SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Karlborg Anders

(Last) (First) (Middle)
C/O VERTIV HOLDINGS CO
505 N. CLEVELAND AVE

(Street)
WESTERVILLE OH 43082

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/01/2023
3. Issuer Name and Ticker or Trading Symbol
Vertiv Holdings Co [ VRT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Man., Logistics and Op Ex
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock 26,342.9(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (2) 02/07/2030 Class A Common Stock 46,206 $12.05 D
Stock Options (3) 04/04/2032 Class A Common Stock 19,133 $14.49 D
Stock Options (4) 10/03/2032 Class A Common Stock 39,292 $11.25 D
Stock Options (5) 03/07/2033 Class A Common Stock 24,320 $15.84 D
Stock Options (6) 07/03/2033 Class A Common Stock 16,190 $24.87 D
Explanation of Responses:
1. Includes shares, restricted stock units and dividend equivalent stock units.
2. 15,402 stock options vested on each of February 7, 2022 and February 7, 2023; and 15,402 stock options are scheduled to vest on February 7, 2024.
3. 4,783 stock options vested on March 3, 2023 and 4,783 stock options are scheduled to vest on each of March 3, 2024, and March 3, 2025, and 4,784 stock options are scheduled to vest on March 3, 2026.
4. 9,823 stock options are scheduled to vest on each of October 3, 2023, October 3, 2024, October 3, 2025 and October 3, 2026.
5. 6,080 stock options are scheduled to vest on each of March 15, 2024, March 15, 2025, March 15, 2026, and March 15, 2027.
6. 4,047 stock options are scheduled to vest on each of July 15, 2024 and July 15, 2025 and 4,048 stock options are scheduled to vest on each of July 15, 2026 and July 15, 2027.
Remarks:
Exhibit 24.1 - Power of Attorney
/s/ Robert M. Wolfe, as attorney-in-fact 08/01/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.