0001085146-11-001272.txt : 20111114 0001085146-11-001272.hdr.sgml : 20111111 20111114163558 ACCESSION NUMBER: 0001085146-11-001272 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VONTOBEL ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0000928633 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04490 FILM NUMBER: 111203318 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 vont3q2011.txt VONTOBEL ASSET MANAGEMENT INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Vontobel Asset Management, Inc. Address: 1540 Broadway 38th Floor New York, NY 10036 13F File Number: 028-04490 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph Mastoloni Title: First Vice President/Chief Compliance Officer Phone: 212-415-7051 Signature, Place, and Date of Signing: /s/ Joseph Mastoloni New York, NY November 14, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 75 Form 13F Information Table Value Total: $4,708,445 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 9925 185547 SH SOLE 185547 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 10280 195897 SH SOLE 195897 0 0 ALTRIA GROUP INC COM 02209S103 14430 528001 SH SOLE 528001 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 90470 3596270 SH SOLE 3596270 0 0 APPLE INC COM 037833100 30480 75820 SH SOLE 75820 0 0 BAIDU INC SPON ADR REP A 056752108 348520 2552201 SH SOLE 2552201 0 0 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 24760 303100 SH SOLE 303100 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 130040 2158401 SH SOLE 2158401 0 0 BECTON DICKINSON & CO COM 075887109 17665 227138 SH SOLE 227138 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 18130 155 SH SOLE 155 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 10320 134416 SH SOLE 134416 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 18140 196632 SH SOLE 196632 0 0 CANADIAN NAT RES LTD COM 136385101 4090 115726 SH SOLE 115726 0 0 CHUBB CORP COM 171232101 13315 198574 SH SOLE 198574 0 0 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 34240 1018109 SH SOLE 1018109 0 0 CME GROUP INC COM 12572Q105 14220 52002 SH SOLE 52002 0 0 COCA COLA CO COM 191216100 50030 737109 SH SOLE 737109 0 0 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 59835 695539 SH SOLE 695539 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 16975 235624 SH SOLE 235624 0 0 COMCAST CORP NEW CL A SPL 20030N200 17820 778048 SH SOLE 778048 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 415045 12746612 SH SOLE 12746612 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 235260 14152243 SH SOLE 14152243 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 24335 594594 SH SOLE 594594 0 0 CORE LABORATORIES N V COM N22717107 127890 1196841 SH SOLE 1196841 0 0 COVIDIEN PLC SHS G2554F113 137655 2973162 SH SOLE 2973162 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 116385 4581013 SH SOLE 4581013 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 12825 154720 SH SOLE 154720 0 0 DISNEY WALT CO COM DISNEY 254687106 17915 513647 SH SOLE 513647 0 0 ECOPETROL S A SPONSORED ADS 279158109 137290 3264303 SH SOLE 3264303 0 0 EXXON MOBIL CORP COM 30231G102 12540 160610 SH SOLE 160610 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 122195 1899401 SH SOLE 1899401 0 0 GOOGLE INC CL A 38259P508 28850 48896 SH SOLE 48896 0 0 GRAINGER W W INC COM 384802104 126435 73804 SH SOLE 73804 0 0 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 714320 3409102 SH SOLE 3409102 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 235775 7506684 SH SOLE 7506684 0 0 ICICI BK LTD ADR 45104G104 35165 953400 SH SOLE 953400 0 0 INFOSYS LTD SPONSORED ADR 456788108 29490 503367 SH SOLE 503367 0 0 INTEL CORP COM 458140100 14295 586584 SH SOLE 586584 0 0 INTERCONTINENTALEXCHANGE INC COM 45865V100 12750 98894 SH SOLE 98894 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 15220 83032 SH SOLE 83032 0 0 ISHARES INC MSCI TAIWAN 464286731 1160 89600 SH SOLE 89600 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 235405 12631688 SH SOLE 12631688 0 0 JOHNSON & JOHNSON COM 478160104 10040 155880 SH SOLE 155880 0 0 JPM (COLGATE PALMOLIVE LTD) P- NOTE 48125D449 12745 623418 SH SOLE 623418 0 0 JPM (HDFC BANK) P- NOTE 48122W119 2215 221500 SH SOLE 221500 0 0 JPM (HDFC LTD) P- NOTE 48125D183 129490 9214563 SH SOLE 9214563 0 0 JPM (HINDUSTAN UNILEVER LTD) P- NOTE 48125D456 46560 6073900 SH SOLE 6073900 0 0 JPM (NESTLE INDIA LTD) P- NOTE 48124F395 23780 276016 SH SOLE 276016 0 0 JPM (NTPC LTD) P- NOTE 48124F809 6585 1800989 SH SOLE 1800989 0 0 JPM(INDRAPRASTHA GAS LTD) P- NOTE 48124F791 3335 392393 SH SOLE 392393 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 9940 118564 SH SOLE 118564 0 0 MARKEL CORP COM 570535104 12715 32894 SH SOLE 32894 0 0 MASTERCARD INC CL A 57636Q104 20345 58983 SH SOLE 58983 0 0 MCDONALDS CORP COM 580135101 38550 418622 SH SOLE 418622 0 0 MECHEL OAO SPONSORED ADR 583840103 590 45000 SH SOLE 45000 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 800 56000 SH SOLE 56000 0 0 NESTLE S A SPONSORED ADR 641069406 12650 218976 SH SOLE 218976 0 0 NETEASE COM INC SPONSORED ADR 64110W102 105245 2292667 SH SOLE 2292667 0 0 OIL CO LUKOIL SPONSORED ADR 677862104 6765 117200 SH SOLE 117200 0 0 OMNICOM GROUP INC COM 681919106 6305 141761 SH SOLE 141761 0 0 PEPSICO INC COM 713448108 15620 248148 SH SOLE 248148 0 0 PHILIP MORRIS INTL INC COM 718172109 313840 4551380 SH SOLE 4551380 0 0 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 10095 181700 SH SOLE 181700 0 0 PRAXAIR INC COM 74005P104 18605 183813 SH SOLE 183813 0 0 PROCTER & GAMBLE CO COM 742718109 12670 198034 SH SOLE 198034 0 0 PROGRESSIVE CORP OHIO COM 743315103 12455 655184 SH SOLE 655184 0 0 REPUBLIC SVCS INC COM 760759100 10310 362202 SH SOLE 362202 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 46985 3722916 SH SOLE 3722916 0 0 US BANCORP DEL COM NEW 902973304 12540 489938 SH SOLE 489938 0 0 VIMPELCOM LTD SPONSORED ADR 92719A106 495 45000 SH SOLE 45000 0 0 VISA INC COM CL A 92826C839 18145 195743 SH SOLE 195743 0 0 WAL MART STORES INC COM 931142103 20225 359119 SH SOLE 359119 0 0 WALGREEN CO COM 931422109 11895 358309 SH SOLE 358309 0 0 WAL-MART DE MEX SAB DE CV ADR 93114W107 340 13200 SH SOLE 13200 0 0 WILEY JOHN & SONS INC CL A 968223206 13685 288854 SH SOLE 288854 0 0