The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Aclaris therapeutics | Common | 00461U105 | 77,524 | 2,858,569 | SH | SOLE | 0 | 0 | 2,858,569 | ||
Advanced Accelerator Applications S.A. | Common | 00790T100 | 14,007 | 358,786 | SH | SOLE | 0 | 0 | 358,786 | ||
Agile Therapeutics, Inc. | Common | 00847L100 | 5,677 | 1,513,975 | SH | SOLE | 0 | 0 | 1,513,975 | ||
Aimmune Therapeutics, Inc. | Common | 00900T107 | 15,971 | 776,813 | SH | SOLE | 0 | 0 | 776,813 | ||
Akari Therapeutics Plc | ADR | 00972G108 | 2,433 | 527,842 | SH | SOLE | 0 | 0 | 527,842 | ||
Ascendis Pharma | ADR | 04351P101 | 49,047 | 1,766,832 | SH | SOLE | 0 | 0 | 1,766,832 | ||
Aurinia Pharmaceuticals Inc. | Common | 05156V102 | 6,211 | 1,013,149 | SH | SOLE | 0 | 0 | 1,013,149 | ||
Biohaven Pharmaceutical Holding Company Ltd | Common | 0G1196105 | 49,420 | 1,976,818 | SH | SOLE | 0 | 0 | 1,976,818 | ||
BioPharmX Corporation | Common | 09072X101 | 6,752 | 14,096,338 | SH | SOLE | 0 | 0 | 14,096,338 | ||
Capnia, Inc. | Common | 14066L105 | 7,362 | 14,695,264 | SH | SOLE | 14,695,264 | 0 | 0 | ||
Capnia, Inc. | Warrant | 14066L113 | 159 | 943,858 | SH | SOLE | 943,858 | 0 | 0 | ||
KalVista Pharmaceuticals, Inc. | Common | 048349710 | 2,210 | 300,325 | SH | SOLE | 0 | 0 | 300,325 | ||
Codexis, Inc. | Common | 192005106 | 28,857 | 5,294,825 | SH | SOLE | 0 | 0 | 5,294,825 | ||
CRISPR Therapeutics AG | Common | H17182108 | 2,385 | 148,878 | SH | SOLE | 0 | 0 | 148,878 | ||
Dynavax Technologies Corporation | Common | 268158201 | 3,472 | 359,827 | SH | SOLE | 0 | 0 | 359,827 | ||
Eiger BioPharmaceuticals | Common | 28249U105 | 14,118 | 1,787,091 | SH | SOLE | 1,787,091 | 0 | 0 | ||
Foamix Pharmaceuticals Ltd. | Common | M46135105 | 3,967 | 855,000 | SH | SOLE | 0 | 0 | 855,000 | ||
Nabriva Therapeutics AG | ADR | 62957M104 | 42,146 | 4,021,559 | SH | SOLE | 0 | 0 | 4,021,559 | ||
Sierra Oncology, Inc. | Common | 74346L101 | 2,853 | 2,438,270 | SH | SOLE | 0 | 0 | 2,438,270 | ||
Regenxbio Inc. | Common | 75901B107 | 3,247 | 164,403 | SH | SOLE | 0 | 0 | 164,403 | ||
ReVance Therapeutics, Inc. | Common | 761330109 | 2,043 | 77,373 | SH | SOLE | 0 | 0 | 77,373 | ||
Selecta Biosciences, Inc. | Common | 816212104 | 22,227 | 1,119,189 | SH | SOLE | 0 | 0 | 1,119,189 | ||
Strongbridge Biopharma plc | Ordinary Shares | G85347105 | 21,450 | 3,000,000 | SH | SOLE | 0 | 0 | 3,000,000 | ||
Sunesis Pharmaceuticals, Inc. | Common | 867328700 | 1,350 | 500,000 | SH | SOLE | 0 | 0 | 500,000 | ||
Trevena, Inc. | Common | 89532E109 | 3,974 | 1,728,000 | SH | SOLE | 0 | 0 | 1,728,000 | ||
Verona Pharma Plc | ADS | 925050106 | 8,208 | 704,225 | SH | SOLE | 704,225 | 0 | 0 |