-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GupmjIOJFuaVIp71U0YTNgqaQdKYAg+hLM3MOWQ4GWmKnSxzEaa8REGylqI+hW/g MrG8RLeTfvfC0hh/e+v2Iw== 0000902664-10-000651.txt : 20100212 0000902664-10-000651.hdr.sgml : 20100212 20100212162655 ACCESSION NUMBER: 0000902664-10-000651 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 EFFECTIVENESS DATE: 20100212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENDELL JEFFREY L CENTRAL INDEX KEY: 0001056581 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06950 FILM NUMBER: 10599814 MAIL ADDRESS: STREET 1: 200 PARK AVE SOUTH STREET 2: SUITE 3900 CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 p10-0094form13fhr.txt JEFFREY L. GENDELL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 ------------------------ Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Jeffrey L. Gendell - -------------------------------------------------- Address: 55 Railroad Avenue - -------------------------------------------------- Greenwich, Connecticut 06830 - -------------------------------------------------- - -------------------------------------------------- Form 13F File Number: 028-06950 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey L. Gendell - -------------------------------------------------- Title: - -------------------------------------------------- Phone: 203-769-2000 - -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jeffrey L. Gendell New York, NY 2/12/10 - ------------------------------------------------------ -------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 75 ------------- Form 13F Information Table Value Total: $1,406,966 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No.Form 13F File NumberName NONE
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------------- --------------- ----------- --------- ----------- ---- ----- ---------- --------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------- --------------- ----------- --------- ----------- ---- ----- ---------- --------- ------ ------ ------ AMERIANA BANCORP COM 023613102 528 198,437 SH SOLE 198,437 0 0 AMERICAN COMMERCIAL LINES COM PAR $0.01 025195405 783 42,696 SH SOLE 42,696 0 0 AMERON INTL INC COM 030710107 3,846 60,605 SH SOLE 60,605 0 0 BANK OF AMERICA CORPORATION COM 060505104 71,083 4,720,000 SH SOLE 4,720,000 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 615 22,000 SH SOLE 22,000 0 0 BROADWIND ENERGY INC COM 11161T108 372,857 46,088,635 SH SOLE 46,088,635 0 0 BRUSH ENGINEERED MATLS INC COM 117421107 13,432 724,495 SH SOLE 724,495 0 0 CAMCO FINL CORP COM 132618109 1,006 508,344 SH SOLE 508,344 0 0 CAPITAL BK CORP COM 139793103 448 115,875 SH SOLE 115,875 0 0 CENTRUE FINL CORP NEW COM 15643B106 1,018 391,534 SH SOLE 391,534 0 0 COMMUNITY CENTRAL BANK CORP COM 20363J107 287 204,999 SH SOLE 204,999 0 0 CORE MOLDING TECHNOLOGIES IN COM 218683100 107 37,221 SH SOLE 37,221 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 20,769 1,825,000 SH SOLE 1,825,000 0 0 DYCOM INDS INC COM 267475101 5,689 708,469 SH SOLE 708,469 0 0 EMCOR GROUP INC COM 29084Q100 4,035 150,000 SH SOLE 150,000 0 0 ENERSYS COM 29275Y102 15,898 726,950 SH SOLE 726,950 0 0 ENGLOBAL CORP COM 293306106 3,809 1,217,010 SH SOLE 1,217,010 0 0 EXIDE TECHNOLOGIES COM NEW 302051206 168,543 23,705,133 SH SOLE 23,705,133 0 0 FIDELITY SOUTHERN CORP NEW COM 316394105 2,234 620,459 SH SOLE 620,459 0 0 FIRST BANCSHARES INC MO COM 318687100 527 63,590 SH SOLE 63,590 0 0 FIRST FED NORTHN MICH BANCOR COM 32021X105 137 112,142 SH SOLE 112,142 0 0 FIRST FINL BANCORP OH COM 320209109 801 55,000 SH SOLE 55,000 0 0 FOSTER WHEELER AG COM H27178104 38,066 1,293,000 SH SOLE 1,293,000 0 0 FURMANITE CORPORATION COM 361086101 2,868 752,720 SH SOLE 752,720 0 0 GENERAL CABLE CORP DEL NEW COM 369300108 33,845 1,150,400 SH SOLE 1,150,400 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 18,351 1,301,500 SH SOLE 1,301,500 0 0 HARDINGE INC COM 412324303 1,057 192,267 SH SOLE 192,267 0 0 HAWTHORN BANCSHARES INC. COM 420476103 2,176 228,120 SH SOLE 228,120 0 0 HF FINL CORP COM 404172108 104 10,700 SH SOLE 10,700 0 0 HMN FINL INC COM 40424G108 1,111 264,469 SH SOLE 264,469 0 0 HORIZON BANCORP IND COM 440407104 1,522 93,818 SH SOLE 93,818 0 0 INNOSPEC INC COM 45768S105 48,718 4,828,345 SH SOLE 4,828,345 0 0 INTEGRATED ELECTRICAL SVC COM 45811E301 50,044 8,554,493 SH SOLE 8,554,493 0 0 JAMES RIVER COAL CO COM NEW 470355207 25,151 1,357,300 SH SOLE 1,357,300 0 0 JANUS CAP GROUP INC. COM 47102X105 44,361 3,298,216 SH SOLE 3,298,216 0 0 KBR INC COM 48242W106 33,262 1,750,646 SH SOLE 1,750,646 0 0 KMG CHEMICALS INC COM 482564101 1,035 69,228 SH SOLE 69,228 0 0 LEGG MASON INC COM 524901105 452 15,000 SH SOLE 15,000 0 0 LOUISIANA PAC CORP COM 546347105 6,018 862,165 SH SOLE 862,165 0 0 LSB INDS INC COM 502160104 6,932 491,615 SH SOLE 491,615 0 0 MAGNETEK INC COM 559424106 2,252 1,462,246 SH SOLE 1,462,246 0 0 MARATHON OIL CORP COM 565849106 50,898 1,630,300 SH SOLE 1,630,300 0 0 MARSHALL & ILSLEY CORP NEW COM 571837103 35,960 6,598,150 SH SOLE 6,598,150 0 0 MASTEC INC COM 576323109 35,110 2,808,770 SH SOLE 2,808,770 0 0 MB FINANCIAL INC NEW COM 55264U108 1,011 51,300 SH SOLE 51,300 0 0 MFRI INC COM 552721102 3,419 502,773 SH SOLE 502,773 0 0 MUTUALFIRST FINL INC COM 62845B104 1,165 194,756 SH SOLE 194,756 0 0 NATIONAL TECHNICAL SYS INC COM 638104109 3,661 648,012 SH SOLE 648,012 0 0 NAVISTAR INTL CORP NEW COM 63934E108 14,301 370,000 SH SOLE 370,000 0 0 NEW HAMPSHIRE THRIFT BANCSHS COM 644722100 1,290 133,100 SH SOLE 133,100 0 0 NORTH AMERN ENERGY PARTNERS COM 656844107 8,555 1,178,350 SH SOLE 1,178,350 0 0 NORTHEAST BANCORP COM 663904100 1,527 180,682 SH SOLE 180,682 0 0 OM GROUP INC COM 670872100 45,640 1,453,955 SH SOLE 1,453,955 0 0 PARKVALE FINL CORP COM 701492100 946 136,085 SH SOLE 136,085 0 0 PATRICK INDS INC COM 703343103 12,575 5,174,963 SH SOLE 5,174,963 0 0 PEOPLES BANCORP N C INC COM 710577107 1,368 276,400 SH SOLE 276,400 0 0 PERMA -FIX ENVIRONMENTAL SVCS COM 714157104 188 83,039 SH SOLE 83,039 0 0 POVIDENT CMNTY BANCSHARES IN COM 74386S107 310 132,000 SH SOLE 132,000 0 0 PREFORMED LINE PRODS CO COM 740444104 8,898 203,158 SH SOLE 203,158 0 0 PRINCETON NATL BANCORP INC COM 742282106 584 54,000 SH SOLE 54,000 0 0 PROVIDENT FINL HLDGS INC COM 743868101 379 137,300 SH SOLE 137,300 0 0 QUANTA SVCS INC COM 74762E102 7,217 346,325 SH SOLE 346,325 0 0 SHILOH INDS INC COM 824543102 4,855 916,100 SH SOLE 916,100 0 0 SOUTHERN CMNTY FINL CORP COM 842632101 547 241,058 SH SOLE 241,058 0 0 STATE STR CORP COM 857477103 56,502 1,297,700 SH SOLE 1,297,700 0 0 SUN BANCORP INC COM 86663B102 1,218 324,835 SH SOLE 324,835 0 0 SYNALLOY CP DEL COM 871565107 2,824 299,740 SH SOLE 299,740 0 0 THERMADYNE HLDGS CORP NEW COM PAR $0.01 883435307 924 127,112 SH SOLE 127,112 0 0 TIDEWATER INC COM 886423102 22,037 459,590 SH SOLE 459,590 0 0 TUTOR PERINI CORP COM 901109108 22,982 1,271,120 SH SOLE 1,271,120 0 0 UAL CORP COM NEW 902549807 25,820 2,000,000 SH SOLE 2,000,000 0 0 UNITED BANCSHARES INC OHIO COM 909458101 398 43,200 SH SOLE 43,200 0 0 WABASH NATL CORP COM 929566107 545 288,145 SH SOLE 288,145 0 0 WESTMORELAND COAL CO COM 960878106 8,862 994,600 SH SOLE 994,600 0 0 WILLBROS GROUP INC DEL COM 969203108 19,773 1,172,075 SH SOLE 1,172,075 0 0
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