-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GNnW7RIFHF8fCqRxnCHro2m2aoHhIqAhlW5p8n0HwCTjGPxlS6tF19NZp+CZm+76 oWAK/YDcR5ra+kYIavWVWw== 0000902664-07-003292.txt : 20071114 0000902664-07-003292.hdr.sgml : 20071114 20071114092851 ACCESSION NUMBER: 0000902664-07-003292 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071114 DATE AS OF CHANGE: 20071114 EFFECTIVENESS DATE: 20071114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mathes Company, Inc. CENTRAL INDEX KEY: 0001389223 IRS NUMBER: 200470186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12290 FILM NUMBER: 071241037 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 917-368-4900 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 form13fhr.txt THE MATHES COMPANY, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 ------------------------ Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Mathes Company, Inc. -------------------------------------------------- Address: 230 Park Avenue -------------------------------------------------- New York, NY 10169 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 028-12290 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard Mathes ------------------------------------------------------- Title: Vice President ------------------------------------------------------- Phone: (917) 368-4900 ------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Richard Mathes New York, NY 11/14/07 ------------------------ ------------------------------ -------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ------------- Form 13F Information Table Entry Total: 115 ------------- Form 13F Information Table Value Total: $115,764 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-12293 Sorrell M. Mathes - --------- ------------ -----------------------------
Form 13F Information Table Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 -------- -------- -------- -------- ------------------ -------- -------- -------------------- Value Shrs or SH/ PUT/ Investment Other Voting Authority Name of Issuer Title of Class Cusip (X$1000) Prn Amt PRN CALL Discretion Managers Sole Shared None -------------- -------------- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- Abbott Labs COM 002824100 1,088 20,285 SH SOLE 20,285 Adobe Sys Inc COM 00724F101 493 11,295 SH SOLE 11,295 Allegheny Technologies COM 01741R102 561 5,100 SH SOLE 5,100 Allergan Inc. COM 018490102 1,054 16,350 SH SOLE 16,350 Alliant Techsystems COM 018804104 1,188 10,873 SH SOLE 10,873 Amazon Com Inc COM 023135106 2,492 26,750 SH SOLE 26,750 American Express Co. COM 025816109 796 13,400 SH SOLE 13,400 Apple Computer Inc COM 037833100 2,630 17,135 SH SOLE 17,135 Applied Matls Inc COM 038222105 271 13,100 SH SOLE 13,100 Atlas Pipeline Prtners Unit LP Unit LP 049392103 590 12,575 SH SOLE 12,575 Bank New York Inc COM 064057102 387 8,773 SH SOLE 8,773 Berkshire Hathaway Inc. Cl. B 084670207 925 234 SH SOLE 234 Blackstone Group L P COM 09253U108 1,011 40,300 SH SOLE 40,300 Boeing Co. COM 097023105 1,648 15,700 SH SOLE 15,700 BP Plc Spons. ADR 055622104 827 11,928 SH SOLE 11,928 Broadcom Corp Cl. A 111320107 1,217 33,400 SH SOLE 33,400 Carnival Corp Paired CTF 143658300 883 18,225 SH SOLE 18,225 Caterpillar Inc Del COM 149123101 1,439 18,350 SH SOLE 18,350 Celgene Corp COM 151020104 1,537 21,560 SH SOLE 21,560 Cheesecake Factory Inc COM 163072101 803 34,208 SH SOLE 34,208 ChevronTexaco Corp COM 166764100 1,958 20,920 SH SOLE 20,920 China Mobile Hong Kong Spons. ADR 16941M109 558 6,800 SH SOLE 6,800 Chipotle Mexican Grill Cl. A 169656105 354 3,000 SH SOLE 3,000 Chubb Corp COM 171232101 916 17,075 SH SOLE 17,075 Cisco Sys Inc COM 17275R102 2,170 65,514 SH SOLE 65,514 Cleveland Cliffs Inc. COM 185896107 278 3,155 SH SOLE 3,155 Cognizant Tech Solutions Cl. A 192446102 846 10,600 SH SOLE 10,600 Companhia Vale Do Rio Spons. ADR 204412209 658 19,400 SH SOLE 19,400 ConocoPhillips Com COM 20825C104 1,690 19,250 SH SOLE 19,250 Consolidated Edison Inc COM 209115104 425 9,175 SH SOLE 9,175 Corning Inc COM 219350105 997 40,465 SH SOLE 40,465 Costco Whsl Corp New COM 22160K105 393 6,400 SH SOLE 6,400 CROCS Inc COM 227046109 1,381 20,530 SH SOLE 20,530 CSX Corp COM 126408103 1,483 34,702 SH SOLE 34,702 Ctrip Com Intl Ltd ADR 22943F100 2,082 40,200 SH SOLE 40,200 Deere & Co COM 244199105 1,261 8,495 SH SOLE 8,495 EBAY Inc COM 278642103 1,378 35,326 SH SOLE 35,326 Electronic Arts Inc COM 285512109 1,961 35,025 SH SOLE 35,025 Emerson Elec Co COM 291011104 1,452 27,275 SH SOLE 27,275 Enbridge Energy Partners LP COM 29250R106 571 11,700 SH SOLE 11,700 Encana Corp COM 292505104 484 7,825 SH SOLE 7,825 Evergreen Solar Inc COM 30033R108 94 10,500 SH SOLE 10,500 Evergreen Utls. & H. Inc. COM 30034Q109 368 13,500 SH SOLE 13,500 Exxon Mobil Corp COM 30231G102 3,886 41,981 SH SOLE 41,981 FDX Corp COM 31428X106 1,184 11,300 SH SOLE 11,300 Gabelli Gold Nat Re COM 36244N109 856 30,150 SH SOLE 30,150 Genentech Inc COM 368710406 821 10,525 SH SOLE 10,525 General Electric Co COM 369604103 3,359 81,130 SH SOLE 81,130 Gilead Sciences Inc COM 375558103 932 22,800 SH SOLE 22,800 Google Inc Cl. A 38259P508 4,206 7,415 SH SOLE 7,415 Harley Davidson Inc COM 412822108 1,133 24,513 SH SOLE 24,513 HDFC Bank LTD ADR ADR 40415F101 1,457 13,600 SH SOLE 13,600 Hershey Co COM 427866108 268 5,774 SH SOLE 5,774 Hess Corp COM 42809H107 1,643 24,700 SH SOLE 24,700 Illinois Tool Wks Inc COM 452308109 771 12,925 SH SOLE 12,925 Infosys Tech LTD. ADR 456788108 242 5,000 SH SOLE 5,000 Ingersoll-Rand Company Ltd Cl. A G4776G101 953 17,500 SH SOLE 17,500 Intel Corp COM 458140100 1,205 46,600 SH SOLE 46,600 J P Morgan Chase & Co COM 46625H100 439 9,575 SH SOLE 9,575 Johnson & Johnson COM 478160104 3,136 47,725 SH SOLE 47,725 Jones Lang Lasalle Inc. COM 48020Q107 657 6,395 SH SOLE 6,395 Juniper Networks Inc COM 48203R104 783 21,375 SH SOLE 21,375 Kimco Realty Corp COM 49446R109 1,344 29,735 SH SOLE 29,735 KLA-Tencor Corp. COM 482480100 930 16,675 SH SOLE 16,675 L-3 Communications Hldgs Inc COM 502424104 1,235 12,088 SH SOLE 12,088 Lam Research Corp. COM 512807108 1,124 21,100 SH SOLE 21,100 Level 3 Communications COM 52729N100 79 17,000 SH SOLE 17,000 Magellan Midstream Prt. COM 559080106 340 8,500 SH SOLE 8,500 Magna Intl Inc Cl. A 559222401 655 6,800 SH SOLE 6,800 Martha Stewart Living Cl. A 573083102 117 10,000 SH SOLE 10,000 Marvell Technology Group Ltd ORD G5876H105 508 31,050 SH SOLE 31,050 Microchip Technology Inc COM 595017104 283 7,787 SH SOLE 7,787 Microsoft Corp COM 594918104 2,276 77,260 SH SOLE 77,260 Morgan Stanley New COM 617446448 422 6,702 SH SOLE 6,702 Murphy Oil Corp COM 626717102 776 11,100 SH SOLE 11,100 Nasdaq Stock Market COM 631103108 932 24,730 SH SOLE 24,730 News Corp Ltd ADR/Cl. B 65248E203 255 10,900 SH SOLE 10,900 Nokia Corp. ADR 654902204 686 18,092 SH SOLE 18,092 Northern Tr Corp COM 665859104 599 9,038 SH SOLE 9,038 Northrop Grumman Corp COM 666807102 325 4,170 SH SOLE 4,170 NYSE Euronext COM 629491101 895 11,300 SH SOLE 11,300 Oceaneering Int'l. Inc. COM 675232102 1,228 16,200 SH SOLE 16,200 OGE Energy Corp COM 670837103 862 26,050 SH SOLE 26,050 Oneok Partners COM 68268N103 386 6,500 SH SOLE 6,500 Pan American Silver Corp COM 697900108 644 22,300 SH SOLE 22,300 Penn Va Res Partnrs LP COM 707884102 384 14,000 SH SOLE 14,000 Pepsico Inc COM 713448108 1,280 17,475 SH SOLE 17,475 Potash Corp. Sask Inc. COM 73755L107 275 2,600 SH SOLE 2,600 Procter & Gamble Co COM 742718109 1,484 21,091 SH SOLE 21,091 Qualcomm Inc COM 747525103 1,362 32,225 SH SOLE 32,225 Raytheon Co COM NEW 755111507 1,312 20,550 SH SOLE 20,550 Research In Motion LTD. COM 760975102 621 6,300 SH SOLE 6,300 Rogers Communications Cl. B 775109200 903 19,830 SH SOLE 19,830 Salesforce Com Inc COM 79466L302 1,001 19,500 SH SOLE 19,500 Scana Corp New COM 80589M102 329 8,500 SH SOLE 8,500 Schlumberger Ltd COM 806857108 2,969 28,275 SH SOLE 28,275 Scripps E W Co Ohio Cl. A 811054204 504 12,000 SH SOLE 12,000 Sirius Satellite Radio COM 82966U103 42 12,000 SH SOLE 12,000 Smith Intl Inc COM 832110100 1,574 22,050 SH SOLE 22,050 Southern Copper Corp COM 84265V105 1,207 9,750 SH SOLE 9,750 State Str Corp COM 857477103 518 7,600 SH SOLE 7,600 Sun Microsystems Inc COM 866810104 157 28,000 SH SOLE 28,000 SVB Finl Group COM 78486Q101 288 6,081 SH SOLE 6,081 Teekay Shipping Marshall Isl COM Y8564W103 1,010 17,175 SH SOLE 17,175 Terex Corp New COM 880779103 970 10,900 SH SOLE 10,900 Texas Instruments Inc COM 882508104 790 21,600 SH SOLE 21,600 Time Warner Inc COM 887317105 625 34,025 SH SOLE 34,025 Transocean Inc ORD G90078109 1,235 10,925 SH SOLE 10,925 UCBH Holdings Inc COM 90262T308 437 25,000 SH SOLE 25,000 Unilever Plc. New Spons. ADR 904767704 887 28,000 SH SOLE 28,000 Union Pacific Corp COM 907818108 520 4,600 SH SOLE 4,600 United Parcel Service Inc Cl. B 911312106 922 12,275 SH SOLE 12,275 United Technologies Corp COM 913017109 1,247 15,500 SH SOLE 15,500 Wells Fargo & Co New COM 949746101 552 15,500 SH SOLE 15,500 Yahoo Inc COM 984332106 1,017 37,895 SH SOLE 37,895
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