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The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
PRINCIPAL EXCHANGE TRADED FD PRIN EDGE ACTV 74255Y102 5,016 200,001 SH   DFND 4 5 200,001 0 0
PRINCIPAL EXCHANGE TRADED FD PRIN PRICE IDX 74255Y201 5,015 198,001 SH   DFND 4 5 198,001 0 0
PRINCIPAL EXCHANGE TRADED FD PRIN SHRHLDR 74255Y300 14,087 375,000 SH   DFND 4 5 375,000 0 0