The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACTAVIS INC | COM | 00507K103 | 6,361 | 50,400 | SH | DFND | 2 | 50,400 | 0 | 0 | |
ACTAVIS INC | COM | 00507K103 | 2,550 | 20,200 | SH | Call | DFND | 5 | 20,200 | 0 | 0 |
AEGERION PHARMACEUTICALS INC | COM | 00767E102 | 1,628 | 25,700 | SH | Call | DFND | 5 | 25,700 | 0 | 0 |
AGENUS INC | COM NEW | 00847G705 | 99 | 26,200 | SH | DFND | 2 | 26,200 | 0 | 0 | |
AMERICAN DG ENERGY INC | COM | 025398108 | 26 | 19,500 | SH | DFND | 2 | 19,500 | 0 | 0 | |
APPLE INC | COM | 037833100 | 3,966 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
ARBITRON INC | COM | 03875Q108 | 6,408 | 137,965 | SH | DFND | 2 | 137,965 | 0 | 0 | |
ARENA PHARMACEUTICALS INC | COM | 040047102 | 116 | 15,000 | SH | DFND | 2 | 15,000 | 0 | 0 | |
ARIAD PHARMACEUTICALS INC | COM | 04033A100 | 787 | 45,000 | SH | DFND | 2 | 45,000 | 0 | 0 | |
ASTA FDG INC | COM | 046220109 | 138 | 16,000 | SH | DFND | 2 | 16,000 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 1,593 | 45,000 | SH | DFND | 2 | 45,000 | 0 | 0 | |
ATHENAHEALTH INC | COM | 04685W103 | 703 | 8,300 | SH | Call | DFND | 5 | 8,300 | 0 | 0 |
AWARE INC MASS | COM | 05453N100 | 219 | 42,200 | SH | DFND | 2 | 42,200 | 0 | 0 | |
AXT INC | COM | 00246W103 | 171 | 63,400 | SH | DFND | 2 | 63,400 | 0 | 0 | |
BANK OF AMERICA CORPORATION | COM | 060505104 | 9,002 | 700,000 | SH | DFND | 2 | 700,000 | 0 | 0 | |
BAXTER INTL INC | COM | 071813109 | 1,385 | 20,000 | SH | Put | DFND | 5 | 20,000 | 0 | 0 |
BAXTER INTL INC | COM | 071813109 | 422 | 6,100 | SH | Call | DFND | 5 | 6,100 | 0 | 0 |
BAXTER INTL INC | COM | 071813109 | 1,185 | 17,100 | SH | DFND | 5 | 17,100 | 0 | 0 | |
BELO CORP | COM SER A | 080555105 | 2,020 | 144,800 | SH | DFND | 2 | 144,800 | 0 | 0 | |
BERRY PETE CO | CL A | 085789105 | 19,050 | 450,140 | SH | DFND | 2 | 450,140 | 0 | 0 | |
BG MEDICINE INC | COM | 08861T107 | 91 | 68,400 | SH | DFND | 2 | 68,400 | 0 | 0 | |
BIOGEN IDEC INC | COM | 09062X103 | 753 | 3,500 | SH | Call | DFND | 5 | 3,500 | 0 | 0 |
BMC SOFTWARE INC | COM | 055921100 | 19,591 | 434,111 | SH | DFND | 2 | 434,111 | 0 | 0 | |
BMC SOFTWARE INC | COM | 055921100 | 316 | 7,000 | SH | DFND | 5 | 7,000 | 0 | 0 | |
BOARDWALK PIPELINE PARTNERS | UT LTD PARTNER | 096627104 | 622 | 20,600 | SH | DFND | 2 | 20,600 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 3,703 | 82,838 | SH | DFND | 2 | 82,838 | 0 | 0 | |
BSB BANCORP INC MD | COM | 05573H108 | 158 | 12,000 | SH | DFND | 2 | 12,000 | 0 | 0 | |
BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 1,316 | 18,750 | SH | DFND | 2 | 18,750 | 0 | 0 | |
CADIZ INC | COM NEW | 127537207 | 110 | 24,000 | SH | DFND | 2 | 24,000 | 0 | 0 | |
CAFEPRESS INC | COM | 12769A103 | 85 | 13,600 | SH | DFND | 2 | 13,600 | 0 | 0 | |
CAPE BANCORP INC | COM | 139209100 | 144 | 15,200 | SH | DFND | 2 | 15,200 | 0 | 0 | |
CAPITAL ONE FINL CORP | COM | 14040H105 | 317 | 5,050 | SH | DFND | 2 | 5,050 | 0 | 0 | |
CENOVUS ENERGY INC | COM | 15135U109 | 713 | 25,000 | SH | DFND | 5 | 25,000 | 0 | 0 | |
CHEROKEE INC DEL NEW | COM | 16444H102 | 189 | 14,800 | SH | DFND | 2 | 14,800 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 16,935 | 143,112 | SH | DFND | 2 | 143,112 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 1,105 | 45,400 | SH | Put | DFND | 5 | 45,400 | 0 | 0 |
CISCO SYS INC | COM | 17275R102 | 1,105 | 45,400 | SH | DFND | 5 | 45,400 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 6,332 | 260,200 | SH | DFND | 2 | 260,200 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 5,693 | 118,675 | SH | DFND | 2 | 118,675 | 0 | 0 | |
CLEARWIRE CORP NEW | CL A | 18538Q105 | 1,141 | 228,500 | SH | Call | DFND | 5 | 228,500 | 0 | 0 |
CLEARWIRE CORP NEW | CL A | 18538Q105 | 6,933 | 1,387,900 | SH | DFND | 2 | 1,387,900 | 0 | 0 | |
CLEARWIRE CORP NEW | CL A | 18538Q105 | 75 | 15,000 | SH | DFND | 5 | 15,000 | 0 | 0 | |
CODEXIS INC | COM | 192005106 | 200 | 90,500 | SH | DFND | 2 | 90,500 | 0 | 0 | |
COLLECTORS UNIVERSE INC | COM NEW | 19421R200 | 199 | 15,000 | SH | DFND | 2 | 15,000 | 0 | 0 | |
COMPUWARE CORP | COM | 205638109 | 2,403 | 232,404 | SH | DFND | 2 | 232,404 | 0 | 0 | |
COOPER TIRE & RUBR CO | COM | 216831107 | 7,434 | 224,100 | SH | DFND | 2 | 224,100 | 0 | 0 | |
COOPER TIRE & RUBR CO | COM | 216831107 | 199 | 6,000 | SH | DFND | 5 | 6,000 | 0 | 0 | |
COOPER TIRE & RUBR CO | COM | 216831107 | 504 | 15,200 | SH | Put | DFND | 5 | 15,200 | 0 | 0 |
COVIDIEN PLC | SHS | G2554F113 | 4,022 | 64,000 | SH | DFND | 2 | 64,000 | 0 | 0 | |
COWEN GROUP INC NEW | CL A | 223622101 | 4,450 | 1,539,945 | SH | DFND | 2 | 1,539,945 | 0 | 0 | |
CPI AEROSTRUCTURES INC | COM NEW | 125919308 | 200 | 18,400 | SH | DFND | 2 | 18,400 | 0 | 0 | |
CPI AEROSTRUCTURES INC | COM NEW | 125919308 | 0 | 7 | SH | DFND | 5 | 7 | 0 | 0 | |
CROWN HOLDINGS INC | COM | 228368106 | 856 | 20,800 | SH | Call | DFND | 5 | 20,800 | 0 | 0 |
CUMBERLAND PHARMACEUTICALS I | COM | 230770109 | 101 | 19,800 | SH | DFND | 2 | 19,800 | 0 | 0 | |
DELL INC | COM | 24702R101 | 10,417 | 781,696 | SH | DFND | 2 | 781,696 | 0 | 0 | |
DELL INC | COM | 24702R101 | 653 | 49,000 | SH | DFND | 5 | 49,000 | 0 | 0 | |
DELL INC | COM | 24702R101 | 197 | 14,800 | SH | Call | DFND | 5 | 14,800 | 0 | 0 |
DELL INC | COM | 24702R101 | 988 | 74,100 | SH | Put | DFND | 5 | 74,100 | 0 | 0 |
DELTA APPAREL INC | COM | 247368103 | 183 | 13,000 | SH | DFND | 2 | 13,000 | 0 | 0 | |
DISCOVERY LABORATORIES INC N | COM NEW | 254668403 | 101 | 66,200 | SH | DFND | 2 | 66,200 | 0 | 0 | |
DOLAN CO | COM | 25659P402 | 184 | 112,600 | SH | DFND | 2 | 112,600 | 0 | 0 | |
DRESSER-RAND GROUP INC | COM | 261608103 | 1,512 | 25,200 | SH | Call | DFND | 5 | 25,200 | 0 | 0 |
DYNAVAX TECHNOLOGIES CORP | COM | 268158102 | 17 | 15,400 | SH | DFND | 2 | 15,400 | 0 | 0 | |
EBIX INC | COM NEW | 278715206 | 463 | 50,000 | SH | DFND | 2 | 50,000 | 0 | 0 | |
ECHELON CORP | COM | 27874N105 | 196 | 93,000 | SH | DFND | 2 | 93,000 | 0 | 0 | |
ELAN PLC | ADR | 284131208 | 3,936 | 278,300 | SH | DFND | 2 | 278,300 | 0 | 0 | |
ELAN PLC | ADR | 284131208 | 35 | 2,500 | SH | DFND | 5 | 2,500 | 0 | 0 | |
ELAN PLC | ADR | 284131208 | 905 | 64,000 | SH | Call | DFND | 5 | 64,000 | 0 | 0 |
EMULEX CORP | COM NEW | 292475209 | 98 | 15,000 | SH | DFND | 5 | 15,000 | 0 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 1,235 | 19,875 | SH | DFND | 2 | 19,875 | 0 | 0 | |
EQUINIX INC | COM NEW | 29444U502 | 2,771 | 15,000 | SH | DFND | 2 | 15,000 | 0 | 0 | |
EXA CORP | COM | 300614500 | 153 | 14,900 | SH | DFND | 2 | 14,900 | 0 | 0 | |
EXPEDIA INC DEL | COM NEW | 30212P303 | 1,744 | 29,000 | SH | DFND | 5 | 29,000 | 0 | 0 | |
EXPEDIA INC DEL | COM NEW | 30212P303 | 3,014 | 50,100 | SH | Call | DFND | 5 | 50,100 | 0 | 0 |
EXPEDIA INC DEL | COM NEW | 30212P303 | 3,014 | 50,100 | SH | Put | DFND | 5 | 50,100 | 0 | 0 |
EXXON MOBIL CORP | COM | 30231G102 | 268 | 2,971 | SH | DFND | 2 | 2,971 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 0 | 122,600 | SH | Call | DFND | 5 | 122,600 | 0 | 0 |
FALCONSTOR SOFTWARE INC | COM | 306137100 | 152 | 111,300 | SH | DFND | 2 | 111,300 | 0 | 0 | |
FARMERS NATL BANC CORP | COM | 309627107 | 85 | 13,500 | SH | DFND | 2 | 13,500 | 0 | 0 | |
FIDELITY NATIONAL FINANCIAL | CL A | 31620R105 | 8,479 | 356,100 | SH | DFND | 2 | 356,100 | 0 | 0 | |
FORBES ENERGY SVCS LTD | COM | 345143101 | 103 | 25,500 | SH | DFND | 2 | 25,500 | 0 | 0 | |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 2,345 | 151,600 | SH | DFND | 2 | 151,600 | 0 | 0 | |
FORTINET INC | COM | 34959E109 | 3,000 | 171,400 | SH | Call | DFND | 5 | 171,400 | 0 | 0 |
FORTRESS PAPER LTD-CL A | CS | 34958R101 | 2,357 | 409,698 | SH | DFND | 2 | 409,698 | 0 | 0 | |
FRANCO NEVADA CORP | COM | 351858105 | 3,161 | 88,364 | SH | DFND | 2 | 88,364 | 0 | 0 | |
FREEPORT-MCMORAN COPPER & GO | COM | 35671D857 | 9,539 | 345,500 | SH | DFND | 2 | 345,500 | 0 | 0 | |
GARDNER DENVER INC | COM | 365558105 | 9,244 | 122,956 | SH | DFND | 2 | 122,956 | 0 | 0 | |
GARDNER DENVER INC | COM | 365558105 | 2,856 | 38,000 | SH | DFND | 5 | 38,000 | 0 | 0 | |
GARDNER DENVER INC | COM | 365558105 | 15,066 | 200,400 | SH | Call | DFND | 5 | 200,400 | 0 | 0 |
GARDNER DENVER INC | COM | 365558105 | 647 | 8,600 | SH | Put | DFND | 5 | 8,600 | 0 | 0 |
GENERAL MTRS CO | COM | 37045V100 | 0 | 80,000 | SH | Call | DFND | 5 | 80,000 | 0 | 0 |
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 518 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
GEO GROUP INC | COM | 36159R103 | 247 | 7,280 | SH | DFND | 2 | 7,280 | 0 | 0 | |
GEVO INC | COM | 374396109 | 183 | 90,000 | SH | DFND | 2 | 90,000 | 0 | 0 | |
GOLDEN MINERALS CO | COM | 381119106 | 180 | 132,100 | SH | DFND | 2 | 132,100 | 0 | 0 | |
GOLDEN STAR RES LTD CDA | COM | 38119T104 | 168 | 400,100 | SH | DFND | 2 | 400,100 | 0 | 0 | |
GOOGLE INC | CL A | 38259P508 | 1,056 | 1,200 | SH | DFND | 2 | 1,200 | 0 | 0 | |
GROUPON INC | COM CL A | 399473107 | 560 | 65,500 | SH | Call | DFND | 5 | 65,500 | 0 | 0 |
HALLIBURTON CO | COM | 406216101 | 104 | 2,500 | SH | DFND | 5 | 2,500 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 13,768 | 330,000 | SH | Call | DFND | 5 | 330,000 | 0 | 0 |
HANSEN MEDICAL INC | COM | 411307101 | 96 | 67,100 | SH | DFND | 2 | 67,100 | 0 | 0 | |
HARRIS & HARRIS GROUP INC | COM | 413833104 | 194 | 63,900 | SH | DFND | 2 | 63,900 | 0 | 0 | |
HARRIS TEETER SUPERMARKETS I | COM | 414585109 | 1,080 | 23,053 | SH | DFND | 2 | 23,053 | 0 | 0 | |
HARVEST NATURAL RESOURCES IN | COM | 41754V103 | 197 | 63,700 | SH | DFND | 2 | 63,700 | 0 | 0 | |
HERBALIFE LTD | COM USD SHS | G4412G101 | 1,715 | 38,000 | SH | DFND | 2 | 38,000 | 0 | 0 | |
HERBALIFE LTD | COM USD SHS | G4412G101 | 248 | 5,500 | SH | DFND | 5 | 5,500 | 0 | 0 | |
HERBALIFE LTD | COM USD SHS | G4412G101 | 1,669 | 37,000 | SH | Put | DFND | 5 | 37,000 | 0 | 0 |
HILL INTERNATIONAL INC | COM | 431466101 | 117 | 42,600 | SH | DFND | 2 | 42,600 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 6,368 | 82,200 | SH | DFND | 2 | 82,200 | 0 | 0 | |
HORSEHEAD HLDG CORP | COM | 440694305 | 701 | 54,723 | SH | DFND | 2 | 54,723 | 0 | 0 | |
HOUSTON AMERN ENERGY CORP | COM | 44183U100 | 10 | 38,000 | SH | DFND | 2 | 38,000 | 0 | 0 | |
HUDSON GLOBAL INC | COM | 443787106 | 146 | 58,800 | SH | DFND | 2 | 58,800 | 0 | 0 | |
IAMGOLD CORP | COM | 450913108 | 1,277 | 295,000 | SH | DFND | 5 | 295,000 | 0 | 0 | |
IAMGOLD CORP | COM | 450913108 | 1,277 | 295,000 | SH | Put | DFND | 5 | 295,000 | 0 | 0 |
IMMUNOCELLULAR THERAPEUTICS | COM | 452536105 | 97 | 49,800 | SH | DFND | 2 | 49,800 | 0 | 0 | |
INERGY L P | UNIT LTD PTNR | 456615103 | 413 | 25,750 | SH | DFND | 2 | 25,750 | 0 | 0 | |
INFORMATICA CORP | COM | 45666Q102 | 341 | 9,750 | SH | DFND | 5 | 9,750 | 0 | 0 | |
INFORMATICA CORP | COM | 45666Q102 | 993 | 28,400 | SH | Put | DFND | 5 | 28,400 | 0 | 0 |
INNODATA INC | COM NEW | 457642205 | 79 | 24,700 | SH | DFND | 2 | 24,700 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 860 | 4,500 | SH | DFND | 2 | 4,500 | 0 | 0 | |
INTERPUBLIC GROUP COS INC | COM | 460690100 | 1,404 | 96,500 | SH | Call | DFND | 5 | 96,500 | 0 | 0 |
INTEVAC INC | COM | 461148108 | 140 | 24,700 | SH | DFND | 2 | 24,700 | 0 | 0 | |
IPASS INC | COM | 46261V108 | 160 | 84,900 | SH | DFND | 2 | 84,900 | 0 | 0 | |
IRON MTN INC | COM | 462846106 | 2,410 | 90,554 | SH | DFND | 2 | 90,554 | 0 | 0 | |
ISHARES INC | MSCI BRAZIL CAPP | 464286400 | 10,664 | 243,128 | SH | DFND | 2 | 243,128 | 0 | 0 | |
ISHARES INC | MSCI CDA INDEX | 464286509 | 262 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
ISHARES TR | FTSE CHINA25 IDX | 464287184 | 3,786 | 116,400 | SH | DFND | 2 | 116,400 | 0 | 0 | |
ISHARES TR | MSCI EAFE INDEX | 464287465 | 229 | 4,000 | SH | DFND | 2 | 4,000 | 0 | 0 | |
ISHARES TR | MSCI EMERG MKT | 464287234 | 8,480 | 220,269 | SH | DFND | 2 | 220,269 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 | 464287655 | 240 | 2,474 | SH | DFND | 2 | 2,474 | 0 | 0 | |
ISHARES TR | RUSSELL1000VAL | 464287598 | 46,320 | 552,808 | SH | DFND | 3 | 552,808 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 3,005 | 35,000 | SH | Put | DFND | 5 | 35,000 | 0 | 0 |
JOHNSON & JOHNSON | COM | 478160104 | 6,845 | 79,707 | SH | DFND | 2 | 79,707 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 3,005 | 35,000 | SH | DFND | 5 | 35,000 | 0 | 0 | |
JOS A BANK CLOTHIERS INC | COM | 480838101 | 310 | 7,500 | SH | DFND | 5 | 7,500 | 0 | 0 | |
JOS A BANK CLOTHIERS INC | COM | 480838101 | 1,194 | 28,900 | SH | Call | DFND | 5 | 28,900 | 0 | 0 |
JOS A BANK CLOTHIERS INC | COM | 480838101 | 769 | 18,600 | SH | Put | DFND | 5 | 18,600 | 0 | 0 |
JPMORGAN CHASE & CO | COM | 46625H100 | 6,841 | 129,600 | SH | DFND | 2 | 129,600 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 135 | 2,900 | SH | Call | DFND | 5 | 2,900 | 0 | 0 |
KEY TRONICS CORP | COM | 493144109 | 193 | 18,600 | SH | DFND | 2 | 18,600 | 0 | 0 | |
LAMAR ADVERTISING CO | CL A | 512815101 | 1,866 | 43,000 | SH | DFND | 2 | 43,000 | 0 | 0 | |
LENDER PROCESSING SVCS INC | COM | 52602E102 | 3,149 | 97,339 | SH | DFND | 2 | 97,339 | 0 | 0 | |
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 822 | 39,000 | SH | DFND | 2 | 39,000 | 0 | 0 | |
LIFE TECHNOLOGIES CORP | COM | 53217V109 | 25,254 | 341,274 | SH | DFND | 2 | 341,274 | 0 | 0 | |
LIFE TECHNOLOGIES CORP | COM | 53217V109 | 1,551 | 20,954 | SH | DFND | 5 | 20,954 | 0 | 0 | |
LIFE TECHNOLOGIES CORP | COM | 53217V109 | 8,791 | 118,800 | SH | Call | DFND | 5 | 118,800 | 0 | 0 |
LIFE TECHNOLOGIES CORP | COM | 53217V109 | 8,155 | 110,200 | SH | Put | DFND | 5 | 110,200 | 0 | 0 |
LILLY ELI & CO | COM | 532457108 | 2,770 | 56,400 | SH | DFND | 2 | 56,400 | 0 | 0 | |
LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | 431 | 13,000 | SH | DFND | 5 | 13,000 | 0 | 0 | |
LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | 1,659 | 50,000 | SH | Put | DFND | 5 | 50,000 | 0 | 0 |
LINNCO LLC | COMSHS LTD INT | 535782106 | 8,878 | 238,200 | SH | DFND | 2 | 238,200 | 0 | 0 | |
LIPOSCIENCE INC | COM | 53630M108 | 106 | 15,100 | SH | DFND | 2 | 15,100 | 0 | 0 | |
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 1,835 | 27,700 | SH | Call | DFND | 5 | 27,700 | 0 | 0 |
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 1,788 | 32,810 | SH | DFND | 2 | 32,810 | 0 | 0 | |
MANNKIND CORP | COM | 56400P201 | 585 | 90,000 | SH | Call | DFND | 5 | 90,000 | 0 | 0 |
MARKET LEADER INC | COM | 57056R103 | 650 | 60,781 | SH | DFND | 2 | 60,781 | 0 | 0 | |
MATTERSIGHT CORP | COM | 577097108 | 48 | 16,700 | SH | DFND | 2 | 16,700 | 0 | 0 | |
MATTSON TECHNOLOGY INC | COM | 577223100 | 203 | 92,600 | SH | DFND | 2 | 92,600 | 0 | 0 | |
MAXYGEN INC | COM | 577776107 | 100 | 40,500 | SH | DFND | 2 | 40,500 | 0 | 0 | |
MCEWEN MNG INC | COM | 58039P107 | 199 | 118,300 | SH | DFND | 2 | 118,300 | 0 | 0 | |
MEETME INC | COM | 585141104 | 102 | 62,700 | SH | DFND | 2 | 62,700 | 0 | 0 | |
MERCK & CO INC NEW | COM | 58933Y105 | 4,478 | 96,400 | SH | DFND | 2 | 96,400 | 0 | 0 | |
MET PRO CORP | COM | 590876306 | 4,116 | 306,269 | SH | DFND | 2 | 306,269 | 0 | 0 | |
MICROFINANCIAL INC | COM | 595072109 | 85 | 10,800 | SH | DFND | 2 | 10,800 | 0 | 0 | |
MTR GAMING GROUP INC | COM | 553769100 | 152 | 45,400 | SH | DFND | 2 | 45,400 | 0 | 0 | |
MYERS INDS INC | COM | 628464109 | 201 | 13,400 | SH | DFND | 2 | 13,400 | 0 | 0 | |
MYLAN INC | COM | 628530107 | 2,172 | 70,000 | SH | Put | DFND | 5 | 70,000 | 0 | 0 |
MYRIAD GENETICS INC | COM | 62855J104 | 575 | 21,400 | SH | Call | DFND | 5 | 21,400 | 0 | 0 |
MYRIAD GENETICS INC | COM | 62855J104 | 134 | 5,000 | SH | Put | DFND | 5 | 5,000 | 0 | 0 |
NATIONAL AMERN UNIV HLDGS IN | COM | 63245Q105 | 120 | 32,200 | SH | DFND | 2 | 32,200 | 0 | 0 | |
NATIONAL FINL PARTNERS CORP | COM | 63607P208 | 18,953 | 748,845 | SH | DFND | 2 | 748,845 | 0 | 0 | |
NII HLDGS INC | CL B NEW | 62913F201 | 1,215 | 182,500 | SH | DFND | 2 | 182,500 | 0 | 0 | |
NOBLE ENERGY INC | COM | 655044105 | 3,602 | 60,000 | SH | Call | DFND | 5 | 60,000 | 0 | 0 |
NOKIA CORP | SPONSORED ADR | 654902204 | 935 | 250,000 | SH | DFND | 2 | 250,000 | 0 | 0 | |
NORANDA ALUM HLDG CORP | COM | 65542W107 | 54 | 16,700 | SH | DFND | 2 | 16,700 | 0 | 0 | |
NORTHWEST PIPE CO | COM | 667746101 | 1,293 | 46,345 | SH | DFND | 2 | 46,345 | 0 | 0 | |
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 6,764 | 367,600 | SH | DFND | 2 | 367,600 | 0 | 0 | |
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 598 | 32,500 | SH | DFND | 5 | 32,500 | 0 | 0 | |
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 938 | 51,000 | SH | Call | DFND | 5 | 51,000 | 0 | 0 |
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 74 | 4,000 | SH | Put | DFND | 5 | 4,000 | 0 | 0 |
NV ENERGY INC | COM | 67073Y106 | 16,754 | 714,150 | SH | DFND | 2 | 714,150 | 0 | 0 | |
NYSE EURONEXT | COM | 629491101 | 5,108 | 123,386 | SH | DFND | 2 | 123,386 | 0 | 0 | |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 2,677 | 30,000 | SH | Call | DFND | 5 | 30,000 | 0 | 0 |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 1,022 | 11,450 | SH | DFND | 5 | 11,450 | 0 | 0 | |
OCLARO INC | COM NEW | 67555N206 | 30 | 25,000 | SH | DFND | 5 | 25,000 | 0 | 0 | |
OFS CAP CORP | COM | 67103B100 | 202 | 17,000 | SH | DFND | 2 | 17,000 | 0 | 0 | |
OMTHERA PHARMACEUTICALS INC | COM | 68217A103 | 2,566 | 192,935 | SH | DFND | 2 | 192,935 | 0 | 0 | |
ONCOTHYREON INC | COM | 682324108 | 259 | 165,000 | SH | DFND | 2 | 165,000 | 0 | 0 | |
ONEOK INC NEW | COM | 682680103 | 219 | 5,310 | SH | DFND | 2 | 5,310 | 0 | 0 | |
ONEOK PARTNERS LP | UNIT LTD PARTN | 68268N103 | 224 | 4,515 | SH | DFND | 2 | 4,515 | 0 | 0 | |
OPTIMER PHARMACEUTICALS INC | COM | 68401H104 | 2,136 | 147,648 | SH | DFND | 2 | 147,648 | 0 | 0 | |
PACIFIC MERCANTILE BANCORP | COM | 694552100 | 102 | 17,700 | SH | DFND | 2 | 17,700 | 0 | 0 | |
PACKAGING CORP AMER | COM | 695156109 | 1,557 | 31,800 | SH | Call | DFND | 5 | 31,800 | 0 | 0 |
PDI INC | COM | 69329V100 | 163 | 34,600 | SH | DFND | 2 | 34,600 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 4,202 | 150,000 | SH | DFND | 2 | 150,000 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 42 | 1,517 | SH | DFND | 5 | 1,517 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 493 | 17,600 | SH | Call | DFND | 5 | 17,600 | 0 | 0 |
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 1,176 | 21,070 | SH | DFND | 2 | 21,070 | 0 | 0 | |
POWER ONE INC NEW | COM | 73930R102 | 1,885 | 298,400 | SH | DFND | 2 | 298,400 | 0 | 0 | |
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 25,557 | 1,032,600 | SH | DFND | 3 | 1,032,600 | 0 | 0 | |
PREMIER EXIBITIONS INC | COM | 74051E102 | 143 | 82,000 | SH | DFND | 2 | 82,000 | 0 | 0 | |
PROCTER & GAMBLE CO | COM | 742718109 | 354 | 4,600 | SH | DFND | 2 | 4,600 | 0 | 0 | |
PROLOR BIOTECH INC | COM | 74344F106 | 991 | 157,479 | SH | DFND | 2 | 157,479 | 0 | 0 | |
PROSHARES TR II | ULTRASHORT YEN N | 74347W569 | 800 | 12,490 | SH | DFND | 2 | 12,490 | 0 | 0 | |
PRUDENTIAL FINL INC | COM | 744320102 | 1,556 | 21,300 | SH | DFND | 2 | 21,300 | 0 | 0 | |
PUT SPDR SER TR | OP | 78464A730 | 2,327 | 40,000 | SH | Put | DFND | 5 | 40,000 | 0 | 0 |
QLIK TECHNOLOGIES INC | COM | 74733T105 | 283 | 10,000 | SH | DFND | 5 | 10,000 | 0 | 0 | |
QLIK TECHNOLOGIES INC | COM | 74733T105 | 424 | 15,000 | SH | Put | DFND | 5 | 15,000 | 0 | 0 |
QUICKLOGIC CORP | COM | 74837P108 | 190 | 86,000 | SH | DFND | 2 | 86,000 | 0 | 0 | |
RAND LOGISTICS INC | COM | 752182105 | 97 | 18,400 | SH | DFND | 2 | 18,400 | 0 | 0 | |
RED LION HOTELS CORP | COM | 756764106 | 186 | 30,400 | SH | DFND | 2 | 30,400 | 0 | 0 | |
REPLIGEN CORP | COM | 759916109 | 577 | 70,000 | SH | Call | DFND | 5 | 70,000 | 0 | 0 |
REPUBLIC AWYS HLDGS INC | COM | 760276105 | 702 | 61,997 | SH | DFND | 2 | 61,997 | 0 | 0 | |
REVETT MINERALS INC | COM NEW | 761505205 | 63 | 97,500 | SH | DFND | 2 | 97,500 | 0 | 0 | |
RF MICRODEVICES INC | COM | 749941100 | 134 | 25,000 | SH | DFND | 5 | 25,000 | 0 | 0 | |
RLJ ENTMT INC | COM | 74965F104 | 65 | 13,503 | SH | DFND | 2 | 13,503 | 0 | 0 | |
ROCKWOOD HLDGS INC | COM | 774415103 | 1,281 | 20,000 | SH | Call | DFND | 5 | 20,000 | 0 | 0 |
SANCHEZ ENERGY CORP | COM | 79970Y105 | 2,397 | 104,382 | SH | DFND | 2 | 104,382 | 0 | 0 | |
SARATOGA RES INC TEX | COM | 803521103 | 66 | 43,100 | SH | DFND | 2 | 43,100 | 0 | 0 | |
SCHWAB CHARLES CORP NEW | COM | 808513105 | 584 | 27,500 | SH | DFND | 2 | 27,500 | 0 | 0 | |
SCIENTIFIC GAMES CORP | CL A | 80874P109 | 3,299 | 293,201 | SH | DFND | 2 | 293,201 | 0 | 0 | |
SEATTLE GENETICS INC | COM | 812578102 | 875 | 27,800 | SH | Put | DFND | 5 | 27,800 | 0 | 0 |
SEATTLE GENETICS INC | COM | 812578102 | 157 | 5,000 | SH | DFND | 5 | 5,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 21,755 | 1,118,700 | SH | DFND | 2 | 1,118,700 | 0 | 0 | |
SI FINL GROUP INC MD | COM | 78425V104 | 160 | 14,500 | SH | DFND | 2 | 14,500 | 0 | 0 | |
SIGA TECHNOLOGIES INC | COM | 826917106 | 603 | 212,432 | SH | DFND | 2 | 212,432 | 0 | 0 | |
SLM CORP | COM | 78442P106 | 949 | 41,500 | SH | Put | DFND | 5 | 41,500 | 0 | 0 |
SLM CORP | COM | 78442P106 | 2,636 | 115,300 | SH | Call | DFND | 5 | 115,300 | 0 | 0 |
SMITHFIELD FOODS INC | COM | 832248108 | 9,000 | 274,800 | SH | Call | DFND | 5 | 274,800 | 0 | 0 |
SMITHFIELD FOODS INC | COM | 832248108 | 1,166 | 35,600 | SH | Put | DFND | 5 | 35,600 | 0 | 0 |
SMITHFIELD FOODS INC | COM | 832248108 | 5,457 | 166,609 | SH | DFND | 5 | 166,609 | 0 | 0 | |
SMITHFIELD FOODS INC | COM | 832248108 | 47,213 | 1,441,549 | SH | DFND | 2 | 1,441,549 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 216 | 1,815 | SH | DFND | 2 | 1,815 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 128,578 | 801,517 | SH | DFND | 2 | 801,517 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,604 | 10,000 | SH | Put | DFND | 5 | 10,000 | 0 | 0 |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 106,371 | 506,256 | SH | DFND | 3 | 506,256 | 0 | 0 | |
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 1,165 | 29,500 | SH | DFND | 2 | 29,500 | 0 | 0 | |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 716 | 12,300 | SH | DFND | 5 | 12,300 | 0 | 0 | |
SPRINT NEXTEL CORP | COM SER 1 | 852061100 | 5,393 | 768,290 | SH | DFND | 2 | 768,290 | 0 | 0 | |
STERLING BANCORP | COM | 859158107 | 478 | 41,157 | SH | DFND | 2 | 41,157 | 0 | 0 | |
STR HLDGS INC | COM | 78478V100 | 184 | 81,000 | SH | DFND | 2 | 81,000 | 0 | 0 | |
SUBURBAN PROPANE PARTNERS L | UNIT LTD PARTN | 864482104 | 432 | 9,297 | SH | DFND | 2 | 9,297 | 0 | 0 | |
SUNOCO LOGISTICS PRTNRS L P | COM UNITS | 86764L108 | 1,679 | 26,259 | SH | DFND | 2 | 26,259 | 0 | 0 | |
SYPRIS SOLUTIONS INC | COM | 871655106 | 68 | 21,300 | SH | DFND | 2 | 21,300 | 0 | 0 | |
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 150 | 10,034 | SH | DFND | 5 | 10,034 | 0 | 0 | |
TELEPHONE & DATA SYS INC | COM NEW | 879433829 | 3,081 | 125,000 | SH | DFND | 2 | 125,000 | 0 | 0 | |
TELULAR CORP | COM NEW | 87970T208 | 1,264 | 100,200 | SH | DFND | 2 | 100,200 | 0 | 0 | |
TESORO CORP | COM | 881609101 | 314 | 6,000 | SH | DFND | 2 | 6,000 | 0 | 0 | |
THE ADT CORPORATION | COM | 00101J106 | 1,542 | 38,700 | SH | DFND | 2 | 38,700 | 0 | 0 | |
THERAVANCE INC | COM | 88338T104 | 2,104 | 54,600 | SH | Call | DFND | 5 | 54,600 | 0 | 0 |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 12,695 | 150,000 | SH | DFND | 2 | 150,000 | 0 | 0 | |
THRESHOLD PHARMACEUTICAL INC | COM NEW | 885807206 | 105 | 20,000 | SH | DFND | 2 | 20,000 | 0 | 0 | |
TIVO INC | COM | 888706108 | 1,356 | 122,700 | SH | DFND | 2 | 122,700 | 0 | 0 | |
T-MOBILE US INC | COM | 872590104 | 459 | 18,500 | SH | Call | DFND | 5 | 18,500 | 0 | 0 |
TOOTSIE ROLL INDS INC | COM | 890516107 | 203 | 6,400 | SH | DFND | 2 | 6,400 | 0 | 0 | |
TRANSCEPT PHARMACEUTICALS IN | COM | 89354M106 | 100 | 33,100 | SH | DFND | 2 | 33,100 | 0 | 0 | |
TRANSITION THERAPEUTICS INC | COM NEW | 893716209 | 119 | 36,600 | SH | DFND | 5 | 36,600 | 0 | 0 | |
TRINITY INDS INC | COM | 896522109 | 961 | 25,000 | SH | DFND | 5 | 25,000 | 0 | 0 | |
TRINITY INDS INC | COM | 896522109 | 2,787 | 72,500 | SH | Call | DFND | 5 | 72,500 | 0 | 0 |
TURQUOISE HILL RES LTD | COM | 900435108 | 101 | 17,000 | SH | DFND | 5 | 17,000 | 0 | 0 | |
U.S. AUTO PARTS NETWORK INC | COM | 90343C100 | 73 | 63,300 | SH | DFND | 2 | 63,300 | 0 | 0 | |
UNITED STATES ANTIMONY CORP | COM | 911549103 | 64 | 57,300 | SH | DFND | 2 | 57,300 | 0 | 0 | |
URANERZ ENERGY CORP | COM | 91688T104 | 196 | 178,600 | SH | DFND | 2 | 178,600 | 0 | 0 | |
VALSPAR CORP | COM | 920355104 | 867 | 13,400 | SH | Call | DFND | 5 | 13,400 | 0 | 0 |
VANGUARD HEALTH SYS INC | COM | 922036207 | 259 | 12,500 | SH | DFND | 5 | 12,500 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 16,509 | 425,553 | SH | DFND | 3 | 425,553 | 0 | 0 | |
VENTRUS BIOSCIENCES INC | COM | 922822101 | 115 | 47,800 | SH | DFND | 2 | 47,800 | 0 | 0 | |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 1,601 | 20,000 | SH | DFND | 5 | 20,000 | 0 | 0 | |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 3,443 | 43,000 | SH | Put | DFND | 5 | 43,000 | 0 | 0 |
VIRNETX HLDG CORP | COM | 92823T108 | 22,328 | 1,116,951 | SH | DFND | 2 | 1,116,951 | 0 | 0 | |
VISTA GOLD CORP | COM NEW | 927926303 | 200 | 206,200 | SH | DFND | 2 | 206,200 | 0 | 0 | |
VIVUS INC | COM | 928551100 | 4,892 | 388,887 | SH | DFND | 2 | 388,887 | 0 | 0 | |
VIVUS INC | COM | 928551100 | 717 | 57,000 | SH | Call | DFND | 5 | 57,000 | 0 | 0 |
VODAFONE GROUP PLC NEW | SPONS ADR NEW | 92857W209 | 1,917 | 66,700 | SH | Call | DFND | 5 | 66,700 | 0 | 0 |
VODAFONE GROUP PLC NEW | SPONS ADR NEW | 92857W209 | 1,082 | 37,638 | SH | DFND | 2 | 37,638 | 0 | 0 | |
WAL-MART STORES INC | COM | 931142103 | 791 | 10,625 | SH | DFND | 2 | 10,625 | 0 | 0 | |
WALTER INVT MGMT CORP | COM | 93317W102 | 383 | 11,335 | SH | DFND | 2 | 11,335 | 0 | 0 | |
WARNER CHILCOTT PLC IRELAND | SHS A | G94368100 | 398 | 20,000 | SH | DFND | 5 | 20,000 | 0 | 0 | |
WELLS FARGO & CO NEW | COM | 949746101 | 1,576 | 38,200 | SH | DFND | 2 | 38,200 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 487 | 15,000 | SH | DFND | 2 | 15,000 | 0 | 0 | |
WYNDHAM WORLDWIDE CORP | COM | 98310W108 | 1,831 | 32,000 | SH | Call | DFND | 5 | 32,000 | 0 | 0 |