-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NxGHDCVZEyk6MSUy76SHwpMgk5it69Ga3jKX3L2yWpcBIQNKORVP6in+VI2rRUBd gK0GE4jGVzlJDks4DFvQHw== 0001104186-04-000002.txt : 20040514 0001104186-04-000002.hdr.sgml : 20040514 20040514152025 ACCESSION NUMBER: 0001104186-04-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040331 FILED AS OF DATE: 20040514 EFFECTIVENESS DATE: 20040514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MASTERS CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001104186 IRS NUMBER: 582440923 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05511 FILM NUMBER: 04807142 BUSINESS ADDRESS: STREET 1: PO BOX 4045 STREET 2: CHRISTIANSTED CITY: VIRGIN ISLANDS STATE: VI ZIP: 00000 MAIL ADDRESS: STREET 1: PO BOX 224229 STREET 2: CHRISTIANSTED VI CITY: VIRGINS ISLAND STATE: V1 ZIP: 9999999999 13F-HR 1 t13f-0304.txt FORM 13-F HOLDINGS REPORT Data Field Information: TYPE 13F-HR PERIOD 03/31/04 FILER CIK 0001104186 CCC @sqkg7ie SUBMISSION-CONTACT NAME Michelle Dobbins PHONE 404-760-3427 UNITED STATES SECRITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Masters Capital Mgmt, LLC Address: 3060 Peachtree Road NW, Ste 1815 Atlanta, GA 30305 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Mike Masters Title: Managing Member Phone: 404-364-2019 Signature, Place, and Date of Signing: Mike Masters Atlanta, GA May 14, 2004 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 111 Form 13F Information Table Value Total: 1,925,198 FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN SOLE SHARED NONE AGERE SYS INC APR 5.00 OPTIONS 00845V4DA 3,210 1,000,000 SH CALL SOLE 1,000,000 0 0 AGERE SYS INC JUL 5.00 OPTIONS 00845V4GA 3,210 1,000,000 SH CALL SOLE 1,000,000 0 0 AGRA FLEX STK 4.00 OPTIONS 8U50346 3,210 1,000,000 SH CALL SOLE 1,000,000 0 0 AK STEEL HOLDING JUN 5.00 OPTIONS 0015474FA 5,870 1,000,000 SH CALL SOLE 1,000,000 0 0 ALUMINUM CO AMER APR 35.00 OPTIONS 0138174DG 17,345 500,000 SH CALL SOLE 500,000 0 0 AMGEN INC APR 65.00 OPTIONS 0311624DM 58,150 1,000,000 SH CALL SOLE 1,000,000 0 0 AMR CORP APR 15.00 OPTIONS 0017654DC 25,460 2,000,000 SH CALL SOLE 2,000,000 0 0 AMR CORP DEL -W/RTS TO PUR COMMON 001765106 12,730 1,000,000 SH SOLE 1,000,000 0 0 AMR CORP MAY 14.00 OPTIONS 0017654EP 1,273 100,000 SH CALL SOLE 100,000 0 0 AMR CORP MAY 16.00 OPTIONS 0017654EQ 11,457 900,000 SH CALL SOLE 900,000 0 0 AMR CORP MAY 17.00 OPTIONS 0017654ER 11,457 900,000 SH CALL SOLE 900,000 0 0 APPLD MICRO CIR MAY 10.00 OPTIONS 03822W4EB 11,420 2,000,000 SH CALL SOLE 2,000,000 0 0 APPLIED MATERIALS INC COMMON 038222105 6,399 300,000 SH SOLE 300,000 0 0 APPLIED MATLS APR 22.50 OPTIONS 0382224DX 42,660 2,000,000 SH CALL SOLE 2,000,000 0 0 APPLIED MICRO CIRCUITS COR COMMON 03822W109 2,855 500,000 SH SOLE 500,000 0 0 ARADIGM CORP COMMON 038505103 1,175 500,000 SH SOLE 500,000 0 0 ASM LITHOGRAPHY APR 17.50 OPTIONS N070594DW 18,330 1,000,000 SH CALL SOLE 1,000,000 0 0 ASM LITHOGRAPHY APR 20.00 OPTIONS N070594DD 18,330 1,000,000 SH CALL SOLE 1,000,000 0 0 AVANEX CORP COMMON 05348W109 6,912 1,600,000 SH SOLE 1,600,000 0 0 BOOKHAM TECHNOLOGY INC ADR COMMON 09856Q108 4,360 2,000,000 SH SOLE 2,000,000 0 0 CALPINE CORP JUL 8.00 OPTIONS 1313474GK 4,670 1,000,000 SH CALL SOLE 1,000,000 0 0 CHEVRON CORP APR 85.00 OPTIONS 1667644DQ 43,890 500,000 SH CALL SOLE 500,000 0 0 CHEVRON CORP APR 90.00 OPTIONS 1667644DR 87,780 1,000,000 SH CALL SOLE 1,000,000 0 0 CIENA CORP APR 5.00 OPTIONS 1717794DA 4,970 1,000,000 SH CALL SOLE 1,000,000 0 0 CIENA CORP OCT 5.00 OPTIONS 1717794JA 4,970 1,000,000 SH CALL SOLE 1,000,000 0 0 CISCO SYSTEMS APR 22.50 OPTIONS 17275R4DX 23,570 1,000,000 SH CALL SOLE 1,000,000 0 0 CISCO SYSTEMS APR 25.00 OPTIONS 17275R4DE 23,570 1,000,000 SH CALL SOLE 1,000,000 0 0 CISCO SYSTEMS APR 27.50 OPTIONS 17275R4DY 84,852 3,600,000 SH CALL SOLE 3,600,000 0 0 CONOCOPHILLIPS COMMON 20825C104 13,962 200,000 SH SOLE 200,000 0 0 CONOCOPHILLIPS MAY 70.00 OPTIONS 20825C4EN 34,905 500,000 SH CALL SOLE 500,000 0 0 CONOCOPHILLIPS MAY 75.00 OPTIONS 20825C4EO 69,810 1,000,000 SH CALL SOLE 1,000,000 0 0 CONTINENTAL AIRL APR 15.00 OPTIONS 2107954DC 12,530 1,000,000 SH CALL SOLE 1,000,000 0 0 CONTINENTAL AIRL JUN 12.50 OPTIONS 2107954FV 12,530 1,000,000 SH CALL SOLE 1,000,000 0 0 COUNTRYWIDE INDS APR 100.00 OPTIONS 2223724DT 63,933 1,000,000 SH CALL SOLE 1,000,000 0 0 COUNTRYWIDE INDS APR 95.00 OPTIONS 2223724DS 15,983 250,000 SH CALL SOLE 250,000 0 0 CRYOLIFE INC COMMON 228903100 298 50,000 SH SOLE 50,000 0 0 CV THERAPEUTICS APR 25.00 OPTIONS 1266674DE 4,690 310,000 SH CALL SOLE 310,000 0 0 DELTA AIR LINES APR 12.50 OPTIONS 2473614DV 7,920 1,000,000 SH CALL SOLE 1,000,000 0 0 EL PASO CORP JUL 10.00 OPTIONS 28336L4GB 7,110 1,000,000 SH CALL SOLE 1,000,000 0 0 ELAN CORP PLC APR 20.00 OPTIONS 2841314DD 20,620 1,000,000 SH CALL SOLE 1,000,000 0 0 ENSCO INTL INC APR 30.00 OPTIONS 26874Q4DF 28,226 1,002,000 SH CALL SOLE 1,002,000 0 0 GASCO ENERGY INC COMMON 367220100 1,940 1,000,000 SH SOLE 1,000,000 0 0 GENENTECH INC APR 105.00 OPTIONS 3687104DA 13,228 250,000 SH CALL SOLE 250,000 0 0 GENENTECH INC APR 110.00 OPTIONS 3687104DB 39,683 750,000 SH CALL SOLE 750,000 0 0 GENENTECH INC APR 115.00 OPTIONS 3687104DC 26,455 500,000 SH CALL SOLE 500,000 0 0 GENENTECH INC APR 120.00 OPTIONS 3687104DZ 26,455 500,000 SH CALL SOLE 500,000 0 0 GENENTECH INC JUN 115.00 OPTIONS 3687104FC 31,746 600,000 SH CALL SOLE 600,000 0 0 GENERAL ELECTRIC MAY 30.00 OPTIONS 3696044EF 30,520 1,000,000 SH CALL SOLE 1,000,000 0 0 GLOBALSANTAFE CORP COMMON G3930E101 13,885 500,000 SH SOLE 500,000 0 0 GOODYEAR TIRE & RUBBER CO COMMON 382550101 8,540 1,000,000 SH SOLE 1,000,000 0 0 GOODYEAR TIRE APR 10.00 OPTIONS 3825504DB 17,336 2,030,000 SH CALL SOLE 2,030,000 0 0 GOODYEAR TIRE JUL 12.50 OPTIONS 3825504GV 8,540 1,000,000 SH CALL SOLE 1,000,000 0 0 GOODYEAR TIRE MAY 10.00 OPTIONS 3825504EB 8,540 1,000,000 SH CALL SOLE 1,000,000 0 0 GRANT PRIDECO INC COMMON 38821G101 13,175 850,000 SH SOLE 850,000 0 0 GRANT PRIDECO JUL 17.50 OPTIONS 38821G4GW 15,500 1,000,000 SH CALL SOLE 1,000,000 0 0 HARRIS & HARRIS GROUP INC COMMON 413833104 8,400 500,000 SH SOLE 500,000 0 0 HORNBECK OFFSHORE SERVICES COMMON 440543106 6,270 475,000 SH SOLE 475,000 0 0 IDEC PHARMA APR 55.00 OPTIONS 09062X4DK 27,800 500,000 SH CALL SOLE 500,000 0 0 INTEL CORP APR 25.00 OPTIONS 4581404DE 8,160 300,000 SH CALL SOLE 300,000 0 0 INTEL CORP APR 30.00 OPTIONS 4581404DF 27,200 1,000,000 SH CALL SOLE 1,000,000 0 0 INTEL CORP APR 32.50 OPTIONS 4581404DZ 27,200 1,000,000 SH CALL SOLE 1,000,000 0 0 INTERNATIONAL STEEL GROUP COMMON 460377104 1,935 50,000 SH SOLE 50,000 0 0 J P MORGAN CHASE APR 40.00 OPTIONS 46625H4DH 41,950 1,000,000 SH CALL SOLE 1,000,000 0 0 J P MORGAN CHASE MAY 45.00 OPTIONS 46625H4EI 41,950 1,000,000 SH CALL SOLE 1,000,000 0 0 JUNIPER NETWORKS APR 25.00 OPTIONS 48203R4DE 13,010 500,000 SH CALL SOLE 500,000 0 0 KLA INSTRUMENTS APR 50.00 OPTIONS 4824804DJ 37,710 750,000 SH CALL SOLE 750,000 0 0 KLA INSTRUMENTS APR 55.00 OPTIONS 4824804DK 50,280 1,000,000 SH CALL SOLE 1,000,000 0 0 LIQUIDMETAL TECHNOLOGIES I COMMON 53634X101 2,924 916,667 SH SOLE 916,667 0 0 LONE STAR TECHNOLOGIES INC COMMON 542312103 14,578 825,000 SH SOLE 825,000 0 0 MEDIMMUNE INC COMMON 584699102 11,540 500,000 SH SOLE 500,000 0 0 MEDIMMUNE INC JUN 22.50 OPTIONS 5846994FX 5,770 250,000 SH CALL SOLE 250,000 0 0 MICRON TECH APR 16.00 OPTIONS 5951124DQ 16,710 1,000,000 SH CALL SOLE 1,000,000 0 0 MICRON TECH APR 17.00 OPTIONS 5951124DR 16,710 1,000,000 SH CALL SOLE 1,000,000 0 0 MICROSOFT CORP APR 27.50 OPTIONS 5949184DY 74,790 3,000,000 SH CALL SOLE 3,000,000 0 0 MINDSPEED TECH I JUL 7.50 OPTIONS 6026824GU 6,530 1,000,000 SH CALL SOLE 1,000,000 0 0 MIRANT CORP COMMON 604675108 988 2,500,000 SH SOLE 2,500,000 0 0 NANOPHASE TCHNOLOGIES CORP COMMON 630079101 6,944 700,000 SH SOLE 700,000 0 0 NATIONAL-OILWELL INC COMMON 637071101 2,828 100,000 SH SOLE 100,000 0 0 NATIONAL-OILWELL MAY 30.00 OPTIONS 6370714EF 28,280 1,000,000 SH CALL SOLE 1,000,000 0 0 NORTEL NETWORKS CORP COMMON 656568102 5,940 1,000,000 SH SOLE 1,000,000 0 0 NORTHWEST AIRLINE APR 10.00 OPTIONS 6672804DB 5,055 500,000 SH CALL SOLE 500,000 0 0 NORTHWEST AIRLINE JUN 12.50 OPTIONS 6672804FV 10,110 1,000,000 SH CALL SOLE 1,000,000 0 0 NORTHWEST AIRLINE JUN 15.00 OPTIONS 6672804FC 10,110 1,000,000 SH CALL SOLE 1,000,000 0 0 NORTHWEST AIRLINES CORP-CL COMMON 667280101 5,055 500,000 SH SOLE 500,000 0 0 NPS PHARMACEUTIC APR 22.50 OPTIONS 62936P4PX 1,842 64,600 SH PUT SOLE 64,600 0 0 NPS PHARMACEUTIC APR 25.00 OPTIONS 62936P4PE 2,852 100,000 SH PUT SOLE 100,000 0 0 ORACLE SYSTEMS APR 11.00 OPTIONS 68389X4DM 12,000 1,000,000 SH CALL SOLE 1,000,000 0 0 PHLX EURO OIL APR 105.00 OPTIONS 69333V4DA 51,755 500,000 SH CALL SOLE 500,000 0 0 PMC-SIERRA INC APR 17.50 OPTIONS 69344F4DW 16,970 1,000,000 SH CALL SOLE 1,000,000 0 0 RIVERSTONE NETWORKS INC COMMON 769320102 412 280,000 SH SOLE 280,000 0 0 SIEBEL SYSTEMS APR 12.50 OPTIONS 8261704DV 34,590 3,000,000 SH CALL SOLE 3,000,000 0 0 SOLECTRON CORP COMMON 834182107 5,530 1,000,000 SH SOLE 1,000,000 0 0 SOLECTRON CORP JUL 7.50 OPTIONS 8341824GR 5,530 1,000,000 SH CALL SOLE 1,000,000 0 0 SORRENTO NETWORKS CORP COMMON 83586Q209 1,575 500,000 SH SOLE 500,000 0 0 TAIWAN SEMICONDC APR 10.00 OPTIONS 8740394DB 10,440 1,000,000 SH CALL SOLE 1,000,000 0 0 TAIWAN SEMICONDC APR 12.50 OPTIONS 8740394DV 5,220 500,000 SH CALL SOLE 500,000 0 0 TAIWAN SEMICONDC APR 15.00 OPTIONS 8740394DC 6,456 618,400 SH CALL SOLE 618,400 0 0 TERADYNE INC COMMON 880770102 596 25,000 SH SOLE 25,000 0 0 TERADYNE INC APR 22.50 OPTIONS 8807704DX 23,830 1,000,000 SH CALL SOLE 1,000,000 0 0 THAI AIRWAYS INTERNATIONAL FOREIGN Y8615C114 636 500,000 SH SOLE 500,000 0 0 TIDEWATER INC APR 35.00 OPTIONS 8864234DG 28,130 1,000,000 SH CALL SOLE 1,000,000 0 0 TODCO COMMON 88889T107 16,060 1,100,000 SH SOLE 1,100,000 0 0 TRANSOCEAN SEDCO FOREX INC COMMON G90078109 13,945 500,000 SH SOLE 500,000 0 0 VEECO INSTRUMENT APR 30.00 OPTIONS 9224174DF 2,806 100,000 SH CALL SOLE 100,000 0 0 VEECO INSTRUMENTS INC-DEL COMMON 922417100 702 25,000 SH SOLE 25,000 0 0 VERITAS DGC INC COMMON 92343P107 10,350 500,000 SH SOLE 500,000 0 0 VERITAS DGC INC AUG 20.00 OPTIONS 92343P4HD 15,525 750,000 SH CALL SOLE 750,000 0 0 VISHAY INTERTECH APR 22.50 OPTIONS 9282984DX 21,340 1,000,000 SH CALL SOLE 1,000,000 0 0 VISHAY INTERTECH JUL 20.00 OPTIONS 9282984GD 10,670 500,000 SH CALL SOLE 500,000 0 0 WALT DISNEY CO HOLDING CO COMMON 254687106 12,495 500,000 SH SOLE 500,000 0 0 WJ COMMUNICATIONS INC COMMON 929284107 4,070 1,100,000 SH SOLE 1,100,000 0 0
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