0001164691-11-000067.txt : 20111121 0001164691-11-000067.hdr.sgml : 20111121 20111118171944 ACCESSION NUMBER: 0001164691-11-000067 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20111118 DATE AS OF CHANGE: 20111118 EFFECTIVENESS DATE: 20111118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alyeska Investment Group, L.P. CENTRAL INDEX KEY: 0001453072 IRS NUMBER: 261919051 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13284 FILM NUMBER: 111216876 BUSINESS ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-899-7902 MAIL ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR/A 1 alsk13fhra206302011.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended June 30, 2011 Check here if Amendment [X]; Amendment Number: 2 This Amendment (Check only one.) [ ] is a restatement. [X] adds new holding entries. THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON 8/15/2011 WITH AN AMMENDMENT ON 9/6/2011 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT HAS EXPIRED. Institutional Investment Manager Filing this Report: Name: Alyeska Investment Group, L.P. Address: 77 West Wacker Drive 7th Floor Chicago, IL 60601 Form 13F File Number: 028-13284 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jason Bragg Title: CFO Phone: (312) 899-7902 Signature, Place, and Date of Signing: /s/ Jason Bragg Chicago, IL November 18, 2011 ----------------------------- ----------------- ------------------ [Signature] [City, State] [Date] Report type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 List of 13(f) Securities used for this report: Second quarter 2011 Form 13F Information Table Entry Total: 250 Form 13F Information Table Value Total: $5,311,011 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ---- 1 028-13417 Alyeska Master Fund, L.P. FORM 13F INFORMATION TABLE

Column Column Column Column Column Column Column Column 1 2 3 4 5 6 7 8 ------------------- --------- --------- ------- --------------------------- ------ ------- ------------- NAME TITLE SH OF OF VALUE OR PRN SH/ PUT/ INVST OTR VTNG ISSUER CLS CUSIP x$1000 AMT PRN CALL DSCRTN MGR AUTHORITY ------------------- --------- --------- ------- ------ ------ ---- ------ ------ --------- A123 SYS INC COM 03739T108 $4,103 771,226 SH SOLE 1 SOLE ACTIVE NETWORK INC COM 00506D100 $4,400 249,999 SH SOLE 1 SOLE ADECOAGRO S A COM L00849106 $1,162 104,083 SH SOLE 1 SOLE AEROFLEX HLDG CORP COM 007767106 $9,036 497,873 SH SOLE 1 SOLE AETNA INC NEW COM 00817Y108 $37,477 850,004 SH SOLE 1 SOLE AGCO CORP COM 001084102 $50,532 1,023,753 SH SOLE 1 SOLE AK STL HLDG CORP COM 001547108 $15,760 1,000,000 SH SOLE 1 SOLE AK STL HLDG CORP COM 001547108 $2,131 135,200 SH CALL SOLE 1 SOLE ALEXION PHARMACEUTICALS INC COM 015351109 $23,386 497,249 SH SOLE 1 SOLE ALLEGHENY TECHNOLOGIES INC COM 01741R102 $9,521 150,000 SH SOLE 1 SOLE ALLERGAN INC COM 018490102 $31,793 381,903 SH SOLE 1 SOLE ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 $24,300 1,251,267 SH SOLE 1 SOLE AMERICAN ASSETS TR INC COM 024013104 $10,914 486,163 SH SOLE 1 SOLE AMERICAN CAP LTD COM 02503Y103 $7,346 739,787 SH SOLE 1 SOLE AMERICAN CAPITAL AGENCY CORP COM 02503X105 $139,114 4,778,895 SH SOLE 1 SOLE AMR CORP COM 001765106 $729 135,000 SH SOLE 1 SOLE AMR CORP COM 001765106 $10,374 1,921,200 SH CALL SOLE 1 SOLE AMR CORP COM 001765106 $1,080 200,000 SH PUT SOLE 1 SOLE AMYLIN PHARMACEUTICALS INC COM 032346108 $3,973 297,362 SH SOLE 1 SOLE ANTHERA PHARMACEUTICALS INC COM 03674U102 $4,085 500,004 SH SOLE 1 SOLE AON CORP COM 037389103 $19,591 381,898 SH SOLE 1 SOLE ARCHER DANIELS MIDLAND CO COM 039483102 $1,085 36,000 SH SOLE 1 SOLE ARIAD PHARMACEUTICALS INC COM 04033A100 $12,115 1,069,286 SH SOLE 1 SOLE ARMOUR RESIDENTIAL REIT INC COM 042315101 $2,701 367,470 SH SOLE 1 SOLE ARVINMERITOR INC FRNT 4.625% 3/0 043353AF8 $20,744 19,045,000 PRN SOLE 1 SOLE AUTOZONE INC COM 053332102 $26,124 88,600 SH SOLE 1 SOLE AVEO PHARMACEUTICALS INC-RS COM 053588109 $4,567 221,587 SH SOLE 1 SOLE AVEO PHARMACEUTICALS INC COM 053588109 $11,424 554,285 SH SOLE 1 SOLE AVIS BUDGET GROUP NOTE 3.500%10/0 053774AB1 $27,712 21,700,000 PRN SOLE 1 SOLE BANK OF AMERICA CORPORATION COM 060505104 $27,948 2,550,000 SH CALL SOLE 1 SOLE BANK OF AMERICA CORPORATION COM 060505104 $4,932 450,000 SH PUT SOLE 1 SOLE BANK OF AMERICA CORPORATION COM 060505104 $71,235 6,499,528 SH SOLE 1 SOLE BARNES & NOBLE INC COM 067774109 $23,089 1,392,600 SH SOLE 1 SOLE BB&T CORP COM 054937107 $34,677 1,291,989 SH SOLE 1 SOLE BED BATH & BEYOND INC COM 075896100 $46,696 800,000 SH SOLE 1 SOLE BEST BUY INC COM 086516101 $30,000 955,106 SH SOLE 1 SOLE BIOGEN IDEC INC COM 09062X103 $32,076 299,996 SH SOLE 1 SOLE BJS WHOLESALE CLUB INC COM 05548J106 $60,420 1,200,000 SH SOLE 1 SOLE BLACKROCK INC COM 09247X101 $49,295 257,000 SH SOLE 1 SOLE BOEING CO COM 097023105 $1,331 18,000 SH SOLE 1 SOLE BORGWARNER INC COM 099724106 $10,817 133,894 SH SOLE 1 SOLE BUCYRUS INTL INC NEW COM 118759109 $28,154 307,157 SH SOLE 1 SOLE CALIFORNIA PIZZA KITCHEN INC COM 13054D109 $4,433 240,003 SH SOLE 1 SOLE CARNIVAL CORP PAIRED CTF 143658300 $13,171 350,000 SH SOLE 1 SOLE CATHAY GENERAL BANCORP COM 149150104 $10,500 640,614 SH SOLE 1 SOLE CEPHALON INC COM 156708109 $55,888 699,480 SH SOLE 1 SOLE CEMEX SAB DE CV SPON ADR NEW 151290889 $7,155 832,000 SH PUT SOLE 1 SOLE CENTURYLINK INC COM 156700106 $16,172 400,000 SH SOLE 1 SOLE CENTURYLINK INC COM 156700106 $9,465 234,100 SH PUT SOLE 1 SOLE CF INDS HLDGS INC COM 125269100 $101,379 715,597 SH SOLE 1 SOLE CHUBB CORP COM 171232101 $15,026 240,000 SH SOLE 1 SOLE CIT GROUP INC COM NEW 125581801 $15,861 358,366 SH SOLE 1 SOLE CITIGROUP INC COM NEW 172967424 $33,312 800,000 SH CALL SOLE 1 SOLE CITIGROUP INC COM NEW 172967424 $90,966 2,184,575 SH SOLE 1 SOLE CLEARWIRE CORP NEW CL A 18538Q105 $30,996 8,200,000 SH SOLE 1 SOLE COACH INC COM 189754104 $44,751 700,000 SH SOLE 1 SOLE COLLECTIVE BRANDS INC COM 19421W100 $20,103 1,368,484 SH SOLE 1 SOLE COLONY FINL INC COM 19624R106 $834 46,156 SH SOLE 1 SOLE COMCAST CORP NEW CL A 20030N101 $54,228 2,140,003 SH SOLE 1 SOLE CONSOL ENERGY INC COM 20854P109 $49,071 1,012,197 SH SOLE 1 SOLE CONSTELLATION ENERGY GROUP I COM 210371100 $18,980 499,997 SH SOLE 1 SOLE CONTINENTAL AIRLS INC NOTE 4.500% 1/1 210795PU8 $25,246 17,816,000 PRN SOLE 1 SOLE CONVIO INC COM 21257W105 $1,081 100,035 SH SOLE 1 SOLE CORNERSTONE ONDEMAND INC COM 21925Y103 $2,101 119,053 SH SOLE 1 SOLE COSTCO WHSL CORP NEW COM 22160K105 $35,971 442,773 SH SOLE 1 SOLE COVANCE INC COM 222816100 $17,400 293,082 SH SOLE 1 SOLE CUMMINS INC COM 231021106 $51,228 495,000 SH SOLE 1 SOLE CVS CAREMARK CORPORATION COM 126650100 $13,153 350,000 SH CALL SOLE 1 SOLE D R HORTON INC N OTE 2.000% 5/1 23331ABB4 $7,231 6,500,000 PRN SOLE 1 SOLE DELTA AIR LINES INC DEL COM NEW 247361702 $61,716 6,730,200 SH CALL SOLE 1 SOLE DELTA AIR LINES INC DEL COM NEW 247361702 $92,617 10,100,000 SH SOLE 1 SOLE DEMAND MEDIA INC COM 24802N109 $1,162 85,743 SH SOLE 1 SOLE DEVELOPERS DIVERSIFIED RLTY NOTE 1.750%11/1 251591AX1 $25,214 24,000,000 PRN SOLE 1 SOLE DEX ONE CORP COM 25212W100 $4,803 1,898,477 SH SOLE 1 SOLE DIRECTV COM CL A 25490A101 $7,623 150,000 SH PUT SOLE 1 SOLE DISCOVER FINL SVCS COM 254709108 $25,413 950,000 SH SOLE 1 SOLE DISH NETWORK CORP CL A 25470M109 $68,053 2,218,885 SH SOLE 1 SOLE DISH NETWORK CORP CL A 25470M109 $20,583 671,100 SH CALL SOLE 1 SOLE DISNEY WALT CO COM DISNEY 254687106 $39,040 1,000,000 SH SOLE 1 SOLE DOVER CORP COM 260003108 $47,460 700,000 SH SOLE 1 SOLE EATON CORP COM 278058102 $56,595 1,100,000 SH SOLE 1 SOLE ECHOSTAR CORP CL A 278768106 $17,114 469,783 SH SOLE 1 SOLE ELLIE MAE INC COM 28849P100 $574 100,000 SH SOLE 1 SOLE ELSTER GROUP SE SPONSORED ADR 290348101 $5,422 331,002 SH SOLE 1 SOLE EMBRAER S A SP ADR REP 4 CM 29082A107 $24,217 786,764 SH SOLE 1 SOLE EMERSON ELEC CO COM 291011104 $73,056 1,298,782 SH SOLE 1 SOLE ENDO PHARMACEUTICALS HLDGS I COM 29264F205 $26,110 649,997 SH SOLE 1 SOLE ENDOCYTE INC COM 29269A102 $8,720 608,941 SH SOLE 1 SOLE EXACT SCIENCES CORP COM 30063P105 $3,250 377,900 SH SOLE 1 SOLE EXCEL TR INC COM 30068C109 $1,110 100,617 SH SOLE 1 SOLE EXCO RESOURCES INC COM 269279402 $158,850 9,000,000 SH SOLE 1 SOLE F M C CORP COM NEW 302491303 $12,903 150,000 SH SOLE 1 SOLE FASTENAL CO COM 311900104 $15,062 418,500 SH CALL SOLE 1 SOLE FASTENAL CO COM 311900104 $9,735 270,500 SH PUT SOLE 1 SOLE FEDERAL NATL MTG ASSN COM 313586109 $3,310 10,000,005 SH SOLE 1 SOLE FELCOR LODGING TR INC COM 31430F101 $1,165 218,600 SH SOLE 1 SOLE FORD MTR CO DEL COM PAR $0.01 345370860 $34,475 2,500,004 SH SOLE 1 SOLE FRANKLIN FINL CORP VA COM 35353C102 $2,378 197,200 SH SOLE 1 SOLE FREEPORT-MCMORAN COPPER & GO COM 35671D857 $3,805 71,930 SH SOLE 1 SOLE FREESCALE SEMICONDUCTOR HLDG SHS OLD G3727Q101 $61,055 3,319,997 SH SOLE 1 SOLE FUSION-IO INC COM 36112J107 $381 12,666 SH SOLE 1 SOLE FXCM INC COM CL A 302693106 $3,972 400,433 SH SOLE 1 SOLE GENERAL DYNAMICS CORP COM 369550108 $50,301 675,000 SH SOLE 1 SOLE GENMARK DIAGNOSTICS INC COM 372309104 $6,884 1,176,700 SH SOLE 1 SOLE GILEAD SCIENCES INC COM 375558103 $18,635 450,000 SH PUT SOLE 1 SOLE GILEAD SCIENCES INC COM 375558103 $26,101 630,300 SH CALL SOLE 1 SOLE GILEAD SCIENCES INC COM 375558103 $32,105 775,304 SH SOLE 1 SOLE GNC HLDGS INC COM CL A 36191G107 $4,983 228,458 SH SOLE 1 SOLE GOLDMAN SACHS GROUP INC COM 38141G104 $52,022 390,879 SH SOLE 1 SOLE GOLDMAN SACHS GROUP INC COM 38141G104 $5,324 40,000 SH CALL SOLE 1 SOLE GOLDMAN SACHS GROUP INC COM 38141G104 $13,309 100,000 SH PUT SOLE 1 SOLE GOOGLE INC CL A 38259P508 $17,723 35,000 SH CALL SOLE 1 SOLE GOOGLE INC CL A 38259P508 $29,117 57,500 SH PUT SOLE 1 SOLE GOOGLE INC CL A 38259P508 $72,724 143,616 SH SOLE 1 SOLE GRACO INC COM 384109104 $25,330 500,000 SH SOLE 1 SOLE GRIFOLS S A SPONSORED ADR 398438309 $24,407 3,250,000 SH SOLE 1 SOLE HARTFORD FINL SVCS GROUP INC COM 416515104 $1,767 67,000 SH SOLE 1 SOLE HASBRO INC COM 418056107 $2,363 53,800 SH SOLE 1 SOLE HCA HOLDINGS INC COM 40412C101 $31,023 940,082 SH SOLE 1 SOLE HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 $46,859 23,000,000 PRN SOLE 1 SOLE HISOFT TECHNOLOGY INTL LTD SPONSORED ADR 43358R108 $1,154 78,740 SH SOLE 1 SOLE HOMEAWAY INC COM 43739Q100 $3,870 100,000 SH SOLE 1 SOLE HUBBELL INC CL B 443510201 $28,086 432,428 SH SOLE 1 SOLE HUNTINGTON BANCSHARES INC COM 446150104 $19,838 3,024,030 SH SOLE 1 SOLE ILLUMINA INC COM 452327109 $26,711 355,431 SH SOLE 1 SOLE INTERMUNE INC COM 45884X103 $111,135 3,100,000 SH SOLE 1 SOLE INTERNATIONAL GAME TECHNOLOG COM 459902102 $2,285 130,000 SH CALL SOLE 1 SOLE INTERNATIONAL GAME TECHNOLOG COM 459902102 $4,061 231,000 SH SOLE 1 SOLE INTERPUBLIC GROUP COS INC NOTE 4.250% 3/1 460690BA7 $5,647 4,942,000 PRN SOLE 1 SOLE INTERPUBLIC GROUP COS INC COM 460690100 $39,970 3,197,564 SH SOLE 1 SOLE INTERXION HOLDING N.V SHS N47279109 $295 19,475 SH SOLE 1 SOLE INTRALINKS HLDGS INC COM 46118H104 $864 50,000 SH SOLE 1 SOLE INVESCO MORTGAGE CAPITAL INC COM 46131B100 $6,163 291,688 SH SOLE 1 SOLE ISTAR FINL INC COM 45031U101 $2,622 323,251 SH SOLE 1 SOLE JETBLUE AIRWAYS CORP DBCV 6.750%10/1 477143AF8 $18,676 12,500,000 PRN SOLE 1 SOLE JETBLUE AIRWAYS CORP DBCV 6.750%10/1 477143AG6 $10,197 6,630,000 PRN SOLE 1 SOLE JOHNSON & JOHNSON COM 478160104 $46,564 700,000 SH SOLE 1 SOLE JOHNSON CTLS INC COM 478366107 $45,826 1,100,000 SH SOLE 1 SOLE JONES GROUP INC COM 48020T101 $17,916 1,651,250 SH SOLE 1 SOLE JPMORGAN CHASE & CO COM 46625H100 $8,597 210,000 SH PUT SOLE 1 SOLE KBR INC COM 48242W106 $18,845 500,000 SH SOLE 1 SOLE KINDER MORGAN INC DEL COM 49456B101 $18,876 657,029 SH SOLE 1 SOLE KOHLS CORP COM 500255104 $29,730 594,491 SH SOLE 1 SOLE KOSMOS ENERGY LTD SHS G5315B107 $1,219 71,800 SH SOLE 1 SOLE L-1 IDENTITY SOLUTIONS INC COM 50212A106 $14,992 1,275,950 SH SOLE 1 SOLE LAWSON SOFTWARE INC NEW COM 52078P102 $1,656 147,600 SH SOLE 1 SOLE LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 $29,692 1,770,558 SH SOLE 1 SOLE LINKEDIN CORP COM CL A 53578A108 $883 9,800 SH SOLE 1 SOLE LIVE NATION ENTERTAINMENT IN COM 538034109 $10,960 955,493 SH SOLE 1 SOLE LIZ CLAIBORNE INC COM 539320101 $30,952 5,785,368 SH SOLE 1 SOLE LULULEMON ATHLETICA INC COM 550021109 $4,193 75,000 SH CALL SOLE 1 SOLE LULULEMON ATHLETICA INC COM 550021109 $5,591 100,000 SH PUT SOLE 1 SOLE MANITOWOC INC COM 563571108 $10,363 615,385 SH SOLE 1 SOLE MARSHALL & ILSLEY CORP NEW COM 571837103 $22,240 2,790,496 SH SOLE 1 SOLE MCGRAW HILL COS INC COM 580645109 $8,197 195,592 SH SOLE 1 SOLE MCKESSON CORP COM 58155Q103 $60,646 724,992 SH SOLE 1 SOLE MECOX LANE LIMITED SPONSORED ADR 58403M102 $344 103,757 SH SOLE 1 SOLE MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 $32,445 850,000 SH SOLE 1 SOLE MEDLEY CAP CORP COM 58503F106 $4,109 350,000 SH SOLE 1 SOLE MERCK & CO INC NEW COM 58933Y105 $37,055 1,050,000 SH SOLE 1 SOLE METLIFE INC COM 59156R108 $67,731 1,543,900 SH SOLE 1 SOLE MFA FINANCIAL INC COM 55272X102 $7,626 948,506 SH SOLE 1 SOLE MOLSON COORS BREWING CO CL B 60871R209 $2,237 50,000 SH SOLE 1 SOLE MOLSON COORS BREWING CO CL B 60871R209 $2,237 50,000 SH CALL SOLE 1 SOLE MOLSON COORS BREWING CO CL B 60871R209 $2,237 50,000 SH PUT SOLE 1 SOLE MORGAN STANLEY COM NEW 617446448 $36,356 1,580,000 SH SOLE 1 SOLE MORGAN STANLEY COM NEW 617446448 $1,151 50,000 SH CALL SOLE 1 SOLE MORGAN STANLEY COM NEW 617446448 $6,558 285,000 SH PUT SOLE 1 SOLE NATIONAL CINEMEDIA INC COM 635309107 $9,077 536,799 SH SOLE 1 SOLE NATIONAL SEMICONDUCTOR CORP COM 637640103 $73,830 3,000,000 SH SOLE 1 SOLE NATIONWIDE HEALTH PPTYS INC COM 638620104 $329 7,936 SH SOLE 1 SOLE NAVISTAR INTL CORP NEW NOTE 3.000%10/1 63934EAL2 $6,143 4,700,000 PRN SOLE 1 SOLE NAVISTAR INTL CORP NEW COM 63934E108 $16,073 284,678 SH SOLE 1 SOLE NETQIN MOBILE INC ADR REPR CL A 64118U108 $3,666 666,575 SH SOLE 1 SOLE NEW MTN FIN CORP COM 647551100 $1,848 145,496 SH SOLE 1 SOLE NEWS CORP CL A 65248E104 $54,261 3,065,575 SH SOLE 1 SOLE NICOR INC COM 654086107 $1,190 21,741 SH SOLE 1 SOLE NIELSEN HOLDINGS N V COM N63218106 $25,064 804,364 SH SOLE 1 SOLE NORTHSTAR RLTY FIN CORP COM 66704R100 $312 77,411 SH SOLE 1 SOLE OFFICEMAX INC DEL COM 67622P101 $31,091 3,960,660 SH SOLE 1 SOLE OPENTABLE INC COM 68372A104 $1,662 20,000 SH SOLE 1 SOLE PARKER DRILLING CO NOTE 2.125% 7/1 701081AR2 $9,013 9,053,000 PRN SOLE 1 SOLE PENNANTPARK FLOATING RATE CA COM 70806A106 $1,872 147,500 SH SOLE 1 SOLE PETSMART INC COM 716768106 $17,405 383,613 SH SOLE 1 SOLE PHH CORP NOTE 4.000% 4/1 693320AH6 $17,731 16,000,000 PRN SOLE 1 SOLE PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH0 $11,674 7,536,000 PRN SOLE 1 SOLE PMI GROUP INC COM 69344M101 $368 344,300 SH SOLE 1 SOLE PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 $16,958 199,996 SH SOLE 1 SOLE PRICE T ROWE GROUP INC COM 74144T108 $21,034 348,590 SH SOLE 1 SOLE PRIMO WTR CORP COM 74165N105 $750 52,104 SH SOLE 1 SOLE PROGRESSIVE CORP OHIO COM 743315103 $34,208 1,600,003 SH SOLE 1 SOLE PRUDENTIAL FINL INC COM 744320102 $36,911 580,457 SH SOLE 1 SOLE QUIDEL CORP COM 74838J101 $14,232 939,394 SH SOLE 1 SOLE QUINSTREET INC COM 74874Q100 $5,606 431,904 SH SOLE 1 SOLE RADIAN GROUP INC COM 750236101 $3,233 764,322 SH SOLE 1 SOLE REINSURANCE GROUP AMER INC COM NEW 759351604 $9,616 158,000 SH SOLE 1 SOLE RENREN INC SPONSORED ADR 759892102 $3,121 352,700 SH SOLE 1 SOLE RESPONSYS INC COM 761248103 $727 41,000 SH SOLE 1 SOLE RLJ ACQUISITION INC UNIT 1 COM 74965B202 $2,010 200,000 SH SOLE 1 SOLE ROVI CORP COM 779376102 $17,208 300,000 SH SOLE 1 SOLE RPX CORP COM 74972G103 $2,025 72,246 SH SOLE 1 SOLE RUBY TUESDAY INC COM 781182100 $5,554 515,259 SH SOLE 1 SOLE SAGENT PHARMACEUTICALS INC COM 786692103 $2,563 95,000 SH SOLE 1 SOLE SANOFI RIGHT12/31/2020 80105N113 $22,833 9,474,078 SH SOLE 1 SOLE SAVVIS INC COM NEW 805423308 $22,764 575,854 SH SOLE 1 SOLE SCHWAB CHARLES CORP NEW COM 808513105 $22,059 1,341,000 SH SOLE 1 SOLE SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 $27,607 564,799 SH SOLE 1 SOLE SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 $61,413 1,631,157 SH SOLE 1 SOLE SMITHFIELD FOODS INC NOTE 4.000% 6/3 832248AR9 $7,052 6,000,000 PRN SOLE 1 SOLE SOLAR SR CAP LTD COM 83416M105 $3,590 199,992 SH SOLE 1 SOLE SOLAZYME INC COM 83415T101 $1,738 75,675 SH SOLE 1 SOLE SPANSION INC COM CL A NEW 84649R200 $1,927 99,996 SH SOLE 1 SOLE SPDR S&P 500 ETF TR TR UNIT 78462F103 $6,599 50,000 SH PUT SOLE 1 SOLE SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 $33,378 1,517,200 SH SOLE 1 SOLE SRA INTL INC CL A 78464R105 $8,203 265,308 SH SOLE 1 SOLE STAPLES INC COM 855030102 $20,233 1,280,592 SH SOLE 1 SOLE STARBUCKS CORP COM 855244109 $54,244 1,373,626 SH SOLE 1 SOLE STARWOOD PPTY TR INC COM 85571B105 $5,028 245,164 SH SOLE 1 SOLE STRYKER CORP COM 863667101 $46,952 800,003 SH SOLE 1 SOLE SUNOCO INC COM 86764P109 $313 7,500 SH SOLE 1 SOLE SUNTRUST BKS INC COM 867914103 $34,488 1,336,749 SH SOLE 1 SOLE TANGER FACTORY OUTLET CTRS I COM 875465106 $2,910 108,700 SH SOLE 1 SOLE TARGET CORP COM 87612E106 $72,748 1,550,800 SH SOLE 1 SOLE TARGET CORP COM 87612E106 $19,866 423,500 SH CALL SOLE 1 SOLE TARGET CORP COM 87612E106 $8,444 180,000 SH PUT SOLE 1 SOLE TEMPLE INLAND INC COM 879868107 $17,844 600,000 SH SOLE 1 SOLE TERNIUM SA SPON ADR 880890108 $8,276 280,269 SH SOLE 1 SOLE TESLA MTRS INC COM 88160R101 $5,217 179,093 SH SOLE 1 SOLE TEXTRON INC NOTE 4.500% 5/0 883203BN0 $33,747 18,100,000 PRN SOLE 1 SOLE TIMKEN CO COM 887389104 $15,120 299,997 SH SOLE 1 SOLE TJX COS INC NEW COM 872540109 $30,393 578,592 SH SOLE 1 SOLE TRIUMPH GROUP INC NEW COM 896818101 $5,929 59,541 SH SOLE 1 SOLE TRUSTCO BK CORP N Y COM 898349105 $798 162,846 SH SOLE 1 SOLE TYCO INTERNATIONAL LTD SHS H89128104 $49,430 1,000,000 SH SOLE 1 SOLE TYSON FOODS INC NOTE 3.250%10/1 902494AP8 $7,101 5,500,000 PRN SOLE 1 SOLE UNITED CONTL HLDGS INC COM 910047109 $2,263 100,000 SH CALL SOLE 1 SOLE UNITEDHEALTH GROUP INC COM 91324P102 $23,211 449,995 SH SOLE 1 SOLE URBAN OUTFITTERS INC COM 917047102 $41,654 1,479,724 SH SOLE 1 SOLE US GOLD CORPORATION COM PAR $0.10 912023207 $1,952 323,737 SH SOLE 1 SOLE VALIDUS HOLDINGS LTD COM SHS G9319H102 $15,382 497,000 SH SOLE 1 SOLE VARIAN SEMICONDUCTOR EQUIPMNT COM 922207105 $92,160 1,500,003 SH SOLE 1 SOLE VELTI PLC ST HELIER SHS G93285107 $17,874 1,057,026 SH SOLE 1 SOLE VERINT SYS INC COM 92343X100 $4,822 130,196 SH SOLE 1 SOLE VORNADO RLTY L P DEB 3.875% 4/1 929043AC1 $16,386 14,500,000 PRN SOLE 1 SOLE WALGREEN CO COM 931422109 $2,123 50,000 SH SOLE 1 SOLE WALKER & DUNLOP INC COM 93148P102 $5,719 430,000 SH SOLE 1 SOLE WARNER CHILCOTT PLC IRELAND SHS A G94368100 $15,685 650,000 SH SOLE 1 SOLE WARNER MUSIC GROUP CORP COM 934550104 $3,518 427,999 SH SOLE 1 SOLE WILLIAMS SONOMA INC COM 969904101 $16,056 440,000 SH SOLE 1 SOLE XUEDA ED GROUP SPONSORED ADR 98418W109 $4,425 553,117 SH SOLE 1 SOLE