The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABRDN ASIA PACIFIC INCOME FU | COM | 003009107 | 1,376,597 | 523,421 | SH | SOLE | 0 | 0 | 0 | |||
ABRDN GLOBAL INFRA INCOME FU | COM SHS BEN INT | 00326W106 | 251,556 | 14,780 | SH | SOLE | 0 | 0 | 0 | |||
ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 1,224,951 | 84,247 | SH | SOLE | 0 | 0 | 0 | |||
ADAM NAT RES FD INC | COM | 00548F105 | 6,540 | 300 | SH | SOLE | 0 | 0 | 0 | |||
ADECOAGRO S A | COM | L00849106 | 576,918 | 69,592 | SH | SOLE | 0 | 0 | 0 | |||
ASA GOLD AND PRECIOUS MTLS L | SHS | G3156P103 | 2,329,825 | 162,811 | SH | SOLE | 0 | 0 | 0 | |||
BARINGS CORPORATE INVS | COM | 06759X107 | 1,011,193 | 72,435 | SH | SOLE | 0 | 0 | 0 | |||
BARINGS PARTN INVS SH BEN INT | SH BEN INT | 06761A103 | 2,587,336 | 210,011 | SH | SOLE | 0 | 0 | 0 | |||
BLACKROCK CAP ALLOCATION TR | COM | 09260U109 | 12,840,651 | 925,786 | SH | SOLE | 0 | 0 | 0 | |||
BLACKROCK CAP INVT CORP | COM | 092533108 | 2,233,590 | 617,014 | SH | SOLE | 0 | 0 | 0 | |||
BLACKROCK ESG CAP ALLC TR | SHS BEN INT | 09262F100 | 23,491,609 | 1,749,189 | SH | SOLE | 0 | 0 | 0 | |||
BLACKROCK INNOVATION AND GRW | SHS BEN INT | 09260Q108 | 347,017 | 50,957 | SH | SOLE | 0 | 0 | 0 | |||
BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 | 330,792 | 30,800 | SH | SOLE | 0 | 0 | 0 | |||
BLACKROCK MUNIYIELD PA QLTY | COM | 09255G107 | 758,313 | 68,875 | SH | SOLE | 0 | 0 | 0 | |||
BLACKROCK N Y MUN INCOME TRU SH BEN INT | SH BEN INT | 09248L106 | 42,294 | 4,200 | SH | SOLE | 0 | 0 | 0 | |||
BLACKSTONE LONG SHORT CR INC | SHS BEN INT | 09257D102 | 264,810 | 24,429 | SH | SOLE | 0 | 0 | 0 | |||
BLACKSTONE STRATEGIC CREDIT | SHS BEN IN | 09257R101 | 606,890 | 57,362 | SH | SOLE | 0 | 0 | 0 | |||
BRIGHTSPIRE CAPITAL INC | COM CL A | 10949T109 | 1,681,140 | 269,846 | SH | SOLE | 0 | 0 | 0 | |||
CALAMOS LNG SHR EQT DYNAMIC | COM | 12812C106 | 173,288 | 11,408 | SH | SOLE | 0 | 0 | 0 | |||
CARNIVAL PLC | ADR | 14365C103 | 3,005 | 418 | SH | SOLE | 0 | 0 | 0 | |||
CENTER COAST BRKFLD MLP ENRG | SHS BEN INT | 151461209 | 5,130,395 | 295,700 | SH | SOLE | 0 | 0 | 0 | |||
CENTRAL SECS CORP | COM | 155123102 | 585,509 | 17,536 | SH | SOLE | 0 | 0 | 0 | |||
CITIGROUP INC | COM NEW | 172967424 | 203,535 | 4,500 | SH | SOLE | 0 | 0 | 0 | |||
CLEARBRIDGE MLP AND MIDSTRM | COM | 18469Q207 | 2,944,914 | 104,171 | SH | SOLE | 0 | 0 | 0 | |||
CLEARBRIDGE ENERGY MIDSTRM O | COM | 18469P209 | 251,680 | 8,800 | SH | SOLE | 0 | 0 | 0 | |||
CLEARBRIDGE MLP AND MIDSTRM | COM | 184692200 | 1,015,612 | 30,444 | SH | SOLE | 0 | 0 | 0 | |||
CRESCENT CAP BDC INC | COM | 225655109 | 1,473,994 | 115,336 | SH | SOLE | 0 | 0 | 0 | |||
CUSHING MLP & INFRASTRUCT | COM NEW | 231631300 | 1,409,873 | 41,998 | SH | SOLE | 0 | 0 | 0 | |||
DELAWARE ENHANCED GLOBAL DIV | COM | 246060107 | 594,188 | 76,178 | SH | SOLE | 0 | 0 | 0 | |||
DELAWARE IVY HIGH INCOME OPP | COM | 246107106 | 159,819 | 14,582 | SH | SOLE | 0 | 0 | 0 | |||
DESTRA MULTI-ALTERNATIVE FD | COMMON SHARES | 25065A502 | 50,371 | 7,375 | SH | SOLE | 0 | 0 | 0 | |||
DTF TAX-FREE INCOME 2028 TER | COM | 23334J107 | 66,322 | 6,079 | SH | SOLE | 0 | 0 | 0 | |||
DWS STRATEGIC MUN INCOME TR | COM | 23342Q101 | 356,997 | 43,696 | SH | SOLE | 0 | 0 | 0 | |||
DYNEX CAP INC | COM | 26817Q886 | 3,816,344 | 300,027 | SH | SOLE | 0 | 0 | 0 | |||
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 2,069,090 | 239,478 | SH | SOLE | 0 | 0 | 0 | |||
EATON VANCE CALIF MUN INCOM SH BEN INT | SH BEN INT | 27826F101 | 459,030 | 45,995 | SH | SOLE | 0 | 0 | 0 | |||
EATON VANCE NEW YORK MUN BD | COM | 27827Y109 | 2,383,685 | 264,560 | SH | SOLE | 0 | 0 | 0 | |||
ECOFIN SUSTAINABLE AND SOCIA | COM SH BEN INT | 27901F109 | 104,086 | 8,100 | SH | SOLE | 0 | 0 | 0 | |||
ELLINGTON RESIDENTIAL MTG RE | SHS BEN INTCOM | 288578107 | 892,335 | 130,078 | SH | SOLE | 0 | 0 | 0 | |||
ESSENT GROUP LTD | COM | G3198U102 | 167,379 | 4,305 | SH | SOLE | 0 | 0 | 0 | |||
EUROPEAN EQUITY FD INC | COM | 298768102 | 21,923 | 2,923 | SH | SOLE | 0 | 0 | 0 | |||
FEDERATED HERMES PREM MUNI I | COM | 31423P108 | 86,101 | 8,200 | SH | SOLE | 0 | 0 | 0 | |||
FIRST EAGLE ALTR CAP BDC INC | COM | 26943B100 | 1,513,288 | 355,232 | SH | SOLE | 0 | 0 | 0 | |||
FST TR NEW OPPORT MLP & ENE | COM | 33739M100 | 174,785 | 28,890 | SH | SOLE | 0 | 0 | 0 | |||
FIRST TR HIGH YIELD OPPRT 20 | COM | 33741Q107 | 958,846 | 71,131 | SH | SOLE | 0 | 0 | 0 | |||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 432,874 | 30,019 | SH | SOLE | 0 | 0 | 0 | |||
FIRST TR MLP & ENERGY INCOM | COM | 33739B104 | 126,881 | 16,246 | SH | SOLE | 0 | 0 | 0 | |||
FS CREDIT OPPORTUNITIES CORP | COMMON STOCK ADDED | 30290Y101 | 1,979,396 | 420,254 | SH | SOLE | 0 | 0 | 0 | |||
FS KKR CAP CORP | COM | 302635206 | 1,085,613 | 62,035 | SH | SOLE | 0 | 0 | 0 | |||
FUSION ACQUISITION CORP II | UNIT 02/29/2028 | 36118N201 | 25,075 | 2,500 | SH | SOLE | 0 | 0 | 0 | |||
GENERAL AMERN INVS CO INC | COM | 368802104 | 3,007,608 | 83,198 | SH | SOLE | 0 | 0 | 0 | |||
GLOBAL INDEMNITY GROUP LLC | COM CL A | 37959R103 | 114,732 | 4,922 | SH | SOLE | 0 | 0 | 0 | |||
GOLDMAN SACHS MLP ENERGY REN | COM | 38148G206 | 1,712,315 | 133,984 | SH | SOLE | 0 | 0 | 0 | |||
GRANITE PT MTG TR | COM STK | 38741L107 | 135,892 | 25,353 | SH | SOLE | 0 | 0 | 0 | |||
GREAT AJAX CORP | 7.25 CV SR NT 24 | 38983D409 | 16,504,427 | 689,408 | SH | SOLE | 0 | 0 | 0 | |||
GREAT AJAX CORP | COM | 38983D300 | 4,776,164 | 658,781 | SH | SOLE | 0 | 0 | 0 | |||
INVESCO PA VALUE MUN INC TR | COM | 46132K109 | 84,604 | 8,633 | SH | SOLE | 0 | 0 | 0 | |||
JAPAN SMALLER CAPITALIZATION | COM | 47109U104 | 531,088 | 81,958 | SH | SOLE | 0 | 0 | 0 | |||
KAYNE ANDERSON ENERGY INFRST | COM | 486606106 | 685,245 | 80,052 | SH | SOLE | 0 | 0 | 0 | |||
KAYNE ANDERSON NEXTGEN ENRGY | COM | 48661E108 | 373,240 | 49,699 | SH | SOLE | 0 | 0 | 0 | |||
KISMET ACQUISITION THREE COR | UNIT 99/99/9999 DELETED | G5276C128 | 32,000 | 3,200 | SH | SOLE | 0 | 0 | 0 | |||
LADDER CAP CORP | CL A | 505743104 | 2,643,090 | 263,256 | SH | SOLE | 0 | 0 | 0 | |||
LMP CAP & INCOME FD INC | COM | 50208A102 | 67,123 | 5,575 | SH | SOLE | 0 | 0 | 0 | |||
MAINSTAY CBRE GBL INFRSTR ME | COM | 56064Q107 | 1,731,489 | 126,849 | SH | SOLE | 0 | 0 | 0 | |||
MEXICO FD INC | COM | 592835102 | 642,208 | 43,569 | SH | SOLE | 0 | 0 | 0 | |||
MEXICO EQUITY & INCOME FD | COM | 592834105 | 224,356 | 25,553 | SH | SOLE | 0 | 0 | 0 | |||
MFA FINL INC | COM | 55272X607 | 7,869,569 | 798,941 | SH | SOLE | 0 | 0 | 0 | |||
MFS INVT GRADE MUN TR | SH BEN INT | 59318B108 | 861,862 | 121,048 | SH | SOLE | 0 | 0 | 0 | |||
MGIC INVT CORP WIS | COM | 552848103 | 1,770,665 | 136,205 | SH | SOLE | 0 | 0 | 0 | |||
MILLER HOWARD HIGH INC EQTY | COM SHS BEN IN | 600379101 | 1,055,095 | 100,966 | SH | SOLE | 0 | 0 | 0 | |||
MORGAN STANLEY EMKT DBT FD I | COM | 61744H105 | 110,526 | 16,900 | SH | SOLE | 0 | 0 | 0 | |||
MORGAN STANLEY INDIA INVT FD | COM | 61745C105 | 1,870,382 | 92,137 | SH | SOLE | 0 | 0 | 0 | |||
MORGAN STANLEY CHINA A SH FD | COM | 617468103 | 337,960 | 23,800 | SH | SOLE | 0 | 0 | 0 | |||
MORGAN STANLEY EMERGING MKTS | COM | 617477104 | 1,791,170 | 407,084 | SH | SOLE | 0 | 0 | 0 | |||
NEUBERGER BERMAN MLP & ENERG | COM | 64129H104 | 74,172 | 11,137 | SH | SOLE | 0 | 0 | 0 | |||
NEW GERMANY FD INC | COM | 644465106 | 119,139 | 15,100 | SH | SOLE | 0 | 0 | 0 | |||
NEW YORK MTG TR INC | COM PAR $.02 | 649604501 | 3,540,597 | 1,383,046 | SH | SOLE | 0 | 0 | 0 | |||
NICHOLAS FINL INC BC | COM NEW | 65373J209 | 577,521 | 91,670 | SH | SOLE | 0 | 0 | 0 | |||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 1,242,674 | 112,256 | SH | SOLE | 0 | 0 | 0 | |||
NUVEEN CORE PLUS IMPACT FUND | COM BEN INT | 67080D103 | 4,652,936 | 449,125 | SH | SOLE | 0 | 0 | 0 | |||
NUVEEN CORPORATE INCOME 2023 | COM | 67079F101 | 639,783 | 70,519 | SH | SOLE | 0 | 0 | 0 | |||
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 471,992 | 59,595 | SH | SOLE | 0 | 0 | 0 | |||
NUVEEN INT DUR QUAL MUN TRM | COM | 670677103 | 1,413,668 | 113,184 | SH | SOLE | 0 | 0 | 0 | |||
NUVEEN INTER DURATION MUN TE | COM | 670671106 | 5,830,318 | 444,384 | SH | SOLE | 0 | 0 | 0 | |||
NUVEEN MORTGAGE AND INCOME F | COM | 670735109 | 856,391 | 52,929 | SH | SOLE | 0 | 0 | 0 | |||
NUVEEN MULTI ASSET INCOME FU | COM | 670750108 | 62,172 | 5,411 | SH | SOLE | 0 | 0 | 0 | |||
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 1,302,732 | 126,972 | SH | SOLE | 0 | 0 | 0 | |||
NUVEEN OHIO QLTY MUN INCOME | COM | 670980101 | 327,909 | 25,840 | SH | SOLE | 0 | 0 | 0 | |||
NUVEEN PENNSYLVANIA QLT MUN | COM | 670972108 | 446,124 | 40,083 | SH | SOLE | 0 | 0 | 0 | |||
NXG NEXTGEN INFRASTR INCM FD | COM | 231647207 | 982,353 | 25,669 | SH | SOLE | 0 | 0 | 0 | |||
ORCHID IS CAP INC | COM NEW | 68571X301 | 5,285,732 | 503,403 | SH | SOLE | 0 | 0 | 0 | |||
PENNANTPARK INVT CORP | COM | 708062104 | 14,020,617 | 2,438,368 | SH | SOLE | 0 | 0 | 0 | |||
PENNYMAC MTG INVT TR | COM | 70931T103 | 27,766 | 2,241 | SH | SOLE | 0 | 0 | 0 | |||
PGIM GLOBAL HIGH YIELD FD FO | COM | 69346J106 | 225,592 | 20,811 | SH | SOLE | 0 | 0 | 0 | |||
PGIM SHORT DUR HIG YLD OPP F | COM | 69355J104 | 86,965 | 5,920 | SH | SOLE | 0 | 0 | 0 | |||
PHENIXFIN CORP | COM | 71742W103 | 476,213 | 15,337 | SH | SOLE | 0 | 0 | 0 | |||
PIMCO ENERGY & TACTICAL CR O | COM SHS BEN INT | 69346N107 | 471,357 | 31,550 | SH | SOLE | 0 | 0 | 0 | |||
PINE TECHNOLOGY ACQUISITN CO | UNIT 03/31/2028 | 722850203 | 239,559 | 24,028 | SH | SOLE | 0 | 0 | 0 | |||
RADIAN GROUP INC | COM | 750236101 | 2,134,258 | 111,917 | SH | SOLE | 0 | 0 | 0 | |||
READING INTL INC | CL A | 755408101 | 1,033,141 | 372,975 | SH | SOLE | 0 | 0 | 0 | |||
SAFEGUARD SCIENTIFICS INC | COM NEW | 786449207 | 2,469,559 | 796,632 | SH | SOLE | 0 | 0 | 0 | |||
SCULPTOR CAP MGMT | COM CL A | 811246107 | 4,962 | 573 | SH | SOLE | 0 | 0 | 0 | |||
SRH TOTAL RETURN FUND INC | COM | 101507101 | 344,043 | 27,090 | SH | SOLE | 0 | 0 | 0 | |||
TAIWAN FD INC | COM | 874036106 | 1,288,976 | 55,824 | SH | SOLE | 0 | 0 | 0 | |||
TEMPLETON DRAGON FD INC | COM | 88018T101 | 102,200 | 10,000 | SH | SOLE | 0 | 0 | 0 | |||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 8,349,877 | 1,928,378 | SH | SOLE | 0 | 0 | 0 | |||
TIPTREE INC | COM | 88822Q103 | 377,832 | 27,300 | SH | SOLE | 0 | 0 | 0 | |||
TORTOISE ENERGY INFRA CORP | COM | 89147L886 | 38,124 | 1,200 | SH | SOLE | 0 | 0 | 0 | |||
TORTOISE MIDSTRM ENERGY FD I | COM | 89148B200 | 5,642,063 | 163,155 | SH | SOLE | 0 | 0 | 0 | |||
TORTOISE PIPELINE & ENERGY F | COM | 89148H207 | 235,965 | 8,785 | SH | SOLE | 0 | 0 | 0 | |||
VELOCITY FINL INC | COM | 92262D101 | 116,958 | 12,120 | SH | SOLE | 0 | 0 | 0 | |||
VERTICAL CAP INCOME FD | SHS BEN INT | 92535C104 | 4,757,655 | 546,229 | SH | SOLE | 0 | 0 | 0 | |||
VIRTUS TOTAL RETURN FD INC | COM | 92835W107 | 27 | 4 | SH | SOLE | 0 | 0 | 0 | |||
VOYA INFRASTRUCTURE INDLS & | COM | 92912X101 | 84,364 | 9,200 | SH | SOLE | 0 | 0 | 0 | |||
WESTERN ASST INFLTN LKD INM | COM SH BEN INT | 95766Q106 | 20,070 | 2,331 | SH | SOLE | 0 | 0 | 0 | |||
WESTERN ASSET INTER MUNI FD | COM | 958435109 | 844,289 | 111,237 | SH | SOLE | 0 | 0 | 0 | |||
WESTERN ASSET INVT GRADE DEF | COM | 95790A101 | 174,196 | 10,700 | SH | SOLE | 0 | 0 | 0 | |||
WESTERN ASSET MTG CAP CORP | COM | 95790D204 | 1,187,552 | 130,357 | SH | SOLE | 0 | 0 | 0 | |||
WESTERN ASSET MTG DEFINED OP | COM | 95790B109 | 11,093 | 1,030 | SH | SOLE | 0 | 0 | 0 | |||
WESTERN ASSET GLOBAL CORP DE | COM | 95790C107 | 6,091 | 477 | SH | SOLE | 0 | 0 | 0 | |||
WESTERN AST INFL LKD OPP & I | COM | 95766R104 | 2,679,262 | 293,457 | SH | SOLE | 0 | 0 | 0 | |||
WHEELER REAL ESTATE INVT TR | PFD CNV SER D | 963025606 | 2,121,129 | 165,197 | SH | SOLE | 0 | 0 | 0 | |||
CHICKEN SOUP FOR THE SOUL EN | *W EXP 10/22/202 | 16842Q134 | 37 | 2,000 | PRN | SOLE | 0 | 0 | 0 | |||
GETAROUND INC | *W EXP 03/09/202 ADDED | 37427G119 | 112 | 2,459 | PRN | SOLE | 0 | 0 | 0 | |||
MFA FINL INC | NOTE 6.250% 6/1 | 55272XAA0 | 1,581,465 | 1,767,000 | PRN | SOLE | 0 | 0 | 0 | |||
PENNYMAC CORP | NOTE 5.500% 3/1 | 70932AAF0 | 404,687 | 500,000 | PRN | SOLE | 0 | 0 | 0 | |||
TWO HARBORS INVENTMENT CORPO | NOTE 6.250% 1/1 | 90187BAB7 | 3,633,308 | 4,250,000 | PRN | SOLE | 0 | 0 | 0 | |||
WESTERN ASSET MORTGAGE CAPIT | NOTE 6.750% 9/1 | 95790DAD7 | 2,376,000 | 2,750,000 | PRN | SOLE | 0 | 0 | 0 |