-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LjNhapZI7O6i5CQeKUBiNooVNKzOMt1Ma/lDzWA5eOW6mWNwv5NwEf7tFbf5LD+/ A5pE+GwFaY2lecbeEYMNWA== 0001325447-10-000036.txt : 20100816 0001325447-10-000036.hdr.sgml : 20100816 20100816101700 ACCESSION NUMBER: 0001325447-10-000036 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100816 DATE AS OF CHANGE: 20100816 EFFECTIVENESS DATE: 20100816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Eagle Investment Management, LLC CENTRAL INDEX KEY: 0001325447 IRS NUMBER: 571156902 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11953 FILM NUMBER: 101017513 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 212-698-3363 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: Arnhold & S. Bleichroeder Advisers, LLC DATE OF NAME CHANGE: 20050429 13F-HR/A 1 feim03311013fb.txt REPORT FOR THE CALENDAR QUARTER, ENDED March 31, 2010 OMB Approval OMB 3235-0006 -------------------- -------------------- SEC USE ONLY -------------------- FORM INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT 13F MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D.C. 20549 Report for the Calendar Qtr, Ended March 31, 2010 - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check here: [x] Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [x] adds new holdings entries. - -------------------------------------------------------------------------------- Name of Institutional Investment Manager: FIRST EAGLE INVESTMENT MANAGEMENT, LLC - -------------------------------------------------------------------------------- Business Address: 1345 Avenue of the Americas New York NY 10105-4300 - -------------------------------------------------------------------------------- Street City State Zip Name, Phone No., and Title of Person Duly Authorized to Submit This Report. Mark Goldstein 212-698-3101 Senior Vice President - -------------------------------------------------------------------------------- ATTENTION--Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional Investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of New York and State of New York on the 16th day of August, 2010. First Eagle Investment Management, LLC -------------------------------------------- (Name of Institutional Investment Manager) /s/ Mark Goldstein -------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: No. Form 13F File Number Name - -- -------------------- ---- 1 028-01190 Frank Russell Company Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 75 Form 13F Information Table Value Total: $142,146 (in thousands) List of Other Included Managers: Name and 13F file number of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). No. Form 13F File Number Name 1 28-06008 Iridian Asset Management, LLC VALUE SHARES/ SH/ PUT/ INVSTMT OTHER --VOTING AUTHORITY-- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE D AIR METHODS CORP COM PAR $.06 009128307 9 250 SH SOLE 250 0 0 D ALBANY MOLECULAR RESH INC COM 012423109 84 10000 SH SOLE 10000 0 0 D AMAZON COM INC COM 023135106 33 245 SH SOLE 245 0 0 D AMERIPRISE FINL INC COM 03076C106 1145 25260 SH SOLE 25260 0 0 D ANSYS INC COM 03662Q105 259 6000 SH SOLE 6000 0 0 D APPLE INC COM 037833100 143 610 SH SOLE 610 0 0 D AVIAT NETWORKS INC COM 05366Y102 3 397 SH SOLE 397 0 0 D AVID TECHNOLOGY INC COM 05367P100 110 8000 SH SOLE 8000 0 0 D BP PLC SPONSORED ADR 055622104 15 264 SH SOLE 264 0 0 D BAKER HUGHES INC COM 057224107 1769 37750 SH SOLE 37750 0 0 D BANK OF NEW YORK MELLON CORP COM 064058100 500 16183 SH SOLE 16183 0 0 D BARRETT BILL CORP NOTE 5.000% 3/1 06846NAA2 6395 6500000 SH SOLE 6500000 0 0 D BECTON DICKINSON & CO COM 075887109 1929 24500 SH SOLE 24500 0 0 D BOEING CO COM 097023105 15 200 SH SOLE 200 0 0 D CME GROUP INC COM 12572Q105 45 141 SH SOLE 141 0 0 D CNA SURETY CORP COM 12612L108 60 3400 SH SOLE 3400 0 0 D CHARLES RIV LABS INTL INC COM 159864107 138 3500 SH SOLE 3500 0 0 D CHEVRON CORP NEW COM 166764100 65 854 SH SOLE 854 0 0 D CHURCH & DWIGHT INC COM 171340102 80 1200 SH SOLE 1200 0 0 D CONSTELLATION BRANDS INC CL A 21036P108 39 2400 SH SOLE 2400 0 0 D CORNING INC COM 219350105 1 40 SH SOLE 40 0 0 D CYBERSOURCE CORP COM 23251J106 212 12000 SH SOLE 12000 0 0 D DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 10927 340100 SH SOLE 340100 0 0 D EQT CORP COM 26884L109 1435 35000 SH SOLE 35000 0 0 D EMERSON ELEC CO COM 291011104 1762 35000 SH SOLE 35000 0 0 D ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 4658 99397 SH SOLE 99397 0 0 D ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 3546 105100 SH SOLE 105100 0 0 D EUROPEAN EQUITY FUND COM 298768102 36 5420 SH SOLE 5420 0 0 D EXXON MOBIL CORP COM 30231G102 431 6428 SH SOLE 6428 0 0 D FACET BIOTECH CORP SHS 30303Q103 15 560 SH SOLE 560 0 0 D FEDEX CORP COM 31428X106 3736 40000 SH SOLE 40000 0 0 D GOODRICH PETE CORP NOTE 3.250%12/0 382410AB4 2334 2500000 SH SOLE 2500000 0 0 D GOOGLE INC CL A 38259P508 170 300 SH SOLE 300 0 0 D GRIFFON CORP COM 398433102 51 4054 SH SOLE 4054 0 0 D HARRIS CORP DEL COM 413875105 76 1600 SH SOLE 1600 0 0 D HARTFORD FINL SVCS GROUP INC COM 416515104 290 10200 SH SOLE 10200 0 0 D INERGY L P UNIT LTD PTNR 456615103 4500 119045 SH SOLE 119045 0 0 D INERGY HLDGS L P COM 45661Q107 2592 35555 SH SOLE 35555 0 0 D INTL PAPER CO COM 460146103 3 110 SH SOLE 110 0 0 D INTUITIVE SURGICAL INC COM NEW 46120E602 279 800 SH SOLE 800 0 0 D JPMORGAN CHASE & CO *W EXP 10/28/201 46625H100 1791 40000 SH SOLE 40000 0 0 D KAYDON CORP COM 486587108 169 4500 SH SOLE 4500 0 0 D KROGER CO COM 501044101 2404 111000 SH SOLE 111000 0 0 D LKQ CORP COM 501889208 284 14000 SH SOLE 14000 0 0 D LIBERTY MEDIA CORP NEW CAP COM SER A 53071M104 144 9375 SH SOLE 9375 0 0 D MANULIFE FINL CORP COM 56501R106 19 942 SH SOLE 942 0 0 D MCGRAW HILL COS INC COM 580645109 1426 40000 SH SOLE 40000 0 0 D MEDTRONIC INC COM 585055106 360 8000 SH SOLE 8000 0 0 D METLIFE INC COM 59156R108 277 6400 SH SOLE 6400 0 0 D MICROS SYS INC COM 594901100 263 8000 SH SOLE 8000 0 0 D MILLIPORE CORP COM 601073110 232 1220 SH CALL SOLE 1220 0 0 D NEWS CORP CL A 65248E104 21 1460 SH SOLE 1460 0 0 D NEWS CORP CL B 65248E203 16 920 SH SOLE 920 0 0 D NORFOLK SOUTHERN CORP COM 655844108 559 10000 SH SOLE 10000 0 0 D NUSTAR ENERGY LP UNIT COM 67058H102 9698 160431 SH SOLE 160431 0 0 D PALL CORP COM 696429307 2025 50000 SH SOLE 50000 0 0 D PEP BOYS MANNY MOE & JACK COM 713278109 97 9697 SH SOLE 9697 0 0 D PERKINELMER INC COM 714046109 837 35000 SH SOLE 35000 0 0 D RAYONIER TRS HLDGS INC NOTE 3.750%10/1 75508AAB2 4910 4500000 SH SOLE 4500000 0 0 D ROVI CORP COM 779376102 7 184 SH SOLE 184 0 0 D SEI INVESTMENTS CO COM 784117103 220 10000 SH SOLE 10000 0 0 D ST JOE CO COM 790148100 65 2000 SH SOLE 2000 0 0 D SCHULMAN A INC COM 808194104 91 3701 SH SOLE 3701 0 0 D SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 468 20000 SH SOLE 20000 0 0 D SPRINT NEXTEL CORP COM SER 1 852061100 9 2300 SH SOLE 2300 0 0 D SYMS CORP COM 871551107 8 784 SH SOLE 784 0 0 D SYNGENTA AG SPONSORED ADR 87160A100 5 88 SH SOLE 88 0 0 D THERMO FISHER SCIENTIFIC INC COM 883556102 1543 30000 SH SOLE 30000 0 0 D UIL HLDG CORP COM 902748102 394 14332 SH SOLE 14332 0 0 D UNION PAC CORP COM 907818108 2749 37500 SH SOLE 37500 0 0 D UNITED TECHNOLOGIES CORP COM 913017109 589 8000 SH SOLE 8000 0 0 D WELLS FARGO & CO NEW PERP PFD CNV A 949746804 40155 41100 SH SOLE 41100 0 0 D WILLIAMS PIPELINE PARTNERS L COM UNIT LP IN 96950K103 19171 633750 SH SOLE 633750 0 0 D WRIGHT MED GROUP INC NOTE 2.625%12/0 98235TAA5 177 200000 SH SOLE 200000 0 0 D XEROX CORP COM 984121103 1073 110000 SH SOLE 110000 0 0 S REPORT SUMMARY 75 DATA RECORDS 142146 16116547
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