The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 208 | 1,000 | SH | DFND | 1, 2, 3, 4 | 1,000 | 0 | 0 | |
AEGEAN MARINE PETROLEUM NETW | COM | Y0017S102 | 7,672 | 1,313,506 | SH | DFND | 1, 2, 3, 4 | 1,313,506 | 0 | 0 | |
AMREP CORP | COM | 032159105 | 767 | 113,095 | SH | DFND | 1, 2, 3, 4 | 113,095 | 0 | 0 | |
ANTERO RESOURCES CORP | COM | 03674X106 | 609 | 28,200 | SH | DFND | 1, 2, 3, 4 | 28,200 | 0 | 0 | |
APOLLO GLOBAL MANAGEMENT - A | COM | 037612306 | 397 | 15,000 | SH | DFND | 1, 2, 3, 4 | 15,000 | 0 | 0 | |
BAY BANCORP INC | COM | 07203T106 | 97 | 12,700 | SH | DFND | 1, 2, 3, 4 | 12,700 | 0 | 0 | |
BLACKSTONE GROUP LP/THE | COM | 09253U108 | 667 | 20,000 | SH | DFND | 1, 2, 3, 4 | 20,000 | 0 | 0 | |
CITIGROUP INC | COM | 172967424 | 8,092 | 121,000 | SH | DFND | 1, 2, 3, 4 | 121,000 | 0 | 0 | |
CITIGROUP INC | COM | 172967424 | 12,874 | 192,500 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 192,500 |
CAPITAL SENIOR LIVING CORP | COM | 140475104 | 68,761 | 4,520,769 | SH | DFND | 1, 2, 3, 4 | 4,520,769 | 0 | 0 | |
CHICAGO BRIDGE & IRON CO NV | COM | 167250109 | 14,469 | 733,370 | SH | DFND | 1, 2, 3, 4 | 733,370 | 0 | 0 | |
CHICAGO BRIDGE & IRON CO NV | COM | 167250109 | 5,919 | 300,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 300,000 |
CIT GROUP INC | COM | 125581801 | 5,040 | 103,500 | SH | DFND | 1, 2, 3, 4 | 103,500 | 0 | 0 | |
CIT GROUP INC | COM | 125581801 | 9,935 | 204,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 204,000 |
CITIZENS COMMUNITY BANCORP I | COM | 174903104 | 1,693 | 121,103 | SH | DFND | 1, 2, 3, 4 | 121,103 | 0 | 0 | |
CLEAR CHANNEL OUTDOOR-CL A | COM | 18451C109 | 242 | 50,000 | SH | DFND | 1, 2, 3, 4 | 50,000 | 0 | 0 | |
CLIPPER REALTY INC | COM | 18885T306 | 8,014 | 649,453 | SH | DFND | 1, 2, 3, 4 | 649,453 | 0 | 0 | |
CONDUENT INC | COM | 206787103 | 4,583 | 287,541 | SH | DFND | 1, 2, 3, 4 | 287,541 | 0 | 0 | |
COWEN INC | COM | 223622606 | 24,590 | 1,513,206 | SH | DFND | 1, 2, 3, 4 | 1,513,206 | 0 | 0 | |
DEVON ENERGY CORP | COM | 25179M103 | 2,094 | 65,490 | SH | DFND | 1, 2, 3, 4 | 65,490 | 0 | 0 | |
DEVON ENERGY CORP | COM | 25179M103 | 5,595 | 175,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 175,000 |
ELDORADO GOLD CORP | COM | 284902103 | 40 | 15,300 | SH | DFND | 1, 2, 3, 4 | 15,300 | 0 | 0 | |
EQUITABLE FINANCIAL CORP | COM | 29448T105 | 1,656 | 161,600 | SH | DFND | 1, 2, 3, 4 | 161,600 | 0 | 0 | |
ERIE INDEMNITY COMPANY-CL A | COM | 29530P102 | 1,138 | 9,099 | SH | DFND | 1, 2, 3, 4 | 9,099 | 0 | 0 | |
EXTREME NETWORKS INC | COM | 30226D106 | 4,228 | 458,554 | SH | DFND | 1, 2, 3, 4 | 458,554 | 0 | 0 | |
FIRST NORTHWEST BANCORP | COM | 335834107 | 3,402 | 215,726 | SH | DFND | 1, 2, 3, 4 | 215,726 | 0 | 0 | |
GAMESTOP CORP-CLASS A | COM | 36467W109 | 3,524 | 163,053 | SH | DFND | 1, 2, 3, 4 | 163,053 | 0 | 0 | |
GAMESTOP CORP-CLASS A | COM | 36467W109 | 432 | 20,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 20,000 |
GILEAD SCIENCES INC | COM | 375558103 | 365 | 5,162 | SH | DFND | 1, 2, 3, 4 | 5,162 | 0 | 0 | |
SPDR GOLD SHARES | COM | 78463V107 | 41,897 | 355,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 355,000 |
GLOBALSTAR INC | COM | 378973408 | 745 | 349,600 | SH | DFND | 1, 2, 3, 4 | 349,600 | 0 | 0 | |
GREAT ELM CAPITAL GROUP INC | COM | 39036P209 | 3,128 | 919,927 | SH | DFND | 1, 2, 3, 4 | 919,927 | 0 | 0 | |
GREENLIGHT CAPITAL RE LTD-A | COM | G4095J109 | 575 | 27,512 | SH | DFND | 1, 2, 3, 4 | 27,512 | 0 | 0 | |
GREIF INC-CL B | COM | 397624206 | 46,656 | 772,448 | SH | DFND | 1, 2, 3, 4 | 772,448 | 0 | 0 | |
HAMILTON BANCORP INC/MD | COM | 407015106 | 179 | 11,960 | SH | DFND | 1, 2, 3, 4 | 11,960 | 0 | 0 | |
HENNESSY ADVISORS INC | COM | 425885100 | 192 | 12,646 | SH | DFND | 1, 2, 3, 4 | 12,646 | 0 | 0 | |
ICC HOLDINGS INC | COM | 44931Q104 | 433 | 25,000 | SH | DFND | 1, 2, 3, 4 | 25,000 | 0 | 0 | |
INTELSAT SA | COM | L5140P101 | 17,135 | 5,599,575 | SH | DFND | 1, 2, 3, 4 | 5,599,575 | 0 | 0 | |
IRON MOUNTAIN INC | COM | 46284V101 | 5,154 | 150,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 150,000 |
JMP GROUP LLC | COM | 46629U107 | 123 | 22,589 | SH | DFND | 1, 2, 3, 4 | 22,589 | 0 | 0 | |
KENTUCKY FIRST FEDERAL BANCO | COM | 491292108 | 736 | 77,978 | SH | DFND | 1, 2, 3, 4 | 77,978 | 0 | 0 | |
KKR & CO LP | COM | 48248M102 | 223 | 12,000 | SH | DFND | 1, 2, 3, 4 | 12,000 | 0 | 0 | |
KOPPERS HOLDINGS INC | COM | 50060P106 | 319 | 8,819 | SH | DFND | 1, 2, 3, 4 | 8,819 | 0 | 0 | |
LAKE SHORE BANCORP INC | COM | 510700107 | 3,164 | 200,877 | SH | DFND | 1, 2, 3, 4 | 200,877 | 0 | 0 | |
LENNAR CORP - B SHS | COM | 526057302 | 16,571 | 368,491 | SH | DFND | 1, 2, 3, 4 | 368,491 | 0 | 0 | |
LIBERTY EXPEDIA HOLD-A | COM | 53046P109 | 258 | 4,785 | SH | DFND | 1, 2, 3, 4 | 4,785 | 0 | 0 | |
LIBERTY GLOBAL PLC LILAC - C | COM | G5480U153 | 5,526 | 258,093 | SH | DFND | 1, 2, 3, 4 | 258,093 | 0 | 0 | |
LIBERTY VENTURES - SER A | COM | 53071M856 | 375 | 7,179 | SH | DFND | 1, 2, 3, 4 | 7,179 | 0 | 0 | |
LONESTAR RESOURCES US I-CL A | COM | 54240F103 | 55 | 12,726 | SH | DFND | 1, 2, 3, 4 | 12,726 | 0 | 0 | |
LUXFER HOLDINGS PLC-ADR | COM | 550678106 | 801 | 62,622 | SH | DFND | 1, 2, 3, 4 | 62,622 | 0 | 0 | |
MCKESSON CORP | COM | 58155Q103 | 7,898 | 48,000 | SH | DFND | 1, 2, 3, 4 | 48,000 | 0 | 0 | |
MCKESSON CORP | COM | 58155Q103 | 11,189 | 68,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 68,000 |
MERITAGE HOMES CORP | COM | 59001A102 | 4,240 | 100,465 | SH | DFND | 1, 2, 3, 4 | 100,465 | 0 | 0 | |
MFC BANCORP LTD/CAYMAN | COM | 00000NANA | 7,672 | 1,313,506 | SH | DFND | 1, 2, 3, 4 | 1,313,506 | 0 | 0 | |
MVC CAPITAL INC | COM | 553829102 | 1,882 | 190,854 | SH | DFND | 1, 2, 3, 4 | 190,854 | 0 | 0 | |
NATIONAL WESTERN LIFE GROU-A | COM | 638517102 | 435 | 1,362 | SH | DFND | 1, 2, 3, 4 | 1,362 | 0 | 0 | |
NEW SENIOR INVESTMENT GROUP | COM | 648691103 | 1,735 | 172,628 | SH | DFND | 1, 2, 3, 4 | 172,628 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 14,941 | 100,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 100,000 |
NI HOLDINGS INC | COM | 65342T106 | 2,635 | 147,364 | SH | DFND | 1, 2, 3, 4 | 147,364 | 0 | 0 | |
NOBLE ENERGY INC | COM | 655044105 | 276 | 9,756 | SH | DFND | 1, 2, 3, 4 | 9,756 | 0 | 0 | |
NORTHERN DYNASTY MINERALS | COM | 66510M204 | 2,627 | 1,890,263 | SH | DFND | 1, 2, 3, 4 | 1,890,263 | 0 | 0 | |
OCONEE FEDERAL FINANCIAL COR | COM | 675607105 | 1,193 | 43,399 | SH | DFND | 1, 2, 3, 4 | 43,399 | 0 | 0 | |
OTTAWA BANCORP INC | COM | 689195105 | 208 | 15,119 | SH | DFND | 1, 2, 3, 4 | 15,119 | 0 | 0 | |
PB BANCORP INC | COM | 70454T100 | 2,105 | 199,492 | SH | DFND | 1, 2, 3, 4 | 199,492 | 0 | 0 | |
PIONEER NATURAL RESOURCES CO | COM | 723787107 | 40,278 | 252,400 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 252,400 |
SEABRIDGE GOLD INC | COM | 811916105 | 12,349 | 1,143,445 | SH | DFND | 1, 2, 3, 4 | 1,143,445 | 0 | 0 | |
SEALED AIR CORP | COM | 81211K100 | 1,348 | 30,114 | SH | DFND | 1, 2, 3, 4 | 30,114 | 0 | 0 | |
SENECA FOODS CORP - CL A | COM | 817070501 | 287 | 9,250 | SH | DFND | 1, 2, 3, 4 | 9,250 | 0 | 0 | |
SENECA FOODS CORP - CL B | COM | 817070105 | 272 | 7,500 | SH | DFND | 1, 2, 3, 4 | 7,500 | 0 | 0 | |
SEARS HOLDINGS CORP | COM | 812350106 | 354 | 40,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 40,000 |
SPORTSMAN'S WAREHOUSE HOLDIN | COM | 84920Y106 | 11,923 | 2,207,974 | SH | DFND | 1, 2, 3, 4 | 2,207,974 | 0 | 0 | |
TEXAS PACIFIC LAND TRUST | COM | 882610108 | 6,283 | 21,386 | SH | DFND | 1, 2, 3, 4 | 21,386 | 0 | 0 | |
THIRD POINT REINSURANCE LTD | COM | G8827U100 | 1,437 | 103,350 | SH | DFND | 1, 2, 3, 4 | 103,350 | 0 | 0 | |
TRIMTABS FLOAT SHRINK ETF | COM | 89628W302 | 291 | 9,800 | SH | DFND | 1, 2, 3, 4 | 9,800 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 301,113 | 832,700 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 832,700 |
U.S. GLOBAL INVESTORS INC-A | COM | 902952100 | 86 | 56,815 | SH | DFND | 1, 2, 3, 4 | 56,815 | 0 | 0 | |
UNDER ARMOUR INC-CLASS A | COM | 904311107 | 653 | 30,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 30,000 |
UNITED BANCSHARES INC/OHIO | COM | 909458101 | 1,033 | 44,236 | SH | DFND | 1, 2, 3, 4 | 44,236 | 0 | 0 | |
VISTA OUTDOOR INC | COM | 928377100 | 21,645 | 961,559 | SH | DFND | 1, 2, 3, 4 | 961,559 | 0 | 0 | |
IPATH S&P 500 VIX S/T FU ETN | COM | 06740Q252 | 1,418 | 111,100 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 111,100 |
WILLIAM LYON HOMES-CL A | COM | 552074700 | 12,780 | 529,430 | SH | DFND | 1, 2, 3, 4 | 529,430 | 0 | 0 | |
WMIH CORP | COM | 92936P100 | 21 | 16,712 | SH | DFND | 1, 2, 3, 4 | 16,712 | 0 | 0 | |
XEROX CORP | COM | 984121608 | 1,724 | 60,000 | SH | DFND | 1, 2, 3, 4 | 60,000 | 0 | 0 |