0001164691-12-000051.txt : 20120813
0001164691-12-000051.hdr.sgml : 20120813
20120813153031
ACCESSION NUMBER: 0001164691-12-000051
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120813
DATE AS OF CHANGE: 20120813
EFFECTIVENESS DATE: 20120813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alyeska Investment Group, L.P.
CENTRAL INDEX KEY: 0001453072
IRS NUMBER: 261919051
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13284
FILM NUMBER: 121027461
BUSINESS ADDRESS:
STREET 1: 77 WEST WACKER DRIVE
STREET 2: 7TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312-899-7902
MAIL ADDRESS:
STREET 1: 77 WEST WACKER DRIVE
STREET 2: 7TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60601
13F-HR
1
alsk13fhr06302012.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended June 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.) [ ] is a restatement.
[ ] adds new holding entries.
Institutional Investment Manager Filing this Report:
Name: Alyeska Investment Group, L.P.
Address: 77 West Wacker Drive
7th Floor
Chicago, IL 60601
Form 13F File Number: 028-13284
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jason Bragg
Title: CFO
Phone: (312) 899-7902
Signature, Place, and Date of Signing:
/s/ Jason Bragg Chicago, IL August 13, 2012
----------------------------- ----------------- ------------------
[Signature] [City, State] [Date]
Report type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: NONE
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
List of 13(f) Securities used for this report: Second Quarter of 2012
Form 13F Information Table Entry Total: 260
Form 13F Information Table Value Total: $4,605,583
(thousands)
Confidential information has been omitted from this public Form 13F
report and filed separately with the Commission.
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
--- -------------------- ----
1 028-13417 Alyeska Master Fund, L.P.
FORM 13F INFORMATION TABLE
Column Column Column Column Column Column Column Column
1 2 3 4 5 6 7 8
------------------- --------- --------- ------- --------------------------- ------ ------- -------------
NAME TITLE SH
OF OF VALUE OR PRN SH/ PUT/ INVST OTR VTNG
ISSUER CLS CUSIP x$1000 AMT PRN CALL DSCRTN MGR AUTHORITY
------------------- --------- --------- ------- ------ ------ ---- ------ ------ ---------
ACACIA RESH CORP ACACIA TCH COM 003881307 $9,485 254,709 SH SOLE 1 254,709
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 $1,588,359 26,433 SH SOLE 1 26,433
ADOBE SYS INC COM 00724F101 $7,885 243,600 SH SOLE 1 243,600
AERCAP HOLDINGS NV SHS N00985106 $7,896 700,000 SH SOLE 1 700,000
AEROFLEX HLDG CORP COM 007767106 $2,569 424,642 SH SOLE 1 424,642
AFFILIATED MANAGERS GROUP COM 008252108 $26,596 243,000 SH SOLE 1 243,000
ALBEMARLE CORP COM 012653101 $8,946 150,000 SH SOLE 1 150,000
ALEXANDER & BALDWIN HLDGS IN COM 014481105 $501 19,900 SH SOLE 1 19,900
ALLEGHENY TECHNOLOGIES INC COM 01741R102 $6,237 195,590 SH SOLE 1 195,590
ALLERGAN INC COM 018490102 $23,143 250,000 SH SOLE 1 250,000
ALTRIA GROUP INC COM 02209S103 $23,701 686,000 SH SOLE 1 686,000
AMERICAN AXLE & MFG HLDGS IN COM 024061103 $5,455 520,000 SH SOLE 1 520,000
AMERICAN CAP LTD COM 02503Y103 $13,078 1,300,000 SH SOLE 1 1,300,000
AMERICAN EXPRESS CO COM 025816109 $10,478 180,000 SH SOLE 1 180,000
AMERICAN INTL GROUP INC COM NEW 026874784 $11,232 350,000 SH PUT SOLE 1 350,000
AMERICAN INTL GROUP INC COM NEW 026874784 $4,011 125,000 SH SOLE 1 125,000
AMERICAN RLTY CAP TR INC COM 02917L101 $10,374 950,000 SH SOLE 1 950,000
ANADARKO PETE CORP COM 032511107 $6,620 100,000 SH CALL SOLE 1 100,000
ANADARKO PETE CORP COM 032511107 $3,785 57,180 SH SOLE 1 57,180
APACHE CORP COM 037411105 $1,582 18,000 SH SOLE 1 18,000
APOLLO RESIDENTIAL MTG INC COM 03763V102 $4,359 226,069 SH SOLE 1 226,069
APPLE INC COM 037833100 $2,920 5,000 SH CALL SOLE 1 5,000
ARENA PHARMACEUTICALS INC COM 040047102 $1,454 145,800 SH SOLE 1 145,800
ARIBA INC COM NEW 04033V203 $9,847 220,000 SH SOLE 1 220,000
ARUBA NETWORKS INC COM 043176106 $2,499 166,054 SH SOLE 1 166,054
ATLANTIC PWR CORP COM NEW 04878Q863 $1,312 102,389 SH SOLE 1 102,389
BAKER HUGHES INC COM 057224107 $9,515 231,498 SH SOLE 1 231,498
BANK OF AMERICA CORPORATION COM 060505104 $9,703 1,186,150 SH SOLE 1 1,186,150
BARD C R INC COM 067383109 $16,116 150,000 SH SOLE 1 150,000
BE AEROSPACE INC COM 073302101 $8,732 200,000 SH SOLE 1 200,000
BED BATH & BEYOND INC COM 075896100 $14,115 228,400 SH CALL SOLE 1 228,400
BED BATH & BEYOND INC COM 075896100 $13,596 220,000 SH PUT SOLE 1 220,000
BED BATH & BEYOND INC COM 075896100 $19,948 322,785 SH SOLE 1 322,785
BIOGEN IDEC INC COM 09062X103 $21,657 150,000 SH SOLE 1 150,000
BLOCK H & R INC COM 093671105 $18,377 1,150,000 SH SOLE 1 1,150,000
BP PLC SPONSORED ADR 055622104 $3,041 75,000 SH SOLE 1 75,000
BRIGHTCOVE INC COM 10921T101 $2,888 188,639 SH SOLE 1 188,639
BROWN & BROWN INC COM 115236101 $20,453 750,000 SH SOLE 1 750,000
CADENCE DESIGN SYSTEM INC COM 127387108 $8,632 785,400 SH SOLE 1 785,400
CAMPBELL SOUP CO COM 134429109 $5,007 150,000 SH CALL SOLE 1 150,000
CAMPBELL SOUP CO COM 134429109 $1,669 50,000 SH PUT SOLE 1 50,000
CAMPUS CREST CMNTYS INC COM 13466Y105 $1,674 161,152 SH SOLE 1 161,152
CEMEX SAB DE CV SPON ADR NEW 151290889 $9,239 1,372,800 SH PUT SOLE 1 1,372,800
CEMEX SAB DE CV NOTE 4.875% 3/1 151290AV5 $1,789 2,021,000 PRN SOLE 1 2,021,000
CEMEX SAB DE CV SPON ADR NEW 151290889 $990 147,089 SH SOLE 1 147,089
CENOVUS ENERGY INC COM 15135U109 $7,844 246,660 SH SOLE 1 246,660
CERES INC COM 156773103 $548 60,561 SH SOLE 1 60,561
CF INDS HLDGS INC COM 125269100 $14,531 75,000 SH SOLE 1 75,000
CHENIERE ENERGY INC COM NEW 16411R208 $3,347 227,066 SH SOLE 1 227,066
CHESAPEAKE ENERGY CORP NOTE 2.750%11/1 165167BW6 $4,724 5,150,000 PRN SOLE 1 5,150,000
CHESAPEAKE ENERGY CORP COM 165167107 $629 33,843 SH SOLE 1 33,843
CHILDRENS PL RETAIL STORES I COM 168905107 $9,068 181,985 SH SOLE 1 181,985
CHURCH & DWIGHT INC COM 171340102 $19,415 350,000 SH SOLE 1 350,000
CIENA CORP COM NEW 171779309 $3,274 200,000 SH PUT SOLE 1 200,000
CIENA CORP COM NEW 171779309 $7,067 431,684 SH SOLE 1 431,684
CITIGROUP INC COM NEW 172967424 $4,112 150,000 SH CALL SOLE 1 150,000
CITIGROUP INC COM NEW 172967424 $5,057 184,500 SH PUT SOLE 1 184,500
CITIGROUP INC UNIT 99/99/9999 172967416 $15,488 181,400 SH SOLE 1 181,400
CITRIX SYS INC COM 177376100 $6,715 80,000 SH SOLE 1 80,000
CLEARWIRE CORP NEW CL A 18538Q105 $22,116 19,746,696 SH SOLE 1 19,746,696
COMPUWARE CORP COM 205638109 $7,135 767,220 SH SOLE 1 767,220
CONAGRA FOODS INC COM 205887102 $10,372 400,000 SH SOLE 1 400,000
CONCHO RES INC COM 20605P101 $9,014 105,898 SH SOLE 1 105,898
CONOCOPHILLIPS COM 20825C104 $1,062 19,000 SH CALL SOLE 1 19,000
CONOCOPHILLIPS COM 20825C104 $3,096 55,400 SH PUT SOLE 1 55,400
CONTINENTAL RESOURCES INC COM 212015101 $7,521 112,901 SH SOLE 1 112,901
CORRECTIONS CORP AMER NEW COM NEW 22025Y407 $736 25,000 SH SOLE 1 25,000
COVENTRY HEALTH CARE INC COM 222862104 $12,187 383,368 SH SOLE 1 383,368
CUMMINS INC COM 231021106 $969 10,000 SH SOLE 1 10,000
CYTOKINETICS INC COM 23282W100 $421 657,895 SH SOLE 1 657,895
DANAHER CORP DEL COM 235851102 $39,060 750,000 SH SOLE 1 750,000
DELL INC COM 24702R101 $1,501 120,000 SH CALL SOLE 1 120,000
DELL INC COM 24702R101 $1,501 120,000 SH PUT SOLE 1 120,000
DELL INC COM 24702R101 $1,501 120,000 SH SOLE 1 120,000
DELTA AIR LINES INC DEL COM NEW 247361702 $16,973 1,550,000 SH SOLE 1 1,550,000
DEVELOPERS DIVERSIFIED RLTY NOTE 1.750%11/1 251591AX1 $21,378 19,850,000 PRN SOLE 1 19,850,000
DEX ONE CORP COM 25212W100 $2,029 2,193,773 SH SOLE 1 2,193,773
DICKS SPORTING GOODS INC COM 253393102 $17,477 364,109 SH SOLE 1 364,109
DIGITAL RLTY TR INC COM 253868103 $23,208 309,146 SH SOLE 1 309,146
DISCOVER FINL SVCS COM 254709108 $39,767 1,150,000 SH SOLE 1 1,150,000
DISCOVERY LABORATORIES INC N COM NEW 254668403 $327 141,157 SH SOLE 1 141,157
DISH NETWORK CORP CL A 25470M109 $10,706 375,000 SH CALL SOLE 1 375,000
DOLLAR GEN CORP NEW COM 256677105 $20,215 371,669 SH SOLE 1 371,669
DOLLAR TREE INC COM 256746108 $22,223 413,074 SH SOLE 1 413,074
DR PEPPER SNAPPLE GROUP INC COM 26138E109 $21,796 498,200 SH SOLE 1 498,200
EDWARDS LIFESCIENCES CORP COM 28176E108 $20,144 195,000 SH SOLE 1 195,000
ELSTER GROUP SE SPONSORED ADR 290348101 $9,003 443,497 SH SOLE 1 443,497
ENCANA CORP COM 292505104 $4,583 220,000 SH CALL SOLE 1 220,000
ENCANA CORP COM 292505104 $14,344 688,600 SH PUT SOLE 1 688,600
EOG RES INC COM 26875P101 $13,643 151,400 SH SOLE 1 151,400
EXA CORP COM 300614500 $2,719 256,300 SH SOLE 1 256,300
EXELON CORP COM 30161N101 $12,377 329,000 SH CALL SOLE 1 329,000
EXPRESS INC COM 30219E103 $14,918 821,000 SH SOLE 1 821,000
EXPRESS SCRIPTS HLDG CO COM 30219G108 $837 15,000 SH CALL SOLE 1 15,000
EXPRESS SCRIPTS HLDG CO COM 30219G108 $19,541 350,000 SH SOLE 1 250,000
FACEBOOK INC CL A 30303M102 $9,018 290,000 SH CALL SOLE 1 290,000
FACEBOOK INC CL A 30303M102 $9,018 290,000 SH PUT SOLE 1 290,000
FACEBOOK INC CL A 30303M102 $28,360 912,050 SH SOLE 1 912,050
FEDEX CORP COM 31428X106 $3,664 40,000 SH PUT SOLE 1 40,000
FIFTH THIRD BANCORP COM 316773100 $18,760 1,400,000 SH SOLE 1 1,400,000
FIRST NIAGARA FINL GP INC COM 33582V108 $14,344 1,875,000 SH SOLE 1 1,875,000
FMC TECHNOLOGIES INC COM 30249U101 $5,614 143,096 SH SOLE 1 143,096
FORD MTR CO DEL COM PAR $0.01 345370860 $2,307 240,556 SH SOLE 1 240,556
FORTINET INC COM 34959E109 $8,515 366,700 SH SOLE 1 366,700
FORUM ENERGY TECHNOLOGIES IN COM 34984V100 $2,289 116,260 SH SOLE 1 116,260
FRESH MKT INC COM 35804H106 $4,021 74,971 SH SOLE 1 74,971
FUELCELL ENERGY INC COM 35952H106 $1,519 1,511,667 SH SOLE 1 1,511,667
GASLOG LTD SHS G37585109 $19,464 1,917,681 SH SOLE 1 1,917,681
GAYLORD ENTMT CO NEW COM 367905106 $964 25,000 SH SOLE 1 25,000
GENERAL ELECTRIC CO COM 369604103 $3,334 160,000 SH CALL SOLE 1 160,000
GENERAL ELECTRIC CO COM 369604103 $8,336 400,000 SH PUT SOLE 1 400,000
GENERAL MTRS CO COM 37045V100 $967 49,016 SH SOLE 1 49,016
GENMARK DIAGNOSTICS INC COM 372309104 $7,243 1,668,992 SH SOLE 1 1,668,992
GEVO INC COM 374396109 $5,770 1,160,920 SH SOLE 1 1,160,920
GILEAD SCIENCES INC NOTE 0.625% 5/0 375558AH6 $20,554 15,000,000 PRN SOLE 1 15,000,000
GOLAR LNG LTD BERMUDA SHS G9456A100 $4,948 131,252 SH SOLE 1 131,252
GOLDCORP INC NEW COM 380956409 $1,980 52,700 SH CALL SOLE 1 52,700
GOLDCORP INC NEW COM 380956409 $2,634 70,100 SH SOLE 1 70,100
GOODRICH CORP COM 382388106 $98,219 773,985 SH SOLE 1 773,985
GUIDEWIRE SOFTWARE INC COM 40171V100 $7,817 278,004 SH SOLE 1 278,004
HALLIBURTON CO COM 406216101 $13,080 460,733 SH SOLE 1 460,733
HARTFORD FINL SVCS GROUP INC COM 416515104 $18,900 1,072,047 SH SOLE 1 1,072,047
HERBALIFE LTD COM USD SHS G4412G101 $1,933 40,000 SH SOLE 1 40,000
HERSHEY CO COM 427866108 $24,905 345,754 SH SOLE 1 345,754
HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 $13,354 8,000,000 PRN SOLE 1 8,000,000
HOME DEPOT INC COM 437076102 $25,700 485,000 SH SOLE 1 485,000
HONEYWELL INTL INC COM 438516106 $44,672 800,000 SH SOLE 1 800,000
HOST HOTELS & RESORTS INC COM 44107P104 $1,237 78,200 SH SOLE 1 78,200
HUBBELL INC CL B 443510201 $47,301 606,884 SH SOLE 1 606,884
HUGHES TELEMATICS INC COM 444486104 $19,419 1,625,000 SH SOLE 1 1,625,000
HUMAN GENOME SCIENCES INC COM 444903108 $2,626 200,000 SH SOLE 1 200,000
IAC INTERACTIVECORP COM PAR $.001 44919P508 $6,384 140,000 SH SOLE 1 140,000
ILLUMINA INC COM 452327109 $14,137 350,000 SH SOLE 1 350,000
INCYTE CORP COM 45337C102 $7,870 346,700 SH SOLE 1 346,700
INTERXION HOLDING N.V SHS N47279109 $2,312 127,689 SH SOLE 1 127,689
INTUIT COM 461202103 $7,296 122,932 SH SOLE 1 122,932
INTUITIVE SURGICAL INC COM NEW 46120E602 $4,153 7,500 SH CALL SOLE 1 7,500
INTUITIVE SURGICAL INC COM NEW 46120E602 $6,922 12,500 SH PUT SOLE 1 12,500
INTUITIVE SURGICAL INC COM NEW 46120E602 $21,459 38,750 SH SOLE 1 38,750
JETBLUE AIRWAYS CORP DBCV 5.500%10/1 477143AF8 $18,566 14,250,000 PRN SOLE 1 14,250,000
JETBLUE AIRWAYS CORP DBCV 6.750%10/1 477143AG6 $8,978 6,630,000 PRN SOLE 1 6,630,000
KIMBERLY CLARK CORP COM 494368103 $30,157 360,000 SH SOLE 1 360,000
LEVEL 3 COMMUNICATIONS INC NOTE 15.000%1/1 52729NBM1 $9,957 8,961,000 PRN SOLE 1 8,961,000
LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 $19,551 16,000,000 PRN SOLE 1 16,000,000
LILLY ELI & CO COM 532457108 $12,873 300,000 SH SOLE 1 300,000
LUFKIN INDS INC COM 549764108 $8,311 153,000 SH SOLE 1 153,000
MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 $2,083 218,585 SH SOLE 1 218,585
MAIN STREET CAPITAL CORP COM 56035L104 $1,865 77,063 SH SOLE 1 77,063
MASSEY ENERGY CO NOTE 3.250% 8/0 576203AJ2 $9,063 10,500,000 PRN SOLE 1 10,500,000
MATSON INC COM 57686G105 $564 20,100 SH SOLE 1 20,100
MCKESSON CORP COM 58155Q103 $11,719 125,000 SH SOLE 1 125,000
MEDLEY CAP CORP COM 58503F106 $9,772 811,640 SH SOLE 1 811,640
MERCK & CO INC NEW COM 58933Y105 $20,875 500,000 SH SOLE 1 500,000
MERITOR INC COM 59001K100 $251 48,100 SH SOLE 1 48,100
MGIC INVT CORP WIS NOTE 5.000% 5/0 552848AD5 $5,371 8,000,000 PRN SOLE 1 8,000,000
MGM RESORTS INTERNATIONAL NOTE 4.250% 4/1 55303QAE0 $7,616 7,500,000 PRN SOLE 1 7,500,000
MICROCHIP TECHNOLOGY INC COM 595017104 $9,424 284,900 SH SOLE 1 284,900
MICROSOFT CORP COM 594918104 $3,977 130,000 SH CALL SOLE 1 130,000
MICROSOFT CORP COM 594918104 $7,342 240,000 SH PUT SOLE 1 240,000
MICROSOFT CORP COM 594918104 $15,851 518,174 SH SOLE 1 518,174
MILLENNIAL MEDIA INC COM 60040N105 $3,940 298,700 SH SOLE 1 298,700
MOLEX INC COM 608554101 $2,636 110,110 SH SOLE 1 110,110
MOLSON COORS BREWING CO CL B 60871R209 $15,760 378,750 SH SOLE 1 378,750
NATIONSTAR MTG HLDGS INC COM 63861C109 $5,402 251,000 SH SOLE 1 251,000
NETAPP INC COM 64110D104 $2,469 77,600 SH SOLE 1 77,600
NEWELL RUBBERMAID INC COM 651229106 $19,950 1,099,774 SH SOLE 1 1,099,774
NEWFIELD EXPL CO COM 651290108 $5,299 180,803 SH SOLE 1 180,803
NOBLE ENERGY INC COM 655044105 $8,906 105,000 SH SOLE 1 105,000
NORTHSTAR RLTY FIN CORP COM 66704R100 $18,718 3,585,772 SH SOLE 1 3,585,772
NQ MOBILE INC ADR REPSTG CL A 64118U108 $2,898 353,845 SH SOLE 1 353,845
NRG ENERGY INC COM NEW 629377508 $10,503 605,000 SH SOLE 1 605,000
OCH ZIFF CAP MGMT GROUP CL A 67551U105 $8,717 1,150,000 SH SOLE 1 1,150,000
OMEROS CORP COM 682143102 $1,010 100,980 SH SOLE 1 100,980
OMNICARE INC DBCV 3.250%12/1 681904AL2 $13,621 14,300,000 PRN SOLE 1 14,300,000
OWENS CORNING NEW COM 690742101 $16,928 593,129 SH SOLE 1 593,129
PANERA BREAD CO CL A 69840W108 $12,034 86,300 SH SOLE 1 86,300
PATTERSON UTI ENERGY INC COM 703481101 $3,616 248,332 SH SOLE 1 248,332
PETSMART INC COM 716768106 $2,216 32,500 SH SOLE 1 32,500
PHH CORP NOTE 4.000% 9/0 693320AN3 $4,999 5,000,000 PRN SOLE 1 5,000,000
PHH CORP COM NEW 693320202 $16,284 931,600 SH SOLE 1 931,600
PHILLIPS 66 COM 718546104 $376 11,300 SH CALL SOLE 1 11,300
PHILLIPS 66 COM 718546104 $1,097 33,000 SH PUT SOLE 1 33,000
PHILLIPS 66 COM 718546104 $499 15,000 SH SOLE 1 15,000
PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH0 $32,691 22,000,000 PRN SOLE 1 22,000,000
POPULAR INC COM NEW 733174700 $10,797 650,000 SH SOLE 1 650,000
PPG INDS INC COM 693506107 $15,918 150,000 SH SOLE 1 150,000
PRICELINE COM INC COM NEW 741503403 $19,936 30,000 SH CALL SOLE 1 30,000
PRICELINE COM INC COM NEW 741503403 $16,613 25,000 SH PUT SOLE 1 25,000
PRICELINE COM INC COM NEW 741503403 $11,961 18,000 SH SOLE 1 18,000
PRINCIPAL FINL GROUP INC COM 74251V102 $12,459 475,000 SH SOLE 1 475,000
PROGRESS ENERGY INC COM 743263105 $126,357 2,100,000 SH SOLE 1 2,100,000
PROTO LABS INC COM 743713109 $4,314 150,000 SH SOLE 1 150,000
QUALCOMM INC COM 747525103 $2,227 40,000 SH CALL SOLE 1 40,000
QUALCOMM INC COM 747525103 $1,392 25,000 SH PUT SOLE 1 25,000
QUALCOMM INC COM 747525103 $4,454 80,000 SH SOLE 1 80,000
QUIDEL CORP COM 74838J101 $11,560 737,247 SH SOLE 1 737,247
RANGE RES CORP COM 75281A109 $10,095 163,164 SH SOLE 1 163,164
REGAL ENTMT GROUP CL A 758766109 $3,837 278,856 SH SOLE 1 278,856
REGIONS FINANCIAL CORP NEW COM 7591EP100 $17,550 2,600,000 SH SOLE 1 2,600,000
ROCKWELL AUTOMATION INC COM 773903109 $26,675 403,800 SH SOLE 1 403,800
ROSS STORES INC COM 778296103 $9,771 156,405 SH SOLE 1 156,405
ROUNDYS INC COM 779268101 $630 61,687 SH SOLE 1 61,687
SALESFORCE COM INC COM 79466L302 $8,296 60,000 SH SOLE 1 60,000
SANOFI RIGHT 12/31/202080105N113 $1,717 1,217,567 SH SOLE 1 1,217,567
SCHEIN HENRY INC COM 806407102 $19,623 250,000 SH SOLE 1 250,000
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 $7,318 500,000 SH CALL SOLE 1 500,000
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 $9,696 662,500 SH PUT SOLE 1 662,500
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 $3,073 210,000 SH SOLE 1 210,000
SERVICENOW INC COM 81762P102 $4,260 173,163 SH SOLE 1 173,163
SIGNATURE BK NEW YORK N Y COM 82669G104 $8,231 135,000 SH SOLE 1 135,000
SKULLCANDY INC COM 83083J104 $2,830 200,000 SH SOLE 1 200,000
SMITHFIELD FOODS INC NOTE 4.000% 6/3 832248AR9 $11,701 10,500,000 PRN SOLE 1 10,500,000
SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 $26,557 648,200 SH CALL SOLE 1 648,200
SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 $31,555 770,200 SH SOLE 1 770,200
SOLUTIA INC COM NEW 834376501 $58,907 2,100,069 SH SOLE 1 2,100,069
SOUTHWESTERN ENERGY CO COM 845467109 $9,924 310,795 SH SOLE 1 310,795
SPDR S&P 500 ETF TR TR UNIT 78462F103 $119,772 880,000 SH PUT SOLE 1 880,000
SPX CORP COM 784635104 $22,862 350,000 SH SOLE 1 350,000
STAPLES INC COM 855030102 $13,050 1,000,000 SH CALL SOLE 1 1,000,000
STAPLES INC COM 855030102 $16,965 1,300,000 SH PUT SOLE 1 1,300,000
STAPLES INC COM 855030102 $1,012 77,512 SH SOLE 1 77,512
STRYKER CORP COM 863667101 $2,493 45,242 SH SOLE 1 45,242
SUNCOKE ENERGY INC COM 86722A103 $1,758 120,000 SH SOLE 1 120,000
SUNOCO INC COM 86764P109 $19,713 415,000 SH SOLE 1 415,000
SYNOPSYS INC COM 871607107 $7,461 253,500 SH SOLE 1 253,500
TALBOTS INC COM 874161102 $3,298 1,308,751 SH SOLE 1 1,308,751
TEAM HEALTH HOLDINGS INC COM 87817A107 $14,454 600,000 SH SOLE 1 600,000
TESARO INC COM 881569107 $2,099 150,000 SH SOLE 1 150,000
TEXTRON INC NOTE 4.500% 5/0 883203BN0 $31,031 16,100,000 PRN SOLE 1 16,100,000
TIBCO SOFTWARE INC COM 88632Q103 $5,995 200,363 SH SOLE 1 200,363
TIFFANY & CO NEW COM 886547108 $7,662 144,700 SH CALL SOLE 1 144,700
TIFFANY & CO NEW COM 886547108 $8,668 163,700 SH PUT SOLE 1 163,700
TIFFANY & CO NEW COM 886547108 $1,456 27,500 SH SOLE 1 27,500
TILLYS INC CL A 886885102 $195 12,163 SH SOLE 1 12,163
TIME WARNER CABLE INC COM 88732J207 $6,979 85,000 SH PUT SOLE 1 85,000
TIME WARNER CABLE INC COM 88732J207 $3,346 40,750 SH SOLE 1 40,750
TJX COS INC NEW COM 872540109 $10,303 240,000 SH SOLE 1 240,000
TREEHOUSE FOODS INC COM 89469A104 $9,427 151,337 SH SOLE 1 151,337
TRIUS THERAPEUTICS INC COM 89685K100 $1,310 227,500 SH SOLE 1 227,500
TRW AUTOMOTIVE HLDGS CORP COM 87264S106 $10,503 285,731 SH SOLE 1 285,731
TRW AUTOMOTIVE INC NOTE 3.500%12/0 87264MAH2 $14,918 10,237,000 PRN SOLE 1 10,237,000
TYCO INTERNATIONAL LTD SHS H89128104 $29,622 560,499 SH SOLE 1 560,499
TYSON FOODS INC NOTE 3.250%10/1 902494AP8 $7,873 6,500,000 PRN SOLE 1 6,500,000
U S AIRWAYS GROUP INC COM 90341W108 $13,330 1,000,000 SH SOLE 1 1,000,000
UNITED TECHNOLOGIES CORP COM 913017109 $11,330 150,000 SH CALL SOLE 1 150,000
UNITED TECHNOLOGIES CORP COM 913017109 $11,330 150,000 SH PUT SOLE 1 150,000
VALIDUS HOLDINGS LTD COM SHS G9319H102 $21,620 675,000 SH SOLE 1 675,000
VANTIV INC CL A 92210H105 $9,782 420,000 SH SOLE 1 420,000
VERASTEM INC COM 92337C104 $718 74,095 SH SOLE 1 74,095
WATSON PHARMACEUTICALS INC COM 942683103 $18,726 253,092 SH SOLE 1 253,092
WEATHERFORD INTERNATIONAL LT REG SHS H27013103 $10,706 847,666 SH SOLE 1 847,666
WELLPOINT INC COM 94973V107 $34,801 545,559 SH SOLE 1 545,559
WELLS FARGO & CO NEW COM 949746101 $30,096 900,000 SH SOLE 1 900,000
WESTERN ASSET MTG CAP CORP COM 95790D105 $242 12,400 SH SOLE 1 12,400
WHITING PETE CORP NEW COM 966387102 $4,699 114,286 SH SOLE 1 114,286
WHOLE FOODS MKT INC COM 966837106 $15,728 165,000 SH CALL SOLE 1 165,000
WHOLE FOODS MKT INC COM 966837106 $19,541 205,000 SH PUT SOLE 1 205,000
WNS HOLDINGS LTD SPON ADR 92932M101 $6,933 712,577 SH SOLE 1 712,577
YANDEX N V SHS CLASS A N97284108 $3,810 200,000 SH SOLE 1 200,000
ZIMMER HLDGS INC COM 98956P102 $22,867 355,298 SH SOLE 1 355,298