The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALCOA INC | COM | 13817101 | 4,525 | 303,900 | SH | DFND | 2 | 303,900 | 0 | 0 | |
| ALLIED MOTION TECHNOLOGIES I | COM | 19330109 | 1,611 | 111,244 | SH | DFND | 1 | 111,244 | 0 | 0 | |
| AMBAC FINL GROUP INC | COM NEW | 23139884 | 2,146 | 78,577 | SH | DFND | 78,577 | 0 | 0 | ||
| AMBAC FINL GROUP INC | COM NEW | 23139884 | 3,251 | 119,039 | SH | DFND | 2 | 119,039 | 0 | 0 | |
| AMERIANA BANCORP | COM | 23613102 | 3,798 | 255,781 | SH | DFND | 255,781 | 0 | 0 | ||
| AMERIANA BANCORP | COM | 23613102 | 206 | 13,886 | SH | DFND | 1 | 13,886 | 0 | 0 | |
| AMERICAN AIRLS GROUP INC | COM | 02376R102 | 2,578 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
| AMERICAN AIRLS GROUP INC | COM | 02376R102 | 3,521 | 81,950 | SH | DFND | 2 | 81,950 | 0 | 0 | |
| ARCH COAL INC | COM | 39380100 | 16,900 | 4,630,000 | SH | DFND | 1 | 4,630,000 | 0 | 0 | |
| ARCH COAL INC | COM | 39380100 | 5,812 | 1,592,228 | SH | DFND | 2 | 1,592,228 | 0 | 0 | |
| BANK OF AMERICA CORPORATION | COM | 60505104 | 364 | 23,700 | SH | DFND | 1 | 23,700 | 0 | 0 | |
| BANK OF AMERICA CORPORATION | COM | 60505104 | 9,471 | 616,219 | SH | DFND | 2 | 616,219 | 0 | 0 | |
| BANK OF AMERICA CORPORATION | COM | 60505104 | 1,416 | 92,100 | SH | Call | DFND | 92,100 | 0 | 0 | |
| BANK OF AMERICA CORPORATION | COM | 60505104 | 21,687 | 1,411,000 | SH | Call | DFND | 1 | 1,411,000 | 0 | 0 |
| BARNES & NOBLE INC | COM | 67774109 | 28,397 | 1,246,041 | SH | DFND | 1 | 1,246,041 | 0 | 0 | |
| BARNES & NOBLE INC | COM | 67774109 | 9,175 | 402,603 | SH | DFND | 2 | 402,603 | 0 | 0 | |
| BED BATH & BEYOND INC | COM | 75896100 | 3,414 | 59,500 | SH | DFND | 2 | 59,500 | 0 | 0 | |
| BED BATH & BEYOND INC | COM | 75896100 | 12,050 | 210,000 | SH | Call | DFND | 1 | 210,000 | 0 | 0 |
| BROADWIND ENERGY INC | COM NEW | 11161T207 | 3,508 | 400,031 | SH | DFND | 400,031 | 0 | 0 | ||
| BROADWIND ENERGY INC | COM NEW | 11161T207 | 9,280 | 1,058,170 | SH | DFND | 1 | 1,058,170 | 0 | 0 | |
| CALUMET SPECIALTY PRODS PTNR | UT LTD PARTNER | 131476103 | 6,496 | 204,262 | SH | DFND | 2 | 204,262 | 0 | 0 | |
| CITIGROUP INC | COM NEW | 172967424 | 6,552 | 139,115 | SH | DFND | 2 | 139,115 | 0 | 0 | |
| CITIGROUP INC | COM NEW | 172967424 | 2,591 | 55,000 | SH | Call | DFND | 55,000 | 0 | 0 | |
| CITIGROUP INC | COM NEW | 172967424 | 63,444 | 1,347,000 | SH | Call | DFND | 1 | 1,347,000 | 0 | 0 |
| CLIFFS NAT RES INC | COM | 18683K101 | 3,646 | 242,292 | SH | DFND | 1 | 242,292 | 0 | 0 | |
| CLIFFS NAT RES INC | COM | 18683K101 | 3,763 | 250,000 | SH | Call | DFND | 1 | 250,000 | 0 | 0 |
| FIDELITY SOUTHERN CORP NEW | COM | 316394105 | 3,760 | 289,438 | SH | DFND | 289,438 | 0 | 0 | ||
| FIRST CTZNS BANC CORP | COM NO PAR | 319459202 | 355 | 39,392 | SH | DFND | 39,392 | 0 | 0 | ||
| FIRST DEFIANCE FINL CORP | COM | 32006W106 | 969 | 33,763 | SH | DFND | 33,763 | 0 | 0 | ||
| FIRST FED NORTHN MICH BANCOR | COM | 32021X105 | 867 | 141,680 | SH | DFND | 141,680 | 0 | 0 | ||
| FREEPORT-MCMORAN COPPER & GO | COM | 35671D857 | 3,833 | 105,000 | SH | DFND | 1 | 105,000 | 0 | 0 | |
| FREEPORT-MCMORAN COPPER & GO | COM | 35671D857 | 6,199 | 169,837 | SH | DFND | 2 | 169,837 | 0 | 0 | |
| FREEPORT-MCMORAN COPPER & GO | COM | 35671D857 | 24,886 | 681,800 | SH | Call | DFND | 1 | 681,800 | 0 | 0 |
| GRIFFON CORP | COM | 398433102 | 1,584 | 127,718 | SH | DFND | 2 | 127,718 | 0 | 0 | |
| HAWTHORN BANCSHARES INC | COM | 420476103 | 5,145 | 410,941 | SH | DFND | 410,941 | 0 | 0 | ||
| HMN FINL INC | COM | 40424G108 | 3,880 | 352,706 | SH | DFND | 352,706 | 0 | 0 | ||
| INTEGRATED ELECTRICAL SVC | COM | 45811E301 | 51,151 | 7,668,816 | SH | DFND | 7,668,816 | 0 | 0 | ||
| INTEGRATED ELECTRICAL SVC | COM | 45811E301 | 20,746 | 3,110,308 | SH | DFND | 1 | 3,110,308 | 0 | 0 | |
| JPMORGAN CHASE & CO | COM | 46625H100 | 4,932 | 85,593 | SH | DFND | 2 | 85,593 | 0 | 0 | |
| JPMORGAN CHASE & CO | COM | 46625H100 | 5,762 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
| JPMORGAN CHASE & CO | COM | 46625H100 | 55,546 | 964,000 | SH | Call | DFND | 1 | 964,000 | 0 | 0 |
| LSB INDS INC | COM | 502160104 | 16,956 | 406,902 | SH | DFND | 1 | 406,902 | 0 | 0 | |
| LSB INDS INC | COM | 502160104 | 10,444 | 250,630 | SH | DFND | 2 | 250,630 | 0 | 0 | |
| MACKINAC FINL CORP | COM | 554571109 | 649 | 50,334 | SH | DFND | 50,334 | 0 | 0 | ||
| MORGAN STANLEY CHINA A SH FD | COM | 617468103 | 1,364 | 62,163 | SH | DFND | 2 | 62,163 | 0 | 0 | |
| MUTUALFIRST FINL INC | COM | 62845B104 | 3,542 | 185,629 | SH | DFND | 185,629 | 0 | 0 | ||
| MUTUALFIRST FINL INC | COM | 62845B104 | 1,122 | 58,786 | SH | DFND | 2 | 58,786 | 0 | 0 | |
| NAVISTAR INTL CORP NEW | COM | 63934E108 | 15,383 | 410,420 | SH | DFND | 1 | 410,420 | 0 | 0 | |
| NAVISTAR INTL CORP NEW | COM | 63934E108 | 7,596 | 202,680 | SH | DFND | 2 | 202,680 | 0 | 0 | |
| OFFICE DEPOT INC | COM | 676220106 | 3,699 | 650,000 | SH | DFND | 1 | 650,000 | 0 | 0 | |
| OFFICE DEPOT INC | COM | 676220106 | 7,203 | 1,265,862 | SH | DFND | 2 | 1,265,862 | 0 | 0 | |
| OXFORD RESOURCE PARTNERS LP | COM UNIT RP LP | 691807101 | 113 | 134,864 | SH | DFND | 1 | 134,864 | 0 | 0 | |
| PATRICK INDS INC | COM | 703343103 | 115,377 | 2,476,430 | SH | DFND | 2,476,430 | 0 | 0 | ||
| PBF ENERGY INC | CL A | 69318G106 | 3,193 | 119,800 | SH | DFND | 1 | 119,800 | 0 | 0 | |
| PBF ENERGY INC | CL A | 69318G106 | 4,546 | 170,600 | SH | DFND | 2 | 170,600 | 0 | 0 | |
| PEOPLES BANCORP N C INC | COM | 710577107 | 5,946 | 371,604 | SH | DFND | 371,604 | 0 | 0 | ||
| PEOPLES BANCORP N C INC | COM | 710577107 | 2,262 | 141,361 | SH | DFND | 1 | 141,361 | 0 | 0 | |
| PETSMART INC | COM | 716768106 | 2,003 | 33,500 | SH | DFND | 2 | 33,500 | 0 | 0 | |
| PETSMART INC | COM | 716768106 | 8,372 | 140,000 | SH | Call | DFND | 1 | 140,000 | 0 | 0 |
| POAGE BANKSHARES INC | COM | 730206109 | 1,071 | 72,582 | SH | DFND | 72,582 | 0 | 0 | ||
| SKYLINE CORP | COM | 830830105 | 1,467 | 356,986 | SH | DFND | 1 | 356,986 | 0 | 0 | |
| STANDARD REGISTER CO | COM | 853887206 | 693 | 122,899 | SH | DFND | 1 | 122,899 | 0 | 0 | |
| STAPLES INC | COM | 855030102 | 2,710 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
| STAPLES INC | COM | 855030102 | 4,887 | 450,800 | SH | DFND | 2 | 450,800 | 0 | 0 | |
| SUMMIT FINANCIAL GROUP INC | COM | 86606G101 | 925 | 86,939 | SH | DFND | 86,939 | 0 | 0 | ||
| TECUMSEH PRODS CO | CL A | 878895200 | 2,160 | 424,335 | SH | DFND | 1 | 424,335 | 0 | 0 | |
| TECUMSEH PRODS CO | CL A | 878895200 | 1,161 | 228,103 | SH | DFND | 2 | 228,103 | 0 | 0 | |
| UNITED BANCSHARES INC OHIO | COM | 909458101 | 4,347 | 324,623 | SH | DFND | 324,623 | 0 | 0 | ||
| UNITED CMNTY BANCORP IND | COM | 90984R101 | 1,137 | 96,696 | SH | DFND | 96,696 | 0 | 0 | ||
| UNITED CMNTY FINL CORP OHIO | COM | 909839102 | 3,207 | 776,485 | SH | DFND | 776,485 | 0 | 0 | ||
| WESTMORELAND COAL CO | COM | 960878106 | 28,326 | 780,758 | SH | DFND | 780,758 | 0 | 0 | ||
| WILLBROS GROUP INC DEL | COM | 969203108 | 24,232 | 1,962,068 | SH | DFND | 1 | 1,962,068 | 0 | 0 | |
| WILLBROS GROUP INC DEL | COM | 969203108 | 2,779 | 225,022 | SH | DFND | 2 | 225,022 | 0 | 0 | |
| WINNEBAGO INDS INC | COM | 974637100 | 4,411 | 175,197 | SH | DFND | 1 | 175,197 | 0 | 0 | |
| WINNEBAGO INDS INC | COM | 974637100 | 6,968 | 276,728 | SH | DFND | 2 | 276,728 | 0 | 0 | |