-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Va9K2JGXrYlZ/kmSO55QZT9SJiKt6Lyq7mWpacKvCUDP7ngjPHM+WphzvC+BmyHY Wer7u8lf8k9irCvCZXS56A== 0001193125-10-126956.txt : 20100524 0001193125-10-126956.hdr.sgml : 20100524 20100524130717 ACCESSION NUMBER: 0001193125-10-126956 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100524 DATE AS OF CHANGE: 20100524 EFFECTIVENESS DATE: 20100524 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 10853173 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129741700 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 d13fhr.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sandler O'Neill Asset Management Address: 780 3rd Ave, 5th Floor New York, NY 10017 13 File Number: 28-7148 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: TERRY MALTESE Title: PRESIDENT Phone: (212) 486-7300 Signature, Place and Date of Signing: TERRY MALTESE May 12, 2010 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [_] 13F NOTICE. [_] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 120 Form 13F Information Table Value Total: 605109
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- ------ D 1ST CENTY BK NATL AS SN COM ST COMMON STOCK 31943X102 3268 827400 SH SOLE 827400 0 0 D 1st United Bancorp Inc. (FL) C COMMON STOCK 33740N105 5716 710000 SH SOLE 710000 0 0 D ACCESS NATL CORP COM STK COMMON STOCK 004337101 616 100500 SH SOLE 100500 0 0 D AFFILIATED MANAGERS GROUP INC COMMON STOCK 008252108 1548 19600 SH SOLE 19600 0 0 D AMERICAN PHYSICIANS SVC GROUP COMMON STOCK 028882108 6343 253700 SH SOLE 253700 0 0 D AMERICAN RIVER BANKS HARES COM COMMON STOCK 029326105 6176 773000 SH SOLE 773000 0 0 D AON CORP COMMON STOCK 037389103 16443 385000 SH SOLE 385000 0 0 D ARROW FINANCIAL CORP COMMON STOCK 042744102 2771 103050 SH SOLE 103050 0 0 D ATHENS BANCSHARES CORP COM STK COMMON STOCK 047042106 2493 235000 SH SOLE 235000 0 0 D BANCFIRST CORP COM STK COMMON STOCK 05945F103 7100 169400 SH SOLE 169400 0 0 D BANCORP RHODE ISLAND INC COMMON STOCK 059690107 3277 119800 SH SOLE 119800 0 0 D BANK MUTUAL CORP COM STK COMMON STOCK 063750103 3336 513300 SH SOLE 513300 0 0 D BANK OF AMERICA 7.25% SER L PE PRFD STK (CONVRT 060505682 2438 2500 SH SOLE 2500 0 0 D BANK OF AMERICA CORP COM STK COMMON STOCK 060505104 10533 590100 SH SOLE 590100 0 0 D BANK OF HAWAII CORP COMMON STOCK 062540109 1124 25000 SH SOLE 25000 0 0 D BANK OF MARIN BANCORP COMMON STOCK 063425102 2435 73600 SH SOLE 73600 0 0 D BAR HARBOR BANKSHARE S COM STK COMMON STOCK 066849100 5292 173500 SH SOLE 173500 0 0 D BLACKROCK INC COM NEW COMMON STOCK 09247X101 2178 10000 SH SOLE 10000 0 0 D BRIDGE CAPITAL HOLDINGS COMMON STOCK 108030107 397 43400 SH SOLE 43400 0 0 D BROOKLINE BANCORP IN C DE COM COMMON STOCK 11373M107 2102 197600 SH SOLE 197600 0 0 D CENTER FINANCIAL CORP COMMON STOCK 15146E102 1164 239998 SH SOLE 239998 0 0 D CENTERSTATE BKS FLA INC COM ST COMMON STOCK 15201P109 3655 298631 SH SOLE 298631 0 0 D CENTURY BANCORP INC COMMON STOCK 156432106 6348 330600 SH SOLE 330600 0 0 D CHICOPEE BANCORP COMMON STOCK 168565109 2360 185800 SH SOLE 185800 0 0 D CITIGROUP INC COM STK COMMON STOCK 172967101 6018 1486000 SH SOLE 1486000 0 0 D CITIZENS & NORTHN CO RP COM ST COMMON STOCK 172922106 11848 944100 SH SOLE 944100 0 0 D CITY NATIONAL CORP CA COM STK COMMON STOCK 178566105 6223 115300 SH SOLE 115300 0 0 D CONNECTICUT BK & TR CO HARTFO COMMON STOCK 207546102 1299 288600 SH SOLE 288600 0 0 D DISCOVER FINANCIAL S ERVICES COMMON STOCK 254709108 4594 308300 SH SOLE 308300 0 0 D EAGLE BANCORP INC COM STK COMMON STOCK 268948106 8589 724800 SH SOLE 724800 0 0 D ENCORE BNCSHRS COMMON STOCK 29255V201 2381 251400 SH SOLE 251400 0 0 D ESSA BANCORP COMMON STOCK 29667D104 564 45000 SH SOLE 45000 0 0 D EUROBANCSHARES INC COM STK COMMON STOCK 298716101 184 498300 SH SOLE 498300 0 0 D FIRST CALIFORNIA FINANCIAL GRP COMMON STOCK 319395109 1887 714900 SH SOLE 714900 0 0 D FIRST FINANCIAL BANCORP OHIO COMMON STOCK 320209109 18518 1041500 SH SOLE 1041500 0 0 D FIRST FINANCIAL HOLDINGS INC COMMON STOCK 320239106 1181 78400 SH SOLE 78400 0 0 D FIRST FRANKLIN CORP COMMON STOCK 320272107 540 60000 SH SOLE 60000 0 0 D FIRST HORIZON NATL CORP COMMON STOCK 320517105 3077 219000 SH SOLE 219000 0 0 D FIRST MIDWEST BANCOR P INC DEL COMMON STOCK 320867104 13466 993800 SH SOLE 993800 0 0 D FIRST NIAGARA FINL G ROUP INC COMMON STOCK 33582V108 6577 462200 SH SOLE 462200 0 0 D FIRST PACTRUST BANCORP INC COMMON STOCK 33589V101 621 79900 SH SOLE 79900 0 0 D FIRST SECURITYGROUP INC COMMON STOCK 336312103 2298 1063700 SH SOLE 1063700 0 0 D FLAGSTAR BANCORP INC COM STK COMMON STOCK 337930101 4105 6842100 SH SOLE 6842100 0 0 D FNB CORP COMMON STOCK 302520101 1014 125000 SH SOLE 125000 0 0 D FRANKLIN RESOURCES I NC. COM S COMMON STOCK 354613101 2462 22200 SH SOLE 22200 0 0 D GUARANTY BANCORP COMMON STOCK 40075T102 159 100000 SH SOLE 100000 0 0 D HAMPDEN BANCORP INC COM STK COMMON STOCK 40867E107 3643 365000 SH SOLE 365000 0 0 D HAWTHORN BANCSHARES INC COMMON STOCK 420476103 916 78400 SH SOLE 78400 0 0 D HERITAGE FINANCIAL C ORPORATIO COMMON STOCK 42722X106 2849 188800 SH SOLE 188800 0 0 D HERITAGE OAKS BANCOR P COM STK COMMON STOCK 42724R107 59 15000 SH SOLE 15000 0 0 D HF FINANCIAL CORP COM STK COMMON STOCK 404172108 6515 645000 SH SOLE 645000 0 0 D HILLTOP HLDGS INC COM REIT COMMON STOCK 432748101 881 75000 SH SOLE 75000 0 0 D HINGHAM INSTIT FOR SAVINGS COMMON STOCK 433323102 3776 108900 SH SOLE 108900 0 0 D HMN FINANCIAL INC COM STK COMMON STOCK 40424G108 660 120000 SH SOLE 120000 0 0 D HOME BANCORP INC COMMON STOCK 43689E107 1973 140900 SH SOLE 140900 0 0 D HOME BANCSHARES INC/ CONWAY A COMMON STOCK 436893200 8630 326400 SH SOLE 326400 0 0 D HUDSON CITY BANCORP INC COM ST COMMON STOCK 443683107 709 50000 SH SOLE 50000 0 0 D HUDSON VALLEY HOLDIN G CORP CO COMMON STOCK 444172100 8883 366000 SH SOLE 366000 0 0 D IBERIABANK CORP COM STK COMMON STOCK 450828108 4045 67400 SH SOLE 67400 0 0 D INDIANA COMMUNITY BANCORP COMMON STOCK 454674102 1972 215500 SH SOLE 215500 0 0 D INVESCO LTD COM STK COMMON STOCK G491BT108 8648 394700 SH SOLE 394700 0 0 D JANUS CAPITAL GROUP INC COMMON STOCK 47102X105 286 20000 SH SOLE 20000 0 0 D JEFFERIES GROUP INC NEW COM ST COMMON STOCK 472319102 6682 282300 SH SOLE 282300 0 0 D JP MORGAN CHASE WRNT EXP 10/28 WARRANTS 46634E114 2249 146300 SH SOLE 146300 0 0 D JPMORGAN CHASE & CO COM COMMON STOCK 46625H100 33249 743000 SH SOLE 743000 0 0 D KBW INC COMMON STOCK 482423100 5544 206100 SH SOLE 206100 0 0 D KEYCORP NY COM STK COMMON STOCK 493267108 6466 834300 SH SOLE 834300 0 0 D LAKELAND FINL CORP COM STK COMMON STOCK 511656100 8104 425400 SH SOLE 425400 0 0 D LAZARD LTD COM COMMON STOCK G54050102 10057 281700 SH SOLE 281700 0 0 D LEGACY BANCORP INC COM STK COMMON STOCK 52463G105 5329 561500 SH SOLE 561500 0 0 D LOUISIANA BANCORP INC COM COMMON STOCK 54619P104 3483 239900 SH SOLE 239900 0 0 D MARSHALL & IISLEY CORP COMMON STOCK 571837103 9498 1179900 SH SOLE 1179900 0 0 D MB FINANCIAL INC COMMON STOCK 55264U108 1690 75000 SH SOLE 75000 0 0 D MERCHANTS BANCSHARES INC COM COMMON STOCK 588448100 2475 114000 SH SOLE 114000 0 0 D MERIDIAN INTERSTATE BANCORP IN COMMON STOCK 58964Q104 997 95900 SH SOLE 95900 0 0 D MIDSOUTH BANCORP INC COM STK COMMON STOCK 598039105 8283 502000 SH SOLE 502000 0 0 D MIDWESTONE FINANCIAL GRP INC COMMON STOCK 598511103 5228 443400 SH SOLE 443400 0 0 D MORGAN STANLEY COM STK COMMON STOCK 617446448 28016 956500 SH SOLE 956500 0 0 D MUTUALFIRST FINANCIA L INC COM COMMON STOCK 62845B104 911 137000 SH SOLE 137000 0 0 D NATL CITY CORP SR UNS GLOBAL C CONVRT BONDS 635405AW3 1020 1000000 PRN SOLE 1000000 0 0 D NBT BANCORP INC COM STK COMMON STOCK 628778102 2007 87700 SH SOLE 87700 0 0 D NEWALLIANCE BANCSHARES INC COMMON STOCK 650203102 2495 197700 SH SOLE 197700 0 0 D NEWPORT BANCORP INC COM STK COMMON STOCK 651754103 3584 305000 SH SOLE 305000 0 0 D NORTH VALLEY BANCORP COMMON STOCK 66304M105 295 168600 SH SOLE 168600 0 0 D NORTHRIM BANCORP INC COMMON STOCK 666762109 1177 68900 SH SOLE 68900 0 0 D NORTHWEST BANCSHARES INC/MD COMMON STOCK 667340103 2904 247600 SH SOLE 247600 0 0 D OBA FINANCIAL SERVIC ES INC COMMON STOCK 67424G101 1881 175000 SH SOLE 175000 0 0 D OCEANFIRST FINL CORP COM STK COMMON STOCK 675234108 4113 362100 SH SOLE 362100 0 0 D OMNIAMERICAN BANCORP INC COMMON STOCK 68216R107 1552 134600 SH SOLE 134600 0 0 D ORIENTAL FINANCIAL G ROUP INC COMMON STOCK 68618W100 675 50000 SH SOLE 50000 0 0 D PACIFIC CONTINENTAL CORP COM S COMMON STOCK 69412V108 1019 97000 SH SOLE 97000 0 0 D PACIFIC PREMIER BANC ORP COM S COMMON STOCK 69478X105 4846 988900 SH SOLE 988900 0 0 D PEOPLES UNITED FINANCIAL INC C COMMON STOCK 712704105 15415 986900 SH SOLE 986900 0 0 D PNC FINANCIAL SERVIC ES GROUP COMMON STOCK 693475105 10836 181500 SH SOLE 181500 0 0 D PREFERRED BANK COM STK COMMON STOCK 740367107 1015 746500 SH SOLE 746500 0 0 D PROSPERITY BANCSHARE S INC COM COMMON STOCK 743606105 8817 215100 SH SOLE 215100 0 0 D RODMAN & RENSHAW CAP GROUP INC COMMON STOCK 77487R100 2466 627400 SH SOLE 627400 0 0 D SANDY SPRING BANCORP INC COM COMMON STOCK 800363103 10242 682800 SH SOLE 682800 0 0 D SCBT FINANCIAL CORP COM STK COMMON STOCK 78401V102 3352 90500 SH SOLE 90500 0 0 D SEACOAST BKG CORP FLA COMMON COMMON STOCK 811707306 7262 4297200 SH SOLE 4297200 0 0 D SIMMONS FIRST NATION AL CORP C COMMON STOCK 828730200 11888 431200 SH SOLE 431200 0 0 D SOMERSET HILLS BANCO RP BERNA COMMON STOCK 834728107 2522 311300 SH SOLE 311300 0 0 D SOUTH FINL GROUP INC COM STK COMMON STOCK 837841105 505 730000 SH SOLE 730000 0 0 D SOUTHCOAST FINANCIAL CORP COM COMMON STOCK 84129R100 536 153000 SH SOLE 153000 0 0 D STATE BANCORP INC N Y COM STK COMMON STOCK 855716106 7387 938659 SH SOLE 938659 0 0 D STATE STR CORP COM STK COMMON STOCK 857477103 18503 409900 SH SOLE 409900 0 0 D STERLING BANCORP COM STK COMMON STOCK 859158107 9045 900000 SH SOLE 900000 0 0 D STERLING BANCSHARES INC COM ST COMMON STOCK 858907108 4997 892400 SH SOLE 892400 0 0 D TFS FINANCIAL GROUP COMMON STOCK 87240R107 4901 367100 SH SOLE 367100 0 0 D UNITED CMNTY FINL CO RP OHIO C COMMON STOCK 909839102 80 53500 SH SOLE 53500 0 0 D UNITED COMMUNITY BAN KS INC CO COMMON STOCK 90984P105 5446 1235000 SH SOLE 1235000 0 0 D US BANCORP COM COMMON STOCK 902973304 16452 635700 SH SOLE 635700 0 0 D WASHINGTON FEDERAL I NC COM ST COMMON STOCK 938824109 2032 100000 SH SOLE 100000 0 0 D WELLS FARGO & CO 7.5% SER L PRFD STK (CONVRT 949746804 8873 9101 SH SOLE 9101 0 0 D WELLS FARGO COMPANY COMMON STOCK 949746101 10702 343900 SH SOLE 343900 0 0 D WEST BANCORP COMMON STOCK 95123P106 969 147300 SH SOLE 147300 0 0 D WHITE RIVER CAPT COMMON STOCK 96445P105 2488 181600 SH SOLE 181600 0 0 D WILLIS LEASE FINANCE CORP COM COMMON STOCK 970646105 2561 162300 SH SOLE 162300 0 0 D WILMINGTON TRUST COR P COM STK COMMON STOCK 971807102 3011 181700 SH SOLE 181700 0 0 D WINTRUST FINL CORP COM STK COMMON STOCK 97650W108 15814 425000 SH SOLE 425000 0 0 S REPORT SUMMARY 120 DATA RECORDS 605109 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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