| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 05/30/2023 | PIONEER MUNICIPAL HIGH INCOME FUND, INC. | MHI | Other (acquisition) | Variable Rate MuniFund Term Preferred Shares, Series 2021 | 1.3k | $0.00 | $0 | By Subsidiary | 05/30/2023 |
| 05/30/2023 | PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. | MAV | Other (acquisition) | Variable Rate MuniFund Term Preferred Shares, Series 2021 | 1.4k | $0.00 | $0 | By Subsidiary | 05/30/2023 |
| 03/29/2023 | NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUND | NKG | Other (acquisition) | Adjustable Rate MuniFund Term Preferred Shares | 585 | $0.00 | $0 | By Subsidiary | 03/29/2023 |
| 11/14/2022 | PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. | MAV | Other (acquisition) | Variable Rate MuniFund Term Preferred Shares, Series 2021 | 200 | $0.00 | $0 | By Subsidiary | 11/14/2022 |
| 11/14/2022 | PIONEER MUNICIPAL HIGH INCOME FUND, INC. | MHI | Other (acquisition) | Variable Rate MuniFund Term Preferred Shares, Series 2021 | 160 | $0.00 | $0 | By Subsidiary | 11/14/2022 |
| 09/29/2022 | PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. | MAV | Other (acquisition) | Variable Rate MuniFund Term Preferred Shares, Series 2021 | 200 | $0.00 | $0 | By Subsidiary | 09/29/2022 |
| 04/11/2022 | BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC. | MCA | Other (acquisition) | Variable Rate Demand Preferred Shares | 1.7k | $0.00 | $0 | By Subsidiary | 04/11/2022 |
| 04/11/2022 | BLACKROCK MUNIHOLDINGS CALIFORNIA QUALITY FUND, INC. | MUC | Other (acquisition) | Variable Rate Muni Term Preferred Shares | 2.7k | $0.00 | $0 | By Subsidiary | 04/11/2022 |
| 04/11/2022 | BLACKROCK MUNIYIELD CALIFORNIA FUND, INC. | MYC | Other (acquisition) | Variable Rate Demand Preferred Shares | 1.1k | $0.00 | $0 | By Subsidiary | 04/11/2022 |
| 04/11/2022 | BLACKROCK MUNIYIELD NEW JERSEY FUND, INC. | MYJ | Other (acquisition) | Series W-7 Variable Rate Muni Term Preferred Shares | 1.8k | $0.00 | $0 | By Subsidiary | 04/11/2022 |
| 04/19/2021 | BLACKROCK MUNIYIELD QUALITY FUND, INC. | MQY | Other (acquisition) | Variable Rate Demand Preferred Shares | 2.7k | $0.00 | $0 | By Subsidiary | 04/19/2021 |
| 04/19/2021 | BLACKROCK MUNIENHANCED FUND, INC. | MEN | Other (acquisition) | Variable Rate Demand Preferred Shares | 1.4k | $0.00 | $0 | By Subsidiary | 04/19/2021 |
| 04/19/2021 | BLACKROCK MUNIYIELD ARIZONA FUND, INC. | MZA | Other (acquisition) | Variable Rate Demand Preferred Shares | 373 | $0.00 | $0 | By Subsidiary | 04/19/2021 |
| 04/19/2021 | BLACKROCK MASSACHUSETTS TAX-EXEMPT TRUST | MHE | Other (acquisition) | Variable Rate Demand Preferred Shares | 185 | $0.00 | $0 | By Subsidiary | 04/19/2021 |
| 02/16/2021 | PIONEER MUNICIPAL HIGH INCOME FUND, INC. | MHI | Other (acquisition) | Variable Rate MuniFund Term Preferred Shares, Series 2021 | 200 | $0.00 | $0 | By Subsidiary | 02/16/2021 |
| 02/16/2021 | PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. | MAV | Other (acquisition) | Variable Rate MuniFund Term Preferred Shares, Series 2021 | 200 | $0.00 | $0 | By Subsidiary | 02/16/2021 |
| 02/08/2021 | NUVEEN MICHIGAN QUALITY MUNICIPAL INCOME FUND | NUM | Other (disposition) | Adjustable Rate MuniFund Term Preferred Shares | 1.7k | $0.00 | $0 | By Subsidiary | 02/08/2021 |
| 11/12/2020 | DTF TAX-FREE INCOME 2028 TERM FUND INC | DTF | Other (acquisition) | Variable Rate MuniFund Term Preferred Shares | 650 | $0.00 | $0 | By Subsidiary | 11/12/2020 |
| 09/30/2020 | Nuveen AMT-Free Quality Municipal Income Fund | NEA | Other (disposition) | MuniFund Preferred Shares | 2.4k | $0.00 | $0 | By Subsidiary | 09/30/2020 |
| 11/18/2019 | NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND | NTC | Other (disposition) | Adjustable Rate MuniFund Term Preferred Shares | 1.1k | $0.00 | $0 | By Subsidiary | 11/18/2019 |
| 11/18/2019 | Nuveen AMT-Free Municipal Credit Income Fund | NVG | Other (acquisition) | Adjustable Rate MuniFund Term Preferred Shares | 1.1k | $0.00 | $0 | By Subsidiary | 11/18/2019 |
| 04/30/2019 | DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC | VMM | Other (disposition) | Variable Rate MuniFund Term Preferred Shares Series 2021 | 750 | $0.00 | $0 | By Subsidiary | 04/30/2019 |
| 04/30/2019 | Delaware Investments Colorado Municipal Income Fund, Inc. | VCF | Other (disposition) | Variable Rate MuniFund Term Preferred Shares Series 2021 | 300 | $0.00 | $0 | By Subsidiary | 04/30/2019 |
| 03/12/2019 | Nuveen AMT-Free Municipal Credit Income Fund | NVG | Other (disposition) | MuniFund Preferred Shares | 2k | $0.00 | $0 | By Subsidiary | 03/12/2019 |
| 03/12/2019 | Nuveen AMT-Free Quality Municipal Income Fund | NEA | Other (disposition) | MuniFund Preferred Shares | 2k | $0.00 | $0 | By Subsidiary | 03/12/2019 |
| 12/28/2018 | NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND | NQP | Other (disposition) | Variable Rate MuniFund Term Preferred Shares | 435 | $0.00 | $0 | By Subsidiary | 12/28/2018 |
| 12/14/2018 | NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUND | NKG | Other (disposition) | Variable Rate MuniFund Term Preferred Shares | 585 | $0.00 | $0 | By Subsidiary | 12/14/2018 |
| 12/14/2018 | NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUND | NKG | Other (acquisition) | Adjustable Rate MuniFund Term Preferred Shares | 585 | $0.00 | $0 | By Subsidiary | 12/14/2018 |
| 12/14/2018 | NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND | NAZ | Other (acquisition) | Adjustable Rate MuniFund Term Preferred Shares | 883 | $0.00 | $0 | By Subsidiary | 12/14/2018 |
| 12/14/2018 | NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND | NAZ | Other (disposition) | Variable Rate MuniFund Term Preferred Shares | 883 | $0.00 | $0 | By Subsidiary | 12/14/2018 |
| 12/14/2018 | NUVEEN MICHIGAN QUALITY MUNICIPAL INCOME FUND | NUM | Other (acquisition) | Adjustable Rate MuniFund Term Preferred Shares | 1.7k | $0.00 | $0 | By Subsidiary | 12/14/2018 |
| 12/14/2018 | NUVEEN MICHIGAN QUALITY MUNICIPAL INCOME FUND | NUM | Other (disposition) | Variable Rate MuniFund Term Preferred Shares | 1.7k | $0.00 | $0 | By Subsidiary | 12/14/2018 |
| 12/14/2018 | NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND | NTC | Other (acquisition) | Adjustable Rate MuniFund Term Preferred Shares | 1.1k | $0.00 | $0 | By Subsidiary | 12/14/2018 |
| 12/14/2018 | NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND | NTC | Other (disposition) | Variable Rate MuniFund Term Preferred Shares | 1.1k | $0.00 | $0 | By Subsidiary | 12/14/2018 |
| 12/04/2018 | NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND | NQP | Other (disposition) | Variable Rate MuniFund Term Preferred Shares | 435 | $0.00 | $0 | By Subsidiary | 12/04/2018 |
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