144: Filer Information
Filer CIK | 0001183200 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Form 144 Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | |
FORM 144 |
Filer CIK | 0001183200 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Name of Issuer | AUTONATION, INC. |
SEC File Number | 001-13107 |
Address of Issuer | 200 SW 1ST AVE SUITE 1600 FORT LAUDERDALE FLORIDA 33301 |
Phone | 9547696000 |
Name of Person for Whose Account the Securities are To Be Sold | LAMPERT EDWARD S |
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account
the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given
as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales
for the account of the person filing this notice.
| |
Relationship to Issuer | 10% Stockholder |
Title of the Class of Securities To Be Sold | Name and Address of the Broker | Number of Shares or Other Units To Be Sold | Aggregate Market Value | Number of Shares or Other Units Outstanding | Approximate Date of Sale | Name the Securities Exchange |
---|---|---|---|---|---|---|
Common Stock | Watermill Institutional Trading LLC 111 Town Square Place Suite 1520 Jersey City NJ 07310 | 150000 | 19413000.00 | 45608396 | 05/05/2023 | NYSE |
Title of the Class | Date you Acquired | Nature of Acquisition Transaction | Name of Person from Whom Acquired | Is this a Gift? | Date Donor Acquired | Amount of Securities Acquired | Date of Payment | Nature of Payment * |
---|---|---|---|---|---|---|---|---|
Common Stock | 01/11/2010 | Receipt in a pro rata in-kind distribution from RBS Partners, L.P. | Distributed by RBS Partners, L.P. | 21764 | 01/11/2010 | In-kind distribution | ||
Common Stock | 06/03/2010 | Receipt in a pro rata in-kind distribution from ESL Partners, L.P. | Distributed by ESL Partners, L.P. | 128236 | 06/03/2010 | In-kind distribution |
Name and Address of Seller | Title of Securities Sold | Date of Sale | Amount of Securities Sold | Gross Proceeds |
---|---|---|---|---|
Edward S. Lampert 1170 Kane Concourse Suite 200 Bay Harbor Islands FL 33154 | Common Stock | 02/14/2023 | 68038 | 9552589.63 |
Edward S. Lampert 1170 Kane Concourse Suite 200 Bay Harbor Islands FL 33154 | Common Stock | 02/17/2023 | 51100 | 7909518.61 |
Edward S. Lampert 1170 Kane Concourse Suite 200 Bay Harbor Islands FL 33154 | Common Stock | 03/31/2023 | 50000 | 6681830.00 |
Edward S. Lampert 1170 Kane Concourse Suite 200 Bay Harbor Islands FL 33154 | Common Stock | 04/03/2023 | 47239 | 6394578.09 |
Edward S. Lampert 1170 Kane Concourse Suite 200 Bay Harbor Islands FL 33154 | Common Stock | 04/14/2023 | 17637 | 2381118.46 |
Edward S. Lampert 1170 Kane Concourse Suite 200 Bay Harbor Islands FL 33154 | Common Stock | 05/01/2023 | 37156 | 5104781.10 |
Edward S. Lampert 1170 Kane Concourse Suite 200 Bay Harbor Islands FL 33154 | Common Stock | 05/05/2023 | 31477 | 4201125.02 |
Remarks | Form 144: Securities Information - Aggregate Market Value is calculated based on the closing price of Common Stock of AutoNation, Inc. as of May 4, 2023. Neither the filing of this Form 144 nor anything herein shall be construed as an admission that the undersigned is an affiliate of the issuer. |
Date of Notice | 05/05/2023 |
ATTENTION: | |
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. | |
Signature | /s/ Edward S. Lampert |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |