-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UfLttXKwJdqWodIonZhn71+stPYH+1JOgRSd2JCHLNjov397MCuEakdvp8DeK2aS JVfXYDBF3jAEJenwVWJvYg== 0001144204-06-016979.txt : 20060427 0001144204-06-016979.hdr.sgml : 20060427 20060427094850 ACCESSION NUMBER: 0001144204-06-016979 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060331 FILED AS OF DATE: 20060427 DATE AS OF CHANGE: 20060427 EFFECTIVENESS DATE: 20060427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FCA CORP /TX CENTRAL INDEX KEY: 0001166402 IRS NUMBER: 760076528 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10019 FILM NUMBER: 06783340 BUSINESS ADDRESS: STREET 1: 5847 SAN FELIPE # 850 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7137817195 MAIL ADDRESS: STREET 1: 5847 SAN FELIPE CITY: HOUSTON STATE: TX ZIP: 77057 13F-HR 1 v041425_fca-13fhr.txt ---------------------- OMB APPROVAL ---------------------- OMB Number: Expires: Estimated average burden hours per response... UNITED STATES SEUCRITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or quarter Ended March 31, 2006 If amended report check here: [ ] Amendment Number:___ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding [ ] entries FCA Corp - -------------------------------------------------------------------------------- Name of Insitutional Investment Manager 5847 San Felipe, Suite 850 Houston Texas 77057 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip Code) 13F File Number: 028-10019 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables are considered integral parts of this form. Person signing this Report on behalf of Reporting Manager: Barry Papa Chief Operating Officer 713-260-1400 - ------------------------------------------------------------------------------- Name Title Telephone /s/ BARRY PAPA -------------------------------- Manual Signature of Person Duly Authorized to submit this Report Houston, TX 4-27-2006 -------------------------------- Place and Date of Signing Report Type: [ X ] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report Report Summary: Number of other included managers: 0 Form 13F information table entry total: 341 Form 13F table value total: $248,846 List of other included Managers:None Have greater than 10,000 shares or aggregate FMV is greater than $200,000 For the Quarter Ending June 30, 2005 FCA Corp Form 13(f) For the Quarter Ending March 31, 2006
INVESTMENT DISCRETION VOTING AUTHORITY TITLE FAIR MKT SHARES OR --------------------- ----------------- OF ID CUSIP VALUE PRINCIPAL SH/ PUT/ SOLE SHARED OTHER OTHER SOLE SHARED OTHER NAME OF ISSUER CLASS NUMBER (X1,000) AMOUNT PRN CALL (A) (B) (C) MANAGERS (A) (B) (C) - ------------------------------------------------------------------------------------------------------------------------------------ 1ST CENTURY BANK N.A. COMMON STOCK 319425104 543 55,700 SH 55,700 55,700 3M CO COMMON STOCK 88579Y101 1,732 22,883 SH 22,883 22,883 AAMES INVESTMENT CORP REIT 00253G108 68 12,000 SH 12,000 12,000 ABN AMRO HOLDING NV-SP ADR ADR 000937102 303 10,153 SH 10,153 10,153 ACTIVISION INC COMMON STOCK 004930202 245 17,798 SH 17,798 17,798 ADAMS EXPRESS COMPANY CLOSED-END FUND 006212104 161 12,073 SH 12,073 12,073 AEW REAL ESTATE INCOME FUND CLOSED-END FUND 00104H107 427 21,600 SH 5,600 16,000 16,000 5,600 AGCO CORP COMMON STOCK 001084102 415 20,000 SH 20,000 20,000 AIM SELECT REAL ESTATE INC CLOSED-END FUND 00888R107 467 28,800 SH 12,800 16,000 16,000 12,800 ALAMO GROUP INC COMMON STOCK 011311107 1,287 58,140 SH 58,140 58,140 ALTO PALERMO S.A.-ADR ADR 02151P107 150 17,000 SH 17,000 17,000 AMB PROPERTY CORP REIT 00163T109 279 5,150 SH 5,150 5,150 AMDOCS LTD COMMON STOCK 010510864 361 10,000 SH 10,000 10,000 AMERICAN BUSINESS BANK COMMON STOCK 02475L105 544 13,781 SH 13,781 13,781 AMERICAN EXPRESS CO COMMON STOCK 025816109 1,134 21,585 SH 21,585 21,585 AMERICAN FINANCIAL REALTY TR REIT 02607P305 140 12,000 SH 12,000 12,000 AMERICAN INTERNATIONAL GROUP COMMON STOCK 026874107 2,834 42,883 SH 42,883 42,883 AMERICAN LAND LEASE INC REIT 027118108 405 14,800 SH 9,200 5,600 5,600 9,200 AMERICAN NATIONAL INSURANCE COMMON STOCK 028591105 336 2,998 SH 2,998 2,998 AMERICAN STATES WATER CO COMMON STOCK 029899101 904 24,200 SH 24,200 24,200 AMGEN INC COMMON STOCK 031162100 2,642 36,312 SH 36,312 36,312 ANADARKO PETROLEUM CORP COMMON STOCK 032511107 1,300 12,872 SH 12,872 12,872 ANGLO AMERICAN PLC-UNSP ADR ADR 03485P102 254 13,000 SH 13,000 13,000 APPLE COMPUTER INC COMMON STOCK 037833100 1,966 31,350 SH 31,350 31,350 APRIL 06 CALLS ON CHK US EQUITY OPTION 1651679DY 4 10 SH CALL 10 10 APRIL 06 CALLS ON MRO US EQUITY OPTION 5658499DJ 28 10 SH CALL 10 10 APRIL 06 CALLS ON PD US EQUITY OPTION 7172659DB 113 60 SH CALL 60 60 AQUA AMERICA INC COMMON STOCK 03836W103 790 28,384 SH 28,384 28,384 AQUILA INC PUBLIC 03840P300 215 8,600 SH 8,600 8,600 ARCH COAL INC COMMON STOCK 039380100 1,226 16,150 SH 16,150 16,150 ASTROCOM CORP COMMON STOCK 046390100 0 30,000 SH 30,000 30,000 AT&T INC COMMON STOCK 00206R102 289 10,688 SH 10,688 10,688 ATI TECHNOLOGIES INC COMMON STOCK 001941103 258 15,000 SH 15,000 15,000 ATLAS PIPELINE PARTNERS-UTS. LTD PART 049392103 338 8,000 SH 8,000 8,000 ATMOS ENERGY CORP COMMON STOCK 049560105 395 15,000 SH 15,000 15,000 AUGUST 06 CALLS ON IWF US EQUITY OPTION 464287904 31 70 SH CALL 70 70 AUTOMATIC DATA PROCESSING COMMON STOCK 053015103 279 6,100 SH 6,100 6,100 AVALONBAY COMMUNITIES INC REIT 053484101 316 2,900 SH 2,900 2,900 BANCO SANTANDER CEN-SPON ADR ADR 05964H105 248 17,000 SH 17,000 17,000 BANK OF AMERICA CORP COMMON STOCK 060505104 1,674 36,768 SH 36,768 36,768 BANK OF NEW YORK CO INC COMMON STOCK 064057102 339 9,400 SH 9,400 9,400 BAXTER INTERNATIONAL INC. COMMON STOCK 071813109 691 17,800 SH 17,800 17,800 BELLSOUTH CORP COMMON STOCK 079860102 313 9,046 SH 9,046 9,046 BHP BILLITON LTD-SPON ADR ADR 088606108 263 6,600 SH 6,600 6,600 BICO INC COMMON STOCK 088766100 0 10,000 SH 10,000 10,000 BIMINI MORTGAGE MANAGEMENT-A REIT 09031E400 86 10,000 SH 10,000 10,000 BION ENVIRONMENTAL TECH INC COMMON STOCK 09061Q307 51 10,750 SH 10,750 10,750 BIOTECH HOLDRs TRUST ETF 09067D201 743 3,836 SH 3,836 3,836 BLACKROCK CALIFOR MUNI IN TR CLOSED-END FUND 09248E102 380 24,300 SH 24,300 24,300 BNP PARIBAS-ADR ADR 05565A202 280 6,000 SH 6,000 6,000 BOEING CO COMMON STOCK 097023105 838 10,750 SH 10,750 10,750 BOSTON PROPERTIES INC REIT 101121101 960 10,300 SH 10,300 10,300 BP PLC-SPONS ADR ADR 055622104 428 6,207 SH 6,207 6,207 BRITISH AIRWAYS -SPONS ADR ADR 110419306 233 3,800 SH 3,800 3,800 BROADCOM CORP-CL A COMMON STOCK 111320107 1,746 40,450 SH 40,450 40,450 BUNGE LIMITED COMMON STOCK 013317810 362 6,500 SH 6,500 6,500 BURLINGTON NORTHERN SANTA FE COMMON STOCK 12189T104 1,721 20,650 SH 20,650 20,650 BURLINGTON RESOURCES INC COMMON STOCK 122014103 1,018 11,073 SH 11,073 11,073 CALIFORNIA WATER SERVICE GRP COMMON STOCK 130788102 951 21,100 SH 21,100 21,100 CAMDEN PROPERTY TRUST REIT 133131102 281 3,900 SH 3,900 3,900 CAPITAL ONE FINANCIAL CORP COMMON STOCK 14040H105 548 6,800 SH 6,800 6,800 CATERPILLAR INC COMMON STOCK 149123101 1,387 19,310 SH 19,310 19,310 CEMEX SA -SPONS ADR PART CER ADR 151290889 366 5,611 SH 5,611 5,611 CENTRAL SECURITIES CORP CLOSED-END FUND 155123102 758 30,793 SH 30,793 30,793 CHEMED CORP COMMON STOCK 16359R103 309 5,200 SH 5,200 5,200 CHESAPEAKE ENERGY CORP COMMON STOCK 165167107 399 12,700 SH 12,700 12,700 CHEVRON CORP COMMON STOCK 166764100 1,374 23,700 SH 23,700 23,700 CIA SANEAMENTO BASICO DE-ADR ADR 20441A102 220 10,000 SH 10,000 10,000 CIA VALE DO RIO DOCE-ADR ADR 204412209 291 6,000 SH 6,000 6,000 CIMAREX ENERGY CO COMMON STOCK 171798101 379 8,760 SH 2,610 6,150 6,150 2,610 CINERGY CORP COMMON STOCK 172474108 313 6,900 SH 6,900 6,900 CISCO SYSTEMS INC COMMON STOCK 17275R102 699 32,243 SH 32,243 32,243 CITIGROUP INC COMMON STOCK 172967101 1,220 25,826 SH 25,826 25,826 COCA-COLA CO/THE COMMON STOCK 191216100 389 9,294 SH 9,294 9,294 COHEN & STEERS SEL UTILITY CLOSED-END FUND 19248A109 234 11,450 SH 11,450 11,450 COMPASS BANCSHARES INC COMMON STOCK 20449H109 311 6,150 SH 6,150 6,150 CONMED CORP COMMON STOCK 207410101 263 13,720 SH 13,720 13,720 CONOCOPHILLIPS COMMON STOCK 20825C104 1,499 23,744 SH 23,744 23,744 CONSOLIDATED EDISON INC COMMON STOCK 209115104 331 7,600 SH 7,600 7,600 CONSTELLATION ENERGY GROUP COMMON STOCK 210371100 821 15,000 SH 15,000 15,000 CONTINENTAL AIRLINES-CL B COMMON STOCK 210795308 269 10,000 SH 10,000 10,000 COOPER CAMERON CORP COMMON STOCK 216640102 721 16,350 SH 16,350 16,350 COOPER TIRE & RUBBER COMMON STOCK 216831107 589 41,050 SH 41,050 41,050 CREDIT SUISSE ASSET MGMT INC CLOSED-END FUND 224916106 177 44,800 SH 44,800 44,800 CRH PLC-SPONSORED ADR ADR 12626K203 327 9,200 SH 9,200 9,200 CVS CORP COMMON STOCK 126650100 1,902 63,678 SH 63,678 63,678 DELTA FINANCIAL CORP COMMON STOCK 247918105 162 17,000 SH 17,000 17,000 DESARROLLADORA HOMEX-ADR ADR 25030W100 265 7,500 SH 7,500 7,500 DEUTSCHE BANK AG-REGISTERED COMMON STOCK 009992499 343 3,000 SH 3,000 3,000 DEVON ENERGY CORPORATION COMMON STOCK 25179M103 911 14,900 SH 14,900 14,900 DIAMOND OFFSHORE DRILLING COMMON STOCK 25271C102 528 5,900 SH 5,900 5,900 DIAMONDROCK HOSPITALITY CO REIT 252784301 166 12,000 SH 12,000 12,000 DOMINION RESOURCES INC/VA COMMON STOCK 25746U109 262 3,800 SH 3,800 3,800 DOW CHEMICAL COMMON STOCK 260543103 906 22,315 SH 22,315 22,315 DRS TECHNOLOGIES INC COMMON STOCK 23330X100 1,253 22,840 SH 22,840 22,840 DST SYSTEMS INC COMMON STOCK 233326107 341 5,885 SH 5,885 5,885 DUKE REALTY CORP REIT 264411505 871 22,950 SH 22,950 22,950 DWS RREEF REAL ESTATE FD II CLOSED-END FUND 23338X102 220 12,800 SH 12,800 12,800 DWS RREEF REAL ESTATE FD INC CLOSED-END FUND 233384106 205 9,000 SH 9,000 9,000 EATON VANCE LTD DURATION FND CLOSED-END FUND 27828H105 180 10,400 SH 10,400 10,400 EDISON INTERNATIONAL COMMON STOCK 281020107 228 5,545 SH 5,545 5,545 ENERGY SELECT SECTOR SPDR ETF 81369Y506 2,044 37,568 SH 37,568 37,568 ENERGY TRANSFER PARTNERS LP LTD PART 29273R109 1,587 40,900 SH 40,900 40,900 ENTERPRISE PRODUCTS PARTNERS LTD PART 293792107 1,151 46,637 SH 46,637 46,637 EOG RESOURCES INC COMMON STOCK 26875P101 454 6,300 SH 6,300 6,300 EQUITY INCOME FUND (AT&T) CLOSED-END FUND 294700703 621 7,199 SH 7,199 7,199 EQUITY INNS INC REIT 294703103 178 11,000 SH 11,000 11,000 EQUITY OFFICE PROPERTIES TR REIT 294741103 1,629 48,500 SH 44,400 4,100 4,100 44,400 EQUITY ONE INC REIT 294752100 473 19,263 SH 19,263 19,263 EVEREST RE CAP TRUST PUBLIC 299807206 231 9,000 SH 9,000 9,000 EVEREST RE GROUP LTD COMMON STOCK G3223R108 521 5,575 SH 5,575 5,575 EVERGREEN MGD INCOME FUND CLOSED-END FUND 30024Y104 182 11,200 SH 11,200 11,200 EXTRA SPACE STORAGE INC REIT 30225T102 227 13,200 SH 13,200 13,200 EXXON MOBIL CORP COMMON STOCK 30231G102 9,664 158,787 SH 158,787 158,787 FANNIE MAE PUBLIC 313586794 382 7,000 SH 7,000 7,000 FEDERAL REALTY INVS TRUST REIT 313747206 865 11,500 SH 11,500 11,500 FIRST SEISMIC CORP COMMON STOCK 336397104 1 229,681 SH 229,681 229,681 FIRST TRUST VALUE LINE 100 CLOSED-END FUND 33735D104 1,080 64,525 SH 64,525 64,525 FIRST TRUST VALUE LINE DVD CLOSED-END FUND 33735A100 1,740 119,409 SH 119,409 119,409 FISERV INC COMMON STOCK 337738108 211 4,960 SH 4,960 4,960 FLAGSTAR BANCORP INC COMMON STOCK 337930101 1,080 71,550 SH 71,550 71,550 FORD MOTOR CO CAP TR II PUBLIC 345395206 276 9,200 SH 9,200 9,200 FPL GROUP INC COMMON STOCK 302571104 1,850 46,100 SH 46,100 46,100 FRANCE TELECOM SA-SPONS ADR ADR 35177Q105 225 10,000 SH 10,000 10,000 FREDDIE MAC COMMON STOCK 313400301 622 10,200 SH 10,200 10,200 GENENTECH INC COMMON STOCK 368710406 338 4,000 SH 4,000 4,000 GENERAL ELECTRIC CO COMMON STOCK 369604103 1,251 35,975 SH 35,975 35,975 GENERAL GROWTH PROPERTIES REIT 370021107 1,307 26,745 SH 22,245 4,500 4,500 22,245 GENESEE & WYOMING INC-CL A COMMON STOCK 371559105 4,232 137,939 SH 137,939 137,939 GILEAD SCIENCES INC COMMON STOCK 375558103 817 13,130 SH 13,130 13,130 GLAXOSMITHKLINE PLC-ADR ADR 37733W105 769 14,710 SH 6,710 8,000 8,000 6,710 GMH COMMUNITIES TRUST REIT 36188G102 192 16,500 SH 1,000 15,500 15,500 1,000 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 674 4,294 SH 4,294 4,294 GRUPO TELEVISA SA-SPONS ADR ADR 40049J206 239 12,000 SH 12,000 12,000 HANG LUNG PROPERTIES-SP ADR ADR 41043M104 174 18,000 SH 18,000 18,000 HCA INC COMMON STOCK 404119109 1,046 22,840 SH 22,840 22,840 HEADWATERS INC COMMON STOCK 42210P102 398 10,000 SH 10,000 10,000 HERSHA HOSPITALITY TRUST REIT 427825104 117 12,000 SH 12,000 12,000 HIGH INCOME OPPORTUNITY FD CLOSED-END FUND 42967Q105 187 30,200 SH 30,200 30,200 HIGHLAND HOSPITALITY CORP REIT 430141101 220 17,300 SH 17,300 17,300 HOME DEPOT INC COMMON STOCK 437076102 1,325 31,318 SH 28,018 3,300 3,300 28,018 HOST HOTELS & RESORTS INC REIT 44107P104 210 9,800 SH 9,800 9,800 HRPT PROPERTIES TRUST REIT 40426W101 119 10,100 SH 10,100 10,100 ICICI BANK LTD-SPON ADR ADR 45104G104 277 10,000 SH 10,000 10,000 INCO LTD COMMON STOCK 453258402 1,049 21,035 SH 21,035 21,035 INDIA FUND INC CLOSED-END FUND 454089103 374 7,412 SH 7,412 7,412 ING GROEP N.V.-SPONSORED ADR ADR 456837103 427 10,842 SH 10,842 10,842 INGERSOLL-RAND CO LTD-CL A COMMON STOCK BMG4776G1015 743 17,780 SH 17,780 17,780 INGLES MARKETS INC -CL A COMMON STOCK 457030104 1,842 103,353 SH 103,353 103,353 INTEL CORP COMMON STOCK 458140100 936 48,092 SH 48,092 48,092 INTERCONTINENTAL HOTELS-ADR ADR 45857P103 425 25,877 SH 25,877 25,877 INTL BUSINESS MACHINES CORP COMMON STOCK 459200101 1,278 15,500 SH 15,500 15,500 INTL RECTIFIER CORP COMMON STOCK 460254105 414 10,000 SH 10,000 10,000 INTL SPEEDWAY CORP-CL A COMMON STOCK 460335201 402 7,900 SH 7,900 7,900 IRSA -SP GDR GDR 450047204 119 10,000 SH 10,000 10,000 ISHARES COHEN & STEERS RLTY ETF 464287564 1,791 20,855 SH 17,855 3,000 3,000 17,855 ISHARES DJ SELECT DIVIDEND ETF 464287168 983 15,685 SH 15,685 15,685 ISHARES DJ US HEALTHCARE SEC ETF 464287762 226 3,550 SH 3,550 3,550 ISHARES DJ US REAL ESTATE ETF 464287739 562 7,650 SH 4,450 3,200 3,200 4,450 ISHARES DJ US TECHNOLOGY SEC ETF 464287721 256 4,900 SH 4,900 4,900 ISHARES GOLDMAN SACHS NETWOR ETF 464287531 409 11,200 SH 11,200 11,200 ISHARES GOLDMAN SACHS TECH I ETF 464287549 218 4,400 SH 4,400 4,400 ISHARES MSCI EAFE INDEX FUND ETF 464287465 4,413 67,977 SH 58,977 9,000 9,000 58,977 ISHARES MSCI EMERGING MKT IN ETF 464287234 1,121 11,325 SH 11,325 11,325 ISHARES MSCI EMU ETF 464286608 1,754 20,124 SH 18,124 2,000 2,000 18,124 ISHARES MSCI JAPAN INDEX FD ETF 464286848 1,377 95,645 SH 60,645 35,000 35,000 60,645 ISHARES MSCI UNITED KINGDOM ETF 464286699 333 16,500 SH 16,500 16,500 ISHARES NASDAQ BIOTECH INDX ETF 464287556 420 5,100 SH 5,100 5,100 ISHARES RUSSELL 1000 GROWTH ETF 464287614 567 10,750 SH 2,750 8,000 8,000 2,750 ISHARES RUSSELL 3000 GROWTH ETF 464287671 292 6,780 SH 6,780 6,780 ISHARES RUSSELL 3000 INDEX ETF 464287689 2,085 27,550 SH 27,550 27,550 ISHARES RUSSELL MIDCAP GRWTH ETF 464287481 400 3,950 SH 1,350 2,600 2,600 1,350 ISHARES S&P 500 GROWTH INDEX ETF 464287309 619 10,160 SH 10,160 10,160 ISHARES S&P 500 INDEX FUND ETF 464287200 420 3,229 SH 3,229 3,229 ISHARES S&P 500 VALUE INDEX ETF 464287408 219 3,180 SH 3,180 3,180 ISHARES S&P EUROPE 350 ETF 464287861 2,699 30,382 SH 28,882 1,500 1,500 28,882 ISHARES S&P GLBL HEALTHCARE ETF 464287325 2,771 51,300 SH 51,300 51,300 ISHARES S&P GLOBAL 100 ETF 464287572 1,447 21,970 SH 21,970 21,970 ISHARES S&P LATIN AMERICA 40 ETF 464287390 425 3,034 SH 1,534 1,500 1,500 1,534 ISHARES S&P MIDCAP 400 ETF 464287507 2,441 30,784 SH 30,784 30,784 ISHARES S&P SMALLCAP 600 ETF 464287804 1,380 21,155 SH 21,155 21,155 ISHARES S&P SMALLCAP 600/VAL ETF 464287879 2,620 35,980 SH 35,980 35,980 ISHARES S&P/TOPIX 150 INDEX ETF 464287382 537 4,300 SH 300 4,000 4,000 300 JAMES HARDIE INDS-SPONS ADR ADR 47030M106 354 10,400 SH 10,400 10,400 JANUARY 07 CALLS ON SNE US EQUITY OPTION 835699907 47 20 SH CALL 20 20 JANUARY 07 PUTS ON YHOO US EQUITY OPTION 984332956 10 50 SH PUT 50 50 JANUARY 08 CALLS ON IWB US EQUITY OPTION 464287902 93 50 SH CALL 50 50 JANUS CAPITAL GROUP INC COMMON STOCK 47102X105 1,453 62,725 SH 62,725 62,725 JOHN HAN BK & THRIFT OPP FD CLOSED-END FUND 409735107 1,301 135,675 SH 135,675 135,675 JOHN HANCOCK PFD INCOME II CLOSED-END FUND 41013X106 202 8,800 SH 8,800 8,800 JOHNSON & JOHNSON COMMON STOCK 478160104 1,013 17,112 SH 17,112 17,112 JPMORGAN CHASE & CO COMMON STOCK 46625H100 629 15,110 SH 15,110 15,110 JULY 06 CALLS ON GSF US EQUITY OPTION G3930E9GG 24 10 SH CALL 10 10 JULY 06 CALLS ON MRO US EQUITY OPTION 5658499GJ 28 10 SH CALL 10 10 JULY 06 CALLS ON PD US EQUITY OPTION 7172659GL 95 60 SH CALL 60 60 JULY 06 PUTS ON YHOO US EQUITY OPTION 9843328SF 6 50 SH PUT 50 50 JUNE 06 CALLS ON DO US EQUITY OPTION 25271C9FI 46 10 SH CALL 10 10 JUNE 06 CALLS ON EWJ US EQUITY OPTION 464286908 92 230 SH CALL 80 150 150 80 JUNE 06 CALLS ON FNM US EQUITY OPTION 3135869FN 0 18 SH CALL 18 18 JUNE 06 CALLS ON VLO US EQUITY OPTION 91913Y9FF 30 10 SH CALL 10 10 KILROY REALTY CORP REIT 49427F108 1,157 14,970 SH 12,570 2,400 2,400 12,570 KINDER MORGAN ENERGY PRTNRS LTD PART 494550106 1,710 35,485 SH 35,485 35,485 KINDER MORGAN INC COMMON STOCK 49455P101 248 2,700 SH 2,700 2,700 KINGFISHER PLC-SPONS ADR ADR 495724403 102 12,000 SH 12,000 12,000 KITE REALTY GROUP TRUST REIT 49803T102 160 10,000 SH 10,000 10,000 KMG CHEMICALS INC COMMON STOCK 482564101 108 12,600 SH 12,600 12,600 KT CORP-SP ADR ADR 48268K101 202 9,500 SH 9,500 9,500 KUBOTA CORP-SPONS ADR ADR 501173207 218 4,000 SH 4,000 4,000 KVH INDUSTRIES INC COMMON STOCK 482738101 177 16,000 SH 16,000 16,000 LACLEDE GROUP INC/THE COMMON STOCK 505597104 688 20,000 SH 20,000 20,000 LASALLE HOTEL PROPERTIES PUBLIC 517942207 543 21,100 SH 21,100 21,100 LEHMAN BROTHERS HOLDINGS INC COMMON STOCK 524908100 217 1,500 SH 1,500 1,500 LLOYDS TSB GROUP PLC -SP ADR ADR 539439109 266 6,900 SH 6,900 6,900 LOWE'S COS INC COMMON STOCK 548661107 206 3,200 SH 200 3,000 3,000 200 LUBRIZOL CORP COMMON STOCK 549271104 217 5,055 SH 5,055 5,055 LUCENT TECHNOLOGIES INC COMMON STOCK 549463107 108 35,256 SH 35,256 35,256 LUFKIN INDUSTRIES INC COMMON STOCK 549764108 277 5,000 SH 5,000 5,000 MACERICH CO/THE REIT 554382101 630 8,520 SH 8,520 8,520 MAGELLAN MIDSTREAM PARTNERS LTD PART 559080106 1,317 40,060 SH 40,060 40,060 MANAGED HIGH INCOME PT INC CLOSED-END FUND 56166C105 186 30,800 SH 30,800 30,800 MANULIFE FINANCIAL CORP COMMON STOCK 56501R106 262 4,177 SH 4,177 4,177 MARATHON OIL CORP COMMON STOCK 565849106 312 4,100 SH 4,100 4,100 MAY 06 CALLS ON IWM US EQUITY OPTION 464287905 45 30 SH CALL 30 30 MAY 06 CALLS ON SLB US EQUITY OPTION 8068579EP 1 10 SH CALL 10 10 MAY 06 CALLS ON WMB US EQUITY OPTION 9694579EW 21 50 SH CALL 50 50 MEDALLION FINANCIAL CORP COMMON STOCK 583928106 238 17,600 SH 17,600 17,600 MEDTRONIC INC COMMON STOCK 585055106 201 3,970 SH 3,970 3,970 MER LY NIKKEI 225 MITTS MISC. 590188371 101 10,000 SH 10,000 10,000 MFS GOVT MARKETS INC TRUST CLOSED-END FUND 552939100 291 45,600 SH 45,600 45,600 MICROFINANCIAL INC COMMON STOCK 595072109 2,531 666,100 SH 666,100 666,100 MICROSOFT CORP COMMON STOCK 594918104 1,455 53,458 SH 53,458 53,458 MIDCAP SPDR TRUST SERIES 1 ETF 595635103 1,265 8,736 SH 8,736 8,736 MILLEA HOLDINGS INC-ADR ADR 60032R106 246 2,500 SH 2,500 2,500 MITSUBISHI UFJ FINL GRP-ADR ADR 606822104 243 16,000 SH 16,000 16,000 MORGAN STANLEY ASIA PACIFIC CLOSED-END FUND 61744U106 269 16,000 SH 16,000 16,000 MORGAN STANLEY GOVT INC TRST CLOSED-END FUND 61745P106 172 19,900 SH 19,900 19,900 MUNIHOLDINGS CA INS FUND CLOSED-END FUND 625933106 1,094 71,900 SH 71,900 71,900 NABORS INDUSTRIES LTD COMMON STOCK BMG6359F1032 463 12,950 SH 12,950 12,950 NASDAQ-100 INDEX TRCKNG STCK ETF 631100104 1,093 26,075 SH 26,075 26,075 NATIONAL OILWELL VARCO INC COMMON STOCK 637071101 1,037 16,178 SH 12,545 3,633 3,633 12,545 NESTLE SA-SPONS ADR FOR REG ADR 641069406 224 3,100 SH 3,100 3,100 NETFLIX INC COMMON STOCK 64110L106 2,291 79,013 SH 79,013 79,013 NEWELL RUBBERMAID INC COMMON STOCK 651229106 202 8,000 SH 8,000 8,000 NFJ DVD INTEREST & PR STRAT CLOSED-END FUND 65337H109 359 15,822 SH 15,822 15,822 NOBLE CORP COMMON STOCK KYG654221004 377 4,650 SH 4,650 4,650 NORDSTROM INC COMMON STOCK 655664100 511 13,040 SH 13,040 13,040 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 984 18,200 SH 9,200 9,000 9,000 9,200 NORTHERN BORDER PARTNERS-LP LTD PART 664785102 259 5,400 SH 5,400 5,400 NORTHROP GRUMMAN CORP COMMON STOCK 666807102 348 5,100 SH 5,100 5,100 NURSESNETWORK.COM INC COMMON STOCK 670577105 0 30,000 SH 30,000 30,000 OCCIDENTAL PETROLEUM CORP COMMON STOCK 674599105 1,948 21,025 SH 21,025 21,025 OIL SERVICE HOLDRS TRUST ETF 678002106 1,483 10,100 SH 10,100 10,100 PACIFIC ENERGY PARTNERS LP LTD PART 69422R105 1,130 36,975 SH 36,975 36,975 PARKER DRILLING CO COMMON STOCK 701081101 732 79,000 SH 79,000 79,000 PEABODY ENERGY CORP COMMON STOCK 704549104 2,238 44,400 SH 44,400 44,400 PENTAIR INC COMMON STOCK 709631105 520 12,760 SH 12,760 12,760 PEOPLES ENERGY CORP COMMON STOCK 711030106 535 15,000 SH 15,000 15,000 PERKINELMER INC COMMON STOCK 714046109 235 10,000 SH 10,000 10,000 PETROQUEST ENERGY INC COMMON STOCK 716748108 101 10,000 SH 10,000 10,000 PFIZER INC COMMON STOCK 717081103 514 20,635 SH 20,635 20,635 PHC INC-CL A (MASS) COMMON STOCK 693315103 24 10,500 SH 10,500 10,500 PHELPS DODGE CORP COMMON STOCK 717265102 1,780 22,100 SH 22,100 22,100 PIMCO CORPORATE INCOME FUND CLOSED-END FUND 72200U100 209 13,600 SH 13,600 13,600 PLAINS ALL AMER PIPELINE LP LTD PART 726503105 1,615 35,900 SH 35,900 35,900 PORTUGAL TELECOM SGPS-SP ADR ADR 737273102 248 20,300 SH 20,300 20,300 PPL CORPORATION COMMON STOCK 69351T106 441 15,000 SH 15,000 15,000 PRAXAIR INC COMMON STOCK 74005P104 1,081 19,600 SH 19,600 19,600 PREFERREDPLUS TRST LMG-1 PUBLIC 740434808 313 12,500 SH 12,500 12,500 PROCTER & GAMBLE CO COMMON STOCK 742718109 1,167 20,251 SH 20,251 20,251 PROGRESS ENERGY INC COMMON STOCK 743263105 1,545 35,124 SH 35,124 35,124 PROLOGIS REIT 743410102 1,012 18,925 SH 16,425 2,500 2,500 16,425 PROSPECT STREET INCOME SHRS CLOSED-END FUND 743590101 180 30,800 SH 30,800 30,800 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 265 3,500 SH 500 3,000 3,000 500 PUBLIC STORAGE INC REIT 74460D109 619 7,615 SH 5,115 2,500 2,500 5,115 PUTNAM MANAGED HIGH YIELD TR CLOSED-END FUND 746819101 215 24,400 SH 24,400 24,400 QUALCOMM INC COMMON STOCK 747525103 1,045 20,655 SH 20,655 20,655 REAL ESTATE INCOME FUND INC CLOSED-END FUND 755881109 318 16,000 SH 16,000 16,000 RED ALERT GROUP INC COMMON STOCK 75629Q105 0 25,067 SH 25,067 25,067 REGAL BELOIT COMMON STOCK 758750103 710 16,800 SH 16,800 16,800 REGENCY CENTERS CORP REIT 758849103 299 4,450 SH 4,450 4,450 RGC RESOURCES INC COMMON STOCK 74955L103 390 15,250 SH 15,250 15,250 RINKER GROUP LTD-ADR ADR 76687M101 282 4,000 SH 4,000 4,000 ROYCE MICRO-CAP TRUST CLOSED-END FUND 780915104 789 51,727 SH 51,727 51,727 ROYCE VALUE TRUST CLOSED-END FUND 780910105 3,761 180,134 SH 180,134 180,134 RYDEX S&P EQUAL WEIGHT ETF ETF 78355W106 2,766 15,683 SH 15,683 15,683 SANDISK CORP COMMON STOCK 80004C101 288 5,000 SH 5,000 5,000 SCHLUMBERGER LTD COMMON STOCK 806857108 715 11,300 SH 11,300 11,300 SEARS HOLDINGS CORP COMMON STOCK 812350106 659 5,000 SH 5,000 5,000 SEMCO ENERGY INC COMMON STOCK 78412D109 55 10,000 SH 10,000 10,000 SENIOR HOUSING PROP TRUST REIT 81721M109 186 10,300 SH 3,500 6,800 6,800 3,500 SERVICEMASTER COMPANY COMMON STOCK 81760N109 197 15,000 SH 15,000 15,000 SIEMENS AG-SPONS ADR ADR 826197501 280 3,000 SH 3,000 3,000 SIMON PROPERTY GROUP INC PUBLIC 828806604 203 8,000 SH 8,000 8,000 SIMON PROPERTY GROUP INC REIT 828806109 1,373 16,320 SH 16,320 16,320 SOUTHERN COPPER CORP COMMON STOCK 84265V105 667 7,900 SH 7,900 7,900 SOUTHERN PAC FDG CORP LIQUID MISC. 843578105 0 453,689 SH 453,689 453,689 SOUTHWALL TECHNOLOGIES INC COMMON STOCK 844909101 12 14,000 SH 14,000 14,000 SOUTHWEST WATER CO COMMON STOCK 845331107 686 43,054 SH 43,054 43,054 SPDR TRUST SERIES 1 ETF 78462F103 291 2,240 SH 2,240 2,240 STONEMOR PARTNERS LP UNIT 86183Q100 495 23,680 SH 23,680 23,680 STRATEGIC HOTELS & RESORTS I REIT 86272T106 233 10,000 SH 10,000 10,000 SUBURBAN PROPANE PARTNERS LP UNIT 864482104 981 33,075 SH 33,075 33,075 SUNOCO LOGISTICS PARTNERS LP UNIT 86764L108 210 5,000 SH 5,000 5,000 TANGER FACTORY OUTLET CENTER REIT 875465106 296 8,600 SH 8,600 8,600 TARGET CORP COMMON STOCK 87612E106 619 11,900 SH 11,900 11,900 TCW STRATEGIC INCOME FUND IN CLOSED-END FUND 872340104 187 37,200 SH 37,200 37,200 TEPPCO PARTNERS LP LTD PART 872384102 938 25,850 SH 25,850 25,850 TEXAS INSTRUMENTS INC COMMON STOCK 882508104 1,026 31,600 SH 31,600 31,600 THE COOPER COS INC COMMON STOCK 216648402 243 4,500 SH 4,500 4,500 TOTAL SA-SPON ADR ADR 89151E109 342 2,600 SH 2,600 2,600 TOYOTA MOTOR CORP -SPON ADR ADR 892331307 305 2,800 SH 300 2,500 2,500 300 TRANSOCEAN INC COMMON STOCK KYG900781090 1,939 24,151 SH 24,151 24,151 TXU CORP COMMON STOCK 873168108 2,495 55,740 SH 55,740 55,740 UNILEVER N V -NY SHARES NY REG SHRS 904784709 249 3,600 SH 600 3,000 3,000 600 UNITED DOMINION REALTY TRUST REIT 910197102 587 20,557 SH 20,557 20,557 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 2,750 47,443 SH 47,443 47,443 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 492 8,800 SH 8,800 8,800 USG CORP COMMON STOCK 903293405 332 3,500 SH 3,500 3,500 VALERO ENERGY CORP COMMON STOCK 91913Y100 1,012 16,922 SH 16,922 16,922 VAN KAMPEN BOND FUND CLOSED-END FUND 920955101 196 11,600 SH 11,600 11,600 VAN KAMPEN SENIOR INCOME TRS CLOSED-END FUND 920961109 409 50,100 SH 50,100 50,100 VERIZON COMMUNICATIONS INC COMMON STOCK 92343V104 252 7,394 SH 7,394 7,394 VITRAN CORP INC COMMON STOCK 92850E107 261 13,000 SH 13,000 13,000 VODAFONE GROUP PLC-SP ADR ADR 92857W100 209 10,000 SH 1,000 9,000 9,000 1,000 VORNADO REALTY TRUST REIT 929042109 1,147 11,950 SH 11,950 11,950 WA/CLAY US TREAS INFL PROT CLOSED-END FUND 95766Q106 3,054 269,350 SH 269,350 269,350 WACHOVIA CORP COMMON STOCK 929903102 206 3,668 SH 3,668 3,668 WAL-MART STORES INC COMMON STOCK 931142103 203 4,300 SH 4,300 4,300 WASTE MANAGEMENT INC COMMON STOCK 94106L109 840 23,800 SH 23,800 23,800 WEINGARTEN REALTY INVESTORS REIT 948741103 251 6,150 SH 2,700 3,450 3,450 2,700 WELLS FARGO & COMPANY COMMON STOCK 949746101 1,290 20,190 SH 20,190 20,190 WEYERHAEUSER CO COMMON STOCK 962166104 210 2,900 SH 2,900 2,900 WGL HOLDINGS INC COMMON STOCK 92924F106 1,798 59,121 SH 59,121 59,121 WHOLE FOODS MARKET INC COMMON STOCK 966837106 266 4,000 SH 4,000 4,000 WILLIAMS COS INC COMMON STOCK 969457100 7,307 341,602 SH 341,602 341,602 WINSTON HOTELS INC REIT 97563A102 135 11,900 SH 11,900 11,900 WISCONSIN ENERGY CORP COMMON STOCK 976657106 960 24,000 SH 24,000 24,000 WORLDWIDE WEB NETWORX CORP COMMON STOCK 981604101 0 294,000 SH 294,000 294,000 WPS RESOURCES CORP COMMON STOCK 92931B106 492 10,000 SH 10,000 10,000 XCEL ENERGY INC COMMON STOCK 98389B100 900 49,608 SH 49,608 49,608 YAHOO! INC COMMON STOCK 984332106 3,854 119,467 SH 119,467 119,467
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