0001384484-12-000002.txt : 20120215 0001384484-12-000002.hdr.sgml : 20120215 20120215105437 ACCESSION NUMBER: 0001384484-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120215 DATE AS OF CHANGE: 20120215 EFFECTIVENESS DATE: 20120215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MRM-Horizon Advisors LLC CENTRAL INDEX KEY: 0001384484 IRS NUMBER: 043446822 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12322 FILM NUMBER: 12614712 BUSINESS ADDRESS: STREET 1: 84 STATE STREET STREET 2: SUITE 800 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-728-0444 MAIL ADDRESS: STREET 1: 84 STATE STREET STREET 2: SUITE 800 CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 mrmh13f.txt MRM-HORIZON ADVISORS UNITED STATES SECURITY AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended December 31,2011 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: MRM-Horizon Advisors, LLC d/b/a Mad River Investors Address 84 State Street Suite 800 Boston, MA 02109 13F File Number 028-12322 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, and that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this submission. Person Signing this Report on Behalf of the Reporting Manager Name: Stephen C Carluccio Title: Chief Compliance Officer Phone: 617-728-0444 Signature, Place, and Date of Signing Stephen C Carluccio Boston, MA February 14, 2012 Report Type (Check only one): [X] 13F HOLDINGS Report [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for the Manager FORM 13F SUMMARY PAGE Report Summary Number of Other Included Managers: 0 Form 13F Information Tabel Entry Total 40 Form 13F Information Tabel value Total 76,589,000 List of Other Included Managers: NONE FORM 13F INFORMATIONAL TABLE TITLE OF VALUE SHARE/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP X 1000 PRN AMT PRN CALL DSCRERT MNGRS SOLE SHARED NONE --------------------------------------------------------------------------------------------------------------------------------- AIR LEASE CORP COM 00912X302 1094 46150 SOLE 46150 ARCHER DANIELS MIDLAND CO COM 039483102 1542 53900 SOLE 53900 AUTONATION INC COM 05329W102 4598 124700 SOLE 124700 AUTOZONE INC COM 053332102 3815 11740 SOLE 11740 BERKSHIRE HATHAWAY INC COM 084670702 4370 57275 SOLE 57275 BROOKFIELD ASSET MGMT INC COM 112585104 2246 81734 SOLE 81734 BROOKFIELD RESIDENTIAL PPTYS COM 11283W104 957 122550 SOLE 122550 CBOE HLDGS INC COM 12503M108 3573 138150 SOLE 138150 CONTINENTAL RESOURCES INC COM 212015101 2293 34375 SOLE 34375 DISH NETWORK CORP COM 25470M109 1261 44275 SOLE 44275 DREAMWORKS ANIMATION SKG INC COM 26153C103 1835 110550 SOLE 110550 FOREST CITY ENTERPRISES INC COM 345550107 1182 99975 SOLE 99975 FRANCO NEVADA CORP COM 351858105 4209 110514 SOLE 110514 GENERAL GROWTH PPTYS INC COM 370023103 4193 279143 SOLE 279143 GREENLIGHT CAPITAL RE LTD COM G4095J109 3494 147625 SOLE 147625 HOWARD HUGHES CORP COM 44267D107 3782 85628 SOLE 85628 ICAHN ENTERPRISES LP LP 451100101 3531 98630 SOLE 98630 JARDEN CORP COM 471109108 856 28650 SOLE 28650 LAS VEGAS SANDS CORP COM 517834107 1650 38610 SOLE 38610 LEUCADIA NATL CORP COM 527288104 2403 105653 SOLE 105653 LIBERTY MEDIA CORPORATION COM 530322106 7106 91044 SOLE 91044 LIVE NATION ENTERTAINMENT IN COM 538034109 1772 213225 SOLE 213225 MELCO CROWN ENTMT LTD COM 585464100 151 15675 SOLE 15675 MSC INDL DIRECT INC COM 553530106 966 13500 SOLE 13500 NOVO-NORDISK A S COM 670100205 1546 13410 SOLE 13410 NUVEEN FLTNG RTE INCM OPP FD COM 6706EN100 18 1625 SOLE 1625 NUVEEN MUN MKT OPPORTUNITY F COM 67062W103 19 1400 SOLE 1400 PIMCO INCOME OPPORTUNITY FD COM 72202B100 1375 54600 SOLE 54600 PIMCO INCOME STRATEGY FUND COM 72201H108 8 733 SOLE 733 PIMCO INCOME STRATEGY FUND I COM 72201J104 40 4350 SOLE 4350 NOKIA CORP EXP 01-19-13 @7.50 PUT 654902954 1470 4593 PUT SOLE 4593 RESEARCH IN MOTION EXP 01-19-13 @35.00 PUT 760975952 2252 1088 PUT SOLE 1088 SEARS HLDGS CORP COM 812350106 1777 55902 SOLE 55902 US GOLD CORPORATION COM 912023207 560 166700 SOLE 166700 WINTHROP RLTY TR COM 976391300 1822 179200 SOLE 179200 WISDOMTREE INVTS INC COM 97717P104 1829 302350 SOLE 302350 WYNN RESORTS LTD COM 983134107 994 9000 SOLE 9000