-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hu5vCur1Y6agwm8+7V6ZENwdEy7XupENyobzlfSPVZM1RSsUeltgFTTFvec5Xz7m wGB47kdFMdXMs8J45Rqu2w== 0001048462-11-000002.txt : 20110215 0001048462-11-000002.hdr.sgml : 20110215 20110215142819 ACCESSION NUMBER: 0001048462-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110215 DATE AS OF CHANGE: 20110215 EFFECTIVENESS DATE: 20110215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEXFORD CAPITAL LP CENTRAL INDEX KEY: 0001048462 IRS NUMBER: 061442624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10398 FILM NUMBER: 11613709 BUSINESS ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038627000 MAIL ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: WEXFORD CAPITAL LLC DATE OF NAME CHANGE: 20000817 FORMER COMPANY: FORMER CONFORMED NAME: WEXFORD MANAGEMENT LLC DATE OF NAME CHANGE: 19971024 13F-HR/A 1 wex1210.txt WEXFORD CAPITAL LP FORM 13F-HR 4TH QTR 2010-AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2010 Check here if Amendment [ X]; Amendment Number: 1 This Amendment (Check only one.): [ X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Wexford Capital LP Address: 411 W. Putnam Avenue, Suite 125 Greenwich, CT 06830 13F File Number: 28-10398 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jay Maymudes Title: Principal & Chief Financial Officer Phone: 203-862-7000 Signature, Place, and Date of Signing: Jay Maymudes Greenwich, CT February 15, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 338 Form13F Information Table Value Total: $1,273,237 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 863 10000 SH CALL SOLE NONE 10000 0 0 AES CORP COM 00130H105 1827 150000 SH CALL SOLE NONE 150000 0 0 AGNICO EAGLE MINES LTD COM 008474108 3452 45000 SH CALL SOLE NONE 45000 0 0 AGNICO EAGLE MINES LTD COM 008474108 752 9800 SH SOLE NONE 9800 0 0 AIRMEDIA GROUP INC SPONSORED ADR 009411109 160 23200 SH SOLE NONE 23200 0 0 AK STL HLDG CORP COM 001547108 557 34000 SH SOLE NONE 34000 0 0 ALASKA AIR GROUP INC COM 011659109 5051 89104 SH SOLE NONE 89104 0 0 ALEXZA PHARMACEUTICALS INC COM 015384100 49 39400 SH SOLE NONE 39400 0 0 ALKERMES INC COM 01642T108 157 12800 SH SOLE NONE 12800 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 5518 100000 SH CALL SOLE NONE 100000 0 0 ALLIED NEVADA GOLD CORP COM 019344100 1047 39800 SH SOLE NONE 39800 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 5759 100429 SH SOLE NONE 100429 0 0 AMGEN INC COM 031162100 5765 105000 SH CALL SOLE NONE 105000 0 0 AMGEN INC COM 031162100 10831 197288 SH SOLE NONE 197288 0 0 ANADARKO PETE CORP COM 032511107 2666 35000 SH CALL SOLE NONE 35000 0 0 ANADARKO PETE CORP COM 032511107 1523 20000 SH PUT SOLE NONE 20000 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 1230 25000 SH CALL SOLE NONE 25000 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 862 17500 SH SOLE NONE 17500 0 0 ANOORAQ RES CORP COM 03633E108 694 426000 SH SOLE NONE 426000 0 0 APACHE CORP COM 037411105 3556 29823 SH SOLE NONE 29823 0 0 APPLE INC COM 037833100 323 1000 SH SOLE NONE 1000 0 0 APPLIED MATLS INC COM 038222105 1405 100000 SH CALL SOLE NONE 100000 0 0 ARDEA BIOSCIENCES INC COM 03969P107 208 8000 SH SOLE NONE 8000 0 0 AT&T INC COM 00206R102 6890 234500 SH SOLE NONE 234500 0 0 ATHERSYS INC COM 04744L106 408 165000 SH SOLE NONE 165000 0 0 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 3551 63605 SH SOLE NONE 63605 0 0 ATLAS PIPELINE HOLDINGS LP COM UNITS LP 04939R108 457 30477 SH SOLE NONE 30477 0 0 ATP OIL & GAS CORP COM 00208J108 480 28700 SH SOLE NONE 28700 0 0 AUTOZONE INC COM 053332102 204 749 SH SOLE NONE 749 0 0 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 270 66100 SH SOLE NONE 66100 0 0 BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 1354 36000 SH SOLE NONE 36000 0 0 BARNES & NOBLE INC COM 067774109 159 11270 SH SOLE NONE 11270 0 0 BARRICK GOLD CORP COM 067901108 2467 46384 SH SOLE NONE 46384 0 0 BARRICK GOLD CORP COM 067901108 2659 50000 SH CALL SOLE NONE 50000 0 0 BAXTER INTL INC COM 071813109 1519 30000 SH CALL SOLE NONE 30000 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3204 40000 SH PUT SOLE NONE 40000 0 0 BERRY PETE CO CL A 085789105 1355 31000 SH SOLE NONE 31000 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 511 5500 SH SOLE NONE 5500 0 0 BIODEL INC COM 09064M105 33 18000 SH SOLE NONE 18000 0 0 BIOMIMETIC THERAPEUTICS INC COM 09064X101 136 10700 SH SOLE NONE 10700 0 0 BOEING CO COM 097023105 3263 50000 SH CALL SOLE NONE 50000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 8622 325600 SH SOLE NONE 325600 0 0 CAL MAINE FOODS INC COM NEW 128030202 442 14000 SH SOLE NONE 14000 0 0 CAL MAINE FOODS INC COM NEW 128030202 1579 50000 SH CALL SOLE NONE 50000 0 0 CALAVO GROWERS INC COM 128246105 528 22900 SH SOLE NONE 22900 0 0 CALPINE CORP COM NEW 131347304 534 40000 SH CALL SOLE NONE 40000 0 0 CAMPBELL SOUP CO COM 134429109 441 12700 SH SOLE NONE 12700 0 0 CANADIAN NAT RES LTD COM 136385101 65746 1480110 SH SOLE NONE 1480110 0 0 CARACO PHARMACEUTICAL LABS L COM 14075T107 104 22900 SH SOLE NONE 22900 0 0 CARDINAL HEALTH INC COM 14149Y108 540 14100 SH SOLE NONE 14100 0 0 CAREFUSION CORP COM 14170T101 411 16000 SH SOLE NONE 16000 0 0 CEPHALON INC COM 156708109 617 10000 SH CALL SOLE NONE 10000 0 0 CF INDS HLDGS INC COM 125269100 5568 41200 SH CALL SOLE NONE 41200 0 0 CHEMTURA CORP COM NEW 163893209 6567 410955 SH SOLE NONE 410955 0 0 CHESAPEAKE ENERGY CORP COM 165167107 259 10000 SH CALL SOLE NONE 10000 0 0 CHEVRON CORP NEW COM 166764100 6597 72300 SH SOLE NONE 72300 0 0 CHINA AGRITECH INC COM NEW 16937A200 198 16100 SH SOLE NONE 16100 0 0 CHINA AUTOMOTIVE SYS INC COM 16936R105 143 10500 SH SOLE NONE 10500 0 0 CHINA BIOLOGIC PRODS INC COM 16938C106 5282 322248 SH SOLE NONE 322248 0 0 CHINA DIGITAL TV HLDG CO LTD SPONSORED ADR 16938G107 1029 145100 SH SOLE NONE 145100 0 0 CHINA YUCHAI INTL LTD COM G21082105 206 6500 SH SOLE NONE 6500 0 0 CHINACAST EDU CORP COM 16946T109 169 21800 SH SOLE NONE 21800 0 0 CHIQUITA BRANDS INTL INC COM 170032809 499 35600 SH SOLE NONE 35600 0 0 CHUBB CORP COM 171232101 1789 30000 SH CALL SOLE NONE 30000 0 0 CIMAREX ENERGY CO COM 171798101 1804 20376 SH SOLE NONE 20376 0 0 CISCO SYS INC COM 17275R102 1012 50000 SH CALL SOLE NONE 50000 0 0 CISCO SYS INC COM 17275R102 12532 619500 SH SOLE NONE 619500 0 0 CLARUS CORP COM 182707109 1844 233168 SH SOLE NONE 233168 0 0 CLAUDE RES INC COM 182873109 689 314400 SH SOLE NONE 314400 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 780 10000 SH PUT SOLE NONE 10000 0 0 CLOUD PEAK ENERGY INC COM 18911Q102 1742 75000 SH SOLE NONE 75000 0 0 COCA COLA BOTTLING CO CONS COM 191098102 511 9200 SH SOLE NONE 9200 0 0 COCA COLA CO COM 191216100 3565 54200 SH SOLE NONE 54200 0 0 COCA COLA ENTERPRISES INC NE COM 19122T109 2428 97000 SH SOLE NONE 97000 0 0 COEUR D ALENE MINES CORP IDA COM NEW 192108504 7111 260300 SH SOLE NONE 260300 0 0 COLUMBIA LABS INC COM 197779101 158 69700 SH SOLE NONE 69700 0 0 COMCAST CORP NEW CL A 20030N101 387 17600 SH SOLE NONE 17600 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 690 14100 SH SOLE NONE 14100 0 0 CONAGRA FOODS INC COM 205887102 425 18800 SH SOLE NONE 18800 0 0 CONCHO RES INC COM 20605P101 1525 17400 SH SOLE NONE 17400 0 0 CORNING INC COM 219350105 1932 100000 SH CALL SOLE NONE 100000 0 0 CSX CORP COM 126408103 3037 47000 SH SOLE NONE 47000 0 0 CURRENCYSHARES EURO TR EURO SHS 23130C108 61224 460000 SH PUT SOLE NONE 460000 0 0 CVS CAREMARK CORPORATION COM 126650100 3713 106781 SH SOLE NONE 106781 0 0 CYPRESS BIOSCIENCES INC COM PAR $.02 232674507 132 20400 SH SOLE NONE 20400 0 0 DANAHER CORP DEL COM 235851102 566 12000 SH SOLE NONE 12000 0 0 DAVITA INC COM 23918K108 695 10000 SH CALL SOLE NONE 10000 0 0 DEAN FOODS CO NEW COM 242370104 590 66700 SH SOLE NONE 66700 0 0 DEERE & CO COM 244199105 831 10000 SH CALL SOLE NONE 10000 0 0 DEL MONTE FOODS CO COM 24522P103 609 32400 SH SOLE NONE 32400 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 174 13800 SH SOLE NONE 13800 0 0 DENBURY RES INC COM NEW 247916208 1675 87719 SH SOLE NONE 87719 0 0 DIAMOND FOODS INC COM 252603105 558 10500 SH SOLE NONE 10500 0 0 DIANA SHIPPING INC COM Y2066G104 579 50000 SH CALL SOLE NONE 50000 0 0 DINEEQUITY INC COM 254423106 494 10000 SH PUT SOLE NONE 10000 0 0 DISCOVERY LABORATORIES INC N COM 254668106 41 12306 SH SOLE NONE 12306 0 0 DOW CHEM CO COM 260543103 2987 87500 SH SOLE NONE 87500 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 2423 68900 SH SOLE NONE 68900 0 0 DURECT CORP COM 266605104 184 53400 SH SOLE NONE 53400 0 0 EASTMAN CHEM CO COM 277432100 841 10000 SH CALL SOLE NONE 10000 0 0 EATON CORP COM 278058102 538 5300 SH SOLE NONE 5300 0 0 EL PASO CORP COM 28336L109 210 15268 SH SOLE NONE 15268 0 0 ENCANA CORP COM 292505104 3494 120000 SH CALL SOLE NONE 120000 0 0 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 221 6200 SH SOLE NONE 6200 0 0 ENERGY PARTNERS LTD COM NEW 29270U303 94613 7074393 SH SOLE NONE 7074393 0 0 ENSCO PLC SPONSORED ADR 29358Q109 534 10000 SH SOLE NONE 10000 0 0 EXXON MOBIL CORP COM 30231G102 4453 60900 SH SOLE NONE 60900 0 0 FIBERTOWER CORP COM NEW 31567R209 3888 1050933 SH SOLE NONE 1050933 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 119 15100 SH SOLE NONE 15100 0 0 FLOWERS FOODS INC COM 343498101 492 18300 SH SOLE NONE 18300 0 0 FLUOR CORP NEW COM 343412102 1325 20000 SH CALL SOLE NONE 20000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 188 11200 SH SOLE NONE 11200 0 0 FOREST LABS INC COM 345838106 237 7400 SH SOLE NONE 7400 0 0 FOSTER WHEELER AG COM H27178104 1381 40000 SH CALL SOLE NONE 40000 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 3002 50000 SH PUT SOLE NONE 50000 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 13942 116100 SH SOLE NONE 116100 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 3301 55000 SH CALL SOLE NONE 55000 0 0 FSI INTL INC COM 302633102 81 18300 SH SOLE NONE 18300 0 0 FUQI INTERNATIONAL INC COM NEW 36102A207 142 22200 SH SOLE NONE 22200 0 0 GENERAL MLS INC COM 370334104 445 12500 SH SOLE NONE 12500 0 0 GENERAL STEEL HOLDINGS INC COM 370853103 201 69900 SH SOLE NONE 69900 0 0 GLOBAL X FDS CHINA CONS ETF 37950E408 199 11000 SH SOLE NONE 11000 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 710 39170 SH SOLE NONE 39170 0 0 GOLD RESOURCE CORP COM 38068T105 1244 42300 SH SOLE NONE 42300 0 0 GOLDCORP INC NEW COM 380956409 1661 36128 SH SOLE NONE 36128 0 0 GOLDCORP INC NEW COM 380956409 920 20000 SH CALL SOLE NONE 20000 0 0 GOLDEN STAR RES LTD CDA COM 38119T104 681 148400 SH SOLE NONE 148400 0 0 GRAN TIERRA ENERGY INC COM 38500T101 2060 255900 SH SOLE NONE 255900 0 0 GREEN MTN COFFEE ROASTERS IN COM 393122106 549 16700 SH SOLE NONE 16700 0 0 HAIN CELESTIAL GROUP INC COM 405217100 593 21900 SH SOLE NONE 21900 0 0 HALLIBURTON CO COM 406216101 817 20000 SH PUT SOLE NONE 20000 0 0 HANSEN NAT CORP COM 411310105 3273 62600 SH SOLE NONE 62600 0 0 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 897 71500 SH SOLE NONE 71500 0 0 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 376 30000 SH CALL SOLE NONE 30000 0 0 HAWAIIAN HOLDINGS INC COM 419879101 255 32500 SH SOLE NONE 32500 0 0 HECLA MNG CO COM 422704106 1405 124800 SH SOLE NONE 124800 0 0 HEINZ H J CO COM 423074103 500 10100 SH SOLE NONE 10100 0 0 HERSHEY CO COM 427866108 420 8900 SH SOLE NONE 8900 0 0 HEWLETT PACKARD CO COM 428236103 2105 50000 SH CALL SOLE NONE 50000 0 0 HEWLETT PACKARD CO COM 428236103 13405 318400 SH SOLE NONE 318400 0 0 HORMEL FOODS CORP COM 440452100 543 10600 SH SOLE NONE 10600 0 0 HQ SUSTAINABLE MARITIM IND I COM NEW 40426A208 205 42900 SH SOLE NONE 42900 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 4083 80000 SH CALL SOLE NONE 80000 0 0 ILLINOIS TOOL WKS INC COM 452308109 534 10000 SH SOLE NONE 10000 0 0 IMMUNOGEN INC COM 45253H101 143 15400 SH SOLE NONE 15400 0 0 IMPERIAL OIL LTD COM NEW 453038408 2133 52639 SH SOLE NONE 52639 0 0 INDIA FD INC COM 454089103 527 15000 SH SOLE NONE 15000 0 0 INGERSOLL-RAND PLC SHS G47791101 565 12000 SH SOLE NONE 12000 0 0 INSPIRE PHARMACEUTICALS INC COM 457733103 179 21300 SH SOLE NONE 21300 0 0 INTEL CORP COM 458140100 2103 100000 SH CALL SOLE NONE 100000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 9671 65900 SH SOLE NONE 65900 0 0 ISHARES INC MSCI TAIWAN 464286731 391 25000 SH SOLE NONE 25000 0 0 ISHARES INC MSCI SINGAPORE 464286673 623 45000 SH SOLE NONE 45000 0 0 ISHARES INC MSCI S KOREA 464286772 428 7000 SH SOLE NONE 7000 0 0 ISHARES INC MSCI MALAYSIA 464286830 417 29000 SH SOLE NONE 29000 0 0 ISHARES INC MSCI HONG KONG 464286871 587 31000 SH SOLE NONE 31000 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 25381 841000 SH SOLE NONE 841000 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 6035 200000 SH CALL SOLE NONE 200000 0 0 ISHARES TR RUSL 2000 GROW 464287648 393 4500 SH SOLE NONE 4500 0 0 ISHARES TR BARCLYS 20+ YR 464287432 14118 150000 SH PUT SOLE NONE 150000 0 0 ISHARES TR NASDQ BIO INDX 464287556 467 5000 SH SOLE NONE 5000 0 0 ISHARES TR FTSE XNHUA IDX 464287184 1163 27000 SH SOLE NONE 27000 0 0 ISHARES TR RUSSELL 2000 464287655 352 4500 SH SOLE NONE 4500 0 0 ISTA PHARMACEUTICALS INC COM NEW 45031X204 146 28400 SH SOLE NONE 28400 0 0 J & J SNACK FOODS CORP COM 466032109 487 10100 SH SOLE NONE 10100 0 0 JAZZ PHARMACEUTICALS INC COM 472147107 295 15000 SH SOLE NONE 15000 0 0 JOHNSON & JOHNSON COM 478160104 15164 245168 SH SOLE NONE 245168 0 0 JONES SODA CO COM 48023P106 289 242865 SH SOLE NONE 242865 0 0 JOY GLOBAL INC COM 481165108 1301 15000 SH CALL SOLE NONE 15000 0 0 JPMORGAN CHASE & CO COM 46625H100 848 20000 SH CALL SOLE NONE 20000 0 0 K V PHARMACEUTICAL CO CL A 482740206 85 33300 SH SOLE NONE 33300 0 0 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 323 6100 SH SOLE NONE 6100 0 0 KELLOGG CO COM 487836108 444 8700 SH SOLE NONE 8700 0 0 KIMBER RES INC COM 49435N101 111 79500 SH SOLE NONE 79500 0 0 KING PHARMACEUTICALS INC COM 495582108 143 10200 SH SOLE NONE 10200 0 0 KINROSS GOLD CORP COM NO PAR 496902404 758 40000 SH CALL SOLE NONE 40000 0 0 KINROSS GOLD CORP COM NO PAR 496902404 1441 76006 SH SOLE NONE 76006 0 0 KIRKLANDS INC COM 497498105 210 15000 SH CALL SOLE NONE 15000 0 0 KRAFT FOODS INC CL A 50075N104 14888 472500 SH SOLE NONE 472500 0 0 LANCASTER COLONY CORP COM 513847103 486 8500 SH SOLE NONE 8500 0 0 LILLY ELI & CO COM 532457108 238 6800 SH SOLE NONE 6800 0 0 LINCOLN NATL CORP IND COM 534187109 1669 60000 SH CALL SOLE NONE 60000 0 0 LJ INTL INC ORD G55312105 159 40900 SH SOLE NONE 40900 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 25370 737500 SH SOLE NONE 737500 0 0 M & F WORLDWIDE CORP COM 552541104 383 16600 SH SOLE NONE 16600 0 0 MACERICH CO COM 554382101 237 5000 SH PUT SOLE NONE 5000 0 0 MANNKIND CORP NOTE 3.750%12/1 56400PAA0 6055 9037000 SH SOLE NONE 9037000 0 0 MAP PHARMACEUTICALS INC COM 56509R108 201 12000 SH SOLE NONE 12000 0 0 MARINA BIOTECH INC COM 56804Q102 32 20600 SH SOLE NONE 20600 0 0 MARKET VECTORS ETF TR INDONESIA ETF 57060U753 306 3500 SH SOLE NONE 3500 0 0 MARKET VECTORS ETF TR COAL ETF 57060U837 945 20000 SH SOLE NONE 20000 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 5533 90000 SH CALL SOLE NONE 90000 0 0 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 346 6000 SH SOLE NONE 6000 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 986 26000 SH SOLE NONE 26000 0 0 MASCO CORP COM 574599106 228 18000 SH SOLE NONE 18000 0 0 MATRIXX INITIATIVES INC COM 57685L105 261 30800 SH SOLE NONE 30800 0 0 MCCORMICK & CO INC COM NON VTG 579780206 544 11700 SH SOLE NONE 11700 0 0 MCMORAN EXPLORATION CO COM 582411104 5313 310000 SH CALL SOLE NONE 310000 0 0 MEDICINES CO COM 584688105 208 14700 SH SOLE NONE 14700 0 0 MELCO CROWN ENTMT LTD ADR 585464100 93 14700 SH SOLE NONE 14700 0 0 MEMC ELECTR MATLS INC COM 552715104 135 12000 SH SOLE NONE 12000 0 0 MERCK & CO INC NEW COM 58933Y105 5766 160000 SH CALL SOLE NONE 160000 0 0 MERCK & CO INC NEW COM 58933Y105 23408 649500 SH SOLE NONE 649500 0 0 METLIFE INC COM 59156R108 1333 30000 SH CALL SOLE NONE 30000 0 0 MGM RESORTS INTERNATIONAL COM 552953101 223 15000 SH SOLE NONE 15000 0 0 MICRON TECHNOLOGY INC COM 595112103 1604 200000 SH CALL SOLE NONE 200000 0 0 MICROSOFT CORP COM 594918104 8225 294700 SH SOLE NONE 294700 0 0 MOHAWK INDS INC COM 608190104 2270 40000 SH PUT SOLE NONE 40000 0 0 MONSANTO CO NEW COM 61166W101 5571 80000 SH CALL SOLE NONE 80000 0 0 MONSANTO CO NEW COM 61166W101 4875 70000 SH PUT SOLE NONE 70000 0 0 MYREXIS INC COM 62856H107 47 11400 SH SOLE NONE 11400 0 0 NATIONAL BEVERAGE CORP COM 635017106 347 26400 SH SOLE NONE 26400 0 0 NEWMONT MINING CORP COM 651639106 5528 90000 SH CALL SOLE NONE 90000 0 0 NEWMONT MINING CORP COM 651639106 1129 18371 SH SOLE NONE 18371 0 0 NILE THERAPEUTICS INC COM 654145101 1303 2606778 SH SOLE NONE 2606778 0 0 NILE THERAPEUTICS INC *W EXP 99/99/999 654145119 0 16841 SH SOLE NONE 16841 0 0 NOAH ED HLDGS LTD ADR 65487R303 30 14000 SH SOLE NONE 14000 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 1069 30000 SH CALL SOLE NONE 30000 0 0 NOBLE ENERGY INC COM 655044105 2925 33982 SH SOLE NONE 33982 0 0 NORFOLK SOUTHERN CORP COM 655844108 2783 44300 SH SOLE NONE 44300 0 0 NORTHGATE MINERALS CORP COM 666416102 720 225000 SH SOLE NONE 225000 0 0 NOVARTIS A G SPONSORED ADR 66987V109 12309 208800 SH SOLE NONE 208800 0 0 OBAGI MEDICAL PRODUCTS INC COM 67423R108 127 11000 SH SOLE NONE 11000 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 53219 542501 SH SOLE NONE 542501 0 0 OCCIDENTAL 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10505 160800 SH SOLE NONE 160800 0 0 PETROBRAS ENERGIA S A SPONS ADR 71646J109 317 12000 SH SOLE NONE 12000 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 2649 70000 SH CALL SOLE NONE 70000 0 0 PFIZER INC COM 717081103 17042 973300 SH SOLE NONE 973300 0 0 PIONEER NAT RES CO COM 723787107 3561 41016 SH SOLE NONE 41016 0 0 PIXELWORKS INC COM NEW 72581M305 43 12300 SH SOLE NONE 12300 0 0 PMI GROUP INC COM 69344M101 99 30000 SH SOLE NONE 30000 0 0 PONIARD PHARMACEUTICALS INC COM NEW 732449301 36 69100 SH SOLE NONE 69100 0 0 POTASH CORP SASK INC COM 73755L107 5419 35000 SH CALL SOLE NONE 35000 0 0 POTASH CORP SASK INC COM 73755L107 2322 15000 SH PUT SOLE NONE 15000 0 0 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 4207 130000 SH CALL SOLE NONE 130000 0 0 POZEN INC COM 73941U102 145 21800 SH SOLE NONE 21800 0 0 PREMIERWEST BANCORP COM 740921101 6 16548 SH SOLE NONE 16548 0 0 PRIDE INTL INC DEL COM 74153Q102 330 10000 SH SOLE NONE 10000 0 0 PROCTER & GAMBLE CO COM 742718109 2573 40000 SH CALL SOLE NONE 40000 0 0 PROSHARES TR PSHS ULTSHT FINL 74347R628 235 15000 SH SOLE NONE 15000 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 427 29000 SH SOLE NONE 29000 0 0 QWEST COMMUNICATIONS INTL IN COM 749121109 124 16300 SH SOLE NONE 16300 0 0 RALCORP HLDGS INC NEW COM 751028101 533 8200 SH SOLE NONE 8200 0 0 RANDGOLD RES LTD ADR 752344309 436 5300 SH SOLE NONE 5300 0 0 REDDY ICE HLDGS INC COM 75734R105 54 19500 SH SOLE NONE 19500 0 0 REGENCY CTRS CORP COM 758849103 845 20000 SH PUT SOLE NONE 20000 0 0 REPSOL YPF S A SPONSORED ADR 76026T205 335 12000 SH SOLE NONE 12000 0 0 RETAIL HOLDRS TR DEP RCPT 76127U101 4260 40000 SH PUT SOLE NONE 40000 0 0 RETAIL HOLDRS TR DEP RCPT 76127U101 319 3000 SH SOLE NONE 3000 0 0 RHINO RESOURCE PARTNERS LP COM UNIT REPST 76218Y103 199646 8553796 SH SOLE NONE 8553796 0 0 RIO TINTO PLC SPONSORED ADR 767204100 358 5000 SH SOLE NONE 5000 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 9870 147800 SH SOLE NONE 147800 0 0 SALIX 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2487 25000 SH PUT SOLE NONE 25000 0 0 SL GREEN RLTY CORP COM 78440X101 338 5000 SH PUT SOLE NONE 5000 0 0 SLM CORP COM 78442P106 12590 1000000 SH SOLE NONE 1000000 0 0 SMART BALANCE INC COM 83169Y108 471 108700 SH SOLE NONE 108700 0 0 SMITHFIELD FOODS INC COM 832248108 621 30100 SH SOLE NONE 30100 0 0 SMUCKER J M CO COM NEW 832696405 479 7300 SH SOLE NONE 7300 0 0 SNYDERS-LANCE INC COM 833551104 626 26700 SH SOLE NONE 26700 0 0 SOMAXON PHARMACEUTICALS INC COM 834453102 386 122600 SH SOLE NONE 122600 0 0 SORL AUTO PTS INC COM 78461U101 155 18200 SH SOLE NONE 18200 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 15259 110000 SH CALL SOLE NONE 110000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 26024 187600 SH SOLE NONE 187600 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 28923 230000 SH PUT SOLE NONE 230000 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 242 5000 SH SOLE NONE 5000 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 348 20000 SH SOLE NONE 20000 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 284 4500 SH SOLE NONE 4500 0 0 SPECTRUM PHARMACEUTICALS INC COM 84763A108 188 27400 SH SOLE NONE 27400 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 1216 20000 SH PUT SOLE NONE 20000 0 0 SUCAMPO PHARMACEUTICALS INC CL A 864909106 68 17700 SH SOLE NONE 17700 0 0 SUNCOR ENERGY INC NEW COM 867224107 17490 456776 SH SOLE NONE 456776 0 0 SUNOPTA INC COM 8676EP108 611 78100 SH SOLE NONE 78100 0 0 SUPERGEN INC COM 868059106 104 39700 SH SOLE NONE 39700 0 0 TALISMAN ENERGY INC COM 87425E103 2228 100407 SH SOLE NONE 100407 0 0 TECK RESOURCES LTD CL B 878742204 4018 65000 SH CALL SOLE NONE 65000 0 0 TECK RESOURCES LTD CL B 878742204 17788 287700 SH SOLE NONE 287700 0 0 TECK RESOURCES LTD CL B 878742204 1855 30000 SH PUT SOLE NONE 30000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1043 20000 SH CALL SOLE NONE 20000 0 0 TOOTSIE ROLL INDS INC COM 890516107 542 18700 SH SOLE NONE 18700 0 0 TRANSOCEAN LTD REG SHS H8817H100 3475 50000 SH CALL SOLE NONE 50000 0 0 TRANSOCEAN LTD REG SHS H8817H100 1390 20000 SH PUT SOLE NONE 20000 0 0 TREEHOUSE FOODS INC COM 89469A104 485 9500 SH SOLE NONE 9500 0 0 TRIMERIS INC COM 896263100 48 19335 SH SOLE NONE 19335 0 0 TYSON FOODS INC CL A 902494103 439 25500 SH SOLE NONE 25500 0 0 U S AIRWAYS GROUP INC COM 90341W108 5048 504300 SH SOLE NONE 504300 0 0 UNION PAC CORP COM 907818108 4272 46100 SH SOLE NONE 46100 0 0 UNISYS CORP COM NEW 909214306 259 10000 SH SOLE NONE 10000 0 0 UNITED CONTL HLDGS INC COM 910047109 952 40000 SH CALL SOLE NONE 40000 0 0 UNITED CONTL HLDGS INC COM 910047109 16544 694550 SH SOLE NONE 694550 0 0 UNITED STATES STL CORP NEW COM 912909108 1752 30000 SH CALL SOLE NONE 30000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1574 20000 SH CALL SOLE NONE 20000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1806 50000 SH PUT SOLE NONE 50000 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 443 15667 SH SOLE NONE 15667 0 0 VEECO INSTRS INC DEL COM 922417100 3007 70000 SH CALL SOLE NONE 70000 0 0 VIROPHARMA INC COM 928241108 260 15000 SH SOLE NONE 15000 0 0 VISIONCHINA MEDIA INC SPONS ADR 92833U103 166 35800 SH SOLE NONE 35800 0 0 VIVUS INC COM 928551100 117 12500 SH SOLE NONE 12500 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 8601 325300 SH SOLE NONE 325300 0 0 WAL MART STORES INC COM 931142103 17797 330000 SH SOLE NONE 330000 0 0 WEBMD HEALTH CORP COM 94770V102 383 7500 SH SOLE NONE 7500 0 0 WELLPOINT INC COM 94973V107 569 10000 SH SOLE NONE 10000 0 0 WELLPOINT INC COM 94973V107 5117 90000 SH PUT SOLE NONE 90000 0 0 WHIRLPOOL CORP COM 963320106 3553 40000 SH PUT SOLE NONE 40000 0 0 WHITING PETE CORP NEW COM 966387102 2048 17472 SH SOLE NONE 17472 0 0 WILLIAMS CLAYTON ENERGY INC COM 969490101 1050 12500 SH SOLE NONE 12500 0 0 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 528 20000 SH SOLE NONE 20000 0 0 WONDER AUTO TECHNOLOGY INC COM 978166106 130 17200 SH SOLE NONE 17200 0 0 XINHUA SPORTS & ENTMT LTD SPONSORED ADR 983982109 15 80700 SH SOLE NONE 80700 0 0 YAHOO INC COM 984332106 499 30000 SH SOLE NONE 30000 0 0 YAMANA GOLD 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