-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B1ETb26lqx3IOB4SIDjf8N0TKUIPmmFebGY5A9ohZjKqOJaJTGgpG0xKyLvgyjc0 Rn5miqqL6jA7oQsdRtaQLQ== 0001164691-09-000263.txt : 20090908 0001164691-09-000263.hdr.sgml : 20090907 20090908152316 ACCESSION NUMBER: 0001164691-09-000263 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090908 DATE AS OF CHANGE: 20090908 EFFECTIVENESS DATE: 20090908 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alyeska Investment Group, L.P. CENTRAL INDEX KEY: 0001453072 IRS NUMBER: 261919051 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13284 FILM NUMBER: 091058000 BUSINESS ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-899-7902 MAIL ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR/A 1 alsk13fhra312312008.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended December 31, 2008 Check here if Amendment [X ]; Amendment Number: 3 This Amendment (Check only one.) [ ] is a restatement. [X ] adds new holding entries. THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON 2/17/2009 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT EXPIRED. Institutional Investment Manager Filing this Report: Name: Alyeska Investment Group, L.P. Address: 77 West Wacker Drive 7th Floor Chicago, IL 60601 Form 13F File Number: 028-13284 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jason Bragg Title: CFO Phone: (312) 899-7902 Signature, Place, and Date of Signing: /s/ Jason Bragg Chicago, IL September 8, 2009 - ----------------------------- ----------------- ------------------ [Signature] [City, State] [Date] Report type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 137 Form 13F Information Table Value Total: $898,663 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ---- 1 028-13417 Alyeska Master Fund, L.P. FORM 13F INFORMATION TABLE
Column Column Column Column Column Column Column Column 1 2 3 4 5 6 7 8 - ------------------- --------------- --------- ------- ---------------------------- ------ ------ -------------- NAME TITLE SHS OF OF VALUE OR PRN SH/ PUT/ INVST OTR VTNG AUTHRTY ISSUER CLS CUSIP x$1000 AMT PRN CALL DSCRTN MGRS SOLE SHRD NONE - ------------------- --------------- --------- ------- ------ ---- ---- ------ ------ ---- ---- ---- ABBOTT LABS COM 002824100 12,469 233,625 SH SOLE 1 SOLE ADVANCE AUTO PARTS INC COM 00751Y106 9,689 287,929 SH SOLE 1 SOLE ALASKA AIR GROUP INC COM 011659109 5,528 189,008 SH SOLE 1 SOLE ALLERGAN INC COM 018490102 40 70,000 SH CALL SOLE 1 SOLE ALLERGAN INC COM 018490102 5,480 135,907 SH SOLE 1 SOLE ALLIANT TECHSYSTEMS INC COM 018804104 10,720 125,000 SH SOLE 1 SOLE AMERICAN PUBLIC EDUCATN COM 02913V103 231 6,200 SH SOLE 1 SOLE ANNALY CAP MGMT INC COM 035710409 1,190 75,000 SH SOLE 1 SOLE BECTON DICKINSON & CO COM 075887109 3,420 50,000 SH SOLE 1 SOLE BEST BUY INC COM 086516101 7,571 269,325 SH SOLE 1 SOLE BRISTOL MYERS SQUIBB CO COM 110122108 7,125 306,438 SH SOLE 1 SOLE BUCYRUS INTL INC NEW COM 118759109 6,112 330,000 SH SOLE 1 SOLE BURGER KING HLDGS INC COM 121208201 11,859 496,609 SH SOLE 1 SOLE CAI INTERNATIONAL INC COM 12477X106 215 67,980 SH SOLE 1 SOLE CARDTRONICS INC COM 14161H108 293 227,160 SH SOLE 1 SOLE CARNIVAL CORP PAIRED CTF 143658300 2,311 95,028 SH SOLE 1 SOLE CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167BZ9 869 1,500,000 PRN SOLE 1 SOLE CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167CA3 1,159 2,000,000 PRN SOLE 1 SOLE CHINA MED TECHNOLOGIES NOTE 4.000% 8/1 169483AC8 4,417 9,500,000 PRN SOLE 1 SOLE CHINA MED TECHNOLOGIES SPONSORED ADR 169483104 20 200,000 SH PUT SOLE 1 SOLE CIT GROUP INC COM 125581108 1,020 224,700 SH SOLE 1 SOLE CITIGROUP INC COM 172967101 2,684 400,000 SH SOLE 1 SOLE COACH INC COM 189754104 6,302 303,425 SH SOLE 1 SOLE COMPANHIA VALE DR DOCE SPONSORED ADR 204412209 12 100,000 SH PUT SOLE 1 SOLE COMPANHIA VALE DR DOCE SPONSORED ADR 204412209 12 300,000 SH PUT SOLE 1 SOLE CONTINENTAL AIRLS INC NOTE 5.000% 6/1 210795PJ3 12,614 12,000,000 PRN SOLE 1 SOLE CONTINENTAL AIRLS INC CL B 210795308 18 800,000 SH PUT SOLE 1 SOLE COVIDIEN LTD COM G2552X108 7,221 199,250 SH SOLE 1 SOLE CVS CAREMARK CORP COM 126650100 10,349 360,078 SH SOLE 1 SOLE DANAHER CORP DEL COM 235851102 11,322 200,000 SH SOLE 1 SOLE DATASCOPE CORP COM 238113104 4,667 89,342 SH SOLE 1 SOLE DECKERS OUTDOOR CORP COM 243537107 8,082 101,187 SH SOLE 1 SOLE DEERE & CO COM 244199105 11,947 311,768 SH SOLE 1 SOLE DELTA AIR LINES INC DEL COM NEW 247361702 6,590 575,000 SH SOLE 1 SOLE DISCOVERY COMMUNICATNS COM SER C 25470F302 797 59,531 SH SOLE 1 SOLE DISCOVERY COMMUNICATNS COM SER A 25470F104 5,804 409,883 SH SOLE 1 SOLE DISH NETWORK CORP CL A 25470M109 5,313 479,100 SH SOLE 1 SOLE DOLAN MEDIA CO COM 25659P402 1,107 168,013 SH SOLE 1 SOLE DREAMWORKS ANIMATIN SKG CL A 26153C103 6,613 261,793 SH SOLE 1 SOLE EMBARQ CORP COM 29078E105 17,074 474,800 SH SOLE 1 SOLE ENTERGY CORP NEW EQUITY UNIT 29364G202 28,449 565,000 SH SOLE 1 SOLE ENTERGY CORP NEW COM 29364G103 83 150,000 SH PUT SOLE 1 SOLE EXPEDIA INC DEL COM 30212P105 1,530 185,630 SH SOLE 1 SOLE GENCO SHIPPING & TRADNG SHS Y2685T107 74 5,000 SH SOLE 1 SOLE GENENTECH INC COM NEW 368710406 16,582 200,000 SH SOLE 1 SOLE GEN-PROBE INC NEW COM 36866T103 10,346 241,500 SH SOLE 1 SOLE GILEAD SCIENCES INC COM 375558103 12,616 246,690 SH SOLE 1 SOLE GOLDMAN SACHS GROUP INC COM 38141G104 506 6,000 SH SOLE 1 SOLE GOODRICH CORP COM 382388106 11,106 300,000 SH SOLE 1 SOLE GOOGLE INC CL A 38259P508 2,861 9,300 SH SOLE 1 SOLE GRAINGER W W INC COM 384802104 14,188 179,955 SH SOLE 1 SOLE HANESBRANDS INC COM 410345102 8,505 667,021 SH SOLE 1 SOLE HONEYWELL INTL INC COM 438516106 19,698 600,000 SH SOLE 1 SOLE HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 3,778 254,100 SH SOLE 1 SOLE HOST HOTELS & RESORTS COM 44107P104 2,447 323,281 SH SOLE 1 SOLE ILLUMINA INC COM 452327109 8,069 309,750 SH SOLE 1 SOLE IMMUCOR INC COM 452526106 7,317 275,275 SH SOLE 1 SOLE INCYTE CORP COM 45337C102 223 58,900 SH SOLE 1 SOLE INTL GAME TECHNOLOG COM 459902102 1,569 132,000 SH SOLE 1 SOLE INTERPUBLIC GROUP COS COM 460690100 2,889 729,600 SH SOLE 1 SOLE INTERVAL LEISURE GROUP COM 46113M108 2,365 438,753 SH SOLE 1 SOLE ITT CORP NEW COM 450911102 9,196 199,953 SH SOLE 1 SOLE JPMORGAN & CHASE & CO COM 46625H100 4,099 130,000 SH SOLE 1 SOLE K V PHARMACEUTICAL CO CL A 482740206 1,702 590,978 SH SOLE 1 SOLE K12 INC COM 48273U102 1,362 72,645 SH SOLE 1 SOLE KEYCORP NEW COM 493267108 3,408 400,000 SH SOLE 1 SOLE L-3 COMMUNICATINS HLDGS COM 502424104 7,393 100,200 SH SOLE 1 SOLE L-3 COMMUNICATINS HLDGS COM 502424104 74 50,000 SH CALL SOLE 1 SOLE LEAP WIRELESS INTL INC COM NEW 521863308 27 500,000 SH PUT SOLE 1 SOLE LENNOX INTL INC COM 526107107 11,247 348,321 SH SOLE 1 SOLE LIVE NATION INC COM 538034109 3,788 660,000 SH SOLE 1 SOLE LOCKHEED MARTIN CORP COM 539830109 8,408 100,000 SH SOLE 1 SOLE LULULEMON ATHLETICA INC COM 550021109 3,992 503,361 SH SOLE 1 SOLE MACROVISION SOLUTIONS COM 55611C108 3,400 268,750 SH SOLE 1 SOLE MACYS INC COM 55616P104 8,910 860,893 SH SOLE 1 SOLE MARRIOTT INTL INC NEW CL A 571903202 1,167 60,000 SH SOLE 1 SOLE MASSEY ENERGY CO NOTE 3.250% 8/0 576203AJ2 10,186 19,000,000 PRN SOLE 1 SOLE MATTEL INC COM 577081102 6,970 435,638 SH SOLE 1 SOLE MCGRAW HILL COS INC COM 580645109 8,560 369,121 SH SOLE 1 SOLE MENTOR CORP MINN COM 587188103 5,821 188,202 SH SOLE 1 SOLE MERRILL LYNCH & CO INC COM 590188108 24,458 2,021,064 SH SOLE 1 SOLE METLIFE INC COM 59156R108 35 150,000 SH CALL SOLE 1 SOLE METLIFE INC COM 59156R108 35 120,000 SH PUT SOLE 1 SOLE METLIFE INC UNIT 02/15/2010 59156R702 15,594 1,590,000 SH SOLE 1 SOLE MFA MTG INVTS INC COM 55272X102 295 50,000 SH SOLE 1 SOLE MILLIPORE CORP COM 601073109 7,321 142,107 SH SOLE 1 SOLE MOLSON COORS BREWING CO CL B 60871R209 3,390 69,300 SH SOLE 1 SOLE MOLSON COORS BREWING CO CL B 60871R209 49 50,000 SH CALL SOLE 1 SOLE MOLSON COORS BREWING CO CL B 60871R209 49 120,000 SH CALL SOLE 1 SOLE MYLAN INC COM 628530107 8,065 815,471 SH SOLE 1 SOLE NABORS INDS INC NOTE 0.940% 5/1 629568AP1 5,777 7,000,000 PRN SOLE 1 SOLE NATIONAL CITY CORP COM 635405103 14,104 7,343,024 SH SOLE 1 SOLE NATIONWIDE FINL SVCS CL A 638612101 16,212 310,276 SH SOLE 1 SOLE NAVISTAR INTL CORP NEW COM 63934E108 10,715 501,175 SH SOLE 1 SOLE NDS GROUP PLC SPONSORED ADR 628891103 1,029 17,946 SH SOLE 1 SOLE NEW YORK CMNTY BANCORP COM 649445103 3,837 320,833 SH SOLE 1 SOLE NIKE INC CL B 654106103 3,070 60,197 SH SOLE 1 SOLE NRG ENERGY INC COM 629377508 10,639 456,035 SH SOLE 1 SOLE PACTIV CORP COM 695257105 9,952 400,000 SH SOLE 1 SOLE PENSKE AUTOMOTIVE GRP COM 70959W103 3,958 515,306 SH SOLE 1 SOLE PFIZER INC COM 717081103 14,969 845,248 SH SOLE 1 SOLE PINNACLE ENTMT INC COM 723456109 2,579 335,780 SH SOLE 1 SOLE PNC FINL SVCS GROUP INC COM 693475105 3,126 63,804 SH SOLE 1 SOLE POLO RALPH LAUREN CORP CL A 731572103 5,714 125,825 SH SOLE 1 SOLE PSS WORLD MED INC COM 69366A100 19 200,000 SH PUT SOLE 1 SOLE PUGET ENERGY INC NEW COM 745310102 54,799 2,009,500 SH SOLE 1 SOLE RADIOSHACK CORP COM 750438103 2,098 175,699 SH SOLE 1 SOLE REGAL BELOIT CORP COM 758750103 15,179 399,554 SH SOLE 1 SOLE RESMED INC COM 761152107 7,568 201,924 SH SOLE 1 SOLE ROBBINS & MYERS INC COM 770196103 690 42,700 SH SOLE 1 SOLE ROHM & HAAS CO COM 775371107 30,895 500,000 SH SOLE 1 SOLE ROPER INDS INC NEW COM 776696106 8,844 203,730 SH SOLE 1 SOLE SAFEWAY INC COM NEW 786514208 10,730 451,396 SH SOLE 1 SOLE SANDRIDGE ENERGY INC COM 80007P307 308 50,000 SH SOLE 1 SOLE SEARS HLDGS CORP COM 812350106 3,900 100,336 SH SOLE 1 SOLE SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 5,225 180,000 SH SOLE 1 SOLE ST JUDE MED INC COM 790849103 4,450 135,000 SH SOLE 1 SOLE SUPERVALU INC COM 868536103 6,687 458,000 SH SOLE 1 SOLE TCF FINL CORP COM 872275102 3,808 278,738 SH SOLE 1 SOLE TD AMERITRADE HLDG CORP COM 87236Y108 1,140 80,000 SH SOLE 1 SOLE TEVA PHARMACEUTICL INDS ADR 881624209 43 120,000 SH CALL SOLE 1 SOLE TEVA PHARMACEUTICL INDS ADR 881624209 1,920 45,100 SH SOLE 1 SOLE TICKETMASTER ENTMT INC COM 88633P302 251 39,111 SH SOLE 1 SOLE TIME WARNER CABLE INC CL A 88732J108 3,406 158,799 SH SOLE 1 SOLE TYSON FOODS INC NOTE 3.250%10/1 902494AP8 9,970 12,300,000 PRN SOLE 1 SOLE UNITED TECHNOLOGIES COM 913017109 10,720 200,000 SH SOLE 1 SOLE URBAN OUTFITTERS INC COM 917047102 9,159 611,399 SH SOLE 1 SOLE US BANCORP DEL COM NEW 902973304 2,251 90,000 SH SOLE 1 SOLE UST INC COM 902911106 12,142 175,000 SH SOLE 1 SOLE VALE CAP LTD NT RIO CV VALE 91912C208 14,113 522,000 SH SOLE 1 SOLE VIACOM INC NEW CL B 92553P201 5,181 271,848 SH SOLE 1 SOLE WACHOVIA CORP NEW COM 929903102 21,848 3,722,300 SH SOLE 1 SOLE WASTE CONNECTIONS INC COM 941053100 2,773 87,831 SH SOLE 1 SOLE WELLS FARGO & CO NEW COM 949746101 5,897 200,045 SH SOLE 1 SOLE WESTAR ENERGY INC COM 95709T100 1,846 90,006 SH SOLE 1 SOLE WMS INDS INC COM 929297109 788 29,300 SH SOLE 1 SOLE WRIGHT MED GROUP INC COM 98235T107 9,868 483,000 SH SOLE 1 SOLE
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