0000919574-11-006030.txt : 20111114 0000919574-11-006030.hdr.sgml : 20111111 20111114090948 ACCESSION NUMBER: 0000919574-11-006030 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JACOBS ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0001351063 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11647 FILM NUMBER: 111198174 BUSINESS ADDRESS: STREET 1: 11 EAST 26TH STREET, SUITE 1900 CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-271-5126 MAIL ADDRESS: STREET 1: 11 EAST 26TH STREET, SUITE 1900 CITY: NEW YORK STATE: NY ZIP: 10010 13F-HR 1 d1239895_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment: |_|; Amendment Number: This Amendment (Check only one): |__| is a restatement |__| adds new holding entries. Institutional Manager Filing this Report: Name: Jacobs Asset Management, L.L.C. Address: 11 East 26th Street Suite 1900 New York, NY 10010 13F File Number: 028-11647 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sy Jacobs Title: Managing Member Phone: (212) 271-5526 Signature, Place and Date of Signing: /s/ Sy Jacobs New York, NY November 14, 2011 ---------------- --------------------- --------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 81 Form 13F Information Table Value Total: $ 448,269 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-11646 JAM Partners, LP FORM 13F INFORMATION TABLE September 30, 2011 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ABINGTON BANCORP INC COM 00350L109 2,523 350,369 SH DEFINED 1 350,369 AERCAP HOLDINGS NV SHS N00985106 10,813 1,090,000 SH DEFINED 1 1,090,000 AERCAP HOLDINGS NV SHS N00985106 2,319 233,819 SH SOLE NONE 233,819 AMERIS BANCORP COM 03076K108 2,167 248,768 SH DEFINED 1 248,768 AMERIS BANCORP COM 03076K108 2,039 234,094 SH SOLE NONE 234,094 BANK COMM HLDGS COM 06424J103 1,946 598,876 SH DEFINED 1 598,876 BANK COMM HLDGS COM 06424J103 2,671 821,940 SH SOLE NONE 821,940 BANNER CORP COM 06652V208 1,416 110,748 SH DEFINED 1 110,748 BANNER CORP COM 06652V208 558 43,652 SH SOLE NONE 43,652 BERKSHIRE HILLS BANCORP INC COM 084680107 7,070 382,766 SH DEFINED 1 382,766 BERKSHIRE HILLS BANCORP INC COM 084680107 3,806 206,060 SH SOLE NONE 206,060 BEACON FED BANCORP INC COM 073582108 3,666 275,604 SH DEFINED 1 275,604 BEACON FED BANCORP INC COM 073582108 1,397 105,000 SH SOLE NONE 105,000 CAPE BANCORP INC COM 139209100 6,198 876,658 SH DEFINED 1 876,658 CAPE BANCORP INC COM 139209100 1,738 245,866 SH SOLE NONE 245,866 CASH AMER INTL INC COM 14754D100 12,082 236,164 SH DEFINED 1 236,164 CATHAY GENERAL BANCORP COM 149150104 7,858 690,500 SH DEFINED 1 690,500 CENTER BANCORP INC COM 151408101 4,825 500,000 SH DEFINED 1 500,000 CENTURY BANCORP INC MASS CL A NON VTG 156432106 4,953 213,299 SH DEFINED 1 213,299 CHARTER FINL CORP WEST PT GA COM 16122M100 5,754 613,463 SH DEFINED 1 613,463 CHARTER FINL CORP WEST PT GA COM 16122M100 7,766 827,960 SH SOLE NONE 827,960 CITIZENS REPUBLIC BANCORP IN COM NEW 174420307 5,190 750,000 SH DEFINED 1 750,000 FNB CORP PA COM 302520101 8,923 1,041,145 SH DEFINED 1 1,041,145 FNB CORP PA COM 302520101 5,403 630,435 SH SOLE NONE 630,435 FIRST FINL BANCORP OH COM 320209109 7,373 534,302 SH DEFINED 1 534,302 FIRST FINL BANCORP OH COM 320209109 8,980 650,743 SH SOLE NONE 650,743 FIRSTMERIT CORP COM 337915102 4,261 375,083 SH DEFINED 1 375,083 FIRSTMERIT CORP COM 337915102 2,027 178,417 SH SOLE NONE 178,417 HERITAGE FINL CORP WASH COM 42722X106 2,429 220,000 SH DEFINED 1 220,000 HERITAGE FINL GROUP INC COM 42726X102 2,675 257,450 SH DEFINED 1 257,450 HERITAGE FINL GROUP INC COM 42726X102 6,362 612,332 SH SOLE NONE 612,332 HF FINL CORP COM 404172108 3,821 454,893 SH DEFINED 1 454,893 HF FINL CORP COM 404172108 1,475 175,554 SH SOLE NONE 175,554 HOME BANCORP INC COM 43689E107 4,308 297,518 SH DEFINED 1 297,518 HOME BANCORP INC COM 43689E107 2,523 174,238 SH SOLE NONE 174,238 HOME FED BANCORP INC MD COM 43710G105 2,978 380,789 SH DEFINED 1 380,789 JPMORGAN CHASE & CO COM 46625H100 23,720 787,500 SH DEFINED 1 787,500 JPMORGAN CHASE & CO COM 46625H100 5,283 175,400 SH SOLE NONE 175,400 KAISER FED FINL GROUP INC COM 483056107 4,312 365,714 SH DEFINED 1 365,714 KBW INC COM 482423100 3,063 222,084 SH DEFINED 1 222,084 KBW INC COM 482423100 1,212 87,916 SH SOLE NONE 87,916 LAKE SHORE BANCORP INC COM 510700107 1,931 201,382 SH DEFINED 1 201,382 LOEWS CORP COM 540424108 10,365 300,000 SH DEFINED 1 300,000 LOUISANA BANCORP INC NEW COM 54619P104 2,065 130,418 SH DEFINED 1 130,418 LOUISANA BANCORP INC NEW COM 54619P104 1,760 111,188 SH SOLE NONE 111,188 MAINSOURCE FINANCIAL GP INC COM 56062Y102 692 79,392 SH SOLE NONE 79,392 MIDSOUTH BANCORP INC COM 598039105 4,057 377,361 SH DEFINED 1 377,361 MIDSOUTH BANCORP INC COM 598039105 2,641 245,690 SH SOLE NONE 245,690 NORTH VALLEY BANCORP COM NEW 66304M204 5,890 629,953 SH SOLE NONE 629,953 NORTHEAST CMNTY BANCORP INC COM 664112109 3,395 562,958 SH DEFINED 1 562,958 NORTHWEST BANCSHARES INC MD COM 667340103 2,382 200,000 SH DEFINED 1 200,000 OCEANFIRST FINL CORP COM 675234108 2,341 200,600 SH DEFINED 1 200,600 OCEANFIRST FINL CORP COM 675234108 1,262 108,100 SH SOLE NONE 108,100 OCWEN FINL CORP COM NEW 675746309 13,540 1,025,000 SH DEFINED 1 1,025,000 OLD NATL BANCORP IND COM 680033107 14,508 1,556,668 SH DEFINED 1 1,556,668 OLD NATL BANCORP IND COM 680033107 9,357 1,003,988 SH SOLE NONE 1,003,988 ONEIDA FINL CORP MD COM 682479100 3,225 360,700 SH SOLE NONE 360,700 ORIENTAL FINL GROUP INC COM 68618W100 21,936 2,268,489 SH DEFINED 1 2,268,489 ORIENTAL FINL GROUP INC COM 68618W100 12,665 1,309,755 SH SOLE NONE 1,309,755 PENNYMAC MTG INVT TR COM 70931T103 19,676 1,237,500 SH DEFINED 1 1,237,500 PLATINUM UNDERWRITER HLDGS L COM G7127P100 4,040 131,381 SH DEFINED 1 131,381 POPULAR INC COM 733174106 2,025 1,350,000 SH DEFINED 1 1,350,000 PROVIDENT FINL HLDGS INC COM 743868101 8,305 950,263 SH DEFINED 1 950,263 PROVIDENT FINL HLDGS INC COM 743868101 1,061 121,343 SH SOLE NONE 121,343 RIVERVIEW BANCORP INC COM 769397100 2,720 1,133,508 SH SOLE NONE 1,133,508 S & T BANCORP INC COM 783859101 7,016 434,170 SH DEFINED 1 434,170 S & T BANCORP INC COM 783859101 4,917 304,262 SH SOLE NONE 304,262 STATE BK FINL CORP COM 856190103 3,093 245,050 SH DEFINED 1 245,050 STATE BK FINL CORP COM 856190103 4,734 375,144 SH SOLE NONE 375,144 STERLING BANCORP COM 859158107 3,496 481,588 SH DEFINED 1 481,588 STERLING BANCORP COM 859158107 2,198 302,753 SH SOLE NONE 302,753 TECHE HLDG CO COM 878330109 1,040 35,265 SH SOLE NONE 35,265 TRUSTCO BK CORP N Y COM 898349105 6,690 1,500,000 SH DEFINED 1 1,500,000 WALKER & DUNLOP INC COM 93148P102 4,358 375,000 SH DEFINED 1 375,000 WASHINGTON BKG CO OAK HBR WA COM 937303105 5,252 539,782 SH DEFINED 1 539,782 WASHINGTON BKG CO OAK HBR WA COM 937303105 7,488 769,534 SH SOLE NONE 769,534 WELLS FARGO & CO NEW COM 949746101 13,869 575,000 SH DEFINED 1 575,000 WESTAMERICA BANCORPORATION COM 957090103 593 15,482 SH DEFINED 1 15,482 WHITE MTNS INS GROUP LTD COM G9618E107 21,505 53,000 SH DEFINED 1 53,000 WILLIS LEASE FINANCE CORP COM 970646105 6,717 594,934 SH DEFINED 1 594,934 WILLIS LEASE FINANCE CORP COM 970646105 3,581 317,227 SH SOLE NONE 317,227 SK 01252 0001 1239895