THE
SECURITIES ACT OF 1933 |
☒
|
Pre-Effective
Amendment No. |
☐
|
Post-Effective
Amendment No. 95 |
☒
|
THE
INVESTMENT COMPANY ACT OF 1940 |
☒
|
Amendment
No. 99 |
☒
|
Alan
P. Goldberg
Stradley
Ronon Stevens & Young LLP
191
North Wacker Drive, Suite 1601
Chicago,
Illinois 60606 |
Eric
S. Purple
Stradley
Ronon Stevens & Young LLP
2000
K Street, NW, Suite 700
Washington,
DC 20006 |
It
is proposed that this filing will become effective (check appropriate box) | |
☐
|
immediately
upon filing pursuant to paragraph (b) |
☒
|
on
|
☐
|
60
days after filing pursuant to paragraph (a) |
☐
|
on
(date) pursuant to paragraph (a) |
☐
|
75
days after filing pursuant to paragraph (a)(2) |
☐
|
on
(date) pursuant to paragraph (a)(2) of rule 485 |
If
appropriate, check the following box: | |
☐
|
This
post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
|
Invesco
Optimum Yield Diversified Commodity Strategy No K-1 ETF |
The
Nasdaq Stock Market LLC |
Management
Fees |
|
| |
Other
Expenses |
|
| |
Acquired
Fund Fees and Expenses1
|
|
| |
Total
Annual Fund Operating Expenses |
|
| |
Fee
Waiver and/or Expense Reimbursement2
|
|
| |
Total
Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
|
1
Year |
3
Years |
5
Years |
10
Years |
$
|
$
|
$
|
$
|
|
Period
Ended |
Returns
|
|
|
|
|
|
-
|
|
Inception
Date
|
1
Year
|
5
Years
|
Since
Inception
|
Return
Before Taxes |
|
|
|
|
Return
After Taxes on Distributions |
|
|
|
-
|
Return
After Taxes on Distributions and Sale of
Fund
Shares |
|
|
|
-
|
| ||||
DBIQ
Optimum Yield Diversified Commodity
Index
Excess Return (reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
| ||||
DBIQ
Optimum Yield Diversified Commodity
Index
Total Return (reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Name
|
Title
with Adviser/Trust |
Date
Began
Managing
the
Fund |
Peter
Hubbard |
Head
of Equities and Director of
Portfolio
Management of the
Adviser;
Vice President of the Trust |
November
2014 |
| ||
David
Hemming |
Head
of Alternatives Portfolio
Management
of the Adviser |
September
2016 |
| ||
Theodore
Samulowitz |
Senior
Portfolio Manager of the
Adviser
|
November
2014 |
|
|
Years
Ended October 31, | ||||
|
2022
|
2021
|
2020
|
2019
|
2018
|
Per
Share Operating Performance: |
|
|
|
|
|
Net
asset value at beginning of year |
$22.11
|
$13.24
|
$15.90
|
$17.78
|
$17.44
|
Net
investment income (loss)(a)
|
0.06
|
(0.10)
|
0.02
|
0.27
|
0.22
|
Net
realized and unrealized gain (loss) on investments |
2.01
|
8.97
|
(2.45)
|
(2.00)
|
0.79
|
Total
from investment operations |
2.07
|
8.87
|
(2.43)
|
(1.73)
|
1.01
|
Distributions
to shareholders from: |
|
|
|
|
|
Net
investment income |
(7.15)
|
(0.00)(b)
|
(0.23)
|
(0.15)
|
(0.67)
|
Net
asset value at end of year |
$17.03
|
$22.11
|
$13.24
|
$15.90
|
$17.78
|
Market
price at end of year(c)
|
$17.01
|
$22.12
|
$13.22
|
$15.89
|
$17.76
|
Net
Asset Value Total Return(d)
|
18.62%
|
67.01%
|
(15.55)%
|
(9.66)%
|
6.04%
|
Market
Price Total Return(d)
|
18.40%
|
67.34%
|
(15.63)%
|
(9.63)%
|
5.73%
|
Ratios/Supplemental
Data: |
|
|
|
|
|
Net
assets at end of year (000’s omitted) |
$7,357,419
|
$6,885,738
|
$2,439,770
|
$1,655,119
|
$2,503,340
|
Ratio
to average net assets of: |
|
|
|
|
|
Expenses,
after Waivers(e)
|
0.55%
|
0.57%
|
0.50%
|
0.57%(f)
|
0.57%
|
Expenses,
prior to Waivers(e)
|
0.59%
|
0.59%
|
0.59%
|
0.60%(f)
|
0.59%
|
Net
investment income (loss) |
0.36%
|
(0.53)%
|
0.15%
|
1.65%(f)
|
1.20%
|
(a)
|
Based
on average shares outstanding. |
(b)
|
Amount
represents less than $(0.005). |
(c)
|
The
mean between the last bid and ask prices. |
(d)
|
Net
asset value total return is calculated assuming an initial investment made at the net asset value at the beginning of the period, reinvestment
of all dividends and distributions at net asset value
during
the period, and redemption at net asset value on the last day of the period. Net asset value total return includes adjustments in accordance
with accounting principles generally accepted in
the
United States of America and as such, the net asset value for financial reporting purposes and the returns based upon those net asset
values may differ from the net asset value and returns
for
shareholder transactions. Market price total return is calculated assuming an initial investment made at the market price at the beginning
of the period, reinvestment of all dividends and
distributions
at market price during the period, and sale at the market price on the last day of the period. Total investment returns calculated for
a period of less than one year are not annualized. |
(e)
|
In
addition to the fees and expenses which the Fund bears directly, the Fund indirectly bears a pro rata share of the fees and expenses of
the investment companies in which the Fund invests.
Estimated
investment companies' expenses are not expenses that are incurred directly by the Fund. They are expenses that are incurred directly by
the investment companies and are deducted
from
the value of the investment companies the Fund invests in. The effect of the estimated investment companies' expenses that the Fund bears
indirectly is included in the Fund's total return. |
(f)
|
Ratios
include non-recurring costs associated with a proxy statement of 0.01%. |
Call:
|
Invesco
Distributors, Inc. at 1-800-983-0903
Monday
through Friday
8:00
a.m. to 5:00 p.m. Central Time |
Write:
|
Invesco
Actively Managed Exchange-Traded
Commodity
Fund Trust
c/o
Invesco Distributors, Inc.
11
Greenway Plaza, Suite 1000
Houston,
Texas 77046-1173 |
Visit:
|
www.invesco.com/ETFs
|
|
Invesco
Agriculture Commodity Strategy No K-1 ETF |
The
Nasdaq Stock Market LLC |
Management
Fees |
|
| |
Other
Expenses1
|
|
| |
Acquired
Fund Fees and Expenses2
|
|
| |
Total
Annual Fund Operating Expenses |
|
| |
Fee
Waiver and/or Expense Reimbursement3
|
|
| |
Total
Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
|
1
Year |
3
Years |
$
|
$
|
Name
|
Title
with Adviser/Trust |
Date
Began
Managing
the
Fund |
Peter
Hubbard |
Head
of Equities and Director of
Portfolio
Management of the
Adviser;
Vice President of the Trust |
August
2022 |
| ||
David
Hemming |
Head
of Alternatives Portfolio
Management
of the Adviser |
August
2022 |
| ||
Theodore
Samulowitz |
Senior
Portfolio Manager of the
Adviser
|
August
2022 |
|
|
For
the Period
August
22, 2022(a)
Through
October
31,
2022
|
Per
Share Operating Performance: |
|
Net
asset value at beginning of period |
$30.00
|
Net
investment income(b)
|
0.13
|
Net
realized and unrealized gain (loss) on investments |
(0.94)
|
Total
from investment operations |
(0.81)
|
Net
asset value at end of period |
$29.19
|
Market
price at end of period(c)
|
$29.18
|
Net
Asset Value Total Return(d)
|
(2.70)%(e)
|
Market
Price Total Return(d)
|
(2.73)%(e)
|
Ratios/Supplemental
Data: |
|
Net
assets at end of period (000’s omitted) |
$14,594
|
Ratio
to average net assets of: |
|
Expenses,
after Waivers(f)
|
0.43%(g)
|
Expenses,
prior to Waivers(f)
|
0.59%(g)
|
Net
investment income |
2.31%(g)
|
(a)
|
Commencement
of investment operations. |
(b)
|
Based
on average shares outstanding. |
(c)
|
The
mean between the last bid and ask prices. |
(d)
|
Net
asset value total return is calculated assuming an initial investment made at the net asset value at the beginning of the period, reinvestment
of all dividends and distributions at net asset value
during
the period, and redemption at net asset value on the last day of the period. Net asset value total return includes adjustments in accordance
with accounting principles generally accepted in
the
United States of America and as such, the net asset value for financial reporting purposes and the returns based upon those net asset
values may differ from the net asset value and returns
for
shareholder transactions. Market price total return is calculated assuming an initial investment made at the market price at the beginning
of the period, reinvestment of all dividends and
distributions
at market price during the period, and sale at the market price on the last day of the period. Total investment returns calculated for
a period of less than one year are not annualized. |
(e)
|
The
net asset value total return from Fund Inception (August 24, 2022, the first day of trading on the exchange) to October 31, 2022 was (3.41)%.
The market price total return from Fund Inception
to October 31, 2022 was (3.57)%. |
(f)
|
In
addition to the fees and expenses which the Fund bears directly, the Fund indirectly bears a pro rata share of the fees and expenses of
the investment companies in which the Fund invests.
Estimated
investment companies' expenses are not expenses that are incurred directly by the Fund. They are expenses that are incurred directly by
the investment companies and are deducted
from
the value of the investment companies the Fund invests in. The effect of the estimated investment companies' expenses that the Fund bears
indirectly is included in the Fund's total return. |
(g)
|
Annualized.
|
Call:
|
Invesco
Distributors, Inc. at 1-800-983-0903
Monday
through Friday
8:00
a.m. to 5:00 p.m. Central Time |
Write:
|
Invesco
Actively Managed Exchange-Traded
Commodity
Fund Trust
c/o
Invesco Distributors, Inc.
11
Greenway Plaza, Suite 1000
Houston,
Texas 77046-1173 |
Visit:
|
www.invesco.com/ETFs
|
|
Invesco
Electric Vehicle Metals Commodity Strategy No K-1 ETF |
The
Nasdaq Stock Market LLC |
Management
Fees |
|
| |
Other
Expenses |
|
| |
Acquired
Fund Fees and Expenses1
|
|
| |
Total
Annual Fund Operating Expenses |
|
| |
Fee
Waiver and/or Expense Reimbursement2
|
|
| |
Total
Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
|
1
Year |
3
Years |
5
Years |
10
Years |
$
|
$
|
$
|
$
|
Name
|
Title
with Adviser/Trust |
Date
Began
Managing
the
Fund |
Peter
Hubbard |
Head
of Equities and Director of
Portfolio
Management of the
Adviser;
Vice President of the Trust |
April
2022 |
| ||
David
Hemming |
Head
of Alternatives Portfolio
Management
of the Adviser |
April
2022 |
| ||
Theodore
Samulowitz |
Senior
Portfolio Manager of the
Adviser
|
April
2022 |
|
|
For
the Period
April
25, 2022(a)
Through
October
31,
2022
|
Per
Share Operating Performance: |
|
Net
asset value at beginning of period |
$30.00
|
Net
investment income(b)
|
0.15
|
Net
realized and unrealized gain (loss) on investments |
(9.49)
|
Total
from investment operations |
(9.34)
|
Net
asset value at end of period |
$20.66
|
Market
price at end of period(c)
|
$20.70
|
Net
Asset Value Total Return(d)
|
(31.13)%(e)
|
Market
Price Total Return(d)
|
(31.00)%(e)
|
Ratios/Supplemental
Data: |
|
Net
assets at end of period (000’s omitted) |
$18,590
|
Ratio
to average net assets of: |
|
Expenses,
after Waivers(f)
|
0.45%(g)
|
Expenses,
prior to Waivers(f)
|
0.59%(g)
|
Net
investment income |
1.21%(g)
|
(a)
|
Commencement
of investment operations. |
(b)
|
Based
on average shares outstanding. |
(c)
|
The
mean between the last bid and ask prices. |
(d)
|
Net
asset value total return is calculated assuming an initial investment made at the net asset value at the beginning of the period, reinvestment
of all dividends and distributions at net asset value
during
the period, and redemption at net asset value on the last day of the period. Net asset value total return includes adjustments in accordance
with accounting principles generally accepted in
the
United States of America and as such, the net asset value for financial reporting purposes and the returns based upon those net asset
values may differ from the net asset value and returns
for
shareholder transactions. Market price total return is calculated assuming an initial investment made at the market price at the beginning
of the period, reinvestment of all dividends and
distributions
at market price during the period, and sale at the market price on the last day of the period. Total investment returns calculated for
a period of less than one year are not annualized. |
(e)
|
The
net asset value total return from Fund Inception (April 27, 2022, the first day of trading on the exchange) to October 31, 2022 was (31.50)%.
The market price total return from Fund Inception to
October 31, 2022 was (32.09)%. |
(f)
|
In
addition to the fees and expenses which the Fund bears directly, the Fund indirectly bears a pro rata share of the fees and expenses of
the investment companies in which the Fund invests.
Estimated
investment companies' expenses are not expenses that are incurred directly by the Fund. They are expenses that are incurred directly by
the investment companies and are deducted
from
the value of the investment companies the Fund invests in. The effect of the estimated investment companies' expenses that the Fund bears
indirectly is included in the Fund's total return. |
(g)
|
Annualized.
|
Call:
|
Invesco
Distributors, Inc. at 1-800-983-0903
Monday
through Friday
8:00
a.m. to 5:00 p.m. Central Time |
Write:
|
Invesco
Actively Managed Exchange-Traded
Commodity
Fund Trust
c/o
Invesco Distributors, Inc.
11
Greenway Plaza, Suite 1000
Houston,
Texas 77046-1173 |
Visit:
|
www.invesco.com/ETFs
|
Fund
|
Principal
U.S. Listing Exchange |
Ticker
|
Invesco
Agriculture Commodity Strategy No K-1 ETF |
The
Nasdaq Stock Market LLC |
PDBA
|
Invesco
Electric Vehicle Metals Commodity Strategy No K-1 ETF |
The
Nasdaq Stock Market LLC |
EVMT
|
Invesco
Optimum Yield Diversified Commodity Strategy No K-1 ETF |
The
Nasdaq Stock Market LLC |
PDBC
|
|
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64
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65
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65
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66
| |
A-1
|
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees
|
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
Ronn
R. Bagge—1958
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Vice
Chair of
the
Board;
Chair
of the
Nominating
and
Governance
Committee
and
Trustee
|
Vice
Chair since
2018;
Chair of
the
Nominating
and
Governance
Committee
and
Trustee
since
2014
|
Founder
and Principal,
YQA
Capital Management
LLC
(1998-Present);
formerly,
Owner/CEO of
Electronic
Dynamic
Balancing
Co., Inc. (high-
speed
rotating equipment
service
provider). |
230
|
Chair
(since 2021) and
member
(since 2017)
of
the Joint Investment
Committee,
Mission
Aviation
Fellowship
and
MAF Foundation;
Trustee,
Mission
Aviation
Fellowship
(2017-Present).
|
Todd
J. Barre—1957
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Trustee
|
Since
2014 |
Formerly,
Assistant
Professor
of Business,
Trinity
Christian
College (2010-2016);
Vice
President
and Senior
Investment
Strategist
(2001-2008),
Director of
Open
Architecture and
Trading
(2007-2008),
Head
of Fundamental
Research
(2004-2007)
and
Vice President and
Senior
Fixed Income
Strategist
(1994-2001),
BMO
Financial
Group/Harris
Private
Bank.
|
230
|
None.
|
Edmund
P.
Giambastiani, Jr.—1948
c/o
Invesco Capital
Management
LLC
3500 Lacey Road,
Suite 700
|
Trustee
|
Since
2019 |
President,
Giambastiani
Group
LLC (national
security
and energy
consulting)
(2007-
Present);
Director, First
Eagle
Alternative Credit |
230
|
Trustee,
U.S. Naval
Academy
Foundation
Athletic
& Scholarship
Program
(2010-
Present);
formerly,
Trustee,
certain funds |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees
|
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
Downers
Grove, IL 60515 |
|
|
LLC
(2020-Present);
Advisory
Board Member,
Massachusetts
Institute of
Technology
Lincoln
Laboratory
(federally-
funded
research
development)
(2010-
Present);
Defense
Advisory
Board Member,
Lawrence
Livermore
National
Laboratory (2013-
Present);
formerly,
Director,
The Boeing
Company
(2009-2021);
Trustee,
MITRE
Corporation
(federally
funded
research
development)
(2008-
2020);
Director, THL
Credit,
Inc. (alternative
credit
investment
manager)
(2016-2020);
Chair
(2015-2016), Lead
Director
(2011-2015) and
Director
(2008-2011),
Monster
Worldwide, Inc.
(career
services); United
States
Navy, career
nuclear
submarine officer
(1970-2007);
Seventh Vice
Chairman
of the Joint
Chiefs
of Staff (2005-
2007);
first NATO
Supreme
Allied
Commander
Transformation
(2003-
2005);
Commander, U.S.
Joint
Forces Command
(2002-2005).
|
|
of
the Oppenheimer
Funds
complex (2013-
2019);
Advisory Board
Member,
Maxwell
School
of Citizenship
and
Public Affairs of
Syracuse
University
(2012-2016).
|
Victoria
J. Herget—1951
c/o
Invesco Capital
Management
LLC
3500 Lacey Road,
Suite 700
Downers
Grove, IL 60515 |
Trustee
|
Since
2019 |
Formerly,
Managing
Director
(1993-2001),
Principal
(1985-1993),
Vice
President (1978-
1985)
and Assistant Vice
President
(1973-1978),
Zurich
Scudder
Investments
(investment
adviser)
(and its
predecessor
firms). |
230
|
Trustee
Emerita (2017-
present),
Trustee
(2000-2017)
and Chair
(2010-2017),
Newberry
Library;
Trustee,
Chikaming
Open
Lands
(2014-Present);
Member
(2002-
present),
Rockefeller
Trust
Committee;
formerly,
Trustee,
Mather
LifeWays
(2001-2021);
Trustee,
certain
funds in the
Oppenheimer
Funds
complex
(2012-2019); |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees
|
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
|
|
|
|
|
Board
Chair (2008-
2015)
and Director
(2004-2018),
United
Educators
Insurance
Company;
Independent
Director,
First American
Funds
(2003-2011);
Trustee
(1992-2007),
Chair
of the Board of
Trustees
(1999-2007),
Investment
Committee
Chair
(1994-1999) and
Investment
Committee
member
(2007-2010),
Wellesley
College;
Trustee,
BoardSource
(2006-2009);
Trustee,
Chicago
City Day
School
(1994-2005). |
Marc
M. Kole—1960
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Chair
of the
Audit
Committee
and
Trustee |
Chair
of the
Audit
Committee
and
Trustee
since
2014 |
Formerly,
Managing
Director
of Finance (2020-
2021)
and Senior Director
of
Finance (2015-2020),
By
The Hand Club for
Kids
(not-for-profit); Chief
Financial
Officer, Hope
Network
(social services)
(2008-2012);
Assistant
Vice
President and
Controller,
Priority Health
(health
insurance) (2005-
2008);
Regional Chief
Financial
Officer, United
Healthcare
(2005); Chief
Accounting
Officer, Senior
Vice
President of Finance,
Oxford
Health Plans
(2000-2004);
Audit
Partner,
Arthur Andersen
LLP
(1996-2000). |
230
|
Formerly,
Treasurer
(2018-2021),
Finance
Committee
Member
(2015-2021)
and Audit
Committee
Member
(2015),
Thornapple
Evangelical
Covenant
Church;
Board and
Finance
Committee
Member
(2009-2017)
and
Treasurer (2010-
2015,
2017),
NorthPointe
Christian
Schools.
|
Yung
Bong Lim—1964
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Chair
of the
Investment
Oversight
Committee
and
Trustee
|
Chair
of the
Investment
Oversight
Committee
and
Trustee
since
2014
|
Managing
Partner, RDG
Funds
LLC (real estate)
(2008-Present);
formerly,
Managing
Director, Citadel
LLC
(1999-2007). |
230
|
Board
Director, Beacon
Power
Services, Corp.
(2019-Present);
formerly,
Advisory
Board
Member,
Performance
Trust
Capital
Partners, LLC
(2008-2020).
|
Joanne
Pace—1958
c/o
Invesco Capital
Management
LLC
3500 Lacey Road,
Suite 700
Downers
Grove, IL 60515 |
Trustee
|
Since
2019 |
Formerly,
Senior Advisor,
SECOR
Asset
Management,
LP (2010-
2011);
Managing Director
and
Chief Operating
Officer,
Morgan Stanley |
230
|
Board
Director, Horizon
Blue
Cross Blue Shield
of
New Jersey (2012-
Present);
Governing
Council
Member
(2016-Present)
and |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees
|
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
|
|
|
Investment
Management
(2006-2010);
Partner and
Chief
Operating Officer,
FrontPoint
Partners, LLC
(alternative
investments)
(2005-2006);
Managing
Director
(2003-2005),
Global
Head of Human
Resources
and member of
Executive
Board and
Operating
Committee
(2004-2005),
Global Head
of
Operations and Product
Control
(2003-2004),
Credit
Suisse (investment
banking);
Managing
Director
(1997-2003),
Controller
and Principal
Accounting
Officer (1999-
2003),
Chief Financial
Officer
(temporary
assignment)
for the
Oversight
Committee,
Long
Term Capital
Management
(1998-1999),
Morgan
Stanley. |
|
Chair
of Education
Committee
(2017-
2021),
Independent
Directors
Council
(IDC);
Council
Member,
New York-
Presbyterian
Hospital’s
Leadership
Council on
Children’s
and
Women’s
Health
(2012-Present);
formerly,
Advisory
Board
Director, The
Alberleen
Group LLC
(2012-2021);
Board
Member,
100 Women
in
Finance (2015-
2020);
Trustee, certain
funds
in the
Oppenheimer
Funds
complex
(2012-2019);
Lead
Independent
Director
and Chair of
the
Audit and
Nominating
Committee
of
The Global Chartist
Fund,
LLC,
Oppenheimer
Asset
Management
(2011-
2012);
Board Director,
Managed
Funds
Association
(2008-
2010);
Board Director
(2007-2010)
and
Investment
Committee
Chair
(2008-2010),
Morgan
Stanley
Foundation.
|
Gary
R. Wicker—1961
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Trustee
|
Since
2014 |
Senior
Vice President of
Global
Finance and Chief
Financial
Officer, RBC
Ministries
(publishing
company)
(2013-Present);
formerly,
Executive Vice
President
and Chief
Financial
Officer,
Zondervan
Publishing (a
division
of Harper
Collins/NewsCorp)
(2007-
2012);
Senior Vice
President
and Group
Controller
(2005- 2006),
Senior
Vice President and
Chief
Financial Officer
(2003-2004),
Chief |
230
|
Board
Member and
Treasurer,
Our Daily
Bread
Ministries
Canada
(2015-
Present);
Board and
Finance
Committee
Member,
West
Michigan
Youth For
Christ
(2010-Present). |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees
|
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
|
|
|
Financial
Officer (2001-
2003),
Vice President,
Finance
and Controller
(1999-2001)
and Assistant
Controller
(1997-1999),
divisions
of The Thomson
Corporation
(information
services
provider); Senior
Audit
Manager (1994-
1997),
PricewaterhouseCoopers
LLP.
|
|
|
Donald
H. Wilson—1959
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Chair
of the
Board
and
Trustee
|
Chair
and
Trustee
since
2014
|
Chair,
President and Chief
Executive
Officer,
McHenry
Bancorp Inc. and
McHenry
Savings Bank
(subsidiary)
(2018-
Present);
formerly, Chair
and
Chief Executive
Officer,
Stone Pillar
Advisors,
Ltd. (2010-
2017);
President and
Chief
Executive Officer,
Stone
Pillar Investments,
Ltd.
(advisory services to
the
financial sector) (2016-
2018);
Chair, President
and
Chief Executive
Officer,
Community
Financial
Shares, Inc. and
Community
Bank—
Wheaton/Glen
Ellyn
(subsidiary)
(2013-2015);
Chief
Operating Officer,
AMCORE
Financial, Inc.
(bank
holding company)
(2007-2009);
Executive
Vice
President and Chief
Financial
Officer,
AMCORE
Financial, Inc.
(2006-2007);
Senior Vice
President
and Treasurer,
Marshall &
Ilsley Corp.
(bank
holding company)
(1995-2006).
|
230
|
Director,
Penfield
Children’s
Center
(2004-Present);
Board
Chair,
Gracebridge
Alliance,
Inc.
(2015-Present).
|
Name,
Address and
Year
of Birth
of
Interested Trustee* |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served** |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Interested
Trustee
|
Other
Directorships
Held
by
Interested
Trustee
During
the Past 5 Years |
Anna
Paglia—1974
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite700
Downers
Grove, IL 60515 |
Trustee,
President
and
Principal
Executive
Officer
|
Trustee
since
2022;
President
and
Principal
Executive
Officer
since
2020
|
President
and Principal
Executive
Officer (2020-
Present)
and Trustee
(2022-present),
Invesco
Exchange-Traded
Fund
Trust,
Invesco Exchange-
Traded
Fund Trust II,
Invesco
India Exchange-
Traded
Fund Trust,
Invesco
Actively Managed
Exchange-Traded
Fund
Trust,
Invesco Actively
Managed
Exchange-
Traded
Commodity Fund
Trust
and Invesco
Exchange-Traded
Self-
Indexed
Fund Trust;
Managing
Director and
Global
Head of ETFs and
Indexed
Strategies, Chief
Executive
Officer and
Principal
Executive Officer,
Invesco
Capital
Management
LLC (2020-
Present);
Chief Executive
Officer,
Manager and
Principal
Executive Officer,
Invesco
Specialized
Products,
LLC (2020-
Present);
formerly, Vice
President,
Invesco
Indexing
LLC (2020-2022);
Secretary,
Invesco
Exchange-Traded
Fund
Trust,
Invesco Exchange-
Traded
Fund Trust II,
Invesco
India Exchange-
Traded
Fund Trust and
Invesco
Actively Managed
Exchange-Traded
Fund
Trust
(2011-2020),
Invesco
Actively Managed
Exchange-Traded
Commodity
Fund Trust
(2014-2020)
and Invesco
Exchange-Traded
Self-
Indexed
Fund Trust (2015-
2020);
Head of Legal
(2010-2020)
and
Secretary
(2015-2020),
Invesco
Capital
Management
LLC;
Manager
and Assistant
Secretary,
Invesco |
230
|
None.
|
Name,
Address and
Year
of Birth
of
Interested Trustee* |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served** |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Interested
Trustee
|
Other
Directorships
Held
by
Interested
Trustee
During
the Past 5 Years |
|
|
|
Indexing
LLC (2017-2020);
Head
of Legal and
Secretary,
Invesco
Specialized
Products, LLC
(2018-2020);
Partner, K&L
Gates
LLP (formerly, Bell
Boyd
& Lloyd LLP) (2007-
2010);
and Associate
Counsel
at Barclays
Global
Investors
Ltd. (2004-2006).
|
|
|
Name,
Address and
Year
of Birth
of
Executive Officer |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s) During at Least the Past 5 Years |
Adrien
Deberghes — 1967
Invesco
Capital
Management
LLC,
11
Greenway Plaza
Suite
1000
Houston,
TX 77046 |
Vice
President |
Since
2020 |
Vice
President, Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
Fund
Trust, Invesco Actively Managed Exchange-Traded Fund
Trust,
Invesco Actively Managed Exchange-Traded Commodity
Fund
Trust and Invesco Exchange-Traded Self-Indexed Fund
Trust
(2020-Present); Head of the Fund Office of the CFO, Fund
Administration
and Vice President, Invesco Advisers, Inc. (2020-
Present);
Principal Financial Officer, Treasurer and Vice President,
The
Invesco Funds (2020-Present); formerly, Senior Vice
President
and Treasurer, Fidelity Investments (2008-2020). |
Kelli
Gallegos — 1970
Invesco
Capital
Management
LLC,
11
Greenway Plaza
Suite
1000
Houston,
TX 77046 |
Vice
President
and
Treasurer |
Since
2018 |
Vice
President, Invesco Advisers, Inc. (2020-Present); Principal
Financial
and Accounting Officer- Pooled Investments, Invesco
Specialized
Products, LLC (2018-Present); Vice President and
Treasurer,
Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
Fund
Trust, Invesco Actively Managed Exchange-Traded Fund
Trust,
Invesco Actively Managed Exchange-Traded Commodity
Fund
Trust and Invesco Exchange-Traded Self-Indexed Fund
Trust
(2018-Present); Principal Financial and Accounting Officer-
Pooled
Investments, Invesco Capital Management LLC (2018-
Present);
Vice President and Assistant Treasurer (2008-Present),
The
Invesco Funds; formerly, Principal Financial Officer (2016-
2020)
and Assistant Vice President (2008-2016), The Invesco
Funds;
Assistant Treasurer, Invesco Specialized Products, LLC
(2018);
Assistant Treasurer, Invesco Exchange-Traded Fund
Trust,
Invesco Exchange-Traded Fund Trust II, Invesco India
Exchange-Traded
Fund Trust and Invesco Actively Managed
Exchange-Traded
Fund Trust (2012-2018), Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust (2014-2018)
and
Invesco Exchange-Traded Self-Indexed Fund Trust (2016-
2018);
and Assistant Treasurer, Invesco Capital Management LLC
(2013-2018).
|
Adam
Henkel — 1980
Invesco
Capital
Management
LLC
3500
Lacey Road |
Secretary
|
Since
2020 |
Head
of Legal and Secretary, Invesco Capital Management LLC
and
Invesco Specialized Products, LLC (2020-present); Secretary,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco |
Name,
Address and
Year
of Birth
of
Executive Officer |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s) During at Least the Past 5 Years |
Suite
700
Downers
Grove, IL 60515 |
|
|
Actively
Managed Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2020-Present);
Assistant
Secretary, Invesco Capital Markets, Inc. (2020-Present);
Assistant
Secretary, The Invesco Funds (2014-Present); Manager
(2020-Present)
and Secretary (2022-Present), Invesco Indexing
LLC;
Assistant Secretary, Invesco Investment Advisers LLC
(2020-Present);
formerly, Assistant Secretary of Invesco
Exchange-Traded
Fund Trust, Invesco Exchange-Traded Fund
Trust
II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust and Invesco
Actively
Managed Exchange-Traded Commodity Fund Trust
(2014-2020);
Chief Compliance Officer of Invesco Capital
Management
LLC (2017); Chief Compliance Officer of Invesco
Exchange-Traded
Fund Trust, Invesco Exchange-Traded Fund
Trust
II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust and Invesco
Actively
Managed Exchange-Traded Commodity Fund Trust
(2017);
Senior Counsel, Invesco, Ltd. (2013-2020); Assistant
Secretary,
Invesco Specialized Products, LLC (2018-2020). |
Peter
Hubbard — 1981
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
Vice
President |
Since
2014 |
Vice
President, Invesco Specialized Products, LLC (2018-
Present);
Vice President, Invesco Exchange-Traded Fund Trust,
Invesco
Exchange-Traded Fund Trust II, Invesco India Exchange-
Traded
Fund Trust, Invesco Actively Managed Exchange-Traded
Fund
Trust (2009-Present), Invesco Actively Managed Exchange-
Traded
Commodity Fund Trust (2014-Present) and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2016-Present); Vice
President
and Director of Portfolio Management, Invesco Capital
Management
LLC (2010-Present); Vice President, Invesco
Advisers,
Inc. (2020-Present); formerly, Vice President of Portfolio
Management,
Invesco Capital Management LLC (2008-2010);
Portfolio
Manager, Invesco Capital Management LLC (2007-
2008);
Research Analyst, Invesco Capital Management LLC
(2005-2007);
Research Analyst and Trader, Ritchie Capital, a
hedge
fund operator (2003-2005). |
Sheri
Morris — 1964
Invesco
Capital
Management
LLC,
11
Greenway Plaza
Suite
1000
Houston,
TX 77046 |
Vice
President |
Since
2014 |
Head
of Global Fund Services, Invesco Ltd. (2019-Present); Vice
President,
OppenheimerFunds, Inc. (2019-Present); President and
Principal
Executive Officer, The Invesco Funds (2016-Present);
Senior
Vice President, Invesco Advisers, Inc. (formerly known as
Invesco
Institutional (N.A.), Inc.) (registered investment adviser)
(2020-Present);
Director, Invesco Trust Company (2022-Present);
and
Vice President, Invesco Exchange-Traded Fund Trust,
Invesco
Exchange-Traded Fund Trust II, Invesco India Exchange-
Traded
Fund Trust, Invesco Actively Managed Exchange-Traded
Fund
Trust (2012-Present), Invesco Actively Managed Exchange-
Traded
Commodity Fund Trust (2014-Present) and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2016-Present);
formerly,
Treasurer (2008-2020), Vice President and Principal
Financial
Officer, The Invesco Funds (2008-2016); Treasurer,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust and
Invesco
Actively Managed Exchange-Traded Fund Trust (2011-
2013);
Vice President, Invesco Aim Advisers, Inc., Invesco Aim
Capital
Management, Inc. and Invesco Aim Private Asset
Management,
Inc.; Treasurer, Assistant Vice President and
Assistant
Treasurer, The Invesco Funds and Assistant Vice
President,
Invesco Advisers, Inc., Invesco Aim Capital
Management,
Inc. and Invesco Aim Private Asset Management, |
Name,
Address and
Year
of Birth
of
Executive Officer |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s) During at Least the Past 5 Years |
|
|
|
Inc.;
Vice President, Invesco Advisers, Inc. (2009-2020). |
Rudolf
E. Reitmann — 1971
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
Vice
President |
Since
2014 |
Head
of Global Exchange Traded Funds Services, Invesco
Specialized
Products, LLC (2018-Present); Vice President,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust (2013-Present),
Invesco
Actively Managed Exchange-Traded Commodity Fund
Trust
(2014-Present) and Invesco Exchange-Traded Self-Indexed
Fund
Trust (2016-Present); Head of Global Exchange Traded
Funds
Services, Invesco Capital Management LLC (2013-
Present);
Vice President, Invesco Capital Markets, Inc. (2018-
Present).
|
Melanie
Zimdars — 1976
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
Chief
Compliance
Officer
|
Since
2017 |
Chief
Compliance Officer, Invesco Specialized Products, LLC
(2018-Present);
Chief Compliance Officer, Invesco Capital
Management
LLC (2017-Present); Chief Compliance Officer,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2017-Present);
formerly,
Vice President and Deputy Chief Compliance Officer,
ALPS
Holding, Inc. (2009-2017); Mutual Fund Treasurer/ Chief
Financial
Officer, Wasatch Advisors, Inc. (2005-2008); Compliance
Officer,
U.S. Bancorp Fund Services, LLC (2001-2005). |
Name
of Trustee |
Dollar
Range of
Equity
Securities
in
the Funds |
Aggregate
Dollar
Range
of Equity
Securities
in
All
Registered
Investment
Companies
Overseen
by
Trustee
in Fund Family |
Independent
Trustees |
|
|
Ronn
R. Bagge |
Invesco
Optimum Yield Diversified Commodity
Strategy
No K-1 ETF |
Over
$100,000 |
|
$10,001
- $50,000 |
|
Todd
J. Barre |
None
|
Over
$100,000 |
Edmund
P. Giambastiani, Jr. |
None
|
$10,001
- $50,000 |
Victoria
J. Herget |
None
|
Over
$100,000 |
Marc
M. Kole |
None
|
Over
$100,000 |
Yung
Bong Lim |
None
|
Over
$100,000 |
Joanne
Pace |
None
|
Over
$100,000 |
Gary
R. Wicker |
None
|
Over
$100,000 |
Donald
H. Wilson |
None
|
Over
$100,000 |
Interested
Trustee |
|
|
Anna
Paglia |
Invesco
Optimum Yield Diversified Commodity
Strategy
No K-1 ETF |
Over
$100,000 |
|
$10,001
- $50,000 |
|
Name
of Trustee |
Aggregate
Compensation
From
Trust
|
Pension
or Retirement
Benefits
accrued as part of
Fund
Expenses |
Total
Compensation Paid
From
Fund Complex(1)
|
Independent
Trustees |
|
|
|
Ronn
R. Bagge |
$9,496
|
N/A
|
$365,000
|
Todd
J. Barre |
$8,979
|
N/A
|
$345,000
|
Edmund
P. Giambastiani, Jr. |
$8,979
|
N/A
|
$345,000
|
Victoria
J. Herget |
$8,979
|
N/A
|
$345,000
|
Marc
M. Kole |
$9,883
|
N/A
|
$380,000
|
Yung
Bong Lim |
$9,496
|
N/A
|
$365,000
|
Joanne
Pace |
$8,979
|
N/A
|
$345,000
|
Gary
R. Wicker |
$8,979
|
N/A
|
$345,000
|
Donald
H. Wilson |
$12,080
|
N/A
|
$465,000
|
Interested
Trustees |
|
|
|
Kevin
M. Carome(2)
|
N/A
|
N/A
|
N/A
|
Anna
Paglia(3)
|
N/A
|
N/A
|
N/A
|
Name
& Address |
%
Owned |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
35.78%
|
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
18.04%
|
National
Bank Financial
1155
Metcalfe Street, 5th
Floor
Montreal,
Quebec, H3B 4S9, Canada |
17.42%
|
Bank
of America
100
N Tyron Street
Charlotte,
NC 28255 |
11.56%
|
Name
& Address |
%
Owned |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
28.75%
|
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
16.67%
|
Bank
of America
100
N Tryon Street
Charlotte,
NC 28255 |
16.35%
|
RBC
Capital Markets
Royal
Bank Plaza
200
Bay Street
Toronto,
ON M5J 2W7 |
11.25%
|
J.P.
Morgan Securities LLC
383
Madison Avenue
New
York, NY 10179 |
10.20%
|
Name
& Address |
%
Owned |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
25.55%
|
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
11.58%
|
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
9.71%
|
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.53%
|
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
6.94%
|
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
6.09%
|
TD
Ameritrade Clearing, Inc.
4211
South 102nd
Street
Omaha,
NE 68127 |
5.47%
|
UBS
Financial
1200
Harbor Blvd. Dte. 6
Weehawken,
NJ 07086 |
5.00%
|
David
Hemming |
Dollar
Range | |||||
Fund
|
$1
to
$10,000
|
$10,001
to
$50,000
|
$50,001
to
$100,000
|
$100,001
to
$500,000
|
$500,001
to
$1,000,000
|
Over
$1,000,000
|
Invesco
Electric Vehicle Metals Commodity Strategy No K-1 ETF |
X
|
|
|
|
|
|
Fund
|
Advisory
Fee |
Invesco
Agriculture Commodity Strategy No K-1 ETF |
0.59%
|
Invesco
Electric Vehicle Metals Commodity Strategy No K-1 ETF |
0.59%
|
Invesco
Optimum Yield Diversified Commodity Strategy No K-1 ETF |
0.59%
|
|
Advisory
Fees Paid for the
Fiscal
Year Ended October 31 |
Advisory
Fees Waived for the
Fiscal
Year Ended October 31 | ||||
Fund
|
2022
|
2021
|
2020
|
2022
|
2021
|
2020
|
Invesco
Agriculture Commodity Strategy No K-1 ETF 1
|
$12,733
|
N/A
|
N/A
|
$(3,382)
|
N/A
|
N/A
|
Invesco
Electric Vehicle Metals Commodity Strategy No K-1 ETF 2
|
$64,035
|
N/A
|
N/A
|
$(15,421)
|
N/A
|
N/A
|
Invesco
Optimum Yield Diversified Commodity Strategy No K-1 ETF |
$43,935,291
|
$27,918,590
|
$11,763,876
|
$(3,154,734)
|
$(1,168,568)
|
$(1,803,665)
|
|
|
Total
$ Amount
of
Brokerage
Commissions
Paid |
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers
|
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers
|
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers
| ||||
Fund
|
|
2022
|
2021
|
2020
|
2022
|
2021
|
2020
|
2022
|
2022
|
Invesco
Agriculture Commodity Strategy No K-1 ETF1
|
|
$2,257
|
N/A
|
N/A
|
$0
|
N/A
|
N/A
|
0.00%
|
0.00%
|
Invesco
Electric Vehicle Metals Comodity Strategy No K-1 ETF2
|
|
$20,999
|
N/A
|
N/A
|
$0
|
N/A
|
N/A
|
0.00%
|
0.00%
|
Invesco
Optimum Yield Diversified Commodity Strategy No K-1 ETF |
|
$1,049,042
|
$767,751
|
$540,400
|
$0
|
$0
|
$0
|
0.00%
|
0.00%
|
Fund
|
Base
Administrative
Fee
(Payable
to BNYM) |
Maximum
Administrative
Fee
(Payable
To BNYM) |
Invesco
Agriculture Commodity Strategy
No
K-1 ETF |
$250
|
$1,000
|
Invesco
Electric Vehicle Metals
Commodity
Strategy No K-1 ETF |
$250
|
$1,000
|
Fund
|
Base
Administrative
Fee
(Payable
to BNYM) |
Maximum
Administrative
Fee
(Payable
To BNYM) |
Invesco
Optimum Yield Diversified
Commodity
Strategy No K-1 ETF |
$500
|
$2,000
|
|
|
|
I.
|
Introduction
|
A-1
|
A.
|
Our
Commitment to Environmental, Social and Governance Investment Stewardship and
Proxy
Voting |
A-1
|
B.
|
Applicability
of Policy |
A-2
|
|
|
|
II.
|
Global
Proxy Voting Operational Procedures |
A-3
|
A.
|
Proprietary
Proxy Voting Platform |
A-3
|
B.
|
Oversight
of Voting Operations |
A-3
|
C.
|
Disclosures
and Recordkeeping |
A-3
|
D.
|
Global
Invesco Proxy Advisory Committee |
A-4
|
E.
|
Market
and Operational Limitations |
A-5
|
F.
|
Securities
Lending |
A-5
|
G.
|
Conflicts
of Interest |
A-5
|
H.
|
Use
of Proxy Advisory Services |
A-7
|
I.
|
Review
of Policy |
A-7
|
|
|
|
III.
|
Our
Good Governance Principles |
A-8
|
A.
|
Transparency
|
A-8
|
B.
|
Accountability
|
A-8
|
C.
|
Board
Composition and Effectiveness |
A-11
|
D.
|
Long-Term
Stewardship of Capital |
A-12
|
E.
|
Environmental,
Social and Governance Risk Oversight |
A-13
|
F.
|
Executive
Compensation and Alignment |
A-14
|
|
Exhibit
A |
A-16
|
Exhibit
Number
|
Description
| ||
(a)
|
(1)
|
(a)
|
|
|
|
(b)
|
|
|
(2)
|
(a)
|
|
|
|
(b)
|
|
(b)
|
|
|
|
(c)
|
(1)
|
|
|
|
(2)
|
|
|
(d)
|
(1)
|
(a)
|
|
|
|
(b)
|
|
|
(2)
|
|
|
|
(3)
|
|
|
|
(4)
|
|
|
|
(5)
|
|
|
(e)
|
(1)
|
(a)
|
|
|
|
(b)
|
|
|
|
(c)
|
|
(f)
|
|
|
Not
applicable. |
(g)
|
(1)
|
(a)
|
|
|
|
(b)
|
|
(h)
|
(1)
|
(a)
|
|
|
|
(b)
|
|
|
|
(c)
|
|
|
(2)
|
(a)
|
|
|
|
(b)
|
|
|
(3)
|
|
Exhibit
Number
|
Description
| ||
|
(4)
|
|
|
|
(5)
|
|
|
(i)
|
|
|
Consent
of Counsel – None. |
(j)
|
|
|
|
(k)
|
|
|
Not
applicable. |
(l)
|
|
|
|
(m)
|
|
|
Not
applicable. |
(n)
|
|
|
Not
applicable. |
(o)
|
|
|
Not
applicable. |
(p)
|
|
|
|
(q)
|
|
|
|
|
|
|
|
101.INS
|
XBRL
Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags
are
embedded within the inline XBRL document | ||
101.SCH
|
XBRL
Taxonomy Extension Schema Document | ||
101.CAL
|
XBRL
Taxonomy Extension Calculation Linkbase Document | ||
101.DEF
|
XBRL
Taxonomy Extension Definition Linkbase Document | ||
101.LAB
|
XBRL
Taxonomy Extension Labels Linkbase Document | ||
101.PRE
|
XBRL
Taxonomy Extension Presentation Linkbase Document |
NAME
AND PRINCIPAL
BUSINESS
ADDRESS* |
POSITIONS
AND OFFICES
WITH
REGISTRANT |
POSITIONS
AND OFFICES
WITH
UNDERWRITER |
John
McDonough
|
None
|
Director
and Chief Executive Officer
|
Clint
Harris
|
None
|
President
|
Ben
Utt
|
None
|
Executive
Vice President |
Terry
Gibson Vacheron
|
None
|
Executive
Vice President |
Mark
W. Gregson
|
None
|
Chief
Financial Officer and Financial and
Operations
Principal |
Trisha
B. Hancock
|
None
|
Chief
Compliance Officer and Senior
Vice
President |
Rocco
Benedetto
|
None
|
Senior
Vice President |
David
Borrelli
|
None
|
Senior
Vice President |
Ken
Brodsky
|
None
|
Senior
Vice President |
George
Fahey
|
None
|
Senior
Vice President |
Jay
Fortuna
|
None
|
Senior
Vice President |
NAME
AND PRINCIPAL
BUSINESS
ADDRESS* |
POSITIONS
AND OFFICES
WITH
REGISTRANT |
POSITIONS
AND OFFICES
WITH
UNDERWRITER |
John
Hoffman
|
None
|
Senior
Vice President |
Eliot
Honaker
|
None
|
Senior
Vice President |
Brian
Kiley
|
None
|
Senior
Vice President |
Brian
Levitt
|
None
|
Senior
Vice President |
Kevin
Neznek
|
None
|
Senior
Vice President |
Adam
Rochlin |
None
|
Senior
Vice President |
Benjamin
Stewart |
None
|
Senior
Vice President |
Paul
E. Temple |
None
|
Senior
Vice President |
Gary
K. Wendler |
None
|
Senior
Vice President, Director,
Marketing
Research & Analysis |
Donna
White |
None
|
Senior
Vice President |
Melanie
Ringold |
Chief
Legal Officer |
Secretary
|
Greg
Ketron |
None
|
Treasurer
|
Crissie
Wisdom |
Anti-Money
Laundering Compliance
Officer
|
Anti-Money
Laundering Compliance
Officer
|
John
M. Zerr |
None
|
Senior
Vice President |
1.
|
Invesco
Actively Managed Exchange-Traded
Commodity
Fund Trust
3500
Lacey Road, Suite 700
Downers
Grove, Illinois 60515 |
2.
|
Invesco
Capital Management LLC
3500
Lacey Road, Suite 700
Downers
Grove, Illinois 60515 |
3.
|
The
Bank of New York Mellon
240
Greenwich Street
New
York, New York 10286 |
Invesco
Actively Managed Exchange-Traded
Commodity
Fund Trust | |
By:
|
/s/
Anna Paglia |
|
Anna
Paglia |
Title:
|
President
and Trustee |
SIGNATURE
|
TITLE
|
DATE
|
/s/
Anna Paglia |
President
and Trustee |
February
27, 2023 |
Anna
Paglia |
|
|
/s/
Kelli Gallegos |
Treasurer
|
February
27, 2023 |
Kelli
Gallegos |
|
|
/s/
Adam Henkel |
Secretary
|
February
27, 2023 |
Adam
Henkel |
|
|
*/s/
Ronn R. Bagge |
Vice
Chairman and Trustee |
February
27, 2023 |
Ronn
R. Bagge |
|
|
*/s/
Todd J. Barre |
Trustee
|
February
27, 2023 |
Todd
J. Barre |
|
|
*/s/
Edmund P. Giambastiani, Jr. |
Trustee
|
February
27, 2023 |
Edmund
P. Giambastiani, Jr. |
|
|
*/s/
Victoria J. Herget |
Trustee
|
February
27, 2023 |
Victoria
J. Herget |
|
|
*/s/
Marc M. Kole |
Trustee
|
February
27, 2023 |
Marc
M. Kole |
|
|
*/s/
Yung Bong Lim |
Trustee
|
February
27, 2023 |
Yung
Bong Lim |
|
|
*/s/
Joanne Pace |
Trustee
|
February
27, 2023 |
Joanne
Pace |
|
|
*/s/
Gary R. Wicker |
Trustee
|
February
27, 2023 |
Gary
R. Wicker |
|
|
*/s/
Donald H. Wilson |
Chairman
and Trustee |
February
27, 2023 |
Donald
H. Wilson |
|
|
*By:
/s/ Adam Henkel |
|
February
27, 2023 |
Adam
Henkel |
|
|
Attorney-In-Fact
|
|
|
(j)
|
|
101.INS
|
XBRL
Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are
embedded
within the inline XBRL document |
101.SCH
|
XBRL
Taxonomy Extension Schema Document |
101.CAL
|
XBRL
Taxonomy Extension Calculation Linkbase Document |
101.DEF
|
XBRL
Taxonomy Extension Definition Linkbase Document |
101.LAB
|
XBRL
Taxonomy Extension Labels Linkbase Document |
101.PRE
|
XBRL
Taxonomy Extension Presentation Linkbase Document |