0001085146-13-000425.txt : 20130213 0001085146-13-000425.hdr.sgml : 20130213 20130213125203 ACCESSION NUMBER: 0001085146-13-000425 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 EFFECTIVENESS DATE: 20130213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Poplar Forest Capital LLC CENTRAL INDEX KEY: 0001454949 IRS NUMBER: 260844014 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13350 FILM NUMBER: 13601429 BUSINESS ADDRESS: STREET 1: 70 SOUTH LAKE AVENUE STREET 2: SUITE 930 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-304-6000 MAIL ADDRESS: STREET 1: 70 SOUTH LAKE AVENUE STREET 2: SUITE 930 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 poplarforest4q2012.txt POPLAR FOREST CAPITAL, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Poplar Forest Capital, LLC Address: 70 South Lake Avenue Suite 930 Pasadena, CA 91101 13F File Number: 028-13350 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J. Dale Harvey Title: Managing Member Phone: 626-304-6000 Signature, Place, and Date of Signing: /s/ J. Dale Harvey Pasadena, CA February 07, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 45 Form 13F Information Table Value Total: $459,419 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 1463 15760 SH SOLE 15760 0 0 ABBOTT LABS COM 002824100 1244 18990 SH SOLE 18990 0 0 AETNA INC NEW COM 00817Y108 17781 383946 SH SOLE 383946 0 0 ALLSTATE CORP COM 020002101 19317 480888 SH SOLE 480888 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 14241 403437 SH SOLE 403437 0 0 AVERY DENNISON CORP COM 053611109 12947 370753 SH SOLE 370753 0 0 BAKER HUGHES INC COM 057224107 6989 171124 SH SOLE 171124 0 0 BANK OF AMERICA CORPORATION COM 060505104 24095 2075329 SH SOLE 2075329 0 0 BAXTER INTL INC COM 071813109 19009 285158 SH SOLE 285158 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 1004 30800 SH SOLE 30800 0 0 CARNIVAL CORP PAIRED CTF 143658300 15087 410296 SH SOLE 410296 0 0 CHEVRON CORP NEW COM 166764100 273 2528 SH SOLE 2528 0 0 CITIGROUP INC COM NEW 172967424 21014 531190 SH SOLE 531190 0 0 DONNELLEY R R & SONS CO COM 257867101 9724 1080486 SH SOLE 1080486 0 0 ELECTRONIC ARTS INC COM 285512109 13059 898759 SH SOLE 898759 0 0 EMERSON ELEC CO COM 291011104 1184 22355 SH SOLE 22355 0 0 EXXON MOBIL CORP COM 30231G102 478 5520 SH SOLE 5520 0 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 5716 195603 SH SOLE 195603 0 0 GENERAL ELECTRIC CO COM 369604103 14247 678739 SH SOLE 678739 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 594 13656 SH SOLE 13656 0 0 HEWLETT PACKARD CO COM 428236103 8663 607905 SH SOLE 607905 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 10357 54068 SH SOLE 54068 0 0 JOHNSON & JOHNSON COM 478160104 1479 21094 SH SOLE 21094 0 0 JPMORGAN CHASE & CO COM 46625H100 19788 450045 SH SOLE 450045 0 0 LILLY ELI & CO COM 532457108 17971 364378 SH SOLE 364378 0 0 LINCOLN NATL CORP IND COM 534187109 19988 771747 SH SOLE 771747 0 0 MANNKIND CORP COM 56400P201 33 14500 SH SOLE 14500 0 0 MCGRAW HILL COS INC COM 580645109 18869 345149 SH SOLE 345149 0 0 MICRON TECHNOLOGY INC COM 595112103 98 15500 SH SOLE 15500 0 0 MICROSOFT CORP COM 594918104 17141 641761 SH SOLE 641761 0 0 OMNICOM GROUP INC COM 681919106 16275 325765 SH SOLE 325765 0 0 ORACLE CORP COM 68389X105 294 8837 SH SOLE 8837 0 0 PEPSICO INC COM 713448108 573 8368 SH SOLE 8368 0 0 PFIZER INC COM 717081103 2094 83480 SH SOLE 83480 0 0 PROCTER & GAMBLE CO COM 742718109 2196 32351 SH SOLE 32351 0 0 ROBERT HALF INTL INC COM 770323103 18775 590037 SH SOLE 590037 0 0 SEALED AIR CORP NEW COM 81211K100 13750 785270 SH SOLE 785270 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1441 10122 SH SOLE 10122 0 0 STAPLES INC COM 855030102 14080 1235107 SH SOLE 1235107 0 0 STATE STR CORP COM 857477103 4293 91322 SH SOLE 91322 0 0 TE CONNECTIVITY LTD REG SHS H84989104 18200 490300 SH SOLE 490300 0 0 TIME WARNER CABLE INC COM 88732J207 10992 113096 SH SOLE 113096 0 0 WHIRLPOOL CORP COM 963320106 17816 175097 SH SOLE 175097 0 0 WPX ENERGY INC COM 98212B103 6732 452430 SH SOLE 452430 0 0 XEROX CORP COM 984121103 18055 2647423 SH SOLE 2647423 0 0