0001164691-11-000049.txt : 20110825 0001164691-11-000049.hdr.sgml : 20110825 20110825074923 ACCESSION NUMBER: 0001164691-11-000049 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110825 DATE AS OF CHANGE: 20110825 EFFECTIVENESS DATE: 20110825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alyeska Investment Group, L.P. CENTRAL INDEX KEY: 0001453072 IRS NUMBER: 261919051 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13284 FILM NUMBER: 111055302 BUSINESS ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-899-7902 MAIL ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR/A 1 alsk13fhra212312010.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended December 31, 2010 Check here if Amendment [X]; Amendment Number: 2 This Amendment (Check only one.) [ ] is a restatement. [X] adds new holding entries. THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON 5/23/2011 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT HAS EXPIRED. Institutional Investment Manager Filing this Report: Name: Alyeska Investment Group, L.P. Address: 77 West Wacker Drive 7th Floor Chicago, IL 60601 Form 13F File Number: 028-13284 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jason Bragg Title: CFO Phone: (312) 899-7902 Signature, Place, and Date of Signing: /s/ Jason Bragg Chicago, IL August 25, 2011 ----------------------------- ----------------- ------------------ [Signature] [City, State] [Date] Report type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 List of 13(f) Securities used for this report: Fourth quarter 2010 Form 13F Information Table Entry Total: 230 Form 13F Information Table Value Total: $4,094,796 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ---- 1 028-13417 Alyeska Master Fund, L.P. FORM 13F INFORMATION TABLE

Column Column Column Column Column Column Column Column 1 2 3 4 5 6 7 8 ------------------- --------- --------- ------- --------------------------- ------ ------- ------------- NAME TITLE SH OF OF VALUE OR PRN SH/ PUT/ INVST OTR VTNG ISSUER CLS CUSIP x$1000 AMT PRN CALL DSCRTN MGR AUTHORITY ------------------- --------- --------- ------- ------ ------ ---- ------ ------ --------- ACE LTD SHS H0023R105 $14,068 225,997 SH SOLE 1 SOLE ACORDA THERAPEUTICS INC COM 00484M106 $5,742 210,650 SH SOLE 1 SOLE AEROFLEX HLDG CORP COM 007767106 $11,090 674,163 SH SOLE 1 SOLE AFFILIATED MANAGERS GROUP COM 008252108 $40,085 404,000 SH SOLE 1 SOLE AGL RES INC COM 001204106 $12,020 335,277 SH SOLE 1 SOLE AIRTRAN HLDGS INC COM 00949P108 $14,780 2,000,000 SH SOLE 1 SOLE ALBERTO CULVER CO NEW COM 013078100 $37,040 1,000,000 SH SOLE 1 SOLE ALCOA INC COM 013817101 $11,004 715,000 SH CALL SOLE 1 SOLE ALCOA INC COM 013817101 $16,313 1,060,000 SH PUT SOLE 1 SOLE ALCOA INC COM 013817101 $3,540 230,000 SH SOLE 1 SOLE ALEXION PHARMACEUTICALS INC COM 015351109 $16,110 200,004 SH SOLE 1 SOLE ALIMERA SCIENCES INC COM 016259103 $1,729 166,573 SH SOLE 1 SOLE ALLEGHENY ENERGY INC COM 017361106 $31,008 1,279,200 SH SOLE 1 SOLE ALLIANT TECHSYSTEMS INC COM 018804104 $29,804 400,424 SH SOLE 1 SOLE ALLSTATE CORP COM 020002101 $31,067 974,487 SH SOLE 1 SOLE AMGEN INC COM 031162100 $9,608 175,000 SH CALL SOLE 1 SOLE AMGEN INC COM 031162100 $16,909 308,000 SH PUT SOLE 1 SOLE AMR CORP COM 001765106 $1,891 242,800 SH SOLE 1 SOLE AMR CORP NOTE 6.250%10/1 001765BC9 $7,965 7,000,000 PRN SOLE 1 SOLE AMYLIN PHARMACEUTICALS INC COM 032346108 $32,094 2,181,753 SH SOLE 1 SOLE ARCH COAL INC COM 039380100 $15,777 450,000 SH SOLE 1 SOLE ARIAD PHARMACEUTICALS INC COM 04033A100 $7,650 1,500,000 SH SOLE 1 SOLE ASSURANT INC COM 04621X108 $14,252 370,000 SH SOLE 1 SOLE ASSURED GUARANTY LTD COM G0585R106 $5,310 299,997 SH SOLE 1 SOLE ARVINMERITOR INC FRNT 4.625% 3/0 043353AF8 $23,024 18,045,000 PRN SOLE 1 SOLE AVEO PHARMACEUTICALS COM 053588109 $8,772 600,000 SH SOLE 1 SOLE AVEO PHARMACEUTICALS COM 053588109 $2,009 137,441 SH SOLE 1 SOLE AVIS BUDGET GROUP NOTE 3.500%10/0 053774AB1 $23,987 19,950,000 PRN SOLE 1 SOLE BANK OF AMERICA CORPORATION COM 060505104 $28,428 2,131,003 SH SOLE 1 SOLE BAXTER INTL INC COM 071813109 $32,903 650,003 SH SOLE 1 SOLE BB&T CORP COM 054937107 $11,831 450,000 SH SOLE 1 SOLE BED BATH & BEYOND INC COM 075896100 $35,673 725,808 SH SOLE 1 SOLE BIOMARIN PHARMACEUTICAL INC COM 09061G101 $16,932 628,757 SH SOLE 1 SOLE BITAUTO HLDGS LTD SPONSORED ADS 091727107 $663 75,000 SH SOLE 1 SOLE BLACKROCK INC COM 09247X101 $91,354 479,346 SH SOLE 1 SOLE BOEING CO COM 097023105 $653 10,000 SH SOLE 1 SOLE BOEING CO COM 097023105 $24,473 375,000 SH CALL SOLE 1 SOLE BOEING CO COM 097023105 $24,799 380,000 SH PUT SOLE 1 SOLE BUCYRUS INTL INC NEW COM 118759109 $50,915 569,519 SH SOLE 1 SOLE CAMELOT INFORMATION SYS INC ADS RP ORD SHS 13322V105 $414 17,300 SH SOLE 1 SOLE CAPITOL FED FINL COM 14057C106 $1,750 146,922 SH SOLE 1 SOLE CATHAY GENERAL BANCORP COM 149150104 $9,185 550,000 SH SOLE 1 SOLE CHEMTURA CORP COM NEW 163893209 $1,550 97,000 SH SOLE 1 SOLE CHINA MED TECHNOLOGIES INC SPONSORED ADR 169483104 $562 50,000 SH SOLE 1 SOLE CHINA MED TECHNOLOGIES INC SPONSORED ADR 169483104 $3,724 331,300 SH PUT SOLE 1 SOLE CHIPOTLE MEXICAN GRILL INC COM 169656105 $19,672 92,504 SH SOLE 1 SOLE CIT GROUP INC COM NEW 125581801 $7,827 166,169 SH SOLE 1 SOLE CITIGROUP INC COM 172967101 $44,514 9,410,986 SH SOLE 1 SOLE CLEARWIRE CORP NEW CL A 18538Q105 $11,845 2,300,007 SH SOLE 1 SOLE COLLECTIVE BRANDS INC COM 19421W100 $30,345 1,438,174 SH SOLE 1 SOLE COMCAST CORP NEW CL A 20030N101 $30,758 1,399,996 SH SOLE 1 SOLE COMMSCOPE INC COM 203372107 $6,281 201,196 SH SOLE 1 SOLE CONSOL ENERGY INC COM 20854P109 $7,311 150,000 SH SOLE 1 SOLE CONTINENTAL AIRLS INC NOTE 4.500% 1/1 210795PU8 $21,162 14,336,000 PRN SOLE 1 SOLE CONVIO INC COM 21257W105 $862 104,035 SH SOLE 1 SOLE COSTCO WHSL CORP NEW COM 22160K105 $21,302 295,000 SH SOLE 1 SOLE COVIDIEN PLC SHS G2554F105 $29,679 650,000 SH SOLE 1 SOLE CRIMSON EXPLORATION INC COM NEW 22662K207 $322 75,692 SH SOLE 1 SOLE CTPARTNERS EXECUTIVE SEARCH COM 22945C105 $473 30,000 SH SOLE 1 SOLE CUMMINS INC COM 231021106 $24,202 219,997 SH SOLE 1 SOLE DANAHER CORP DEL COM 235851102 $33,019 700,000 SH SOLE 1 SOLE DARDEN RESTAURANTS INC COM 237194105 $23,509 506,216 SH SOLE 1 SOLE DENDREON CORP COM 24823Q107 $12,222 350,000 SH SOLE 1 SOLE DENTSPLY INTL INC NEW COM 249030107 $20,502 600,000 SH SOLE 1 SOLE DEVELOPERS DIVERSIFIED RLTY NOTE 1.750%11/1 251591AX1 $15,916 15,000,000 PRN SOLE 1 SOLE DEX ONE CORP COM 25212W100 $5,596 750,200 SH SOLE 1 SOLE DIGITALGLOBE INC COM NEW 25389M877 $8,698 274,304 SH SOLE 1 SOLE DIRECTV COM CL A 25490A101 $2,196 55,000 SH SOLE 1 SOLE DIRECTV COM CL A 25490A101 $8,325 208,500 SH CALL SOLE 1 SOLE DIRECTV COM CL A 25490A101 $10,522 263,500 SH PUT SOLE 1 SOLE DISH NETWORK CORP CL A 25470M109 $9,830 500,000 SH CALL SOLE 1 SOLE DISH NETWORK CORP CL A 25470M109 $59,570 3,030,000 SH SOLE 1 SOLE DISNEY WALT CO COM DISNEY 254687106 $60,016 1,600,000 SH SOLE 1 SOLE DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 $49,623 1,050,000 SH SOLE 1 SOLE DOVER CORP COM 260003108 $51,426 879,833 SH SOLE 1 SOLE DYNEX CAP INC COM NEW 26817Q506 $2,234 204,620 SH SOLE 1 SOLE EATON CORP COM 278058102 $43,633 429,840 SH SOLE 1 SOLE ENDURANCE SPECIALTY HLDGS LT SHS G30397106 $15,224 330,456 SH SOLE 1 SOLE ENERGYSOLUTIONS INC COM 292756202 $679 121,921 SH SOLE 1 SOLE EXACT SCIENCES CORP COM 30063P105 $2,260 377,900 SH SOLE 1 SOLE EXCO RESOURCES INC COM 269279402 $37,007 1,905,600 SH SOLE 1 SOLE EXPEDIA INC DEL COM 30212P105 $15,054 600,000 SH CALL SOLE 1 SOLE EXPEDIA INC DEL COM 30212P105 $13,800 550,000 SH PUT SOLE 1 SOLE FINISH LINE INC CL A 317923100 $16,001 930,823 SH SOLE 1 SOLE FIRST HORIZON NATL CORP COM 320517105 $4,712 400,000 SH SOLE 1 SOLE FIRST NIAGARA FINL GP INC COM 33582V108 $6,253 447,300 SH SOLE 1 SOLE FLAGSTAR BANCORP INC COM NEW 337930507 $24,749 15,183,692 SH SOLE 1 SOLE FLEETCOR TECHNOLOGIES INC COM 339041105 $1,667 53,900 SH SOLE 1 SOLE FLUOR CORP NEW COM 343412102 $25,841 390,000 SH SOLE 1 SOLE FORD MTR CO DEL COM PAR $0.01 345370860 $9,235 550,000 SH SOLE 1 SOLE FXCM INC COM CL A 302693106 $4,010 302,635 SH SOLE 1 SOLE GAIN CAP HLDGS INC COM 36268W100 $1,863 202,500 SH SOLE 1 SOLE GAP INC DEL COM 364760108 $35,116 1,586,097 SH SOLE 1 SOLE GENERAL DYNAMICS CORP COM 369550108 $31,952 450,276 SH SOLE 1 SOLE GENERAL GROWTH PPTYS INC NEW COM 370023103 $1,548 100,000 SH SOLE 1 SOLE GENERAL MTRS CO COM 37045V100 $113,346 3,075,032 SH SOLE 1 SOLE GENMARK DIAGNOSTICS INC COM 372309104 $716 175,000 SH SOLE 1 SOLE GENZYME CORP COM 372917104 $25,240 354,500 SH CALL SOLE 1 SOLE GENZYME CORP COM 372917104 $10,324 145,000 SH SOLE 1 SOLE GILEAD SCIENCES INC COM 375558103 $34,791 960,004 SH SOLE 1 SOLE GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 $14,402 367,207 SH SOLE 1 SOLE GENERAL MTRS CO COM 37045V100 $25,802 700,000 SH CALL SOLE 1 SOLE GOOGLE INC CL A 38259P508 $64,334 108,312 SH SOLE 1 SOLE GRAND CANYON ED INC COM 38526M106 $1,267 64,654 SH SOLE 1 SOLE GREEN DOT CORP CL A 39304D102 $4,950 87,235 SH SOLE 1 SOLE HERITAGE FINL GROUP INC COM 42726X102 $684 55,103 SH SOLE 1 SOLE HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 $34,374 18,000,000 PRN SOLE 1 SOLE HONEYWELL INTL INC COM 438516106 $15,634 294,100 SH SOLE 1 SOLE HOSPIRA INC COM 441060100 $31,465 565,007 SH SOLE 1 SOLE HUBBELL INC CL B 443510201 $32,015 532,423 SH SOLE 1 SOLE HUNTINGTON BANCSHARES INC COM 446150104 $11,336 1,650,000 SH SOLE 1 SOLE IFM INVTS LTD ADS 45172L100 $720 144,029 SH SOLE 1 SOLE ILLUMINA INC COM 452327109 $39,932 630,435 SH SOLE 1 SOLE IMPAX LABORATORIES INC COM 45256B101 $5,369 266,998 SH SOLE 1 SOLE INTERMUNE INC COM 45884X103 $72,800 2,000,000 SH SOLE 1 SOLE INTERNATIONAL GAME TECHNOLOG NOTE 3.250% 5/0 459902AQ5 $6,390 5,500,000 PRN SOLE 1 SOLE INTERPUBLIC GROUP COS INC COM 460690100 $30,726 2,893,224 SH SOLE 1 SOLE INTERPUBLIC GROUP COS INC NOTE 4.250% 3/1 460690BA7 $14,293 12,841,000 PRN SOLE 1 SOLE INTRALINKS HLDGS INC COM 46118H104 $5,671 303,083 SH SOLE 1 SOLE INVESCO MORTGAGE CAPITAL INC COM 46131B100 $16,892 773,452 SH SOLE 1 SOLE ISOFTSTONE HLDGS LTD SPONSORED ADS 46489B108 $2,453 135,000 SH SOLE 1 SOLE JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 $7,131 354,405 SH SOLE 1 SOLE JETBLUE AIRWAYS CORP DBCV 6.750%10/1 477143AF8 $19,960 12,500,000 PRN SOLE 1 SOLE JO-ANN STORES INC COM 47758P307 $4,517 75,000 SH SOLE 1 SOLE JPMORGAN CHASE & CO COM 46625H100 $44,753 1,055,007 SH SOLE 1 SOLE K V PHARMACEUTICAL CO CL A 482740206 $638 250,000 SH SOLE 1 SOLE KBR INC COM 48242W106 $32,208 1,057,026 SH SOLE 1 SOLE KINETIC CONCEPTS INC COM NEW 49460W208 $22,726 542,647 SH SOLE 1 SOLE KING PHARMACEUTICALS INC COM 495582108 $63,225 4,500,000 SH SOLE 1 SOLE KODIAK OIL & GAS CORP COM 50015Q100 $1,980 300,000 SH SOLE 1 SOLE KRONOS WORLDWIDE INC COM 50105F105 $7,933 186,708 SH SOLE 1 SOLE L-1 IDENTITY SOLUTIONS INC COM 50212A106 $9,106 764,576 SH SOLE 1 SOLE LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 $22,234 1,409,875 SH SOLE 1 SOLE LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 $10,109 8,908,000 PRN SOLE 1 SOLE LINCOLN NATL CORP IND COM 534187109 $31,072 1,117,296 SH SOLE 1 SOLE LIVE NATION ENTERTAINMENT IN COM 538034109 $27,986 2,450,597 SH SOLE 1 SOLE LIZ CLAIBORNE INC COM 539320101 $30,685 4,285,627 SH SOLE 1 SOLE LPL INVT HLDGS INC COM 50213H100 $3,964 108,994 SH SOLE 1 SOLE LYONDELLBASELL INDUSTRIES N SHS-A N53745100 $3,079 89,500 SH SOLE 1 SOLE MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 $1,451 53,672 SH SOLE 1 SOLE MCAFEE INC COM 579064106 $101,882 2,200,000 SH SOLE 1 SOLE MCDONALDS CORP COM 580135101 $24,180 315,003 SH SOLE 1 SOLE MGIC INVT CORP WIS NOTE 5.000% 5/0 552848AD5 $21,471 18,555,000 PRN SOLE 1 SOLE MICROSOFT CORP COM 594918104 $1,490 53,400 SH SOLE 1 SOLE MITEL NETWORKS CORP COM 60671Q104 $205 37,152 SH SOLE 1 SOLE MONSANTO CO NEW COM 61166W101 $27,856 400,000 SH SOLE 1 SOLE MOSAIC CO COM 61945A107 $30,018 393,114 SH SOLE 1 SOLE MYLAN INC COM 628530107 $10,565 500,000 SH CALL SOLE 1 SOLE MYLAN INC COM 628530107 $30,956 1,465,003 SH SOLE 1 SOLE NATIONAL CINEMEDIA INC COM 635309107 $6,970 350,100 SH SOLE 1 SOLE NAVISTAR INTL CORP NEW COM 63934E108 $28,719 495,923 SH SOLE 1 SOLE NEWS CORP CL A 65248E104 $24,267 1,666,666 SH SOLE 1 SOLE NORANDA ALUM HLDG CORP COM 65542W107 $6,414 439,340 SH SOLE 1 SOLE NORTHEAST UTILS COM 664397106 $8,705 273,047 SH SOLE 1 SOLE NORTHWEST BANCSHARES INC MD COM 667340103 $8,244 700,000 SH SOLE 1 SOLE NOVELL INC COM 670006105 $17,760 3,000,005 SH SOLE 1 SOLE NXP SEMICONDUCTORS N V COM N6596X109 $5,841 279,094 SH SOLE 1 SOLE NEW YORK CMNTY BANCORP INC COM 649445103 $7,559 401,000 SH CALL SOLE 1 SOLE NEW YORK CMNTY BANCORP INC COM 649445103 $7,689 407,900 SH PUT SOLE 1 SOLE OFFICEMAX INC DEL COM 67622P101 $22,349 1,262,664 SH SOLE 1 SOLE OSHKOSH CORP COM 688239201 $7,753 220,003 SH SOLE 1 SOLE PARKER DRILLING CO NOTE 2.125% 7/1 701081AR2 $5,784 6,000,000 PRN SOLE 1 SOLE PENSKE AUTOMOTIVE GRP INC COM 70959W103 $15,730 902,998 SH SOLE 1 SOLE PEOPLES UNITED FINANCIAL INC COM 712704105 $28,397 2,026,900 SH SOLE 1 SOLE PERKINELMER INC COM 714046109 $12,910 500,004 SH SOLE 1 SOLE PETSMART INC COM 716768106 $27,798 698,099 SH SOLE 1 SOLE PILGRIMS PRIDE CORP NEW COM 72147K108 $709 100,000 SH SOLE 1 SOLE PNC FINL SVCS GROUP INC COM 693475105 $25,196 414,946 SH SOLE 1 SOLE POLO RALPH LAUREN CORP CL A 731572103 $29,257 263,767 SH SOLE 1 SOLE PRICELINE COM INC COM NEW 741503403 $19,978 50,000 SH SOLE 1 SOLE PRUDENTIAL FINL INC COM 744320102 $59,591 1,015,000 SH SOLE 1 SOLE QUICKSILVER RESOURCES INC COM 74837R104 $4,790 324,996 SH SOLE 1 SOLE QUIDEL CORP COM 74838J101 $11,407 789,394 SH SOLE 1 SOLE QUINSTREET INC COM 74874Q100 $9,979 519,477 SH SOLE 1 SOLE QWEST COMMUNICATIONS INTL IN COM 749121109 $33,093 4,348,600 SH SOLE 1 SOLE REGIONS FINANCIAL CORP NEW COM 7591EP100 $4,690 669,995 SH SOLE 1 SOLE REPUBLIC AWYS HLDGS INC COM 760276105 $6,885 940,627 SH SOLE 1 SOLE ROCHE HOLDINGS LTD SPONS ADR 771195104 $16,493 450,000 SH SOLE 1 SOLE ROCKWELL AUTOMATION INC COM 773903109 $14,342 200,000 SH SOLE 1 SOLE SEMILEDS CORP COM 816645105 $1,520 52,315 SH SOLE 1 SOLE SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 $51,259 1,702,385 SH SOLE 1 SOLE SEQUENOM INC COM NEW 817337405 $6,223 775,000 SH SOLE 1 SOLE SKY-MOBI LTD SPONSORED AD 83084G109 $532 99,657 SH SOLE 1 SOLE SMITHFIELD FOODS INC NOTE 4.000% 6/3 832248AR9 $11,668 10,000,000 PRN SOLE 1 SOLE SMURFIT-STONE CONTAINER CORP COM 83272A104 $1,527 59,666 SH SOLE 1 SOLE SPANSION INC COM CL A NEW 84649R200 $2,176 105,103 SH SOLE 1 SOLE SPDR GOLD TRUST GOLD SHS 78463V107 $4,162 30,000 SH CALL SOLE 1 SOLE SPDR GOLD TRUST GOLD SHS 78463V107 $6,936 50,000 SH PUT SOLE 1 SOLE SPDR SERIES TRUST S&P OILGAS EXP 78464A730 $6,594 125,000 SH PUT SOLE 1 SOLE SPDR S&P 500 ETF TR TR UNIT 78462F103 $629 5,000 SH SOLE 1 SOLE SPDR S&P 500 ETF TR TR UNIT 78462F103 $10,060 80,000 SH PUT SOLE 1 SOLE SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 $41,620 2,000,003 SH SOLE 1 SOLE SPS COMM INC COM 78463M107 $703 44,500 SH SOLE 1 SOLE STARBUCKS CORP COM 855244109 $38,556 1,200,009 SH SOLE 1 SOLE STARWOOD PPTY TR INC COM 85571B105 $4,313 200,776 SH SOLE 1 SOLE SUNTRUST BKS INC COM 867914103 $5,902 200,000 SH CALL SOLE 1 SOLE SUNTRUST BKS INC COM 867914103 $5,843 198,000 SH PUT SOLE 1 SOLE SUPERVALU INC COM 868536103 $26,697 2,772,279 SH SOLE 1 SOLE SYNIVERSE HLDGS INC COM 87163F106 $12,340 400,000 SH SOLE 1 SOLE SYNTEL INC COM 87162H103 $6,170 129,087 SH SOLE 1 SOLE TALECRIS BIOTHERAPEUTICS HLD COM 874227101 $11,650 500,000 SH SOLE 1 SOLE TARGA RES CORP COM 87612G101 $3,452 128,746 SH SOLE 1 SOLE TARGET CORP COM 87612E106 $50,810 845,000 SH SOLE 1 SOLE TARGET CORP COM 87612E106 $9,020 150,000 SH CALL SOLE 1 SOLE TD AMERITRADE HLDG CORP COM 87236Y108 $3,798 200,000 SH SOLE 1 SOLE TENNECO INC COM 880349105 $15,501 376,595 SH SOLE 1 SOLE TEXTRON INC NOTE 4.500% 5/0 883203BN0 $19,976 10,500,000 PRN SOLE 1 SOLE TJX COS INC NEW COM 872540109 $14,981 337,496 SH SOLE 1 SOLE TRANSDIGM GROUP INC COM 893641100 $46,797 649,872 SH SOLE 1 SOLE TWO HBRS INVT CORP COM 90187B101 $643 65,636 SH SOLE 1 SOLE UNITED STATES STL CORP NEW COM 912909108 $21,230 363,400 SH SOLE 1 SOLE UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 $9,760 5,000,000 PRN SOLE 1 SOLE US BANCORP DEL COM NEW 902973304 $2,697 100,000 SH PUT SOLE 1 SOLE VALEANT PHARMACEUTICALS INTL COM 91911K102 $26,972 953,400 SH SOLE 1 SOLE VERA BRADLEY INC COM 92335C106 $1,716 52,013 SH SOLE 1 SOLE VIACOM INC NEW CL B 92553P201 $41,591 1,050,004 SH SOLE 1 SOLE VISTEON CORP COM NEW 92839U206 $1,136 15,298 SH SOLE 1 SOLE WALGREEN CO COM 931422109 $974 25,000 SH CALL SOLE 1 SOLE WALGREEN CO COM 931422109 $545 14,000 SH PUT SOLE 1 SOLE WALKER & DUNLOP INC COM 93148P102 $4,339 430,000 SH SOLE 1 SOLE WATERS CORP COM 941848103 $28,636 368,497 SH SOLE 1 SOLE WEBSTER FINL CORP CONN COM 947890109 $1,970 100,000 SH SOLE 1 SOLE WELLS FARGO & CO NEW COM 949746101 $35,483 1,144,996 SH SOLE 1 SOLE WESCO INTL INC COM 95082P105 $30,952 586,221 SH SOLE 1 SOLE WILLIAMS SONOMA INC COM 969904101 $20,148 564,538 SH SOLE 1 SOLE WILMINGTON TRUST CORP COM 971807102 $7,090 1,633,555 SH SOLE 1 SOLE XUEDA ED GROUP SPONSORED ADR 98418W109 $6,234 553,117 SH SOLE 1 SOLE YUM BRANDS INC COM 988498101 $19,620 400,000 SH PUT SOLE 1 SOLE ZIONS BANCORPORATION COM 989701107 $3,635 150,000 SH CALL SOLE 1 SOLE ZIONS BANCORPORATION COM 989701107 $18,593 767,348 SH SOLE 1 SOLE