UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Item 7.01 Regulation FD Disclosure.
Ocwen Financial Corporation (the “Company”) issued a press release on January 23, 2023 announcing changes to the leadership structure of the Company’s Board of Directors as further described in Item 8.01 below. A copy of the press release is furnished herewith and attached hereto as Exhibit 99.1.
The information in this Item 7.01 and the related information in Exhibit 99.1 attached hereto shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, and shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
Item 8.01 Other Events.
On January 23, 2023, the Company announced that Glen A. Messina, President and Chief Executive Officer, has been appointed Chair of the Board of Directors (the “Board”). Mr. Messina will continue to serve as President and Chief Executive Officer. Former Board Chair Phyllis R. Caldwell will continue to serve on the Board as an independent director. In addition, independent director Kevin Stein has been appointed as Lead Independent Director with responsibility for leading the Board’s independent oversight function. The Board determined through its regular self-evaluation and succession planning activities that these changes represent the appropriate Board structure to oversee the Company’s strategy going forward.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
Exhibit Number |
Description | |
99.1 | Press Release of Ocwen Financial Corporation dated January 23, 2023 | |
104 | Cover Page Interactive Data File formatted in online XBRL (included as Exhibit 101) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
OCWEN FINANCIAL CORPORATION | ||
(Registrant) | ||
Date: January 23, 2023 | By: | /s/ Joseph J. Samarias |
Joseph J. Samarias | ||
General Counsel and Secretary |