The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ARK INNOVATION ETF | COM | 00214Q104 | 7,285,404 | 180,600 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 180,600 | |
BATTALION OIL CORP | COM | 07134L107 | 117,991 | 17,959 | SH | DFND | 1, 2, 3, 4 | 17,959 | 0 | 0 | ||
BIOHAVEN LTD | COM | G1110E107 | 956,200 | 70,000 | SH | DFND | 1, 2, 3, 4 | 70,000 | 0 | 0 | ||
BEYOND MEAT INC | COM | 08862E109 | 7,118,478 | 438,600 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 438,600 | |
CLIPPER REALTY INC | COM | 18885T306 | 130,344 | 22,708 | SH | DFND | 1, 2, 3, 4 | 22,708 | 0 | 0 | ||
COINBASE GLOBAL INC -CLASS A | COM | 19260Q107 | 412,177 | 6,100 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 6,100 | |
COMMUNITY WEST BANCSHARES | COM | 204157101 | 438,563 | 34,669 | SH | DFND | 1, 2, 3, 4 | 34,669 | 0 | 0 | ||
COREBRIDGE FINANCIAL INC | COM | 21871X109 | 2,403,000 | 150,000 | SH | DFND | 1, 2, 3, 4 | 150,000 | 0 | 0 | ||
DEVON ENERGY CORP | COM | 25179M103 | 913,207 | 18,044 | SH | DFND | 1, 2, 3, 4 | 18,044 | 0 | 0 | ||
DIGITAL REALTY TRUST INC | COM | 253868103 | 2,329,947 | 23,700 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 23,700 | |
ENVIVA INC | COM | 29415B103 | 375,440 | 13,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 13,000 | |
F&G ANNUITIES & LIFE INC | COM | 30190A104 | 1,959,062 | 108,116 | SH | DFND | 1, 2, 3, 4 | 108,116 | 0 | 0 | ||
FIRST CITIZENS BCSHS -CL A | COM | 31946M103 | 973,100 | 1,000 | SH | DFND | 1, 2, 3, 4 | 1,000 | 0 | 0 | ||
FIRST FINANCIAL NORTHWEST | COM | 32022K102 | 383,100 | 30,000 | SH | DFND | 1, 2, 3, 4 | 30,000 | 0 | 0 | ||
GREAT ELM GROUP INC | COM | 39037G109 | 2,120,489 | 934,136 | SH | DFND | 1, 2, 3, 4 | 934,136 | 0 | 0 | ||
GREIF INC-CL B | COM | 397624206 | 16,193,545 | 211,625 | SH | DFND | 1, 2, 3, 4 | 211,625 | 0 | 0 | ||
JACKSON FINANCIAL INC-A | COM | 46817M107 | 5,140,134 | 137,400 | SH | DFND | 1, 2, 3, 4 | 137,400 | 0 | 0 | ||
JACKSON FINANCIAL INC-A | COM | 46817M107 | 1,496,400 | 40,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 40,000 | |
LENNAR CORP - B SHS | COM | 526057302 | 2,045,735 | 22,906 | SH | DFND | 1, 2, 3, 4 | 22,906 | 0 | 0 | ||
LIBERTY LATIN AMERIC-CL A | COM | G9001E102 | 1,354,630 | 163,012 | SH | DFND | 1, 2, 3, 4 | 163,012 | 0 | 0 | ||
LIBERTY LATIN AMERIC-CL C | COM | G9001E128 | 10,527,965 | 1,274,572 | SH | DFND | 1, 2, 3, 4 | 1,274,572 | 0 | 0 | ||
LINCOLN NATIONAL CORP | COM | 534187109 | 651,630 | 29,000 | SH | DFND | 1, 2, 3, 4 | 29,000 | 0 | 0 | ||
LOGAN RIDGE FINANCE CORP | COM | 541098109 | 1,271,150 | 61,113 | SH | DFND | 1, 2, 3, 4 | 61,113 | 0 | 0 | ||
MGIC INVESTMENT CORP | COM | 552848103 | 2,241,140 | 167,000 | SH | DFND | 1, 2, 3, 4 | 167,000 | 0 | 0 | ||
NATIONAL WESTERN LIFE GROU-A | COM | 638517102 | 4,859,679 | 20,030 | SH | DFND | 1, 2, 3, 4 | 20,030 | 0 | 0 | ||
NOBLE CORP PLC | COM | 00000NANA | 1,973,500 | 50,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 50,000 | |
NI HOLDINGS INC | COM | 65342T106 | 265,096 | 20,392 | SH | DFND | 1, 2, 3, 4 | 20,392 | 0 | 0 | ||
NOVO-NORDISK A/S-SPONS ADR | COM | 670100205 | 3,182,800 | 20,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 20,000 | |
OPPENHEIMER HOLDINGS-CL A | COM | 683797104 | 391,500 | 10,000 | SH | DFND | 1, 2, 3, 4 | 10,000 | 0 | 0 | ||
PIEDMONT LITHIUM INC | COM | 72016P105 | 1,807,505 | 30,100 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 30,100 | |
PORTMAN RIDGE FINANCE CORP | COM | 73688F201 | 216,467 | 10,503 | SH | DFND | 1, 2, 3, 4 | 10,503 | 0 | 0 | ||
RHINEBECK BANCORP INC | COM | 762093102 | 85,604 | 11,190 | SH | DFND | 1, 2, 3, 4 | 11,190 | 0 | 0 | ||
SENECA FOODS CORP - CL A | COM | 817070501 | 336,619 | 6,440 | SH | DFND | 1, 2, 3, 4 | 6,440 | 0 | 0 | ||
SENECA FOODS CORP - CL B | COM | 817070105 | 399,600 | 7,400 | SH | DFND | 1, 2, 3, 4 | 7,400 | 0 | 0 | ||
SIRIUSPOINT LTD | COM | G8192H106 | 867,853 | 106,747 | SH | DFND | 1, 2, 3, 4 | 106,747 | 0 | 0 | ||
SONIDA SENIOR LIVING INC | COM | 140475203 | 6,412,588 | 513,007 | SH | DFND | 1, 2, 3, 4 | 513,007 | 0 | 0 | ||
SPORTSMAN'S WAREHOUSE HOLDIN | COM | 84920Y106 | 5,672,399 | 668,915 | SH | DFND | 1, 2, 3, 4 | 668,915 | 0 | 0 | ||
STEREOTAXIS INC | COM | 85916J409 | 5,249,153 | 2,573,114 | SH | DFND | 1, 2, 3, 4 | 2,573,114 | 0 | 0 | ||
SUNCOR ENERGY INC | COM | 867224107 | 621,000 | 20,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 20,000 | |
TEJON RANCH CO | COM | 879080109 | 269,336 | 14,742 | SH | DFND | 1, 2, 3, 4 | 14,742 | 0 | 0 | ||
TRANSOCEAN LTD | COM | H8817H100 | 1,210,492 | 190,329 | SH | DFND | 1, 2, 3, 4 | 190,329 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 1,742,664 | 8,400 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 8,400 | |
WESTROCK CO | COM | 96145D105 | 2,644,796 | 86,800 | SH | DFND | 1, 2, 3, 4 | 86,800 | 0 | 0 |