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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): August 21, 2023

 

 

JOHNSON CONTROLS INTERNATIONAL PLC

(Exact Name of Registrant as Specified in its Charter)

 

 

 

Ireland   001-13836   98-0390500
(State or Other Jurisdiction
of Incorporation)
  (Commission
File Number)
  (IRS Employer
Identification Number)

One Albert Quay

Cork, Ireland T12 X8N6

(Address of Principal Executive Offices and Postal Code)

Registrant’s Telephone Number, Including Area Code: (353)-21-423-5000

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

 

Trading
Symbol

 

Name of Each Exchange
on Which Registered

Ordinary Shares, Par Value $0.01   JCI   New York Stock Exchange
1.000% Senior Notes due 2023   JCI23A   New York Stock Exchange
3.625% Senior Notes due 2024   JCI24A   New York Stock Exchange
1.375% Notes due 2025   JCI25A   New York Stock Exchange
3.900% Notes due 2026   JCI26A   New York Stock Exchange
0.375% Senior Notes due 2027   JCI27   New York Stock Exchange
3.000% Notes due 2028   JCI 28   New York Stock Exchange
1.750% Senior Notes due 2030   JCI30   New York Stock Exchange
2.000% Sustainability-Linked Senior Notes due 2031   JCI31   New York Stock Exchange
1.000% Senior Notes due 2032   JCI32   New York Stock Exchange
4.900% Senior Notes due 2032   JCI32A   New York Stock Exchange
4.250% Senior Notes due 2035   JCI35   New York Stock Exchange
6.000% Notes due 2036   JCI36A   New York Stock Exchange
5.70% Senior Notes due 2041   JCI41B   New York Stock Exchange
5.250% Senior Notes due 2041   JCI41C   New York Stock Exchange
4.625% Senior Notes due 2044   JCI44A   New York Stock Exchange
5.125% Notes due 2045   JCI45B   New York Stock Exchange
6.950% Debentures due December 1, 2045   JCI45A   New York Stock Exchange
4.500% Senior Notes due 2047   JCI47   New York Stock Exchange
4.950% Senior Notes due 2064   JCI64A   New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 


Item 8.01.

Other Events.

On August 21, 2023, Johnson Controls International plc (the “Company”) issued press releases announcing (i) the early tender results of its previously announced cash offers for its 5.125% Senior Notes due 2045 and 4.500% Senior Notes due 2047 (the “Tender Offers”) and (ii) the pricing and upsizing of the Tender Offers.

Copies of the press releases are filed as Exhibits 99.1 and 99.2 to this Current Report on Form 8-K and are incorporated herein by reference.

This Current Report is neither an offer to purchase or sell nor a solicitation of an offer to sell or buy any securities of the Company. The Tender Offers were made solely on the terms and subject to the conditions set forth in the Offer to Purchase, dated August 7, 2023, and the information in this Current Report is qualified by reference to such document.

 

Item 9.01.

Financial Statements and Exhibits.

(d) Exhibits.

 

Exhibit Number

  

Exhibit Description

99.1    Press Release by Johnson Controls International plc dated August 21, 2023 regarding early tender results of the Tender Offers.
99.2    Press Release by Johnson Controls International plc dated August 21, 2023 regarding pricing of the Tender Offers.
104    The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    JOHNSON CONTROLS INTERNATIONAL PLC
Date: August 21, 2023     By:  

/s/ Richard J. Dancy

    Name:   Richard J. Dancy
    Title:   Vice President and Corporate Secretary