 4,978 308,400 X ORACLE CORP COM COM 68389X105 163 11,800 X PALL CORP COM COM 696429307 17,831 741,100 X PARK ELECTROCHEMICAL COM COM 700416209 20,353 770,950 X PARKER HANNIFIN CORP COM COM 701094104 15,747 343,000 X PARTNERRE LTD COM COM G6852T105 8,548 158,300 X PENNEY J C INC COM COM 708160106 9,769 363,150 X PEPSICO INC COM COM 713448108 7,834 160,900 X PERKINELMER INC COM COM 714046109 8,541 243,900 X PFIZER INC COM COM 717081103 640 16,050 X - ------------------------------------------------------------------------------------------------------------------------------------ Column Total 188,586 - ------------------------------------------------------------------------------------------------------------------------------------
Item 1: Item 8: Name of Issuer Voting Authority (Shares) --------------------------------- (a) sole (b) shared (c) None - ------------------------------------------------------------------- MOCON INC 131,800 NEW YORK CMNTY BANCORP COM 637,550 NN INC 3,861,350 NOKIA CORP ADR A 9,500 NORDSTROM INC COM 720,900 NSTAR COM 155,430 NUI CORP COM 195,400 NYMAGIC INC COM 20,100 OCCIDENTAL PETE CP DEL COM 301,200 OGLEBAY NORTON CO COM 34,900 OLIN CORP COM PAR $1 308,400 ORACLE CORP COM 11,800 PALL CORP COM 741,100 PARK ELECTROCHEMICAL COM 770,950 PARKER HANNIFIN CORP COM 343,000 PARTNERRE LTD COM 158,300 PENNEY J C INC COM 363,150 PEPSICO INC COM 160,900 PERKINELMER INC COM 243,900 PFIZER INC COM 16,050 - ------------------------------------------------------------------- Column Total - -------------------------------------------------------------------
FORM 13 F Page__ 8 of__10 Name of Reporting Manager DePrince, Race & Zollo, Inc.
- ------------------------------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers Class Number Value Principal ---------------------------- See Instr. Amount (a) (b) Shared (c) V Sole As Defined shared in Instr. V other - ------------------------------------------------------------------------------------------------------------------------------------ PHARMACIA CORP COM COM 71713U102 14,838 347,900 X PHILLIPS ELECTRONICS COM 500472303 8,890 305,400 X PIER 1 IMPORTS INC COM COM 720279108 4,338 250,200 X PIONEER STD ELECTRS COM COM 723877106 22,226 1,750,100 X PLAN VISTA CORP COM COM 72701P105 26,565 5,366,700 X PLAN VISTA RESTRICTED COM 72701P105 2,740 553,500 X POCAHONTAS COM 730234101 578 66,780 X POLYONE CORP COM COM 73179P106 11,081 1,130,700 X POPE & TALBOT INC COM COM 732827100 21,220 1,489,140 X PRAXAIR INC COM COM 74005P104 11,116 201,200 X PRINCIPAL FINANCIAL GP COM COM 74251V102 360 15,000 X PROCTER & GAMBLE CO COM COM 742718109 297 3,750 X PXRE CORP COM COM G73018106 26,007 1,474,300 X QUAKER CHEM CORP COM COM 747316107 12,773 620,050 X QUANEX CORP COM COM 747620102 7,432 262,600 X RAIT INVT TR COM COM 749227104 4,487 275,300 X RICHARDSON ELECTRS COM COM 763165107 21,756 1,798,000 X ROCKWELL COLLINS INC COM COM 774341101 18,669 957,400 X ROHM & HAAS COM 775371107 16,820 485,700 X RPM INC OHIO COM COM 749685103 7,610 526,300 X - ------------------------------------------------------------------------------------------------------------------------------------ Column Total 239,803 - ------------------------------------------------------------------------------------------------------------------------------------
Item 1: Item 8: Name of Issuer Voting Authority (Shares) --------------------------------- (a) sole (b) shared (c) None - ------------------------------------------------------------------------- PHARMACIA CORP COM 347,900 PHILLIPS ELECTRONICS 305,400 PIER 1 IMPORTS INC COM 250,200 PIONEER STD ELECTRS COM 1,750,100 PLAN VISTA CORP COM 5,366,700 PLAN VISTA RESTRICTED 553,500 POCAHONTAS 66,780 POLYONE CORP COM 1,130,700 POPE & TALBOT INC COM 1,489,140 PRAXAIR INC COM 201,200 PRINCIPAL FINANCIAL GP COM 15,000 PROCTER & GAMBLE CO COM 3,750 PXRE CORP COM 1,474,300 QUAKER CHEM CORP COM 620,050 QUANEX CORP COM 262,600 RAIT INVT TR COM 275,300 RICHARDSON ELECTRS COM 1,798,000 ROCKWELL COLLINS INC COM 957,400 ROHM & HAAS 485,700 RPM INC OHIO COM 526,300 - ------------------------------------------------------------------------- Column Total - -------------------------------------------------------------------------
FORM 13 F Page__ 9 of__10 Name of Reporting Manager DePrince, Race & Zollo, Inc.
- ------------------------------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers Class Number Value Principal --------------------------- See Instr. Amount (a) (b) Shared (c) V Sole As Defined shared in Instr. V other - ------------------------------------------------------------------------------------------------------------------------------------ RYDER SYS INC COM COM 783549108 8,643 390,200 X SAFECO CORP COM COM 786429100 5,781 185,600 X SAPPI LTD SPON ADR NEW COM 803069202 11,354 1,107,700 X SBC COMMUNICATIONS COM 78387G103 14,154 361,358 X SCHERING PLOUGH CORP COM COM 806605101 13,282 370,900 X SCHLUMBERGER LTD COM COM 806857108 15,034 273,600 X SEA CONTAINERS LTD CL A CLA 811371707 9,888 722,800 X SELAS CORP AMER COM COM 816119101 158 75,200 X SIERRA PAC RESOURSES COM 826428104 6,607 439,000 X SMITH A O COM COM 831865209 8,873 455,000 X SOVEREIGN BANCORP INC COM COM 845905108 19,763 1,614,600 X SPAN AMER MED SYS INC COM COM 846396109 855 158,305 X SUSQUEHANNA BKSHS PA COM COM 869099101 3,099 148,650 X SWS GROUP INC COM COM 78503N107 5,615 220,637 X SYNALLOY CP DEL COM COM 871565107 564 162,500 X TARGET CORP COM COM 87612E106 246 6,000 X TASTY BAKING CO COM COM 876553306 9,254 522,825 X TEEKAY SHIPPING CORP COM COM Y8564W103 26,343 755,900 X TIDEWATER INC COM COM 886423102 9,495 280,100 X TIMBERLINE SOFTWARE CP COM COM 887134104 854 142,398 X - ------------------------------------------------------------------------------------------------------------------------------------ Column Total 169,863 - ------------------------------------------------------------------------------------------------------------------------------------
Item 1: Item 8: Name of Issuer Voting Authority (Shares) --------------------------------- (a) sole (b) shared (c) None - ------------------------------------------------------------------- RYDER SYS INC COM 390,200 SAFECO CORP COM 185,600 SAPPI LTD SPON ADR NEW 1,107,700 SBC COMMUNICATIONS 361,358 SCHERING PLOUGH CORP COM 370,900 SCHLUMBERGER LTD COM 273,600 SEA CONTAINERS LTD CL A 722,800 SELAS CORP AMER COM 75,200 SIERRA PAC RESOURSES 439,000 SMITH A O COM 455,000 SOVEREIGN BANCORP INC COM 1,614,600 SPAN AMER MED SYS INC COM 158,305 SUSQUEHANNA BKSHS PA COM 148,650 SWS GROUP INC COM 220,637 SYNALLOY CP DEL COM 162,500 TARGET CORP COM 6,000 TASTY BAKING CO COM 522,825 TEEKAY SHIPPING CORP COM 755,900 TIDEWATER INC COM 280,100 TIMBERLINE SOFTWARE CP COM 142,398 - ------------------------------------------------------------------- Column Total - -------------------------------------------------------------------
FORM 13 F Page__ 10 of__10 Name of Reporting Manager DePrince, Race & Zollo, Inc.
- ------------------------------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Name of Issuer Title of CUSIP Fair Market Shares of Investment Discretion Managers Class Number Value Principal --------------------------- See Instr. Amount (a) (b) Shared (c) V Sole As Defined shared in Instr. V other - ------------------------------------------------------------------------------------------------------------------------------------ TIMKEN CO COM COM 887389104 4,522 279,500 X TORCHMARK CORP COM 891027104 9,781 248,700 X TRANSTECHNOLOGY CP DEL COM COM 893889105 13,181 1,292,300 X TYCO INTERNATIONAL LTD COM COM 902124106 247 4,200 X UNITED GUARDIAN INC COM COM 910571108 742 142,600 X US BANCORP DEL COM COM 902973304 14,654 700,142 X VERIZON COMMUNICATIONS COM 92343v104 11,659 245,666 X VISTEON CORP COM COM 92839u107 9,826 653,300 X WAL MART STORES INC COM COM 931142103 446 7,750 X WELLMAN INC COM COM 949702104 28,243 1,823,300 X WILLIAMS COS INC DEL COM COM 969457100 16,371 641,500 X WOODHEAD INDS INC COM COM 979438108 1,204 75,800 X X X X X X X X X - ------------------------------------------------------------------------------------------------------------------------------------ Column Total 110,877 - ------------------------------------------------------------------------------------------------------------------------------------ Aggregate Total 1,674,547 - ------------------------------------------------------------------------------------------------------------------------------------
Item 1: Item 8: Name of Issuer Voting Authority (Shares) --------------------------------- (a) sole (b) shared (c) None - ------------------------------------------------------------------- TIMKEN CO COM 248,700 TORCHMARK CORP 1,292,300 TRANSTECHNOLOGY CP DEL COM 4,200 TYCO INTERNATIONAL LTD COM 142,600 UNITED GUARDIAN INC COM 700,142 US BANCORP DEL COM 245,666 VERIZON COMMUNICATIONS 653,300 VISTEON CORP COM 7,750 WAL MART STORES INC COM 1,823,300 WELLMAN INC COM 641,500 WILLIAMS COS INC DEL COM 75,800 WOODHEAD INDS INC COM 0 0 0 0 0 0 0 0 - ------------------------------------------------------------------------ Column Total - ------------------------------------------------------------------------ Aggregate Total - ------------------------------------------------------------------------
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