-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pkku7kWVkqG075iqQUtzMgBvORhRyFmbUR0bUMGBFfxxRS5yP7TMrJtqVUBtn9cf Di3Dxt4E1HP/B7vPBDsJvw== 0001172661-06-000382.txt : 20061113 0001172661-06-000382.hdr.sgml : 20061110 20061113095203 ACCESSION NUMBER: 0001172661-06-000382 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061113 DATE AS OF CHANGE: 20061113 EFFECTIVENESS DATE: 20061113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Epoch Investment Partners Inc. CENTRAL INDEX KEY: 0001305841 IRS NUMBER: 201003862 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10968 FILM NUMBER: 061205876 BUSINESS ADDRESS: STREET 1: 640 5TH AVENUE 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 303-7200 MAIL ADDRESS: STREET 1: 640 5TH AVENUE 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 epoc3q06.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Epoch Investment Partners, Inc. Address: 640 5th Avenue 18th Floor New York, NY 10019 13F File Number: 28-10968 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Timothy T. Taussig Title: Chief Operating Officer Phone: (212) 303-7201 Signature, Place, and Date of Signing: Timothy T. Taussig New York, NY November 13, 2006 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 194 Form13F Information Table Value Total: $2,956,349 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACERGY S A SPONSORED ADR 00443E104 843 49400 SH Sole 49400 0 0 ACTUANT CORP CL A NEW 00508X203 13256 264585 SH Sole 264585 0 0 ACTUATE CORP COM 00508B102 5867 1330530 SH Sole 1330530 0 0 AETNA INC NEW COM 00817Y108 33709 852305 SH Sole 852305 0 0 AGNICO EAGLE MINES LTD COM 008474108 1123 36086 SH Sole 36086 0 0 AIR PRODS & CHEMS INC COM 009158106 14564 219440 SH Sole 219440 0 0 ALASKA COMMUNICATIONS SYS GR COM 01167P101 1448 109100 SH Sole 109100 0 0 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 6973 101070 SH Sole 87590 0 13480 ALLIANT TECHSYSTEMS INC COM 018804104 47474 585662 SH Sole 584662 0 1000 ALTRIA GROUP INC COM 02209S103 34199 446760 SH Sole 438160 0 8600 AMEDISYS INC COM 023436108 11723 295525 SH Sole 295525 0 0 AMERICA SVC GROUP INC COM 02364L109 8845 679860 SH Sole 679860 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 579 22700 SH Sole 22700 0 0 AMERICAN ECOLOGY CORP COM NEW 025533407 12672 641940 SH Sole 641940 0 0 AMERICAN STD COS INC DEL COM 029712106 2010 47890 SH Sole 47890 0 0 AMSOUTH BANCORPORATION COM 032165102 3335 114850 SH Sole 114850 0 0 APPLE COMPUTER INC COM 037833100 43701 567690 SH Sole 564490 0 3200 ARCH COAL INC COM 039380100 21589 746765 SH Sole 746765 0 0 ARKANSAS BEST CORP DEL COM 040790107 562 13050 SH Sole 13050 0 0 ARRIS GROUP INC COM 04269Q100 12033 1049949 SH Sole 1049949 0 0 AT&T INC COM 00206R102 6040 185500 SH Sole 185500 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 28489 601790 SH Sole 581790 0 20000 BALL CORP COM 058498106 3024 74750 SH Sole 74750 0 0 BANK OF AMERICA CORPORATION COM 060505104 3262 60900 SH Sole 60900 0 0 BELLSOUTH CORP COM 079860102 2159 50500 SH Sole 50500 0 0 BEMA GOLD CORP COM 08135F107 82 18500 SH Sole 18500 0 0 BOEING CO COM 097023105 42676 541220 SH Sole 535820 0 5400 BOSTON BEER INC CL A 100557107 9318 283650 SH Sole 283650 0 0 BOSTON SCIENTIFIC CORP COM 101137107 29310 1981740 SH Sole 1947640 0 34100 BRISTOL MYERS SQUIBB CO COM 110122108 38928 1562095 SH Sole 1552195 0 9900 BROOKLINE BANCORP INC DEL COM 11373M107 16387 1191790 SH Sole 1191790 0 0 BRUSH ENGINEERED MATLS INC COM 117421107 5350 215100 SH Sole 215100 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 9858 226110 SH Sole 215510 0 10600 BUNGE LIMITED COM G16962105 39468 681075 SH Sole 681075 0 0 CAMBREX CORP COM 132011107 15272 737425 SH Sole 737425 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 2307 29510 SH Sole 29510 0 0 CINCINNATI BELL INC NEW COM 171871106 20280 4207520 SH Sole 4207520 0 0 CITIZENS COMMUNICATIONS CO COM 17453B101 6180 440200 SH Sole 440200 0 0 COMCAST CORP NEW CL A SPL 20030N200 60816 1652170 SH Sole 1625770 0 26400 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 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839240 0 0 ELECTRONIC ARTS INC COM 285512109 17815 319035 SH Sole 319035 0 0 EMERSON ELEC CO COM 291011104 3416 40730 SH Sole 35930 0 4800 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 69890 2147165 SH Sole 2140765 0 6400 ENTRAVISION COMMUNICATIONS C CL A 29382R107 5208 700020 SH Sole 700020 0 0 EURONET WORLDWIDE INC COM 298736109 4593 187090 SH Sole 187090 0 0 EVEREST RE GROUP LTD COM G3223R108 7926 81260 SH Sole 81260 0 0 EXXON MOBIL CORP COM 30231G102 52742 786023 SH Sole 786023 0 0 FAIR ISAAC CORP COM 303250104 35825 979615 SH Sole 969715 0 9900 FIRST DATA CORP COM 319963104 37339 889040 SH Sole 873940 0 15100 FIRST ST BANCORPORATION COM 336453105 10062 387440 SH Sole 387440 0 0 FISERV INC COM 337738108 8130 172645 SH Sole 172645 0 0 FISHER SCIENTIFIC INTL INC COM NEW 338032204 32519 415630 SH Sole 408030 0 7600 FLORIDA EAST COAST INDS COM 340632108 25040 438670 SH Sole 438670 0 0 FOUNDATION COAL HLDGS INC COM 35039W100 13911 429750 SH Sole 429750 0 0 GENERAL DYNAMICS CORP COM 369550108 11101 154895 SH Sole 154895 0 0 GENERAL ELECTRIC CO COM 369604103 3179 90050 SH Sole 90050 0 0 GOLDCORP INC NEW COM 380956409 640 27100 SH Sole 27100 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 3612 21350 SH Sole 18650 0 2700 GUITAR CTR MGMT INC COM 402040109 4713 105480 SH Sole 105480 0 0 HARRAHS ENTMT INC COM 413619107 51504 775313 SH Sole 761113 0 14200 HAWAIIAN ELEC INDUSTRIES COM 419870100 3477 128500 SH Sole 128500 0 0 HERSHEY CO COM 427866108 26961 504410 SH Sole 499610 0 4800 HUANENG PWR INTL INC SPON ADR H SHS 443304100 1790 61900 SH Sole 61900 0 0 HUDSON CITY BANCORP COM 443683107 32185 2429050 SH Sole 2418950 0 10100 INFOCROSSING INC COM 45664X109 32136 2396462 SH Sole 2394462 0 2000 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 31337 792530 SH Sole 792530 0 0 INTERNATIONAL GAME TECHNOLOG COM 459902102 35694 860090 SH Sole 860090 0 0 INVERNESS MED INNOVATIONS IN COM 46126P106 7289 209670 SH Sole 209670 0 0 IOWA TELECOMM SERVICES INC COM 462594201 4569 230850 SH Sole 230850 0 0 IRIS INTL INC COM 46270W105 285 24814 SH Sole 24814 0 0 ISHARES INC MSCI JAPAN 464286848 2587 191090 SH Sole 191090 0 0 ISHARES INC MSCI PAC J IDX 464286665 3661 33000 SH Sole 33000 0 0 ISHARES TR RUSL 2000 VALU 464287630 2028 27500 SH Sole 27500 0 0 ISHARES TR RUSSELL 2000 464287655 13099 181925 SH Sole 181925 0 0 ISTAR FINL INC COM 45031U101 23693 568185 SH Sole 568185 0 0 K & F INDS HLDGS INC COM 482241106 21518 1145775 SH Sole 1083375 0 62400 KEYSPAN CORP COM 49337W100 3834 93200 SH Sole 93200 0 0 KOOKMIN BK NEW SPONSORED ADR 50049M109 624 8000 SH Sole 8000 0 0 KOREA ELECTRIC PWR SPONSORED ADR 500631106 1114 56959 SH Sole 56959 0 0 KT CORP SPONSORED ADR 48268K101 2920 136000 SH Sole 136000 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 41943 639680 SH Sole 637080 0 2600 LACLEDE GROUP INC COM 505597104 3214 100200 SH Sole 100200 0 0 LEARNING TREE INTL INC COM 522015106 7840 964243 SH Sole 964243 0 0 LIBERTY GLOBAL INC COM SER A 530555101 9047 351470 SH Sole 351470 0 0 LIBERTY MEDIA HLDG CORP CAP COM SER A 53071M302 16387 196091 SH Sole 196091 0 0 LIBERTY MEDIA HLDG CORP INT COM SER A 53071M104 28305 1388859 SH Sole 1350734 0 38125 LIFEPOINT HOSPITALS INC COM 53219L109 11664 330240 SH Sole 330240 0 0 LUBYS INC COM 549282101 5021 508660 SH Sole 508660 0 0 MACROVISION CORP COM 555904101 10618 448200 SH Sole 448200 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 867 23500 SH Sole 23500 0 0 MANITOWOC INC COM 563571108 10404 232290 SH Sole 232290 0 0 MARSHALL & ILSLEY CORP COM 571834100 8008 166200 SH Sole 166200 0 0 MCDONALDS CORP COM 580135101 4608 117800 SH Sole 102600 0 15200 MEMC ELECTR MATLS INC COM 552715104 29993 818830 SH Sole 818830 0 0 MERCK & CO INC COM 589331107 3105 74100 SH Sole 74100 0 0 METHANEX CORP COM 59151K108 18597 764064 SH Sole 764064 0 0 MICRON TECHNOLOGY INC COM 595112103 33987 1953280 SH Sole 1953280 0 0 MICROSOFT CORP COM 594918104 81752 2989125 SH Sole 2947325 0 41800 MODTECH HLDGS INC COM 60783C100 8699 1564423 SH Sole 1564423 0 0 MOODYS CORP COM 615369105 229 3500 SH Sole 3500 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 357 7700 SH Sole 7700 0 0 MULTIMEDIA GAMES INC COM 625453105 4244 467450 SH Sole 467450 0 0 NALCO HOLDING COMPANY COM 62985Q101 6441 347760 SH Sole 347760 0 0 NATIONAL CITY CORP COM 635405103 3301 90200 SH Sole 90200 0 0 NATIONAL OILWELL VARCO INC COM 637071101 21720 370950 SH Sole 359250 0 11700 NDS GROUP PLC SPONSORED ADR 628891103 881 20050 SH Sole 20050 0 0 NEWMONT MINING CORP COM 651639106 2404 56230 SH Sole 47780 0 8450 NEWS CORP CL A 65248E104 47551 2419900 SH Sole 2376000 0 43900 NICOR INC COM 654086107 3162 73950 SH Sole 73950 0 0 NIKE INC CL B 654106103 25209 287710 SH Sole 287710 0 0 NORTHSTAR RLTY FIN CORP COM 66704R100 3511 276430 SH Sole 276430 0 0 NSTAR COM 67019E107 13210 395980 SH Sole 395980 0 0 OCEANEERING INTL INC COM 675232102 1458 47350 SH Sole 47350 0 0 OGE ENERGY CORP COM 670837103 6425 177930 SH Sole 164780 0 13150 OMI CORP NEW COM Y6476W104 45277 2085540 SH Sole 2051340 0 34200 ONEOK INC NEW COM 682680103 20710 548020 SH Sole 539620 0 8400 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 1451 25800 SH Sole 24200 0 1600 ORACLE CORP COM 68389X105 43606 2458050 SH Sole 2458050 0 0 OREGON STL MLS INC COM 686079104 12069 246960 SH Sole 246960 0 0 OVERSEAS SHIPHOLDING GROUP I COM 690368105 16295 263805 SH Sole 263805 0 0 PACKAGING CORP AMER COM 695156109 3076 132600 SH Sole 132600 0 0 PEDIATRIX MED GROUP COM 705324101 3506 76881 SH Sole 76881 0 0 PFIZER INC COM 717081103 41990 1480634 SH Sole 1480634 0 0 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 2640 60600 SH Sole 60600 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 3708 80340 SH Sole 74140 0 6200 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 4786 308800 SH Sole 308800 0 0 POWERWAVE TECHNOLOGIES INC COM 739363109 16307 2145690 SH Sole 2145690 0 0 PRAXAIR INC COM 74005P104 15085 254980 SH Sole 254980 0 0 PREMIUM STD FARMS INC COM 74060C105 1541 80900 SH Sole 80900 0 0 PROGRESS ENERGY INC COM 743263105 1734 38200 SH Sole 38200 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 3394 92250 SH Sole 92250 0 0 REYNOLDS AMERICAN INC COM 761713106 5528 89200 SH Sole 89200 0 0 RURAL / METRO CORP COM 781748108 22132 2535123 SH Sole 2535123 0 0 SAPIENT CORP COM 803062108 12769 2347260 SH Sole 2347260 0 0 SCANA CORP NEW COM 80589M102 15875 394220 SH Sole 394220 0 0 SCHLUMBERGER LTD COM 806857108 391 6300 SH Sole 4200 0 2100 SCHWEITZER-MAUDUIT INTL INC COM 808541106 4522 238250 SH Sole 238250 0 0 SCOTTS MIRACLE GRO CO CL A 810186106 216 4860 SH Sole 4860 0 0 SEACOR HOLDINGS INC COM 811904101 12499 151505 SH Sole 151505 0 0 SERVICE CORP INTL COM 817565104 11320 1212030 SH Sole 1212030 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 16283 526477 SH Sole 526477 0 0 SILICON IMAGE INC COM 82705T102 35613 2799760 SH Sole 2771960 0 27800 SK TELECOM LTD SPONSORED ADR 78440P108 4966 210150 SH Sole 210150 0 0 SMITHFIELD FOODS INC COM 832248108 17372 642923 SH Sole 642923 0 0 SOUTHERN COPPER CORP COM 84265V105 3677 39750 SH Sole 39750 0 0 SOUTHERN UN CO NEW COM 844030106 22948 868907 SH Sole 859452 0 9455 STREETTRACKS GOLD TR GOLD SHS 863307104 1073 18040 SH Sole 18040 0 0 SYBASE INC COM 871130100 26229 1082081 SH Sole 1082081 0 0 SYSCO CORP COM 871829107 20990 627500 SH Sole 627500 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 842 87659 SH Sole 87659 0 0 TALX CORP COM 874918105 9473 386350 SH Sole 386350 0 0 TEJON RANCH CO DEL COM 879080109 6119 144225 SH Sole 144225 0 0 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 2011 89650 SH Sole 89650 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1475 43258 SH Sole 36819 0 6439 TEXAS REGL BANCSHARES INC CL A VTG 882673106 14838 385899 SH Sole 385899 0 0 THQ INC COM NEW 872443403 29184 1000490 SH Sole 1000490 0 0 TODCO COM 88889T107 48906 1413480 SH Sole 1404580 0 8900 TORO CO COM 891092108 29679 703795 SH Sole 703795 0 0 TRANSCANADA CORP COM 89353D107 314 10000 SH Sole 6000 0 4000 TRANSOCEAN INC ORD G90078109 1919 26200 SH Sole 25300 0 900 TRONOX INC COM CL B 897051207 13232 1036200 SH Sole 1036200 0 0 UMB FINL CORP COM 902788108 7917 216475 SH Sole 216475 0 0 UNITED MICROELECTRONICS CORP SPONSORED ADR 910873207 760 246855 SH Sole 246855 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1569 31900 SH Sole 25400 0 6500 UPM KYMMENE CORP SPONSORED ADR 915436109 2861 120800 SH Sole 120800 0 0 US BANCORP DEL COM NEW 902973304 4611 138800 SH Sole 138800 0 0 UST INC COM 902911106 6190 112900 SH Sole 112900 0 0 VALERO L P COM UT LTD PRT 91913W104 3860 77200 SH Sole 77200 0 0 VALERO L P COM UT LTD PRT 91913W104 142 2835 SH Sole 2835 0 0 VECTOR GROUP LTD COM 92240M108 2115 130409 SH Sole 130409 0 0 VENTAS INC COM 92276F100 70215 1821875 SH Sole 1804775 0 17100 VERIZON COMMUNICATIONS COM 92343V104 6373 171650 SH Sole 171650 0 0 WARREN RES INC COM 93564A100 10602 870435 SH Sole 870435 0 0 WASHINGTON GROUP INTL INC COM NEW 938862208 27135 461025 SH Sole 454425 0 6600 WASTE MGMT INC DEL COM 94106L109 42788 1166525 SH Sole 1144325 0 22200 WELLPOINT INC COM 94973V107 32157 417360 SH Sole 417360 0 0 WESTAR ENERGY INC COM 95709T100 17385 739450 SH Sole 739450 0 0 WGL HLDGS INC COM 92924F106 3065 97800 SH Sole 97800 0 0 WINDSTREAM CORP COM 97381W104 4406 334050 SH Sole 334050 0 0
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