-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MRAUw6gRNWqFVGtsM9i2Jypd7FTQwnmUkXTVI1luCqrI1lFbocKLncyg1wFlDiHW yZ3AXeT5IstgpT3Hol8mLQ== 0001399490-09-000023.txt : 20090513 0001399490-09-000023.hdr.sgml : 20090513 20090513121213 ACCESSION NUMBER: 0001399490-09-000023 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090513 DATE AS OF CHANGE: 20090513 EFFECTIVENESS DATE: 20090513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Poplar Forest Capital LLC CENTRAL INDEX KEY: 0001454949 IRS NUMBER: 260844014 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13350 FILM NUMBER: 09821276 BUSINESS ADDRESS: STREET 1: 70 SOUTH LAKE AVENUE STREET 2: SUITE 930 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-304-6000 MAIL ADDRESS: STREET 1: 70 SOUTH LAKE AVENUE STREET 2: SUITE 930 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 popq109.txt POPLAR FOREST CAPITAL, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Poplar Forest Capital, LLC Address: 70 South Lake Avenue Suite 930 Pasadena, CA 91101 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J. Dale Harvey Title: Managing Member Phone: 626-304-6060 Signature, Place, and Date of Signing: J. Dale Harvey Pasadena, CA May 13, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 99 Form13F Information Table Value Total: $102,204 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 894 17974 SH SOLE 17974 ABBOTT LABS COM 002824100 4188 87800 SH SOLE 87800 AETNA INC NEW COM 00817Y108 1051 43200 SH SOLE 43200 ALBEMARLE CORP COM 012653101 377 17320 SH SOLE 17320 ALTRIA GROUP INC COM 02209S103 10 600 SH SOLE 600 AMGEN INC COM 031162100 23 470 SH SOLE 470 APPLE INC COM 037833100 14 131 SH SOLE 131 AVERY DENNISON CORP COM 053611109 2505 112170 SH SOLE 112170 AXIS CAPITAL HOLDINGS SHS G0692U109 14 600 SH SOLE 600 AXIS CAPITAL HOLDINGS SHS G0692U109 1348 59800 SH SOLE 59800 BANK OF AMERICA CORPORATION COM 060505104 1050 153960 SH SOLE 153960 BANK OF AMERICA CORPORATION COM 060505104 117 17188 SH SOLE 17188 BEST BUY INC COM 086516101 1830 48200 SH SOLE 48200 BP PLC SPONSORED ADR 055622104 77 1916 SH SOLE 1916 BRISTOL MYERS SQUIBB CO COM 110122108 3650 166500 SH SOLE 166500 BRISTOL MYERS SQUIBB CO COM 110122108 720 32850 SH SOLE 32850 CARNIVAL CORP PAIRED CTF 143658300 17 795 SH SOLE 795 CARNIVAL CORP PAIRED CTF 143658300 3300 152800 SH SOLE 152800 CATERPILLAR INC DEL COM 149123101 15 550 SH SOLE 550 CHEVRON CORP NEW COM 166764100 202 3003 SH SOLE 3003 CHUBB CORP COM 171232101 51 1216 SH SOLE 1216 CINTAS CORP COM 172908105 3953 159945 SH SOLE 159945 CISCO SYS INC COM 17275R102 130 7776 SH SOLE 7776 CITIGROUP INC COM 172967101 1328 524749 SH SOLE 524749 COCA COLA CO COM 191216100 59 1333 SH SOLE 1333 COSTCO WHSL CORP NEW COM 22160K105 49 1050 SH SOLE 1050 DELL INC COM 24702R101 2 175 SH SOLE 175 DINEEQUITY INC COM 254423106 1505 126900 SH SOLE 126900 DISNEY WALT CO COM DISNEY 254687106 31 1700 SH SOLE 1700 DONNELLEY R R & SONS CO COM 257867101 869 118500 SH SOLE 118500 DOW CHEM CO COM 260543103 30 3600 SH SOLE 3600 DU PONT E I DE NEMOURS & CO COM 263534109 2 85 SH SOLE 85 EBAY INC COM 278642103 2 125 SH SOLE 125 EMERSON ELEC CO COM 291011104 639 22355 SH SOLE 22355 EXXON MOBIL CORP COM 30231G102 444 6520 SH SOLE 6520 GENERAL ELECTRIC CO COM 369604103 2343 231800 SH SOLE 231800 GENERAL ELECTRIC CO COM 369604103 414 40950 SH SOLE 40950 GENERAL MLS INC COM 370334104 15 300 SH SOLE 300 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 424 13656 SH SOLE 13656 HEINZ H J CO COM 423074103 25 750 SH SOLE 750 HEWLETT PACKARD CO COM 428236103 63 1950 SH SOLE 1950 INTEL CORP COM 458140100 12 800 SH SOLE 800 INTERNATIONAL BUSINESS MACHS COM 459200101 3982 41100 SH SOLE 41100 INTERNATIONAL BUSINESS MACHS COM 459200101 632 6520 SH SOLE 6520 JOHNSON & JOHNSON COM 478160104 1144 21744 SH SOLE 21744 KAYNE ANDERSON MLP INVSMNT C COM 486606106 20 1000 SH SOLE 1000 LAUDER ESTEE COS INC CL A 518439104 1521 61700 SH SOLE 61700 LEGGETT & PLATT INC COM 524660107 3366 259100 SH SOLE 259100 LEGGETT & PLATT INC COM 524660107 70 5390 SH SOLE 5390 LILLY ELI & CO COM 532457108 170 5100 SH SOLE 5100 LILLY ELI & CO COM 532457108 2038 61000 SH SOLE 61000 MARSH & MCLENNAN COS INC COM 571748102 662 32700 SH SOLE 32700 MEDTRONIC INC COM 585055106 53 1785 SH SOLE 1785 MEDTRONIC INC COM 585055106 3383 114800 SH SOLE 114800 MERCK & CO INC COM 589331107 4 150 SH SOLE 150 MICROSOFT CORP COM 594918104 86 4707 SH SOLE 4707 MICROSOFT CORP COM 594918104 3487 189800 SH SOLE 189800 MONSTER WORLDWIDE INC COM 611742107 1261 154700 SH SOLE 154700 NOVARTIS A G SPONSORED ADR 66987V109 3 75 SH SOLE 75 NUCOR CORP COM 670346105 3 70 SH SOLE 70 OMNICOM GROUP INC COM 681919106 2984 127525 SH SOLE 127525 ORACLE CORP COM 68389X105 3584 198310 SH SOLE 198310 PEPSICO INC COM 713448108 482 9355 SH SOLE 9355 PFIZER INC COM 717081103 1149 84350 SH SOLE 84350 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 902 16000 SH SOLE 16000 PHILIP MORRIS INTL INC COM 718172109 21 600 SH SOLE 600 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 6 500 SH SOLE 500 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 107 3525 SH SOLE 3525 PROCTER & GAMBLE CO COM 742718109 1773 37642 SH SOLE 37642 PROLOGIS SH BEN INT 743410102 5 750 SH SOLE 750 PROSHARES TR PSHS ULSHRT UTIL 74347R560 9 200 SH SOLE 200 ROBERT HALF INTL INC COM 770323103 3570 200200 SH SOLE 200200 ROSS STORES INC COM 778296103 82 2285 SH SOLE 2285 ROSS STORES INC COM 778296103 3645 101600 SH SOLE 101600 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 13 285 SH SOLE 285 SHERWIN WILLIAMS CO COM 824348106 3698 71150 SH SOLE 71150 SMUCKER J M CO COM NEW 832696405 4 100 SH SOLE 100 SPDR TR UNIT SER 1 78462F103 238 3000 SH SOLE 3000 SPDR TR UNIT SER 1 78462F103 7134 89710 SH SOLE 89170 SUN MICROSYSTEMS INC COM NEW 866810203 5 700 SH SOLE 700 TARGET CORP COM 87612E106 6 180 SH SOLE 180 TEXAS INSTRS INC COM 882508104 7 400 SH SOLE 400 TEXAS INSTRS INC COM 882508104 3454 209200 SH SOLE 209200 TEXTRON INC COM 883203101 5 800 SH SOLE 800 TIME WARNER CABLE INC COM 88732J207 1953 78749 SH SOLE 78749 TIME WARNER CABLE INC CL A 88732J108 15 602 SH SOLE 602 TIME WARNER INC COM 887317105 337 17482 SH SOLE 17482 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 6 90 SH SOLE 90 TYCO ELECTRONICS LTD COM NEW G9144P105 9 850 SH SOLE 850 TYCO ELECTRONICS LTD COM NEW G9144P105 2098 190000 SH SOLE 190000 UNILEVER N V N Y SHS NEW 904784709 88 4500 SH SOLE 4500 UNITED TECHNOLOGIES CORP COM 913017109 28 655 SH SOLE 655 VORNADO RLTY TR SH BEN INT 929042109 17 508 SH SOLE 508 WAL MART STORES INC COM 931142103 18 350 SH SOLE 350 WALGREEN CO COM 931422109 21 800 SH SOLE 800 WALGREEN CO COM 931422109 3549 136700 SH SOLE 136700 WELLS FARGO & CO NEW COM 949746101 22 1560 SH SOLE 1560 WYETH COM 983024100 5446 126537 SH SOLE 126537 ZIMMER HLDGS INC COM 98956P102 37 1010 SH SOLE 1010
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