SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Hankamer Brittany

(Last) (First) (Middle)
RADNOR CORPORATE CENTER, BUILDING ONE,
SUITE 200, 100 MATSONFORD ROAD

(Street)
RADNOR PA 19087

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/23/2023
3. Issuer Name and Ticker or Trading Symbol
Avantor, Inc. [ AVTR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief HR Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 25,498(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy) (2) 09/03/2029 Common Stock 47,043 $17.26 D
Stock Options (Right to Buy) (3) 02/20/2030 Common Stock 37,637 $17.67 D
Stock Options (Right to Buy) (4) 02/25/2031 Common Stock 16,101 $27.64 D
Stock Options (Right to Buy) (5) 02/23/2032 Common Stock 16,390 $33.09 D
Stock Options (Right to Buy) (6) 02/24/2033 Common Stock 14,274 $24.62 D
Stock Options (Right to Buy) (7) 08/14/2033 Common Stock 7,022 $21.12 D
Explanation of Responses:
1. Includes i) 1,268 Restricted Stock Units that vest on September 3, 2023; ii) 972 Restricted Stock Units that vest annually on February 20, through the year 2024; iii) 2,488 Restricted Stock Units that vest annually on February 21, through the year 2025; iv) 4,250 Restricted Stock Units that vest annually on February 23, through the year 2026; v) 5,889 Restricted Stock Units that vest annually on February 24, through the year 2027; and vi) 2959 Restricted Stock Units that vest annually on August 14, through the year 2027.
2. Reflects options that vest in four equal annual installments beginning on September 3, 2020.
3. Reflects options that vest in four equal annual installments beginning on February 20, 2021.
4. Reflects options that vest in four equal annual installments beginning on February 25, 2022.
5. Reflects options that vest in four equal annual installments beginning on February 23, 2023.
6. Reflects options that vest in four equal annual installments beginning on February 24, 2024.
7. Reflects options that vest in four equal annual installments beginning on August 14, 2024.
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney
/s/ Scott K. Baker, as Attorney-in-Fact 08/24/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.