The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
4D MOLECULAR THERAPEUTICS IN | COM | 35104E100 | 11,745,500 | 650,000 | SH | DFND | 1 | 650,000 | 0 | 0 | ||
ABEONA THERAPEUTICS INC | COM NEW | 00289Y206 | 3,504,347 | 869,565 | SH | DFND | 1 | 869,565 | 0 | 0 | ||
ACCOLADE INC | NOTE 0.500% 4/0 | 00437EAB8 | 102,113,958 | 122,598,000 | PRN | DFND | 1 | 122,598,000 | 0 | 0 | ||
ACELYRIN INC | COM | 00445A100 | 13,585,000 | 650,000 | SH | DFND | 1 | 650,000 | 0 | 0 | ||
ACUTUS MED INC | COM | 005111109 | 2,362,798 | 2,660,808 | SH | DFND | 1 | 2,660,808 | 0 | 0 | ||
ADAPTHEALTH CORP | COMMON STOCK | 00653Q102 | 135,025,103 | 11,094,914 | SH | DFND | 1 | 11,094,914 | 0 | 0 | ||
ALECTOR INC | COM | 014442107 | 6,341,704 | 1,055,192 | SH | DFND | 1 | 1,055,192 | 0 | 0 | ||
ALIGNMENT HEALTHCARE INC | COM | 01625V104 | 10,591,500 | 1,842,000 | SH | DFND | 1 | 1,842,000 | 0 | 0 | ||
ALPHATEC HLDGS INC | COM NEW | 02081G201 | 21,389,871 | 1,189,648 | SH | DFND | 1 | 1,189,648 | 0 | 0 | ||
AMEDISYS INC | COM | 023436108 | 164,043,360 | 1,794,000 | SH | DFND | 1 | 1,794,000 | 0 | 0 | ||
AMYLYX PHARMACEUTICALS INC | COM | 03237H101 | 22,652,771 | 1,050,198 | SH | DFND | 1 | 1,050,198 | 0 | 0 | ||
ANAPTYSBIO INC | COM | 032724106 | 12,468,420 | 613,000 | SH | DFND | 1 | 613,000 | 0 | 0 | ||
ANNEXON INC | COM | 03589W102 | 2,055,374 | 583,913 | SH | DFND | 1 | 583,913 | 0 | 0 | ||
APELLIS PHARMACEUTICALS INC | COM | 03753U106 | 28,540,628 | 313,289 | SH | DFND | 1 | 313,289 | 0 | 0 | ||
ARS PHARMACEUTICALS INC | COM | 82835W108 | 74,222,111 | 11,077,927 | SH | DFND | 1 | 11,077,927 | 0 | 0 | ||
AXONICS INC | COM | 05465P101 | 11,355,750 | 225,000 | SH | DFND | 1 | 225,000 | 0 | 0 | ||
BIOCRYST PHARMACEUTICALS INC | COM | 09058V103 | 9,306,880 | 1,322,000 | SH | DFND | 1 | 1,322,000 | 0 | 0 | ||
BLACK DIAMOND THERAPEUTICS I | COM | 09203E105 | 9,090,000 | 1,800,000 | SH | DFND | 1 | 1,800,000 | 0 | 0 | ||
BROOKDALE SR LIVING INC | COM | 112463104 | 53,508,127 | 12,679,651 | SH | DFND | 1 | 12,679,651 | 0 | 0 | ||
BROOKDALE SR LIVING INC | NOTE 2.000%10/1 | 112463AC8 | 114,840,751 | 145,955,000 | PRN | DFND | 1 | 145,955,000 | 0 | 0 | ||
BUTTERFLY NETWORK INC | *W EXP 02/12/202 | 124155110 | 172,700 | 733,333 | SH | DFND | 1 | 733,333 | 0 | 0 | ||
CABALETTA BIO INC | COM | 12674W109 | 30,210,923 | 2,340,118 | SH | DFND | 1 | 2,340,118 | 0 | 0 | ||
CALCIMEDICA INC | COM NEW | 38942Q202 | 1,065,285 | 265,657 | SH | DFND | 1 | 265,657 | 0 | 0 | ||
CAREMAX INC | COM CL A | 14171W103 | 49,327,990 | 15,861,090 | SH | DFND | 1 | 15,861,090 | 0 | 0 | ||
CAREMAX INC | *W EXP 06/08/202 | 14171W111 | 259,392 | 672,000 | SH | DFND | 1 | 672,000 | 0 | 0 | ||
CATALYST PHARMACEUTICALS INC | COM | 14888U101 | 110,100,480 | 8,192,000 | SH | DFND | 1 | 8,192,000 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 90,990,050 | 1,349,000 | SH | DFND | 1 | 1,349,000 | 0 | 0 | ||
COGENT BIOSCIENCES INC | COM | 19240Q201 | 39,857,525 | 3,366,345 | SH | DFND | 1 | 3,366,345 | 0 | 0 | ||
DA32 LIFE SCNCE TEC ACQSTN C | CLASS A COM | 23312M106 | 16,416,000 | 1,600,000 | SH | DFND | 1 | 1,600,000 | 0 | 0 | ||
DAY ONE BIOPHARMACEUTICALS I | COM | 23954D109 | 15,163,704 | 1,269,992 | SH | DFND | 1 | 1,269,992 | 0 | 0 | ||
DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 94,434,926 | 6,707,026 | SH | DFND | 1 | 6,707,026 | 0 | 0 | ||
DENALI THERAPEUTICS INC | COM | 24823R105 | 17,558,125 | 594,989 | SH | DFND | 1 | 594,989 | 0 | 0 | ||
DISC MEDICINE INC | COM | 254604101 | 19,092,000 | 430,000 | SH | DFND | 1 | 430,000 | 0 | 0 | ||
DOCGO INC | COM | 256086109 | 28,662,830 | 3,059,000 | SH | DFND | 1 | 3,059,000 | 0 | 0 | ||
EDGEWISE THERAPEUTICS INC | COM | 28036F105 | 30,481,812 | 3,933,137 | SH | DFND | 1 | 3,933,137 | 0 | 0 | ||
ELEVATION ONCOLOGY INC | COM | 28623U101 | 2,099,752 | 1,381,416 | SH | DFND | 1 | 1,381,416 | 0 | 0 | ||
ENHABIT INC | COM | 29332G102 | 55,312,735 | 4,809,803 | SH | DFND | 1 | 4,809,803 | 0 | 0 | ||
FOGHORN THERAPEUTICS INC | COM | 344174107 | 5,473,776 | 777,525 | SH | DFND | 1 | 777,525 | 0 | 0 | ||
FUSION PHARMACEUTICALS INC | COM | 36118A100 | 13,183,410 | 2,823,000 | SH | DFND | 1 | 2,823,000 | 0 | 0 | ||
GENEDX HOLDINGS CORP | COM CL A | 81663L200 | 7,473,214 | 1,253,895 | SH | DFND | 1 | 1,253,895 | 0 | 0 | ||
GLAUKOS CORP | NOTE 2.750% 6/1 | 377322AB8 | 412,733,808 | 271,452,000 | PRN | DFND | 1 | 271,452,000 | 0 | 0 | ||
GUARDANT HEALTH INC | NOTE 11/1 | 40131MAB5 | 63,919,479 | 89,036,000 | PRN | DFND | 1 | 89,036,000 | 0 | 0 | ||
GUARDANT HEALTH INC | COM | 40131M109 | 44,893,164 | 1,253,999 | SH | DFND | 1 | 1,253,999 | 0 | 0 | ||
HEALTH CATALYST INC | NOTE 2.500% 4/1 | 42225TAB3 | 28,615,470 | 30,000,000 | PRN | DFND | 1 | 30,000,000 | 0 | 0 | ||
HILLEVAX INC | COM | 43157M102 | 57,229,481 | 3,329,231 | SH | DFND | 1 | 3,329,231 | 0 | 0 | ||
IDEAYA BIOSCIENCES INC | COM | 45166A102 | 53,312,758 | 2,268,628 | SH | DFND | 1 | 2,268,628 | 0 | 0 | ||
INSMED INC | COM PAR $.01 | 457669307 | 13,895,321 | 658,546 | SH | DFND | 1 | 658,546 | 0 | 0 | ||
INSMED INC | NOTE 1.750% 1/1 | 457669AA7 | 98,192,736 | 103,200,000 | PRN | DFND | 1 | 103,200,000 | 0 | 0 | ||
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 22,981,497 | 2,077,893 | SH | DFND | 1 | 2,077,893 | 0 | 0 | ||
INTERCEPT PHARMACEUTICALS IN | NOTE 3.500% 2/1 | 45845PAC2 | 94,044,128 | 98,354,000 | PRN | DFND | 1 | 98,354,000 | 0 | 0 | ||
INVITAE CORP | NOTE 2.000% 9/0 | 46185LAB9 | 15,265,193 | 17,211,000 | PRN | DFND | 1 | 17,211,000 | 0 | 0 | ||
IONIS PHARMACEUTICALS INC | NOTE 4/0 | 462222AD2 | 121,005,130 | 127,800,000 | PRN | DFND | 1 | 127,800,000 | 0 | 0 | ||
KURA ONCOLOGY INC | COM | 50127T109 | 34,258,040 | 3,238,000 | SH | DFND | 1 | 3,238,000 | 0 | 0 | ||
LARIMAR THERAPEUTICS INC | COM | 517125100 | 53,026,447 | 16,941,357 | SH | DFND | 1 | 16,941,357 | 0 | 0 | ||
LIVONGO HEALTH INC | NOTE 0.875% 6/0 | 539183AA1 | 45,170,000 | 50,000,000 | PRN | DFND | 1 | 50,000,000 | 0 | 0 | ||
MEDAVAIL HOLDINGS INC | COM | 58406B103 | 205,057 | 836,626 | SH | DFND | 1 | 836,626 | 0 | 0 | ||
MEDTECH ACQUISITION CORP | UNIT 12/18/2025 | 58507N204 | 10 | 1 | SH | DFND | 1 | 1 | 0 | 0 | ||
MEDTECH ACQUISITION CORP | *W EXP 12/22/202 | 58507N113 | 13,967 | 333,333 | SH | DFND | 1 | 333,333 | 0 | 0 | ||
MERSANA THERAPEUTICS INC | COM | 59045L106 | 9,492,966 | 2,885,400 | SH | DFND | 1 | 2,885,400 | 0 | 0 | ||
MERUS N V | COM | N5749R100 | 79,830,928 | 3,031,938 | SH | DFND | 1 | 3,031,938 | 0 | 0 | ||
MINERALYS THERAPEUTICS INC | COM | 603170101 | 14,270,850 | 837,000 | SH | DFND | 1 | 837,000 | 0 | 0 | ||
NANOSTRING TECHNOLOGIES INC | NOTE 2.625% 3/0 | 63009RAD1 | 54,773,020 | 70,204,000 | PRN | DFND | 1 | 70,204,000 | 0 | 0 | ||
NATERA INC | NOTE 2.250% 5/0 | 632307AB0 | 146,914,664 | 101,042,000 | PRN | DFND | 1 | 101,042,000 | 0 | 0 | ||
NEOGENOMICS INC | NOTE 1.250% 5/0 | 64049MAA8 | 6,051,468 | 6,500,000 | PRN | DFND | 1 | 6,500,000 | 0 | 0 | ||
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 114,076,030 | 1,209,714 | SH | DFND | 1 | 1,209,714 | 0 | 0 | ||
NEWAMSTERDAM PHARMA COMPANY | *W EXP 11/22/202 | N62509117 | 193,925 | 92,787 | SH | DFND | 1 | 92,787 | 0 | 0 | ||
NEWAMSTERDAM PHARMA COMPANY | ORDINARY SHARES | N62509109 | 30,149,746 | 2,535,723 | SH | DFND | 1 | 2,535,723 | 0 | 0 | ||
NUVALENT INC | COM | 670703107 | 843,021,482 | 19,991,024 | SH | DFND | 1 | 19,991,024 | 0 | 0 | ||
NUVATION BIO INC | COM CL A | 67080N101 | 10,538,748 | 5,854,860 | SH | DFND | 1 | 5,854,860 | 0 | 0 | ||
NUVATION BIO INC | *W EXP 07/07/202 | 67080N119 | 27,567 | 166,666 | SH | DFND | 1 | 166,666 | 0 | 0 | ||
NYXOAH S A | SHS | B6S7WD106 | 3,646,649 | 455,262 | SH | DFND | 1 | 455,262 | 0 | 0 | ||
ORCHARD THERAPEUTICS PLC | SPON ADS NEW | 68570P200 | 1,647,240 | 316,169 | SH | DFND | 1 | 316,169 | 0 | 0 | ||
OWENS & MINOR INC NEW | COM | 690732102 | 90,344,800 | 4,745,000 | SH | DFND | 1 | 4,745,000 | 0 | 0 | ||
PHATHOM PHARMACEUTICALS INC | COM | 71722W107 | 9,393,920 | 656,000 | SH | DFND | 1 | 656,000 | 0 | 0 | ||
PRIME MEDICINE INC | COM | 74168J101 | 12,969,850 | 885,314 | SH | DFND | 1 | 885,314 | 0 | 0 | ||
PTC THERAPEUTICS INC | NOTE 1.500% 9/1 | 69366JAD3 | 33,000,928 | 32,000,000 | PRN | DFND | 1 | 32,000,000 | 0 | 0 | ||
PULMONX CORP | COM | 745848101 | 13,952,776 | 1,064,285 | SH | DFND | 1 | 1,064,285 | 0 | 0 | ||
QUANTUM SI INC | COM CL A | 74765K105 | 1,427,525 | 797,500 | SH | DFND | 1 | 797,500 | 0 | 0 | ||
QUANTUM SI INC | *W EXP 06/10/202 | 74765K113 | 76,700 | 333,333 | SH | DFND | 1 | 333,333 | 0 | 0 | ||
REVANCE THERAPEUTICS INC | COM | 761330109 | 22,019,700 | 870,000 | SH | DFND | 1 | 870,000 | 0 | 0 | ||
REVOLUTION MEDICINES INC | COM | 76155X100 | 46,852,518 | 1,751,496 | SH | DFND | 1 | 1,751,496 | 0 | 0 | ||
ROIVANT SCIENCES LTD | *W EXP 09/30/202 | G76279119 | 2,480,000 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | ||
ROIVANT SCIENCES LTD | SHS | G76279101 | 13,658,138 | 1,354,974 | SH | DFND | 1 | 1,354,974 | 0 | 0 | ||
SIENTRA INC | COM | 82621J204 | 29,300 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | ||
SILK RD MED INC | COM | 82710M100 | 36,786,120 | 1,132,229 | SH | DFND | 1 | 1,132,229 | 0 | 0 | ||
SINGULAR GENOMICS SYSTEMS IN | COM | 82933R100 | 5,354,223 | 6,450,871 | SH | DFND | 1 | 6,450,871 | 0 | 0 | ||
SOMALOGIC INC | *W EXP 08/31/202 | 83444K113 | 30,000 | 120,000 | SH | DFND | 1 | 120,000 | 0 | 0 | ||
SPRINGWORKS THERAPEUTICS INC | COM | 85205L107 | 41,410,531 | 1,579,349 | SH | DFND | 1 | 1,579,349 | 0 | 0 | ||
STRUCTURE THERAPEUTICS INC | SPONSORED ADS | 86366E106 | 26,098,186 | 627,813 | SH | DFND | 1 | 627,813 | 0 | 0 | ||
SURROZEN INC | *W EXP 08/01/203 | 86889P117 | 9,200 | 166,666 | SH | DFND | 1 | 166,666 | 0 | 0 | ||
TABULA RASA HEALTHCARE INC | NOTE 1.750% 2/1 | 873379AA9 | 119,962,154 | 144,516,000 | PRN | DFND | 1 | 144,516,000 | 0 | 0 | ||
TERNS PHARMACEUTICALS INC | COM | 880881107 | 16,614,001 | 1,898,743 | SH | DFND | 1 | 1,898,743 | 0 | 0 | ||
THE ONCOLOGY INSTITUTE INC | COM | 68236X100 | 1,848,701 | 3,360,052 | SH | DFND | 1 | 3,360,052 | 0 | 0 | ||
THE ONCOLOGY INSTITUTE INC | *W EXP 11/15/202 | 68236X118 | 34,875 | 1,250,000 | SH | DFND | 1 | 1,250,000 | 0 | 0 | ||
THESEUS PHARMACEUTICALS INC | COM | 88369M101 | 13,065,284 | 1,400,352 | SH | DFND | 1 | 1,400,352 | 0 | 0 | ||
VENTYX BIOSCIENCES INC | COM | 92332V107 | 20,237,600 | 617,000 | SH | DFND | 1 | 617,000 | 0 | 0 | ||
VERASTEM INC | COM NEW | 92337C203 | 11,446,150 | 1,538,461 | SH | DFND | 1 | 1,538,461 | 0 | 0 | ||
VIATRIS INC | COM | 92556V106 | 176,680,770 | 17,703,484 | SH | DFND | 1 | 17,703,484 | 0 | 0 | ||
VIGIL NEUROSCIENCE INC | COM | 92673K108 | 19,288,894 | 2,052,010 | SH | DFND | 1 | 2,052,010 | 0 | 0 | ||
VIKING THERAPEUTICS INC | COM | 92686J106 | 18,236,250 | 1,125,000 | SH | DFND | 1 | 1,125,000 | 0 | 0 | ||
XERIS BIOPHARMA HOLDINGS INC | NOTE 5.000% 7/1 | 98422LAA5 | 21,409,596 | 18,000,000 | PRN | DFND | 1 | 18,000,000 | 0 | 0 |