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Finke Thomas M Create: Alert

All | News | Filings
Date FiledTypeDescription
07/05/2023 4 Finke Thomas M (Director) has filed a Form 4 on ALLIANCE ENTERTAINMENT HOLDING CORP
Txns: Bought 83,300 shares @ $3, valued at $249.9k
05/17/2023 4 Finke Thomas M (Director) has filed a Form 4 on Invesco Ltd.
Txns: Granted 12,820 shares @ $0
02/13/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
05/17/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
05/18/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
05/03/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
02/08/2021 3 Form 3 - Initial statement of beneficial ownership of securities:
01/29/2021 4 Finke Thomas M (Director) has filed a Form 4 on Invesco Ltd.
Txns: Granted 575 shares @ $0
12/01/2020 3 Finke Thomas M (Director) has filed a Form 3 on Invesco Ltd.
11/06/2020 4 Finke Thomas M (Officer of Adviser) has filed a Form 4 on BARINGS CORPORATE INVESTORS
Txns: Acquired 30 options to buy @ $12.11, valued at $360.6
10/23/2020 4 Finke Thomas M (Officer of Adviser) has filed a Form 4 on BARINGS CORPORATE INVESTORS
Txns: Acquired 30 options to buy @ $12.04, valued at $360.6
10/09/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
09/25/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
09/11/2020 4 Finke Thomas M (Officer of Adviser) has filed a Form 4 on BARINGS CORPORATE INVESTORS
Txns: Acquired 28 options to buy @ $12.79, valued at $360.6
08/28/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
08/24/2020 3 Finke Thomas M (Officer of the Adviser) has filed a Form 3 on Barings Capital Investment Corp
08/14/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
07/31/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
07/17/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
07/06/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
06/22/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
06/05/2020 4 Finke Thomas M (Officer of Adviser) has filed a Form 4 on BARINGS CORPORATE INVESTORS
Txns: Acquired 26 options to buy @ $13.64, valued at $360.6
05/22/2020 4 Finke Thomas M (Officer of Adviser) has filed a Form 4 on BARINGS CORPORATE INVESTORS
Txns: Acquired 26 options to buy @ $13.89, valued at $360.6
05/11/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
05/06/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
04/24/2020 4 Finke Thomas M (Officer of Adviser) has filed a Form 4 on BARINGS CORPORATE INVESTORS
Txns: Acquired 26 options to buy @ $13.79, valued at $360.6
04/13/2020 4 Finke Thomas M (Officer of Adviser) has filed a Form 4 on BARINGS CORPORATE INVESTORS
Txns: Acquired 28 options to buy @ $12.94, valued at $360.6
03/27/2020 4 Finke Thomas M (Officer of Adviser) has filed a Form 4 on BARINGS CORPORATE INVESTORS
Txns: Acquired 28 options to buy @ $12.67, valued at $360.6
03/13/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
03/04/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
12/23/2019 4 Form 4 - Statement of changes in beneficial ownership of securities:
12/06/2019 4 Finke Thomas M (Officer of Adviser) has filed a Form 4 on BARINGS CORPORATE INVESTORS
Txns: Acquired 22 options to buy @ $16.4, valued at $360.6
11/22/2019 4 Finke Thomas M (Officer of Adviser) has filed a Form 4 on BARINGS CORPORATE INVESTORS
Txns: Acquired 21 options to buy @ $16.95, valued at $360.6
11/21/2019 4 Finke Thomas F (Director) has filed a Form 4 on Barings BDC, Inc.
Txns: Bought 8,000 shares @ $10.3, valued at $82.4k
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