SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response: 1.0
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Form 3 Holdings Reported.
  
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
Haas Robert D.

(Last) (First) (Middle)
C/O ARGONAUT SECURITIES COMPANY
1155 BATTERY STREET

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LEVI STRAUSS & CO [ LEVI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
11/27/2022
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock $0 12/02/2021 J(1) 369,078 (7) (7) Class A Common Stock (7) $0 1,930,451 I By grantor retained annuity trusts
Class B Common Stock $0 12/02/2021 J(1) 369,078 (7) (7) Class A Common Stock (7) $0 298,531 D
Class B Common Stock $0 12/02/2021 J(3) 92,490 (7) (7) Class A Common Stock (7) $0 1,930,451 I By grantor retained annuity trusts
Class B Common Stock $0 12/02/2021 J(3) 92,490 (7) (7) Class A Common Stock (7) $0 20,536,547 I See footnote(3)
Class B Common Stock $0 12/02/2021 J(2) 263,940 (7) (7) Class A Common Stock (7) $0 3,063,090 I By grantor retained annuity trusts of spouse(6)
Class B Common Stock $0 12/02/2021 J(2) 263,940 (7) (7) Class A Common Stock (7) $0 0 I By spouse(6)
Class B Common Stock $0 12/02/2021 J(3) 66,147 (7) (7) Class A Common Stock (7) $0 3,063,090 I By grantor retained annuity trusts of spouse(6)
Class B Common Stock $0 12/02/2021 J(3) 66,147 (7) (7) Class A Common Stock (7) $0 7,297,240 I See footnote(3)
Class B Common Stock $0 12/14/2021 G 1,268 (7) (7) Class A Common Stock (7) $0 298,531 D
Class B Common Stock $0 02/10/2022 G 1,349 (7) (7) Class A Common Stock (7) $0 298,531 D
Class B Common Stock $0 03/30/2022 J(1) 482,070 (7) (7) Class A Common Stock (7) $0 1,930,451 I By grantor retained annuity trusts
Class B Common Stock $0 03/30/2022 J(1) 482,070 (7) (7) Class A Common Stock (7) $0 298,531 D
Class B Common Stock $0 03/30/2022 J(4) 800,000 (7) (7) Class A Common Stock (7) $0 298,531 D
Class B Common Stock $0 03/30/2022 J(4) 800,000 (7) (7) Class A Common Stock (7) $0 1,930,451 I By grantor retained annuity trusts
Class B Common Stock $0 03/30/2022 J(3) 509,516 (7) (7) Class A Common Stock (7) $0 1,930,451 I By grantor retained annuity trusts
Class B Common Stock $0 03/30/2022 J(3) 509,516 (7) (7) Class A Common Stock (7) $0 20,536,547 I See footnote(3)
Class B Common Stock $0 03/30/2022 J(2) 932,598 (7) (7) Class A Common Stock (7) $0 3,063,090 I By grantor retained annuity trusts of spouse(6)
Class B Common Stock $0 03/30/2022 J(2) 932,598 (7) (7) Class A Common Stock (7) $0 0 I By spouse(6)
Class B Common Stock $0 03/30/2022 J(5) 1,196,538 (7) (7) Class A Common Stock (7) $0 0 I By spouse(6)
Class B Common Stock $0 03/30/2022 J(5) 1,196,538 (7) (7) Class A Common Stock (7) $0 3,063,090 I By grantor retained annuity trusts of spouse(6)
Class B Common Stock $0 03/30/2022 J(3) 414,312 (7) (7) Class A Common Stock (7) $0 3,063,090 I By grantor retained annuity trusts of spouse(6)
Class B Common Stock $0 03/30/2022 J(3) 414,312 (7) (7) Class A Common Stock (7) $0 7,297,240 I See footnote(3)
Class B Common Stock $0 06/02/2022 J(1) 355,433 (7) (7) Class A Common Stock (7) $0 1,930,451 I By grantor retained annuity trusts
Class B Common Stock $0 06/02/2022 J(1) 355,433 (7) (7) Class A Common Stock (7) $0 298,531 D
Class B Common Stock $0 06/02/2022 J(4) 355,433 (7) (7) Class A Common Stock (7) $0 298,531 D
Class B Common Stock $0 06/02/2022 J(4) 355,433 (7) (7) Class A Common Stock (7) $0 1,930,451 I By grantor retained annuity trusts
Class B Common Stock $0 06/02/2022 J(3) 305,901 (7) (7) Class A Common Stock (7) $0 1,930,451 I By grantor retained annuity trusts
Class B Common Stock $0 06/02/2022 J(3) 305,901 (7) (7) Class A Common Stock (7) $0 20,536,547 I See footnote(3)
Class B Common Stock $0 06/02/2022 J(2) 254,180 (7) (7) Class A Common Stock (7) $0 3,063,090 I By grantor retained annuity trusts of spouse(6)
Class B Common Stock $0 06/02/2022 J(2) 254,180 (7) (7) Class A Common Stock (7) $0 0 I By spouse(6)
Explanation of Responses:
1. On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the reporting person.
2. On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the spouse of the reporting person. Mr. Haas disclaims beneficial ownership of these shares.
3. Transfers to trusts for the benefit of the reporting person's descendants that have been established by either Mr. Haas or his spouse. Mr. Haas disclaims beneficial ownership of these shares.
4. On the Transaction Date, the reporting person distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of himself and the remainder beneficiaries.
5. On the Transaction Date, the reporting person's spouse distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of herself and the remainder beneficiaries. Mr. Haas disclaims beneficial ownership of these shares.
6. Mr. Haas disclaims beneficial ownership of these shares.
7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
/s/ Parker Phillips, attorney-in-fact 01/09/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.