0001144204-13-028219.txt : 20130513 0001144204-13-028219.hdr.sgml : 20130513 20130513141902 ACCESSION NUMBER: 0001144204-13-028219 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130513 DATE AS OF CHANGE: 20130513 EFFECTIVENESS DATE: 20130513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FCA CORP /TX CENTRAL INDEX KEY: 0001166402 IRS NUMBER: 760076528 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10019 FILM NUMBER: 13836700 BUSINESS ADDRESS: STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7137812856 MAIL ADDRESS: STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77024 13F-HR 1 v344868_13f-hr.txt 13F-HR UNITED STATES SEUCRITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or quarter Ended March 31, 2013 If amended report check here: [ ] Amendment Number:___ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding entries FCA Corp -------------------------------------------------------------------------------- Name of Insitutional Investment Manager FCA Corp 791 Town & Country Blvd, Suite 250 Houston Texas 77024-3925 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip Code) 13F File Number: 028-10019 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables are considered integral parts of this form. Person signing this Report on behalf of Reporting Manager: William Levay Chief Compliance Officer 713-781-2856 -------------------------------------------------------------------------------- Name Title Telephone /s/ William Levay -------------------------------- Manual Signature of Person Duly Authorized to submit this Report Houston, TX 05-13-13 -------------------------------- Place and Date of Signing Report Type: [X] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report Report Summary: Number of other included managers: 0 Form 13F information table entry total: 124 Form 13F table value total: $137,459 List of other included Managers: None FCA Corp FORM 13F 31-Mar-13 FORM 13F INFORMATION TABLE

Voting Authority ---------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None -------------- -------------- ----- -------- ------- --- ---- ------- -------- ----- ------ ---- 1ST CENTURY BANCSHARES INC COM 31943X102 155 27,700 SH Sole 27,700 3M CO COM 88579Y101 1,279 12,041 SH Sole 12,041 ACETO CORP COM 004446100 2,599 234,775 SH Sole 234,775 AECOM TECHNOLOGY CORP COM 00766T100 328 10,000 SH Defined 10000 AGCO CORP COM 001084102 261 5,000 SH Defined 5000 ALAMO GROUP INC COM 011311107 3,091 80,464 SH Sole 80,464 ALMOST FAMILY INC COM 020409108 1,083 52,906 SH Sole 52,906 ALTO PALERMO S.A.-ADR ADR 02151P107 166 11,500 SH Defined 11500 AMDOCS LTD ORD G02602103 363 10,000 SH Defined 10000 AMERICAN BUSINESS BANK COM 02475L105 946 32,405 SH Sole 32,405 AMGEN INC COM 031162100 2,117 20,786 SH Sole 20,786 ANALOG DEVICES INC COM 032654105 2,045 44,140 SH Sole 44,140 ANGLO AMERICAN PLC-UNSP ADR ADR 03485P201 152 11,830 SH Defined 11830 APPLE INC COM 037833100 227 509 SH Sole 509 ARKEMA-SPONSORED ADR ADR 041232109 376 4,130 SH Defined 4130 ARTESIAN RESOURCES CORP-CL A COM 043113208 1,249 55,673 SH Sole 55,673 AUTOMATIC DATA PROCESSING COM 053015103 2,784 42,876 SH Sole 42,876 BANCO SANTANDER SA-SPON ADR ADR 05964H105 216 31,672 SH Defined 31672 BG GROUP PLC-SPON ADR ADR 055434203 172 10,000 SH Defined 10000 BOK FINANCIAL CORPORATION COM 05561Q201 234 3,751 SH Sole 3,751 BOSTON PROPERTIES INC COM 101121101 253 2,500 SH Defined 2500 BUNGE LTD COM G16962105 480 6,500 SH Defined 6500 CAMPUS CREST COMMUNITIES INC COM 13466Y105 153 11,000 SH Defined 11000 CEMEX SAB-SPONS ADR PART CER ADR 151290889 171 14,037 SH Defined 14037 CHASE CORP COM 16150R104 1,200 62,268 SH Sole 62,268 CHEMED CORP COM 16359R103 336 4,200 SH Defined 4200 CHINA HOUSING & LAND DEVELOP COM 16939V103 60 40,000 SH Defined 40000 CIMAREX ENERGY CO COM 171798101 1,812 24,024 SH Sole 24,024 COCA-COLA CO/THE COM 191216100 390 9,688 SH Sole 9,688 COHU INC COM 192576106 1,144 122,185 SH Sole 122,185 CONMED CORP COM 207410101 535 15,720 SH Defined 15720 CONSUMER DISCRETIONARY SELT COM 81369Y407 2,347 44,316 SH Sole 44,316 CONSUMER STAPLES SPDR COM 81369Y308 4,955 124,670 SH Sole 124,670 CULLEN/FROST BANKERS INC COM 229899109 1,363 21,801 SH Sole 21,801 DENTSPLY INTERNATIONAL INC COM 249030107 369 8,700 SH Defined 8700 DIAGEO PLC-SPONSORED ADR ADR 25243Q205 252 2,000 SH Defined 2000 ENERGY SELECT SECTOR SPDR COM 81369Y506 3,051 38,450 SH Sole 38,450 ENTERPRISE PRODUCTS PARTNERS COM 293792107 2,328 38,714 SH Sole 38,714 EQUITY RESIDENTIAL COM 29476L107 314 5,700 SH Defined 5700 EVEREST RE GROUP LTD COM G3223R10 2,339 18,053 SH Sole 18,053 EXTRA SPACE STORAGE INC COM 30225T102 389 9,900 SH Defined 9900 EXXON MOBIL CORP COM 30231G102 2,885 31,964 SH Sole 31,964 FIRST SEISMIC CORP COM 336397104 13 327,012 SH Sole 327,012 GAFISA SA-ADR ADR 362607301 47 12,000 SH Defined 12000 GRUPO TELEVISA SA-SPON ADR ADR 40049J206 399 15,000 SH Defined 15000 GUGGENHEIM S&P 500 EQUAL WEIGHT(ETF) COM 78355W106 3,839 64,423 SH Sole 64,423 GUGGENHEIM S&P 500 EQUAL WEIGHT HEALTHCARE(ETF) COM 78355W841 2,238 25,100 SH Sole 25,100 HOME INNS & HOTELS MANAG-ADR ADR 43713W107 253 8,500 SH Defined 8500 HOST HOTELS & RESORTS INC COM 44107P104 268 15,317 SH Defined 15317 HUNTINGTON BANCSHARES INC COM 446150104 148 20,000 SH Defined 20000 ICICI BANK LTD-SPON ADR ADR 45104G104 215 5,000 SH Defined 5000 INGLES MARKETS INC-CLASS A COM 457030104 3,158 146,957 SH Sole 146,957 INTEGRATED SILICON SOLUTION COM 45812P107 202 22,000 SH Defined 22000 INTEL CORP COM 458140100 852 39,025 SH Sole 39,025 INTERCONTINENTAL HOTELS-ADR ADR 45857P400 284 9,333 SH Defined 9333 INTEROIL CORP COM 460951106 304 4,000 SH Defined 4000 INTL BUSINESS MACHINES CORP COM 459200101 356 1,671 SH Sole 1,671 ISHARES COHEN & STEERS RLTY COM 464287564 1,544 18,742 SH Sole 18,742 ISHARES CORE S&P MIDCAP ETF COM 464287507 2,279 19,837 SH Sole 19,837 ISHARES DJ SELECT DIVIDEND COM 464287168 2,931 46,264 SH Sole 46,264 ISHARES FTSE CHINA 25 INDEX COM 464287184 309 8,370 SH Sole 8,370 ISHARES MSCI EAFE INDEX FUND COM 464287465 4,328 73,433 SH Sole 73,433 ISHARES MSCI EAFE SMALL CAP COM 464288273 2,067 47,070 SH Sole 47,070 ISHARES MSCI EMERGING MKT IN COM 464287234 1,802 42,141 SH Sole 42,141 ISHARES MSCI SOUTH AFRICA COM 464286780 236 3,700 SH Defined 3700 ISHARES S&P GBL NUCLEAR ENGY COM 464288232 1,077 33,090 SH Sole 33,090 ISHARES S&P GLBL HEALTHCARE COM 464287325 2,734 37,145 SH Sole 37,145 ISHARES S&P GLBL TELECOMM SE COM 464287275 211 3,525 SH Sole 3,525 ISHARES S&P LATIN AMERICA 40 COM 464287390 445 10,214 SH Sole 10,214 JAMES HARDIE IND PLC-SP ADR ADR 47030M106 469 9,000 SH Defined 9000 JOHN HANCOCK FINANCIAL OPPOR COM 409735206 1,853 88,686 SH Sole 88,686 JOHNSON & JOHNSON COM 478160104 2,456 30,151 SH Sole 30,151 JOHNSON CONTROLS INC COM 478366107 210 6,000 SH Defined 6000 KMG CHEMICALS INC COM 482564101 2,220 113,866 SH Sole 113,866 KVH INDUSTRIES INC COM 482738101 407 30,000 SH Defined 30000 LASALLE HOTEL PROPERTIES COM 517942108 279 11,000 SH Defined 11000 LIFEPOINT HOSPITALS INC COM 53219L109 218 4,500 SH Defined 4500 LOWE'S COS INC COM 548661107 367 9,673 SH Sole 9,673 MARKET VECTORS AFRICA INDEX COM 57060U787 253 8,340 SH Defined 8340 MARKET VECTORS INDIA S/C COM 57060U563 376 43,070 SH Sole 43,070 MARRIOTT INTERNATIONAL -CL A CALL 571903202 213 5,035 SH Defined 5035 METLIFE INC COM 59156R108 1,787 46,971 SH Sole 46,971 MICROFINANCIAL INC COM 595072109 3,899 451,564 SH Sole 451,564 MILLER INDUSTRIES INC/TENN COM NEW 600551204 225 14,000 SH Defined 14000 NESTLE SA-SPONS ADR FOR REG ADR 641069406 2,353 32,515 SH Sole 32,515 NESTLE SA-SPONS ADR FOR REG ADR 641069406 562 7,750 SH Defined 7750 NEW YORK COMMUNITY BANCORP COM 649445103 144 10,000 SH Defined 10000 NEXTERA ENERGY INC COM 65339F101 1,973 25,465 SH Sole 25,465 NICE SYSTEMS LTD-SPONS ADR ADR 653656108 368 10,000 SH Defined 10000 NIDEC CORPORATION-ADR ADR 654090109 210 14,000 SH Defined 14000 NORFOLK SOUTHERN CORP COM 655844108 308 4,000 SH Defined 4000 NORTHWEST NATURAL GAS CO COM 667655104 219 5,000 SH Defined 5000 NOVARTIS AG-ADR ADR 66987V109 1,926 27,095 SH Sole 27,095 PENTAIR LTD-REGISTERED COM H6169Q108 568 10,760 SH Defined 10760 PHILIP MORRIS INTERNATIONAL COM 718172109 270 2,925 SH Sole 2,925 POWERSHARES GLOBAL WATER COM 73936T623 2,105 110,117 SH Sole 110,117 PROTECTIVE LIFE CORP COM 743674103 2,602 72,680 SH Sole 72,680 PRUDENTIAL PLC-ADR ADR 74435K204 437 13,500 SH Defined 13500 RGC RESOURCES INC COM 74955L103 533 28,224 SH Sole 28,224 ROYCE MICRO-CAP TRUST INC COM 780915104 1,220 113,921 SH Sole 113,921 ROYCE VALUE TRUST COM 780910105 3,903 259,349 SH Sole 259,349 RYMAN HOSPITALITY PROPERTIES COM 78377T107 271 5,924 SH Defined 5924 SBA COMMUNICATIONS CORP-CL A COM 78388J106 216 3,000 SH Defined 3000 SIEMENS AG-SPONS ADR ADR 826197501 323 3,000 SH Defined 3000 SL GREEN REALTY CORP COM 78440X101 258 3,000 SH Defined 3000 SPDR MORGAN STANLEY TECHNOLO COM 78464A102 1,930 26,380 SH Sole 26,380 SPDR S&P MIDCAP 400 ETF TRST COM 78467Y107 346 1,650 SH Sole 1,650 SPDR S&P OIL & GAS EXP & PR COM 78464A730 2,611 43,120 SH Sole 43,120 STARWOOD HOTELS & RESORTS COM 85590A401 319 5,000 SH Defined 5000 STRYKER CORP COM 863667101 1,240 19,025 SH Sole 19,025 TENNECO INC COM 880349105 236 6,000 SH Defined 6000 TEVA PHARMACEUTICAL-SP ADR ADR 881624209 238 6,000 SH Defined 6000 TORTOISE ENERGY INFRASTRUCTU COM 89147L100 3,135 63,246 SH Sole 63,246 TOTAL SA-SPON ADR ADR 89151E109 249 5,200 SH Defined 5200 UDR INC COM 902653104 286 11,852 SH Sole 11,852 UNILEVER N V -NY SHARES COM 904784709 369 9,000 SH Defined 9000 UNITED FIRE GROUP INC COM 910340108 1,583 62,201 SH Sole 62,201 VALMONT INDUSTRIES COM 920253101 2,609 16,580 SH Sole 16,580 VERIZON COMMUNICATIONS INC COM 92343V104 340 6,931 SH Sole 6,931 VODAFONE GROUP PLC-SP ADR ADR 92857W209 224 7,875 SH Defined 7875 WGL HOLDINGS INC COM 92924F106 1,846 41,880 SH Sole 41,880 WILLIAMS COS INC COM 969457100 3,677 98,891 SH Sole 98,891 WP CAREY INC COM 92936U109 337 5,000 SH Defined 5000 WPX ENERGY INC COM 98212B103 373 23,163 SH Sole 23,163