-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EsI9SWKpjXe1ZGP7HorCzx5ta1pwRLgU0Km1b3nmg88dY/uRm5JXvMcF8FvKkIyZ dmQq4QxGeA6t7wOEz7kwgw== 0001399490-09-000047.txt : 20091112 0001399490-09-000047.hdr.sgml : 20091111 20091112124859 ACCESSION NUMBER: 0001399490-09-000047 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 EFFECTIVENESS DATE: 20091112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Poplar Forest Capital LLC CENTRAL INDEX KEY: 0001454949 IRS NUMBER: 260844014 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13350 FILM NUMBER: 091175785 BUSINESS ADDRESS: STREET 1: 70 SOUTH LAKE AVENUE STREET 2: SUITE 930 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-304-6000 MAIL ADDRESS: STREET 1: 70 SOUTH LAKE AVENUE STREET 2: SUITE 930 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 popq309.txt POPLAR FOREST CAPITAL, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Poplar Forest Capital, LLC Address: 70 South Lake Avenue Suite 930 Pasadena, CA 91101 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J. Dale Harvey Title: Managing Member Phone: 626-304-6060 Signature, Place, and Date of Signing: J. Dale Harvey Pasadena, CA November 12, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 72 Form13F Information Table Value Total: $141,216 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 1171 15870 SH SOLE 15780 ABBOTT LABS COM 002824100 6075 122800 SH SOLE 122800 AETNA INC NEW COM 00817Y108 4519 162380 SH SOLE 162380 ALBEMARLE CORP COM 012653101 599 17320 SH SOLE 17320 ALTRIA GROUP INC COM 02209S103 22 1250 SH SOLE 1250 AMGEN INC COM 031162100 28 470 SH SOLE 470 APPLE INC COM 037833100 24 131 SH SOLE 131 AVERY DENNISON CORP COM 053611109 5339 148270 SH SOLE 148720 AXIS CAPITAL HOLDINGS SHS G0692U109 4814 159545 SH SOLE 159545 BANK OF AMERICA CORPORATION COM 060505104 4781 282593 SH SOLE 282593 BAXTER INTL INC COM 071813109 4602 80725 SH SOLE 80725 BP PLC SPONSORED ADR 055622104 102 1916 SH SOLE 1916 BRISTOL MYERS SQUIBB CO COM 110122108 5075 225350 SH SOLE 225350 CARNIVAL CORP PAIRED CTF 143658300 5174 155485 SH SOLE 155485 CATERPILLAR INC DEL COM 149123101 28 550 SH SOLE 550 CHEVRON CORP NEW COM 166764100 212 3003 SH SOLE 3003 CHUBB CORP COM 171232101 61 1216 SH SOLE 1216 CINTAS CORP COM 172908105 5302 174945 SH SOLE 174945 CISCO SYS INC COM 17275R102 160 6786 SH SOLE 6786 CITIGROUP INC COM 172967101 2311 477449 SH SOLE 477449 COCA COLA CO COM 191216100 72 1333 SH SOLE 1333 COSTCO WHSL CORP NEW COM 22160K105 59 1050 SH SOLE 1050 DELL INC COM 24702R101 3 175 SH SOLE 175 DINEEQUITY INC COM 254423106 2131 86100 SH SOLE 86100 DISNEY WALT CO COM DISNEY 254687106 47 1700 SH SOLE 1700 DONNELLEY R R & SONS CO COM 257867101 2940 138300 SH SOLE 138300 EBAY INC COM 278642103 3 125 SH SOLE 125 EMERSON ELEC CO COM 291011104 896 22355 SH SOLE 22355 EXXON MOBIL CORP COM 30231G102 447 6520 SH SOLE 6520 GENERAL ELECTRIC CO COM 369604103 4715 287170 SH SOLE 287170 GENERAL MLS INC COM 370334104 19 300 SH SOLE 300 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 540 13656 SH SOLE 13656 HEINZ H J CO COM 423074103 30 750 SH SOLE 750 HEWLETT PACKARD CO COM 428236103 78 1650 SH SOLE 1650 INTEL CORP COM 458140100 16 800 SH SOLE 800 INTERNATIONAL BUSINESS MACHS COM 459200101 5876 49125 SH SOLE 49125 JOHNSON & JOHNSON COM 478160104 1318 21644 SH SOLE 21644 LAUDER ESTEE COS INC CL A 518439104 842 22700 SH SOLE 22700 LEGGETT & PLATT INC COM 524660107 3027 156040 SH SOLE 156040 MEDTRONIC INC COM 585055106 4599 124975 SH SOLE 124975 MICROSOFT CORP COM 594918104 5298 206007 SH SOLE 206007 OMNICOM GROUP INC COM 681919106 4797 129850 SH SOLE 129850 ORACLE CORP COM 68389X105 4520 216895 SH SOLE 216895 PEPSICO INC COM 713448108 479 8160 SH SOLE 8160 PFIZER INC COM 717081103 1396 84350 SH SOLE 84350 PHILIP MORRIS INTL INC COM 718172109 44 900 SH SOLE 900 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 293 6925 SH SOLE 6925 PROCTER & GAMBLE CO COM 742718109 2191 37827 SH SOLE 37827 PROLOGIS SH BEN INT 743410102 9 750 SH SOLE 750 ROBERT HALF INTL INC COM 770323103 4874 194800 SH SOLE 194800 ROSS STORES INC COM 778296103 3621 75800 SH SOLE 75800 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 16 285 SH SOLE 285 SHERWIN WILLIAMS CO COM 824348106 2803 46600 SH SOLE 46600 SMUCKER J M CO COM NEW 832696405 5 100 SH SOLE 100 SPDR TR UNIT SER 1 78462F103 9696 91822 SH SOLE 91822 SUN MICROSYSTEMS INC COM NEW 866810203 6 700 SH SOLE 700 SUNOCO INC COM 86764P109 1710 60100 SH SOLE 60100 SUPERVALU INC COM 868536103 1202 79800 SH SOLE 79800 TARGET CORP COM 87612E106 5 110 SH SOLE 110 TEXAS INSTRS INC COM 882508104 4150 175200 SH SOLE 175200 TEXTRON INC COM 883203101 15 800 SH SOLE 800 TIME WARNER CABLE INC COM 88732J207 3816 88555 SH SOLE 88555 TIME WARNER INC COM NEW 887317303 503 17482 SH SOLE 17482 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 4 55 SH SOLE 55 UNILEVER N V N Y SHS NEW 904784709 130 4500 SH SOLE 4500 UNITED TECHNOLOGIES CORP COM 913017109 36 590 SH SOLE 590 VORNADO RLTY TR SH BEN INT 929042109 33 515 SH SOLE 515 WAL MART STORES INC COM 931142103 17 350 SH SOLE 350 WALGREEN CO COM 931422109 5744 153300 SH SOLE 153300 WELLS FARGO & CO NEW COM 949746101 9 310 SH SOLE 310 WYETH COM 983024100 5686 117047 SH SOLE 117047 ZIMMER HLDGS INC COM 98956P102 51 960 SH SOLE 960
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