0001398344-11-002583.txt : 20111110 0001398344-11-002583.hdr.sgml : 20111110 20111110084709 ACCESSION NUMBER: 0001398344-11-002583 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111110 DATE AS OF CHANGE: 20111110 EFFECTIVENESS DATE: 20111110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001028074 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10629 FILM NUMBER: 111193345 BUSINESS ADDRESS: STREET 1: 4 EMBARCADERO CENTER STREET 2: SUITE 550 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-955-8122 MAIL ADDRESS: STREET 1: 4 EMBARCADERO CENTER STREET 2: SUITE 550 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC/CA DATE OF NAME CHANGE: 19961204 13F-HR 1 fp0003706_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Matthews International Capital Management, LLC Address: Four Embarcadero Center, Suite 550 San Francisco, CA 94111 Form 13F File Number: 028-10629 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Manoj K. Pombra Title: Chief Compliance Officer Phone: 415/955-8122 Signature, Place, and Date of Signing: /s/ Manoj K. Pombra San Francisco, CA 11/10/11 ------------------- ----------------- -------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 32 ----------- Form 13F Information Table Value Total: $ 1,275,063 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ ---------------- --------- ----------- -------------------- ---------- -------- --------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- ----------- ----------- --- ---- ---------- -------- --------- ------ ---- 21VIANET GROUP INC SPONSORED ADR 90138A103 2,275 229,301 SH Sole 229,301 BAIDU INC SPON ADR REP A 056752108 88,529 828,070 SH Sole 828,070 CHINA KANGHUI HLDGS SPONSORED ADR 16890V100 8,403 430,900 SH Sole 430,900 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 6,445 181,500 SH Sole 181,500 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 4,644 339,200 SH Sole 339,200 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 242,141 4,971,080 SH Sole 4,971,080 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 521 5,440 SH Sole 5,440 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 95,085 2,881,370 SH Sole 2,881,370 CNOOC LTD SPONSORED ADR 126132109 729 4,550 SH Sole 4,550 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 3,260 52,000 SH Sole 52,000 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 122,397 3,806,481 SH Sole 3,806,481 E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 1,580 319,900 SH Sole 319,900 HDFC BANK LTD ADR REPS 3 SHS 40415F101 24,904 854,335 SH Sole 854,335 HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 19,910 772,600 SH Sole 772,600 HSBC HLDGS PLC SPON ADR NEW 404280406 151,092 3,971,928 SH Sole 3,971,928 ICICI BK LTD ADR 45104G104 6,190 178,283 SH Sole 178,283 INFOSYS LTD SPONSORED ADR 456788108 25,483 498,990 SH Sole 498,990 KT CORP SPONSORED ADR 48268K101 36,173 2,447,450 SH Sole 2,447,450 MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 1,036 46,900 SH Sole 46,900 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 22,994 973,918 SH Sole 973,918 NETEASE COM INC SPONSORED ADR 64110W102 36,761 963,350 SH Sole 963,350 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 91,804 3,996,700 SH Sole 3,996,700 POSCO SPONSORED ADR 693483109 4,196 55,200 SH Sole 55,200 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 85,959 2,599,314 SH Sole 2,599,314 SINA CORP ORD G81477104 25,568 357,050 SH Sole 357,050 SK TELECOM LTD SPONSORED ADR 78440P108 41,863 2,975,341 SH Sole 2,975,341 SPREADTRUM COMMUNICATIONS IN ADR 849415203 9,594 534,500 SH Sole 534,500 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 107,016 9,362,741 SH Sole 9,362,741 TAL ED GROUP ADR REPSTG COM 874080104 3,383 354,962 SH Sole 354,962 TAOMEE HLDGS LTD SPONSORED ADR 87600Y106 860 146,200 SH Sole 146,200 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 2,450 135,000 SH Sole 135,000 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 1,818 156,200 SH Sole 156,200