The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| A-MARK PRECIOUS METALS INC | COM | 00181T107 | 15,568,660 | 448,277 | SH | DFND | 1 | 448,277 | 0 | 0 | ||
| ALLSTATE CORP | COM | 020002101 | 5,085,000 | 37,500 | SH | DFND | 1 | 37,500 | 0 | 0 | ||
| BANC OF CALIFORNIA INC | COM | 05990K106 | 5,973,750 | 375,000 | SH | DFND | 1 | 375,000 | 0 | 0 | ||
| BANK HAWAII CORP | COM | 062540109 | 2,637,040 | 34,000 | SH | DFND | 1 | 34,000 | 0 | 0 | ||
| CENTRAL PAC FINL CORP | COM NEW | 154760409 | 5,678,400 | 280,000 | SH | DFND | 1 | 280,000 | 0 | 0 | ||
| CNB FINL CORP PA | COM | 126128107 | 4,594,729 | 193,137 | SH | DFND | 1 | 193,137 | 0 | 0 | ||
| COASTAL FINL CORP WA | COM NEW | 19046P209 | 2,138,400 | 45,000 | SH | DFND | 1 | 45,000 | 0 | 0 | ||
| COMERICA INC | COM | 200340107 | 7,393,610 | 110,600 | SH | DFND | 1 | 110,600 | 0 | 0 | ||
| COMMUNITY BK SYS INC | COM | 203607106 | 2,084,841 | 33,119 | SH | DFND | 1 | 33,119 | 0 | 0 | ||
| COMMUNITY FINL CORP MD | COM | 20368X101 | 210,672 | 5,280 | SH | DFND | 1 | 5,280 | 0 | 0 | ||
| CULLEN FROST BANKERS INC | COM | 229899109 | 7,687,750 | 57,500 | SH | DFND | 1 | 57,500 | 0 | 0 | ||
| ESQUIRE FINL HLDGS INC | COM | 29667J101 | 5,191,200 | 120,000 | SH | DFND | 1 | 120,000 | 0 | 0 | ||
| EVERQUOTE INC | COM CL A | 30041R108 | 2,579,264 | 174,984 | SH | DFND | 1 | 174,984 | 0 | 0 | ||
| FIRST BANCORP P R | COM NEW | 318672706 | 5,406,000 | 425,000 | SH | DFND | 1 | 425,000 | 0 | 0 | ||
| FIRST BUSEY CORP | COM NEW | 319383204 | 4,944,000 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | ||
| FIRST HAWAIIAN INC | COM | 32051X108 | 683,784 | 26,259 | SH | DFND | 1 | 26,259 | 0 | 0 | ||
| FIRST INTST BANCSYSTEM INC | COM CL A | 32055Y201 | 14,493,750 | 375,000 | SH | DFND | 1 | 375,000 | 0 | 0 | ||
| FIRST MID ILL BANCSHARES INC | COM | 320866106 | 4,957,900 | 154,548 | SH | DFND | 1 | 154,548 | 0 | 0 | ||
| HOME BANCORP INC | COM | 43689E107 | 1,991,533 | 49,751 | SH | DFND | 1 | 49,751 | 0 | 0 | ||
| INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 46137V621 | 2,736,000 | 190,000 | SH | DFND | 1 | 190,000 | 0 | 0 | ||
| LENDINGCLUB CORP | COM NEW | 52603A208 | 1,430,000 | 162,500 | SH | DFND | 1 | 162,500 | 0 | 0 | ||
| M & T BK CORP | COM | 55261F104 | 14,259,398 | 98,300 | SH | DFND | 1 | 98,300 | 0 | 0 | ||
| MAINSTREET BANCSHARES INC | COM | 56064Y100 | 6,460,150 | 235,000 | SH | DFND | 1 | 235,000 | 0 | 0 | ||
| MALVERN BANCORP INC | COM | 561409103 | 1,221,715 | 68,829 | SH | DFND | 1 | 68,829 | 0 | 0 | ||
| MEDIAALPHA INC | CL A | 58450V104 | 2,632,770 | 264,600 | SH | DFND | 1 | 264,600 | 0 | 0 | ||
| NEW YORK CMNTY BANCORP INC | COM | 649445103 | 2,365,000 | 275,000 | SH | DFND | 1 | 275,000 | 0 | 0 | ||
| OFG BANCORP | COM | 67103X102 | 7,579,000 | 275,000 | SH | DFND | 1 | 275,000 | 0 | 0 | ||
| POPULAR INC | COM NEW | 733174700 | 11,606,000 | 175,000 | SH | DFND | 1 | 175,000 | 0 | 0 | ||
| PROGRESSIVE CORP | COM | 743315103 | 7,782,600 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | ||
| PROSPERITY BANCSHARES INC | COM | 743606105 | 3,634,000 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | ||
| QCR HOLDINGS INC | COM | 74727A104 | 7,253,000 | 146,112 | SH | DFND | 1 | 146,112 | 0 | 0 | ||
| QUINSTREET INC | COM | 74874Q100 | 6,140,394 | 427,902 | SH | DFND | 1 | 427,902 | 0 | 0 | ||
| SILVER SPIKE INVESTMENT CORP | COM | 828174102 | 1,643,269 | 177,843 | SH | DFND | 1 | 177,843 | 0 | 0 | ||
| SPROTT INC | COM NEW | 852066208 | 12,981,668 | 389,489 | SH | DFND | 1 | 389,489 | 0 | 0 | ||
| VERSABANK NEW | COM | 92512J106 | 2,473,250 | 325,000 | SH | DFND | 1 | 325,000 | 0 | 0 | ||
| WESTAMERICA BANCORPORATION | COM | 957090103 | 5,553,136 | 94,105 | SH | DFND | 1 | 94,105 | 0 | 0 | ||
| WINTRUST FINL CORP | COM | 97650W108 | 3,380,800 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | ||
| WISDOMTREE INC | COM | 97717P104 | 4,223,750 | 775,000 | SH | DFND | 1 | 775,000 | 0 | 0 | ||