-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SWybvdA2lI5mhKIYqDS0/8AJmvxa0UBkQ58VhT6rr5yKvts5wCk+dwlC4IPwlk82 ft0z1osEzYyin3E5TeHhzg== 0001208646-09-000055.txt : 20090311 0001208646-09-000055.hdr.sgml : 20090311 20090311125034 ACCESSION NUMBER: 0001208646-09-000055 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20090311 DATE AS OF CHANGE: 20090311 EFFECTIVENESS DATE: 20090311 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JUPITER ASSET MANAGEMENT LTD CENTRAL INDEX KEY: 0001215838 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13273 FILM NUMBER: 09671825 MAIL ADDRESS: STREET 1: 1 GROSVENOR PLACE STREET 2: LONDON ENGLAND CITY: SWIX 7JJ STATE: X0 ZIP: 0000 13F-HR 1 c100197.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Jupiter Asset Management Limited Address: 1 Grosvenor Place London, United Kingdom SW1X 7JJ Form 13F File Number: 28-13273 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jenny Thompson Title: Senior Company Secretary Phone: 020-7314-5565 Signature, Place, and Date of Signing: __________________________ London March 11, 2009 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 126 Form 13F Information Table Value Total: $424,916 (thousands) List of Other Included Managers: None. FORM 13F INFORMATION TABLE
Title or Value SHRS or INVESTMENT VOTING AUTHORITY Name of Issuer class CUSIP ($'000) PRN AMT SH/PRN DISCRETION SOLE SHARED NONE ACCENTURE LTD-CL A COM BMG1150G1 1,521 40,000 SH Sole 40,000 ACE LTD COM KYG0070K1 685 11,500 SH Sole 11,500 AGILENT TECHNOLOGIES INC COM 00846U101 1,342 36,300 SH Sole 36,300 ALLERGAN INC COM 18490102 596 9,364 SH Sole 9,364 ALTRIA GROUP INC COM 02209S103 535 7,700 SH Sole 7,700 AMERICAN EXPRESS CO COM 25816109 733 12,300 SH Sole 12,300 AMERICAN SUPERCONDUCTOR CORP COM 30111108 2,083 103,544 SH Sole 103,544 AMGEN INC COM 31162100 419 7,400 SH Sole 7,400 APPLIED MATERIALS INC COM 38222105 518 25,000 SH Sole 25,000 AU OPTRONICS CORP-SPON ADR ADR 2255107 1,710 98,648 SH Sole 98,648 AUTODESK INC COM 52769106 747 15,000 SH Sole 15,000 AVAYA INC COM 53499109 305 18,000 SH Sole 18,000 AVERY DENNISON CORP COM 53611109 522 9,100 SH Sole 9,100 BANCO ITAU HOLDING FIN-ADR COM 59602201 476 9,437 SH Sole 9,437 BANK OF AMERICA CORP COM 60505104 1,088 21,500 SH Sole 21,500 BANK OF NEW YORK MELLON CORP COM 64058100 398 9,000 SH Sole 9,000 BARD (C.R.) INC COM 67383109 618 7,000 SH Sole 7,000 BAXTER INTERNATIONAL INC COM 71813109 814 14,500 SH Sole 14,500 BIO-REFERENCE LABS INC COM 09057G602 1,146 35,000 SH Sole 35,000 BOSTON SCIENTIFIC CORP COM 101137107 439 31,564 SH Sole 31,564 BRISTOL-MYERS SQUIBB CO COM 110122108 319 11,000 SH Sole 11,000 BROADCOM CORP-CL A COM 111320107 686 18,750 SH Sole 18,750 CADIZ INC COM 127537207 2,539 135,419 SH Sole 135,419 CASELLA WASTE SYSTEMS INC-A COM 147448104 8,961 676,797 SH Sole 676,797 CEVA INC COM 157210105 268 30,000 SH Sole 30,000 CHECK POINT SOFTWARE TECH COM IL0010824 939 37,000 SH Sole 37,000 CHEVRON CORP COM 166764100 2,292 24,516 SH Sole 24,516 CHINA MOBILE LTD-SPON ADR ADR 16941M109 2,939 35,000 SH Sole 35,000 CISCO SYSTEMS INC COM 17275R102 3,827 115,200 SH Sole 115,200 CITIGROUP INC COM 172967101 202 4,300 SH Sole 4,300 COGNIZANT TECH SOLUTIONS-A COM 192446102 1,196 15,000 SH Sole 15,000 COLGATE-PALMOLIVE CO COM 194162103 859 12,000 SH Sole 12,000 COMCAST CORP-CL A COM 20030N101 235 9,705 SH Sole 9,705 COMCAST CORP-SPECIAL CL A COM 20030N200 816 34,050 SH Sole 34,050 CORNING INC COM 219350105 3,131 125,750 SH Sole 125,750 COVANTA HOLDING CORP COM 2.23E+106 7,528 310,157 SH Sole 310,157 COVIDIEN LTD COM BMG2552X1 1,172 28,425 SH Sole 28,425 CTC MEDIA INC COM 12642X106 451 20,000 SH Sole 20,000 CVS CAREMARK CORP COM 126650100 2,059 52,000 SH Sole 52,000 DEERE & CO COM 244199105 1,666 11,300 SH Sole 11,300 DELL INC COM 24702R101 1,457 52,500 SH Sole 52,500 DELPHI FINANCIAL GROUP-CL A COM 247131105 394 9,576 SH Sole 9,576 DISCOVERY HOLDING CO-A COM 25468Y107 218 7,500 SH Sole 7,500 DOW CHEMICAL COM 260543103 279 6,350 SH Sole 6,350 EBAY INC COM 278642103 1,657 42,200 SH Sole 42,200 ECHOSTAR COMMUNICATIONS - A COM 278762109 1,747 38,000 SH Sole 38,000 EMC CORP/MASS COM 268648102 1,944 94,600 SH Sole 94,600 EMERSON ELECTRIC CO COM 291011104 1,281 24,000 SH Sole 24,000 EXPEDIA INC COM 30212P105 639 20,000 SH Sole 20,000 EXXON MOBIL CORP COM 30231G102 1,432 15,400 SH Sole 15,400 FIRST DATA CORP COM 319963104 272 8,000 SH Sole 8,000 FRIEDMAN BILLINGS RAMSEY-A COM 358434108 60 12,533 SH Sole 12,533 FUEL SYSTEMS SOLUTIONS INC COM 35952W103 321 18,000 SH Sole 18,000 FUEL TECH INC COM 359523107 5,887 268,059 SH Sole 268,059 FUELCELL ENERGY INC COM 35952H106 4,001 404,119 SH Sole 404,119 GENERAL ELECTRIC CO COM 369604103 691 16,700 SH Sole 16,700 GMARKET INC-ADR COM 38012G100 1,186 50,000 SH Sole 50,000 HALLIBURTON CO COM 406216101 1,575 40,800 SH Sole 40,800 HARSCO CORP COM 415864107 14,839 248,102 SH Sole 248,102 HEADWATERS INC COM 42210P102 2,914 92,313 SH Sole 92,313 HONEYWELL INTERNATIONAL INC COM 438516106 2,321 39,200 SH Sole 39,200 IAC/INTERACTIVECORP COM 44919P300 592 20,000 SH Sole 20,000 INFOSYS TECHNOLOGIES-SP ADR ADR 456788108 1,943 40,000 SH Sole 40,000 INGERSOLL-RAND CO LTD-CL A COM BMG4776G1 540 10,000 SH Sole 10,000 INTERACTIVE BROKERS GRO-CL A COM 45841N107 625 23,316 SH Sole 23,316 INTL BUSINESS MACHINES CORP COM 459200101 742 6,300 SH Sole 6,300 ITRON INC COM 465741106 11,370 123,100 SH Sole 123,100 JANUS CAPITAL GROUP INC COM 47102X105 282 10,000 SH Sole 10,000 JOHNSON CONTROLS INC COM 478366107 8,736 74,545 SH Sole 74,545 JPMORGAN CHASE & CO COM 46625H100 859 18,597 SH Sole 18,597 KOOKMIN BANK-SPON ADR ADR 50049M109 2,466 30,000 SH Sole 30,000 KRAFT FOODS INC-A COM 50075N104 1,273 37,000 SH Sole 37,000 KRISPY KREME DOUGHNUTS INC COM 501014104 80 17,000 SH Sole 17,000 KROGER CO COM 501044101 1,458 51,000 SH Sole 51,000 L-1 IDENTITY SOLUTIONS INC COM 50212A106 304 16,000 SH Sole 16,000 LINCOLN NATIONAL CORP COM 534187109 327 5,000 SH Sole 5,000 LKQ CORP COM 501889208 263 7,540 SH Sole 7,540 MARSH & MCLENNAN COS COM 571748102 423 16,680 SH Sole 16,680 MEDTRONIC INC COM 585055106 1,822 31,950 SH Sole 31,950 MF GLOBAL LTD COM BMG606421 380 13,355 SH Sole 13,355 MICROSOFT CORP COM 594918104 1,586 53,770 SH Sole 53,770 MINDRAY MEDICAL INTL LTD-ADR COM 602675100 6,655 156,000 SH Sole 156,000 MOBILE TELESYSTEMS-SP ADR ADR 607409109 133,370 1,857,000 SH Sole 1,857,000 MONSANTO CO COM 61166W101 4,506 53,300 SH Sole 53,300 MOODY'S CORP COM 615369105 282 5,600 SH Sole 5,600 NALCO HOLDING CO COM 62985Q101 600 20,300 SH Sole 20,300 NAVTEQ CORP COM 63936L100 232 3,000 SH Sole 3,000 NDS GROUP PLC-SPONS ADR ADR 628891103 736 15,000 SH Sole 15,000 OCCIDENTAL PETROLEUM CORP COM 674599105 1,624 25,100 SH Sole 25,100 ORACLE CORP COM 68389X105 2,565 118,600 SH Sole 118,600 ORIENT EXPRESS HOTELS LTD -A COM BMG677431 2,561 50,000 SH Sole 50,000 PALL CORP COM 696429307 6,798 171,800 SH Sole 171,800 PENTAIR INC COM 709631105 992 30,000 SH Sole 30,000 PEPSICO INC COM 713448108 1,220 16,800 SH Sole 16,800 PFIZER INC COM 717081103 396 16,000 SH Sole 16,000 PITNEY BOWES INC COM 724479100 592 13,000 SH Sole 13,000 POWERSECURE INTERNATIONAL IN COM 73936N105 171 13,054 SH Sole 13,054 PROCTER & GAMBLE CO COM 742718109 2,043 29,150 SH Sole 29,150 PRUDENTIAL FINANCIAL INC COM 744320102 774 8,000 SH Sole 8,000 QWEST COMMUNICATIONS INTL COM 749121109 779 85,000 SH Sole 85,000 RAYTHEON COMPANY COM 755111507 1,581 24,500 SH Sole 24,500 REGAL BELOIT CORP COM 758750103 7,351 150,050 SH Sole 150,050 REPUBLIC SERVICES INC COM 760759100 11,570 353,715 SH Sole 353,715 ROFIN-SINAR TECHNOLOGIES INC COM 775043102 2,453 35,000 SH Sole 35,000 SCHERING-PLOUGH CORP COM 806605101 626 19,500 SH Sole 19,500 SIMCERE PHARMACEUTICAL-ADR ADR 82859P104 3,410 220,000 SH Sole 220,000 SPRINT NEXTEL CORP COM 852061100 1,366 72,695 SH Sole 72,695 STERICYCLE INC COM 858912108 9,056 162,406 SH Sole 162,406 SUN MICROSYSTEMS INC COM 866810104 1,258 225,000 SH Sole 225,000 SUNOPTA INC COM 8676EP108 4,590 317,400 SH Sole 317,400 TELVENT GIT SA COM ES0178495 327 13,054 SH Sole 13,054 TIME WARNER INC COM 887317105 1,638 90,000 SH Sole 90,000 TYCO ELECTRONICS LTD COM BMG9144P1 1,000 28,425 SH Sole 28,425 TYCO INTERNATIONAL LTD COM BMG9143X2 1,255 28,425 SH Sole 28,425 UNIBANCO-GDR ADR 9.05E+111 460 3,452 SH Sole 3,452 UNITED NATURAL FOODS INC COM 911163103 10,268 379,304 SH Sole 379,304 UNITED TECHNOLOGIES CORP COM 913017109 420 5,200 SH Sole 5,200 VIMPELCOM-SP ADR ADR 68370R109 39,759 1,450,000 SH Sole 1,450,000 WAL-MART STORES INC COM 931142103 754 17,300 SH Sole 17,300 WASTE CONNECTIONS INC COM 941053100 215 6,750 SH Sole 6,750 WATERS CORP COM 941848103 1,773 26,100 SH Sole 26,100 WHOLE FOODS MARKET INC COM 966837106 6,687 138,900 SH Sole 138,900 WIPRO LTD-ADR ADR 97651M109 738 50,000 SH Sole 50,000 WYETH COM 983024100 1,039 23,200 SH Sole 23,200 YAHOO! INC COM 984332106 1,248 47,500 SH Sole 47,500 ZOLTEK COMPANIES INC COM 98975W104 7,218 164,500 SH Sole 164,500
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