The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Aclaris therapeutics | Common | 00461U105 | 107,342 | 4,191,397 | SH | SOLE | 0 | 0 | 4,191,397 | ||
Advanced Accelerator Applications S.A. | Common | 00790T100 | 17,357 | 455,798 | SH | SOLE | 0 | 0 | 455,798 | ||
Agile Therapeutics, Inc. | Common | 00847L100 | 14,099 | 2,019,955 | SH | SOLE | 0 | 0 | 2,019,955 | ||
Aimmune Therapeutics, Inc. | Common | 00900T107 | 11,445 | 763,009 | SH | SOLE | 0 | 0 | 763,009 | ||
Akari Therapeutics Plc | ADR | 00972G108 | 4,492 | 527,842 | SH | SOLE | 0 | 0 | 527,842 | ||
Ascendis Pharma | ADR | 04351P101 | 35,513 | 1,766,832 | SH | SOLE | 0 | 0 | 1,766,832 | ||
Capnia, Inc. | Common | 14066L105 | 6,711 | 7,456,984 | SH | SOLE | 7,456,984 | 0 | 0 | ||
Capnia, Inc. | Warrant | 14066L113 | 198 | 943,858 | SH | SOLE | 943,858 | 0 | 0 | ||
Carbylan Therapeutics | Common | 141384107 | 1,934 | 4,204,562 | SH | SOLE | 0 | 0 | 4,204,562 | ||
CoLucid Pharmaceuticals, Inc. | Common | 19716T101 | 8,584 | 225,000 | SH | SOLE | 0 | 0 | 0 | ||
Codexis, Inc. | Common | 192005106 | 23,509 | 5,294,825 | SH | SOLE | 0 | 0 | 5,294,825 | ||
Dynavax Technologies Corporation | Common | 268158201 | 3,775 | 359,828 | SH | SOLE | 0 | 0 | 359,828 | ||
Eiger BioPharmaceuticals | Common | 28249U105 | 23,929 | 1,787,091 | SH | SOLE | 1,599,591 | 0 | 0 | ||
Foamix Pharmaceuticals Ltd. | Common | M46135105 | 7,917 | 855,000 | SH | SOLE | 0 | 0 | 855,000 | ||
Nabriva Therapeutics AG | ADR | 62957M104 | 22,219 | 3,151,700 | SH | SOLE | 3,151,700 | 0 | 0 | ||
Ocera Therapeutics, Inc. | Common | 67552A108 | 405 | 153,331 | SH | SOLE | 0 | 0 | 153,331 | ||
Palatin Technologies, Inc. | Common | 696077403 | 148 | 234,909 | SH | SOLE | 0 | 0 | 234,909 | ||
ProNAi Therapeutics, Inc. | Common | 74346L101 | 4,438 | 2,438,270 | SH | SOLE | 0 | 0 | 2,438,270 | ||
Regenxbio Inc. | Common | 75901B107 | 13,876 | 990,449 | SH | SOLE | 0 | 0 | 990,449 | ||
ReVance Therapeutics, Inc. | Common | 761330109 | 1,254 | 77,373 | SH | SOLE | 0 | 0 | 77,373 | ||
Trevena, Inc. | Common | 89532E109 | 11,664 | 1,728,000 | SH | SOLE | 0 | 0 | 1,728,000 | ||
Zosano Pharma Corp | Common | 98979H103 | 78 | 98,515 | SH | SOLE | 0 | 0 | 98,515 |