The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AK STL HLDG CORP COMMON 001547108 808 164,873 SH   DFND 164,873 0 0
ABEONA THERAPEUTICS INC WARRANT 00289Y115 1,981 250,000 SH   DFND 250,000 0 0
ACCELERATE DIAGNOSTICS INC OPTION 00430H102 430 18,700 SH Put DFND 18,700 0 0
ACTIVISION BLIZZARD INC COMMON 00507V109 4,991 60,000 SH   DFND 60,000 0 0
ADOBE SYS INC COMMON 00724F101 5,472 20,267 SH   DFND 20,267 0 0
AEGERION PHARMACEUTICALS INC BOND 00767EAB8 44,796 59,000,000 PRN   DFND 0 0 0
AEMETIS INC COMMON 00770K202 0 70,768 SH   DFND 70,768 0 0
ADVERUM BIOTECHNOLOGIES INC COMMON 00773U108 908 150,000 SH   DFND 150,000 0 0
ADVANCED MICRO DEVICES INC COMMON 007903107 994 32,173 SH   DFND 32,173 0 0
ADVANCED MICRO DEVICES INC OPTION 007903107 1,032 33,400 SH Put DFND 33,400 0 0
AETNA INC NEW COMMON 00817Y108 24,342 120,000 SH   DFND 120,000 0 0
AGILENT TECHNOLOGIES INC COMMON 00846U101 1,503 21,300 SH   DFND 21,300 0 0
AGROFRESH SOLUTIONS WARRANT 00856G117 402 2,060,500 SH   DFND 2,060,500 0 0
AIR LEASE CORP BOND 00912XAK0 44,302 28,151,000 PRN   DFND 0 0 0
AKORN INC COMMON 009728106 389 30,000 SH   DFND 30,000 0 0
ALEXANDRIA REAL ESTATE EQ IN COMMON 015271109 7,145 56,800 SH   DFND 56,800 0 0
ALEXION PHARMACEUTICALS INC COMMON 015351109 1,379 9,920 SH   DFND 9,920 0 0
ALIBABA GROUP HLDG LTD OPTION 01609W102 2,488 15,100 SH Call DFND 15,100 0 0
ALIBABA GROUP HLDG LTD OPTION 01609W102 82,380 500,000 SH Put DFND 500,000 0 0
ALLIANCE DATA SYSTEMS CORP COMMON 018581108 716 3,031 SH   DFND 3,031 0 0
ALPHABET INC COMMON 02079K107 20,386 17,081 SH   DFND 17,081 0 0
ALPHABET INC COMMON 02079K305 8,938 7,405 SH   DFND 7,405 0 0
ALTRIA GROUP INC COMMON 02209S103 3,890 64,508 SH   DFND 64,508 0 0
AMAZON COM INC COMMON 023135106 25,270 12,616 SH   DFND 12,616 0 0
AMERICAN AIRLS GROUP INC COMMON 02376R102 1,170 28,305 SH   DFND 28,305 0 0
AMERICAN AIRLS GROUP INC OPTION 02376R102 17,252 417,400 SH Put DFND 417,400 0 0
AMERICAN EXPRESS CO COMMON 025816109 1,203 11,293 SH   DFND 11,293 0 0
AMERICAN INTL GROUP INC COMMON 026874784 12,439 233,632 SH   DFND 233,632 0 0
AMERICAN INTL GROUP INC OPTION 026874784 14,375 270,000 SH Call DFND 270,000 0 0
AMERICAN WOODMARK CORPORATIO COMMON 030506109 374 4,771 SH   DFND 4,771 0 0
AMERIPRISE FINL INC COMMON 03076C106 10,336 70,000 SH   DFND 70,000 0 0
AMPHENOL CORP NEW COMMON 032095101 6,299 66,992 SH   DFND 66,992 0 0
ANALOG DEVICES INC COMMON 032654105 3,021 32,676 SH   DFND 32,676 0 0
ANDEAVOR COMMON 03349M105 2,497 16,270 SH   DFND 16,270 0 0
APACHE CORP COMMON 037411105 593 12,442 SH   DFND 12,442 0 0
APPLE INC COMMON 037833100 14,694 65,093 SH   DFND 65,093 0 0
AQUINOX PHARMACEUTICALS INC COMMON 03842B101 1,407 480,108 SH   DFND 480,108 0 0
ARCONIC INC COMMON 03965L100 1,470 66,771 SH   DFND 66,771 0 0
ARCONIC INC OPTION 03965L100 7,704 350,000 SH Call DFND 350,000 0 0
ARES MGMT LP UNIT 04014Y101 2,903 125,000 SH   DFND 125,000 0 0
ASHLAND GLOBAL HLDGS INC COMMON 044186104 25,310 301,808 SH   DFND 301,808 0 0
ASHLAND GLOBAL HLDGS INC OPTION 044186104 11,564 137,900 SH Call DFND 137,900 0 0
ATHENAHEALTH INC COMMON 04685W103 16,032 120,000 SH   DFND 120,000 0 0
ATHENAHEALTH INC OPTION 04685W103 16,032 120,000 SH Put DFND 120,000 0 0
AUTOMATIC DATA PROCESSING IN COMMON 053015103 3,570 23,699 SH   DFND 23,699 0 0
AUTOZONE INC COMMON 053332102 2,530 3,261 SH   DFND 3,261 0 0
AVALONBAY CMNTYS INC COMMON 053484101 4,891 27,000 SH   DFND 27,000 0 0
AZURRX BIOPHARMA INC COMMON 05502L105 338 131,456 SH   DFND 131,456 0 0
BANK AMER CORP COMMON 060505104 7,926 269,061 SH   DFND 269,061 0 0
BANK AMER CORP OPTION 060505104 3,877 131,600 SH Call DFND 131,600 0 0
BANK AMER CORP OPTION 060505104 8,269 280,700 SH Put DFND 280,700 0 0
BAOZUN INC ADR 06684L103 2,715 55,900 SH   DFND 55,900 0 0
BARCLAYS BK PLC COMMON 06746L422 791 29,660 SH   DFND 29,660 0 0
BARCLAYS BK PLC OPTION 06746L422 36,673 1,375,000 SH Put DFND 1,375,000 0 0
BAUSCH HEALTH COS INC OPTION 071734107 1,284 50,000 SH Put DFND 50,000 0 0
BEACON ROOFING SUPPLY INC COMMON 073685109 2,081 57,500 SH   DFND 57,500 0 0
BED BATH & BEYOND INC COMMON 075896100 975 65,000 SH   DFND 65,000 0 0
BENITEC BIOPHARMA LTD ADR 082053307 647 273,010 SH   DFND 273,010 0 0
BERKSHIRE HATHAWAY INC DEL COMMON 084670702 2,551 11,914 SH   DFND 11,914 0 0
BIOGEN INC COMMON 09062X103 2,647 7,491 SH   DFND 7,491 0 0
BLOOMIN BRANDS INC COMMON 094235108 5,442 275,000 SH   DFND 275,000 0 0
BOEING CO COMMON 097023105 2,749 7,391 SH   DFND 7,391 0 0
BOSTON PROPERTIES INC COMMON 101121101 4,924 40,000 SH   DFND 40,000 0 0
BOSTON SCIENTIFIC CORP COMMON 101137107 4,292 111,475 SH   DFND 111,475 0 0
BRISTOL MYERS SQUIBB CO COMMON 110122108 1,908 30,734 SH   DFND 30,734 0 0
BRISTOW GROUP INC BOND 110394AF0 15,244 15,000,000 PRN   DFND 0 0 0
BRIXMOR PPTY GROUP INC COMMON 11120U105 4,955 283,000 SH   DFND 283,000 0 0
BROADCOM INC COMMON 11135F101 7,997 32,410 SH   DFND 32,410 0 0
BROOKFIELD PROPERTY REIT INC COMMON 11282X103 2,477 118,337 SH   DFND 118,337 0 0
CIGNA CORPORATION COMMON 125509109 5,299 25,448 SH   DFND 25,448 0 0
CME GROUP INC COMMON 12572Q105 7,217 42,400 SH   DFND 42,400 0 0
CME GROUP INC OPTION 12572Q105 10,213 60,000 SH Call DFND 60,000 0 0
CAMPING WORLD HLDGS INC COMMON 13462K109 5,330 250,000 SH   DFND 250,000 0 0
CARMAX INC COMMON 143130102 5,227 70,000 SH   DFND 70,000 0 0
CATERPILLAR INC DEL COMMON 149123101 4,169 27,343 SH   DFND 27,343 0 0
CELGENE CORP COMMON 151020104 991 11,070 SH   DFND 11,070 0 0
CENTERPOINT ENERGY INC COMMON 15189T107 4,148 150,000 SH   DFND 150,000 0 0
CHARTER COMMUNICATIONS INC N COMMON 16119P108 3,478 10,672 SH   DFND 10,672 0 0
CHESAPEAKE ENERGY CORP BOND 165167CY1 3,951 4,000,000 PRN   DFND 0 0 0
CHEVRON CORP NEW COMMON 166764100 961 7,857 SH   DFND 7,857 0 0
CHEVRON CORP NEW OPTION 166764100 12,546 102,600 SH Call DFND 102,600 0 0
CHEVRON CORP NEW OPTION 166764100 9,195 75,200 SH Put DFND 75,200 0 0
CHILDRENS PL INC COMMON 168905107 5,751 45,000 SH   DFND 45,000 0 0
CHURCHILL CAP CORP UNIT 17142R202 26,390 2,600,000 SH   DFND 2,600,000 0 0
CIENA CORP BOND 171779AJ0 33,291 21,500,000 PRN   DFND 0 0 0
CITIGROUP INC COMMON 172967424 4,882 68,045 SH   DFND 68,045 0 0
CITRIX SYS INC BOND 177376AD2 61,500 40,000,000 PRN   DFND 0 0 0
COCA COLA CO COMMON 191216100 2,980 64,512 SH   DFND 64,512 0 0
COGNIZANT TECHNOLOGY SOLUTIO COMMON 192446102 5,312 68,850 SH   DFND 68,850 0 0
COLONY STARWOOD HOMES BOND 19625XAB8 8,273 7,500,000 PRN   DFND 0 0 0
COMCAST CORP NEW COMMON 20030N101 2,172 61,339 SH   DFND 61,339 0 0
COMMUNITY HEALTH SYS INC NEW RTS 203668116 27 4,500,000 SH   DFND 4,500,000 0 0
CONCHO RES INC COMMON 20605P101 785 5,137 SH   DFND 5,137 0 0
CONSTELLATION BRANDS INC COMMON 21036P108 12,053 55,900 SH   DFND 55,900 0 0
CUBESMART COMMON 229663109 3,715 130,206 SH   DFND 130,206 0 0
CYRUSONE INC COMMON 23283R100 2,219 35,000 SH   DFND 35,000 0 0
DFB HEALTHCARE ACQUISTION CO COMMON 23291E109 19,470 1,999,998 SH   DFND 1,999,998 0 0
DFB HEALTHCARE ACQUISTION CO WARRANT 23291E117 986 666,666 SH   DFND 666,666 0 0
DANAHER CORP DEL COMMON 235851102 4,231 38,943 SH   DFND 38,943 0 0
DELL TECHNOLOGIES INC COMMON 24703L103 9,712 100,000 SH   DFND 100,000 0 0
DELTA AIR LINES INC DEL COMMON 247361702 2,356 40,744 SH   DFND 40,744 0 0
DELTA AIR LINES INC DEL OPTION 247361702 11,051 191,100 SH Call DFND 191,100 0 0
DELTA AIR LINES INC DEL OPTION 247361702 312 5,400 SH Put DFND 5,400 0 0
DERMIRA INC BOND 24983LAB0 12,821 15,450,000 PRN   DFND 0 0 0
DIAMOND OFFSHORE DRILLING IN OPTION 25271C102 6,002 300,100 SH Put DFND 300,100 0 0
DIAMONDBACK ENERGY INC COMMON 25278X109 2,143 15,855 SH   DFND 15,855 0 0
DISNEY WALT CO COMMON 254687106 4,350 37,195 SH   DFND 37,195 0 0
DISCOVERY INC COMMON 25470F104 1,730 54,076 SH   DFND 54,076 0 0
DISCOVERY INC COMMON 25470F302 1,184 40,000 SH   DFND 40,000 0 0
DITECH HLDG CORP WARRANT 25501G113 84 298,764 SH   DFND 298,764 0 0
DITECH HLDG CORP WARRANT 25501G121 31 238,943 SH   DFND 238,943 0 0
DOLLAR TREE INC COMMON 256746108 9,601 117,734 SH   DFND 117,734 0 0
DOLLAR TREE INC OPTION 256746108 4,893 60,000 SH Put DFND 60,000 0 0
DOLPHIN ENTMT INC WARRANT 25686H118 28 110,000 SH   DFND 110,000 0 0
DOWDUPONT INC COMMON 26078J100 17,585 273,438 SH   DFND 273,438 0 0
DUN & BRADSTREET CORP DEL NE COMMON 26483E100 6,256 43,900 SH   DFND 43,900 0 0
EOG RES INC COMMON 26875P101 4,252 33,331 SH   DFND 33,331 0 0
EQT CORP COMMON 26884L109 13,937 315,100 SH   DFND 315,100 0 0
EQT CORP OPTION 26884L109 4,424 100,000 SH Call DFND 100,000 0 0
E TRADE FINANCIAL CORP COMMON 269246401 2,724 52,000 SH   DFND 52,000 0 0
EAST WEST BANCORP INC COMMON 27579R104 3,019 50,000 SH   DFND 50,000 0 0
EASTMAN CHEM CO COMMON 277432100 2,331 24,352 SH   DFND 24,352 0 0
ELECTRONIC ARTS INC COMMON 285512109 11,568 96,010 SH   DFND 96,010 0 0
EMCORE CORP COMMON 290846203 0 11,075 SH   DFND 11,075 0 0
EMERSON ELEC CO OPTION 291011104 2,527 33,000 SH Call DFND 33,000 0 0
EMERSON ELEC CO OPTION 291011104 3,163 41,300 SH Put DFND 41,300 0 0
EQUINIX INC COMMON 29444U700 7,724 17,842 SH   DFND 17,842 0 0
EQUITY RESIDENTIAL COMMON 29476L107 4,572 69,000 SH   DFND 69,000 0 0
EVERQUOTE INC COMMON 30041R108 4,161 280,000 SH   DFND 280,000 0 0
F M C CORP COMMON 302491303 9,355 107,310 SH   DFND 107,310 0 0
FACEBOOK INC COMMON 30303M102 3,906 23,748 SH   DFND 23,748 0 0
FALCON MINERALS CORP WARRANT 30607B208 24 13,900 SH   DFND 13,900 0 0
FAR PT ACQUISITION CORP COMMON 30734W109 19,310 1,999,998 SH   DFND 1,999,998 0 0
FAR PT ACQUISITION CORP WARRANT 30734W117 1,047 665,062 SH   DFND 665,062 0 0
FEDERAL REALTY INVT TR COMMON 313747206 5,059 40,000 SH   DFND 40,000 0 0
FEDERAL STR ACQUISITION CORP COMMON 31421V107 20,180 2,000,000 SH   DFND 2,000,000 0 0
FEDERAL STR ACQUISITION CORP WARRANT 31421V115 1,016 700,000 SH   DFND 700,000 0 0
FIDELITY NATL INFORMATION SV COMMON 31620M106 3,004 27,543 SH   DFND 27,543 0 0
FINISAR CORP COMMON 31787A507 972 51,000 SH   DFND 51,000 0 0
FIRST DATA CORP NEW COMMON 32008D106 564 23,062 SH   DFND 23,062 0 0
FIRST HORIZON NATL CORP COMMON 320517105 8,492 492,000 SH   DFND 492,000 0 0
FIRST REP BK SAN FRANCISCO C COMMON 33616C100 1,674 17,435 SH   DFND 17,435 0 0
FORUM MERGER II CORP COMMON 34986F103 14,318 1,500,000 SH   DFND 1,500,000 0 0
FORUM MERGER II CORP WARRANT 34986F111 848 1,500,000 SH   DFND 1,500,000 0 0
FREEPORT-MCMORAN INC COMMON 35671D857 1,462 105,000 SH   DFND 105,000 0 0
FRONTIER COMMUNICATIONS CORP COMMON 35906A306 90 13,930 SH   DFND 13,930 0 0
GNC HLDGS INC BOND 36191GAB3 8,959 11,495,000 PRN   DFND 0 0 0
GMS INC COMMON 36251C103 5,696 245,500 SH   DFND 245,500 0 0
GS ACQUISITION HLDGS CORP COMMON 36255F102 21,915 2,250,000 SH   DFND 2,250,000 0 0
GS ACQUISITION HLDGS CORP WARRANT 36255F110 921 566,666 SH   DFND 566,666 0 0
GAIN CAP HLDGS INC BOND 36268WAF7 12,597 12,000,000 PRN   DFND 0 0 0
GENERAL MTRS CO OPTION 37045V100 5,051 150,000 SH Call DFND 150,000 0 0
GENERAL MTRS CO OPTION 37045V100 1,242 36,900 SH Put DFND 36,900 0 0
GILEAD SCIENCES INC COMMON 375558103 2,435 31,541 SH   DFND 31,541 0 0
GLOBAL BLOOD THERAPEUTICS IN COMMON 37890U108 2,684 70,635 SH   DFND 70,635 0 0
GOGO INC BOND 38046CAB5 30,842 32,724,000 PRN   DFND 0 0 0
GOLAR LNG LTD BOND 38046YAB7 26,157 25,000,000 PRN   DFND 0 0 0
GOLDMAN SACHS GROUP INC COMMON 38141G104 1,533 6,838 SH   DFND 6,838 0 0
GOLDMAN SACHS GROUP INC OPTION 38141G104 9,642 43,000 SH Call DFND 43,000 0 0
GORES HLDGS II INC COMMON 382867109 23,088 2,175,000 SH   DFND 2,175,000 0 0
GORES HLDGS II INC WARRANT 382867117 1,788 837,499 SH   DFND 837,499 0 0
GORES HOLDINGS III INC UNIT 38286G208 15,400 1,505,400 SH   DFND 1,505,400 0 0
HCP INC COMMON 40414L109 8,554 325,000 SH   DFND 325,000 0 0
HDFC BANK LTD ADR 40415F101 2,246 23,867 SH   DFND 23,867 0 0
HANESBRANDS INC COMMON 410345102 184 10,000 SH   DFND 10,000 0 0
HARRIS CORP DEL COMMON 413875105 1,433 8,470 SH   DFND 8,470 0 0
HARTFORD FINL SVCS GROUP INC COMMON 416515104 15,079 301,820 SH   DFND 301,820 0 0
HEICO CORP NEW COMMON 422806208 2,768 36,662 SH   DFND 36,662 0 0
HOLOGIC INC OPTION 436440101 22,126 539,900 SH Call DFND 539,900 0 0
HOME DEPOT INC COMMON 437076102 5,846 28,222 SH   DFND 28,222 0 0
HONEYWELL INTL INC COMMON 438516106 5,027 30,213 SH   DFND 30,213 0 0
HORNBECK OFFSHORE SVCS INC N COMMON 440543106 2,243 381,503 SH   DFND 381,503 0 0
HORNBECK OFFSHORE SVCS INC N BOND 440543AN6 10,995 12,476,000 PRN   DFND 0 0 0
HOSTESS BRANDS INC WARRANT 44109J114 7,992 7,575,000 SH   DFND 7,575,000 0 0
HUAZHU GROUP LTD ADR 44332N106 3,069 95,000 SH   DFND 95,000 0 0
HUDSON PAC PPTYS INC COMMON 444097109 2,897 88,527 SH   DFND 88,527 0 0
HUNTINGTON BANCSHARES INC COMMON 446150104 15,815 1,060,000 SH   DFND 1,060,000 0 0
IGI LABORATORIES INC BOND 449575AB5 36,460 38,078,000 PRN   DFND 0 0 0
IDEXX LABS INC COMMON 45168D104 4,244 17,000 SH   DFND 17,000 0 0
ILLUMINA INC BOND 452327AH2 9,079 6,000,000 PRN   DFND 0 0 0
INFINERA CORPORATION COMMON 45667G103 1,922 263,300 SH   DFND 263,300 0 0
INOTEK PHARMACEUTICALS CORP BOND 45780VAB8 15,130 13,600,000 PRN   DFND 0 0 0
INSEEGO CORP BOND 45782BAA2 21,314 19,991,000 PRN   DFND 0 0 0
INTERCONTINENTAL EXCHANGE IN COMMON 45866F104 2,738 36,556 SH   DFND 36,556 0 0
INTERNATIONAL MNY EXPRESS IN WARRANT 46005L119 328 140,000 SH   DFND 140,000 0 0
INVESCO QQQ TR COMMON 46090E103 3,716 20,000 SH   DFND 20,000 0 0
INTUIT COMMON 461202103 874 3,843 SH   DFND 3,843 0 0
INVACARE CORP BOND 461203AH4 31,240 28,000,000 PRN   DFND 0 0 0
INVITATION HOMES INC COMMON 46187W107 13,731 599,381 SH   DFND 599,381 0 0
ISHARES INC OPTION 464286400 19,108 566,500 SH Call DFND 566,500 0 0
ISHARES TR OPTION 464287184 15,942 372,300 SH Call DFND 372,300 0 0
ISHARES TR OPTION 464287184 8,067 188,400 SH Put DFND 188,400 0 0
ISHARES TR COMMON 464287234 1,096 25,530 SH   DFND 25,530 0 0
ISHARES TR COMMON 464287432 2,932 25,000 SH   DFND 25,000 0 0
ISHARES TR OPTION 464287432 25,787 219,900 SH Call DFND 219,900 0 0
ISHARES TR OPTION 464287432 15,268 130,200 SH Put DFND 130,200 0 0
ISHARES TR OPTION 464287556 8,889 72,900 SH Put DFND 72,900 0 0
ISHARES TR OPTION 464287739 4,001 50,000 SH Put DFND 50,000 0 0
JAZZ INVESTMENTS I LTD BOND 472145AB7 5,369 5,000,000 PRN   DFND 0 0 0
J2 GLOBAL INC BOND 48123VAC6 25,988 20,000,000 PRN   DFND 0 0 0
JUNIPER NETWORKS INC OPTION 48203R104 2,997 100,000 SH Call DFND 100,000 0 0
KKR & CO INC OPTION 48251W104 2,727 100,000 SH Call DFND 100,000 0 0
KAYNE ANDERSON ACQUISITION COMMON 48661U102 11,837 1,167,312 SH   DFND 1,167,312 0 0
KAYNE ANDERSON ACQUISITION WARRANT 48661U110 287 216,666 SH   DFND 216,666 0 0
KEYCORP NEW COMMON 493267108 2,852 143,402 SH   DFND 143,402 0 0
KNIGHT SWIFT TRANSN HLDGS IN OPTION 499049104 3,448 100,000 SH Call DFND 100,000 0 0
LG DISPLAY CO LTD ADR 50186V102 1,734 200,000 SH   DFND 200,000 0 0
LF CAP ACQUISITION CORP COMMON 50200K108 4,790 500,000 SH   DFND 500,000 0 0
LF CAP ACQUISITION CORP WARRANT 50200K116 315 600,000 SH   DFND 600,000 0 0
LANDCADIA HLDGS INC WARRANT 51476W115 344 300,000 SH   DFND 300,000 0 0
LAS VEGAS SANDS CORP COMMON 517834107 890 15,000 SH   DFND 15,000 0 0
LAUDER ESTEE COS INC COMMON 518439104 1,824 12,554 SH   DFND 12,554 0 0
LEXINFINTECH HLDGS LTD ADR 528877103 854 86,000 SH   DFND 86,000 0 0
LIBERTY MEDIA CORP DELAWARE COMMON 531229409 3,254 74,912 SH   DFND 74,912 0 0
LIBERTY MEDIA CORP DELAWARE BOND 531229AB8 31,655 26,000,000 PRN   DFND 0 0 0
LILLY ELI & CO COMMON 532457108 2,874 26,779 SH   DFND 26,779 0 0
LINCOLN NATL CORP IND COMMON 534187109 3,326 49,154 SH   DFND 49,154 0 0
LINCOLN NATL CORP IND OPTION 534187109 10,826 160,000 SH Call DFND 160,000 0 0
LINDBLAD EXPEDITIONS HLDGS I WARRANT 535219117 3,568 881,000 SH   DFND 881,000 0 0
LOWES COS INC COMMON 548661107 1,469 12,790 SH   DFND 12,790 0 0
M D C HLDGS INC OPTION 552676108 2,958 100,000 SH Put DFND 100,000 0 0
MDC PARTNERS INC COMMON 552697104 253 60,920 SH   DFND 60,920 0 0
MKS INSTRUMENT INC COMMON 55306N104 6,839 85,320 SH   DFND 85,320 0 0
MKS INSTRUMENT INC OPTION 55306N104 2,645 33,000 SH Call DFND 33,000 0 0
MSCI INC COMMON 55354G100 9,864 55,600 SH   DFND 55,600 0 0
MACERICH CO COMMON 554382101 5,335 96,500 SH   DFND 96,500 0 0
MACYS INC COMMON 55616P104 5,210 150,000 SH   DFND 150,000 0 0
MADRIGAL PHARMACEUTICALS INC COMMON 558868105 2,141 10,000 SH   DFND 10,000 0 0
MAGNOLIA OIL & GAS CORP WARRANT 559663117 7,697 1,650,000 SH   DFND 1,650,000 0 0
MARATHON PETE CORP COMMON 56585A102 1,823 22,795 SH   DFND 22,795 0 0
MARRIOTT VACATIONS WRLDWDE C COMMON 57164Y107 15,477 138,500 SH   DFND 138,500 0 0
MARRIOTT INTL INC NEW COMMON 571903202 5,162 39,100 SH   DFND 39,100 0 0
MASTERCARD INCORPORATED COMMON 57636Q104 11,063 49,696 SH   DFND 49,696 0 0
MCCLATCHY CO COMMON 579489303 112 13,206 SH   DFND 13,206 0 0
MEGALITH FINL ACQUISITION CO COMMON 58518F109 2,379 250,000 SH   DFND 250,000 0 0
MEGALITH FINL ACQUISITION CO WARRANT 58518F117 138 250,000 SH   DFND 250,000 0 0
MERCHANTS BANCORP IND COMMON 58844R108 326 12,824 SH   DFND 12,824 0 0
MERCK & CO INC COMMON 58933Y105 3,660 51,590 SH   DFND 51,590 0 0
MICROSOFT CORP COMMON 594918104 27,355 239,178 SH   DFND 239,178 0 0
MICROCHIP TECHNOLOGY INC OPTION 595017104 1,973 25,000 SH Call DFND 25,000 0 0
MICROCHIP TECHNOLOGY INC BOND 595017AD6 47,004 31,000,000 PRN   DFND 0 0 0
MICRON TECHNOLOGY INC COMMON 595112103 2,243 49,600 SH   DFND 49,600 0 0
MICRON TECHNOLOGY INC OPTION 595112103 8,192 181,100 SH Put DFND 181,100 0 0
MITSUBISHI UFJ FINL GROUP IN ADR 606822104 1,315 212,500 SH   DFND 212,500 0 0
MONDELEZ INTL INC COMMON 609207105 4,813 112,041 SH   DFND 112,041 0 0
MORGAN STANLEY COMMON 617446448 12,650 271,619 SH   DFND 271,619 0 0
MORGAN STANLEY OPTION 617446448 11,694 251,100 SH Call DFND 251,100 0 0
MORGAN STANLEY OPTION 617446448 4,014 86,200 SH Put DFND 86,200 0 0
NEBULA ACQUISITION CORP COMMON 629076100 12,636 1,299,999 SH   DFND 1,299,999 0 0
NEBULA ACQUISITION CORP WARRANT 629076118 564 433,333 SH   DFND 433,333 0 0
NRG ENERGY INC COMMON 629377508 6,919 185,000 SH   DFND 185,000 0 0
NXP SEMICONDUCTORS N V BOND 62952QAB6 5,213 5,000,000 PRN   DFND 0 0 0
NANTHEALTH INC BOND 630104AB3 20,685 32,800,000 PRN   DFND 0 0 0
NATIONAL VISION HLDGS INC COMMON 63845R107 4,514 100,000 SH   DFND 100,000 0 0
NETFLIX INC COMMON 64110L106 3,728 9,966 SH   DFND 9,966 0 0
NETFLIX INC OPTION 64110L106 1,871 5,000 SH Put DFND 5,000 0 0
NETEASE INC ADR 64110W102 3,081 13,500 SH   DFND 13,500 0 0
NEXTERA ENERGY INC COMMON 65339F101 5,258 31,373 SH   DFND 31,373 0 0
NEXEO SOLUTIONS INC WARRANT 65342H110 5,882 5,795,000 SH   DFND 5,795,000 0 0
NICE SYS INC BOND 65366HAB9 35,511 24,800,000 PRN   DFND 0 0 0
NIKE INC COMMON 654106103 2,508 29,600 SH   DFND 29,600 0 0
NORFOLK SOUTHERN CORP COMMON 655844108 5,911 32,747 SH   DFND 32,747 0 0
NORFOLK SOUTHERN CORP OPTION 655844108 2,761 15,300 SH Call DFND 15,300 0 0
NOVAVAX INC BOND 670002AB0 18,413 30,000,000 PRN   DFND 0 0 0
NVIDIA CORP COMMON 67066G104 6,089 21,669 SH   DFND 21,669 0 0
NXSTAGE MEDICAL INC COMMON 67072V103 1,959 70,255 SH   DFND 70,255 0 0
O REILLY AUTOMOTIVE INC NEW COMMON 67103H107 1,682 4,843 SH   DFND 4,843 0 0
OASIS PETE INC NEW COMMON 674215108 325 22,900 SH   DFND 22,900 0 0
OCCIDENTAL PETE CORP DEL COMMON 674599105 6,348 77,255 SH   DFND 77,255 0 0
ON SEMICONDUCTOR CORP BOND 682189AK1 29,064 25,000,000 PRN   DFND 0 0 0
OWENS CORNING NEW OPTION 690742101 2,714 50,000 SH Call DFND 50,000 0 0
PNC FINL SVCS GROUP INC COMMON 693475105 13,619 100,000 SH   DFND 100,000 0 0
PVH CORP COMMON 693656100 14,313 99,121 SH   DFND 99,121 0 0
PACWEST BANCORP DEL COMMON 695263103 5,861 123,000 SH   DFND 123,000 0 0
PAPA JOHNS INTL INC COMMON 698813102 5,897 115,000 SH   DFND 115,000 0 0
PAPA JOHNS INTL INC OPTION 698813102 5,897 115,000 SH Put DFND 115,000 0 0
PARK HOTELS RESORTS INC COMMON 700517105 3,652 111,269 SH   DFND 111,269 0 0
PARKER HANNIFIN CORP COMMON 701094104 2,311 12,563 SH   DFND 12,563 0 0
PARSLEY ENERGY INC COMMON 701877102 1,662 56,828 SH   DFND 56,828 0 0
PAYPAL HLDGS INC COMMON 70450Y103 2,799 31,868 SH   DFND 31,868 0 0
PEPSICO INC COMMON 713448108 5,343 47,789 SH   DFND 47,789 0 0
PERFICIENT INC COMMON 71375U101 2,977 111,702 SH   DFND 111,702 0 0
PERNIX THERAPEUTICS HLDGS IN COMMON 71426V306 11 11,500 SH   DFND 11,500 0 0
PETIQ INC COMMON 71639T106 3,573 90,898 SH   DFND 90,898 0 0
PFIZER INC COMMON 717081103 9,326 211,629 SH   DFND 211,629 0 0
PHILIP MORRIS INTL INC COMMON 718172109 791 9,705 SH   DFND 9,705 0 0
PIONEER NAT RES CO COMMON 723787107 3,808 21,860 SH   DFND 21,860 0 0
POLARITYTE INC COMMON 731094108 669 35,000 SH   DFND 35,000 0 0
PRAXAIR INC COMMON 74005P104 10,086 62,750 SH   DFND 62,750 0 0
PRINCIPAL FINL GROUP INC COMMON 74251V102 585 9,980 SH   DFND 9,980 0 0
PROCTER AND GAMBLE CO COMMON 742718109 1,941 23,325 SH   DFND 23,325 0 0
PRIORITY TECHNOLOGY HLDGS IN WARRANT 74275G115 35 22,909 SH   DFND 22,909 0 0
PROLOGIS INC COMMON 74340W103 13,650 201,352 SH   DFND 201,352 0 0
PROTALIX BIOTHERAPEUTICS INC BOND 74365AAD3 20,120 19,665,000 PRN   DFND 0 0 0
PRUDENTIAL FINL INC COMMON 744320102 1,341 13,234 SH   DFND 13,234 0 0
PUBLIC SVC ENTERPRISE GROUP COMMON 744573106 1,039 19,687 SH   DFND 19,687 0 0
PULTE GROUP INC OPTION 745867101 9,908 400,000 SH Put DFND 400,000 0 0
QTS RLTY TR INC COMMON 74736A103 4,226 99,033 SH   DFND 99,033 0 0
RALPH LAUREN CORP OPTION 751212101 20,633 150,000 SH Put DFND 150,000 0 0
RANGE RES CORP COMMON 75281A109 595 35,000 SH   DFND 35,000 0 0
RAYTHEON CO COMMON 755111507 2,460 11,906 SH   DFND 11,906 0 0
REALPAGE INC BOND 75606NAB5 41,238 25,222,000 PRN   DFND 0 0 0
REGENCY CTRS CORP COMMON 758849103 7,211 111,500 SH   DFND 111,500 0 0
RESMED INC COMMON 761152107 1,084 9,400 SH   DFND 9,400 0 0
RESMED INC OPTION 761152107 2,884 25,000 SH Put DFND 25,000 0 0
RESTORATION HARDWARE HLDGS I BOND 761283AC4 9,263 7,500,000 PRN   DFND 0 0 0
RETROPHIN INC COMMON 761299106 3,478 121,041 SH   DFND 121,041 0 0
RETROPHIN INC OPTION 761299106 1,123 39,100 SH Put DFND 39,100 0 0
RETROPHIN INC BOND 761299AB2 41,563 40,500,000 PRN   DFND 0 0 0
RINGCENTRAL INC COMMON 76680R206 3,769 40,500 SH   DFND 40,500 0 0
ROCKWELL COLLINS INC COMMON 774341101 14,047 100,000 SH   DFND 100,000 0 0
ROSS STORES INC COMMON 778296103 1,182 11,930 SH   DFND 11,930 0 0
RYMAN HOSPITALITY PPTYS INC COMMON 78377T107 4,653 54,000 SH   DFND 54,000 0 0
S&P GLOBAL INC COMMON 78409V104 769 3,937 SH   DFND 3,937 0 0
SBA COMMUNICATIONS CORP NEW COMMON 78410G104 4,291 26,715 SH   DFND 26,715 0 0
SPDR S&P 500 ETF TR OPTION 78462F103 172,107 592,000 SH Call DFND 592,000 0 0
SPDR S&P 500 ETF TR OPTION 78462F103 130,824 450,000 SH Put DFND 450,000 0 0
SPDR GOLD TRUST OPTION 78463V107 16,914 150,000 SH Put DFND 150,000 0 0
SVB FINL GROUP COMMON 78486Q101 1,051 3,380 SH   DFND 3,380 0 0
SABAN CAP ACQUISITION CORP COMMON 78516C106 20,736 2,050,000 SH   DFND 2,050,000 0 0
SABAN CAP ACQUISITION CORP WARRANT 78516C114 1,072 875,000 SH   DFND 875,000 0 0
SABRE CORP COMMON 78573M104 8,476 325,000 SH   DFND 325,000 0 0
SAEXPLORATION HLDGS INC COMMON 78636X873 1,000 97,065 SH   DFND 97,065 0 0
SALESFORCE COM INC COMMON 79466L302 4,852 30,509 SH   DFND 30,509 0 0
SANOFI COMMON 80105N113 4,685 8,900,881 SH   DFND 8,900,880 0 0
SCHLUMBERGER LTD COMMON 806857108 4,242 69,634 SH   DFND 69,634 0 0
SCHLUMBERGER LTD OPTION 806857108 5,032 82,600 SH Call DFND 82,600 0 0
SCHLUMBERGER LTD OPTION 806857108 8,894 146,000 SH Put DFND 146,000 0 0
SCHWAB CHARLES CORP NEW COMMON 808513105 738 15,023 SH   DFND 15,023 0 0
SCIENTIFIC GAMES CORP COMMON 80874P109 1,240 48,800 SH   DFND 48,800 0 0
SEMICONDUCTOR MFG INTL CORP ADR 81663N206 271 50,000 SH   DFND 50,000 0 0
SEMPRA ENERGY COMMON 816851109 1,294 11,377 SH   DFND 11,377 0 0
SENSEONICS HLDGS INC BOND 81727UAA3 30,471 19,000,000 PRN   DFND 0 0 0
SERVICENOW INC COMMON 81762P102 5,634 28,800 SH   DFND 28,800 0 0
SERVICENOW INC BOND 81762PAC6 41,009 27,500,000 PRN   DFND 0 0 0
SHIRE PLC ADR 82481R106 16,315 90,000 SH   DFND 90,000 0 0
SIMON PPTY GROUP INC NEW COMMON 828806109 3,864 21,861 SH   DFND 21,861 0 0
SINCLAIR BROADCAST GROUP INC COMMON 829226109 539 19,000 SH   DFND 19,000 0 0
SMITH & NEPHEW PLC ADR 83175M205 3,338 90,010 SH   DFND 90,010 0 0
SONY CORP ADR 835699307 2,772 45,700 SH   DFND 45,700 0 0
SPARTAN ENERGY ACQUISITON CO UNIT 846784114 30,435 3,000,000 SH   DFND 3,000,000 0 0
SPECTRUM BRANDS HLDGS INC NE COMMON 84790A105 9,611 128,634 SH   DFND 128,634 0 0
SPLUNK INC COMMON 848637104 7,085 58,600 SH   DFND 58,600 0 0
SPRINT CORP COMMON 85207U105 2,289 350,000 SH   DFND 350,000 0 0
STANLEY BLACK & DECKER INC COMMON 854502101 28,204 192,593 SH   DFND 192,593 0 0
STARBUCKS CORP OPTION 855244109 6,355 111,800 SH Call DFND 111,800 0 0
STARBUCKS CORP OPTION 855244109 5,013 88,200 SH Put DFND 88,200 0 0
STEWART INFORMATION SVCS COR COMMON 860372101 5,391 119,777 SH   DFND 119,777 0 0
STMICROELECTRONICS N V ADR 861012102 229 12,500 SH   DFND 12,500 0 0
SUMMIT MATLS INC OPTION 86614U100 9,090 500,000 SH Call DFND 500,000 0 0
SUNTRUST BKS INC COMMON 867914103 3,134 46,919 SH   DFND 46,919 0 0
SYNOVUS FINL CORP COMMON 87161C501 12,638 276,000 SH   DFND 276,000 0 0
SYNERGY PHARMACEUTICALS DEL OPTION 871639308 170 100,000 SH Put DFND 100,000 0 0
T MOBILE US INC COMMON 872590104 2,664 37,966 SH   DFND 37,966 0 0
TABLEAU SOFTWARE INC COMMON 87336U105 3,129 28,000 SH   DFND 28,000 0 0
TAPESTRY INC COMMON 876030107 8,797 175,000 SH   DFND 175,000 0 0
TEGNA INC COMMON 87901J105 2,264 189,284 SH   DFND 189,284 0 0
TELIGENT INC NEW BOND 87960WAA2 19,893 18,500,000 PRN   DFND 0 0 0
TEMPUR SEALY INTL INC COMMON 88023U101 2,645 50,000 SH   DFND 50,000 0 0
TEMPUR SEALY INTL INC OPTION 88023U101 15,870 300,000 SH Call DFND 300,000 0 0
TERRAFORM PWR INC COMMON 88104R209 17,580 1,522,000 SH   DFND 1,522,000 0 0
TESARO INC BOND 881569AA5 8,153 6,129,000 PRN   DFND 0 0 0
TESLA INC COMMON 88160R101 2,344 8,852 SH   DFND 8,852 0 0
TESLA INC OPTION 88160R101 12,312 46,500 SH Put DFND 46,500 0 0
TESLA INC BOND 88160RAB7 34,510 34,750,000 PRN   DFND 0 0 0
TESLA INC BOND 88160RAC5 20,174 21,000,000 PRN   DFND 0 0 0
TESLA INC BOND 88160RAD3 5,111 5,000,000 PRN   DFND 0 0 0
TEVA PHARMACEUTICAL INDS LTD OPTION 881624209 21,540 1,000,000 SH Call DFND 1,000,000 0 0
TEXAS INSTRS INC COMMON 882508104 3,636 33,890 SH   DFND 33,890 0 0
TIFFANY & CO NEW COMMON 886547108 8,383 65,000 SH   DFND 65,000 0 0
TITAN MED INC COMMON 88830X819 510 239,500 SH   DFND 239,500 0 0
TREEHOUSE FOODS INC COMMON 89469A104 1,029 21,500 SH   DFND 21,500 0 0
TRINITY BIOTECH INVT LTD BOND 89643QAB4 21,142 26,425,000 PRN   DFND 0 0 0
TRINITY MERGER CORP WARRANT 89653L114 245 500,000 SH   DFND 500,000 0 0
TUTOR PERINI CORP COMMON 901109108 399 21,200 SH   DFND 21,200 0 0
TWENTY FIRST CENTY FOX INC COMMON 90130A101 34,055 735,046 SH   DFND 735,046 0 0
TWENTY FIRST CENTY FOX INC OPTION 90130A101 5,166 111,500 SH Put DFND 111,500 0 0
UDR INC COMMON 902653104 4,558 112,736 SH   DFND 112,736 0 0
U S CONCRETE INC COMMON 90333L201 229 5,000 SH   DFND 5,000 0 0
UNION PAC CORP COMMON 907818108 5,145 31,596 SH   DFND 31,596 0 0
UNITED MICROELECTRONICS CORP ADR 910873405 640 247,998 SH   DFND 247,998 0 0
UNITED STATES STL CORP NEW COMMON 912909108 543 17,800 SH   DFND 17,800 0 0
UNITED TECHNOLOGIES CORP COMMON 913017109 5,005 35,801 SH   DFND 35,801 0 0
UNITEDHEALTH GROUP INC COMMON 91324P102 9,983 37,523 SH   DFND 37,523 0 0
UNITI GROUP INC OPTION 91325V108 8,060 400,000 SH Put DFND 400,000 0 0
UNIVERSAL HLTH SVCS INC COMMON 913903100 1,023 8,002 SH   DFND 8,002 0 0
VANECK VECTORS ETF TR OPTION 92189F718 7,557 300,000 SH Put DFND 300,000 0 0
VANTAGE ENERGY ACQUISITION COMMON 92211L105 5,997 599,998 SH   DFND 599,998 0 0
VANTAGE ENERGY ACQUISITION WARRANT 92211L113 271 166,666 SH   DFND 166,666 0 0
VECTOIQ ACQUISITION CORP WARRANT 92243N111 598 980,700 SH   DFND 980,700 0 0
VENTAS INC COMMON 92276F100 699 12,849 SH   DFND 12,849 0 0
VERIZON COMMUNICATIONS INC COMMON 92343V104 3,434 64,321 SH   DFND 64,321 0 0
VERTEX PHARMACEUTICALS INC COMMON 92532F100 2,742 14,224 SH   DFND 14,224 0 0
VIRTU FINL INC COMMON 928254101 9,162 448,000 SH   DFND 448,000 0 0
VISA INC COMMON 92826C839 8,220 54,769 SH   DFND 54,769 0 0
VISTRA ENERGY CORP COMMON 92840M102 8,110 325,950 SH   DFND 325,950 0 0
VISTRA ENERGY CORP WARRANT 92840M128 2,074 1,406,131 SH   DFND 1,406,131 0 0
VORNADO RLTY TR COMMON 929042109 10,894 149,236 SH   DFND 149,236 0 0
VOYA FINL INC COMMON 929089100 18,919 380,897 SH   DFND 380,897 0 0
VOYA FINL INC OPTION 929089100 24,835 500,000 SH Call DFND 500,000 0 0
WASTE MGMT INC DEL COMMON 94106L109 2,171 24,025 SH   DFND 24,025 0 0
WELLS FARGO CO NEW COMMON 949746101 5,487 104,392 SH   DFND 104,392 0 0
WESTERN ALLIANCE BANCORP COMMON 957638109 7,908 139,000 SH   DFND 139,000 0 0
WESTROCK CO COMMON 96145D105 1,683 31,495 SH   DFND 31,495 0 0
WEX INC COMMON 96208T104 2,291 11,411 SH   DFND 11,411 0 0
WHITING PETE CORP NEW BOND 966387AL6 3,836 4,000,000 PRN   DFND 0 0 0
WINTRUST FINL CORP COMMON 97650W108 8,749 103,000 SH   DFND 103,000 0 0
WORKDAY INC COMMON 98138H101 551 3,775 SH   DFND 3,775 0 0
WORLDPAY INC COMMON 981558109 1,457 14,389 SH   DFND 14,389 0 0
XCEL ENERGY INC COMMON 98389B100 1,846 39,100 SH   DFND 39,100 0 0
YAHOO INC BOND 984332AF3 63,200 50,000,000 PRN   DFND 0 0 0
YAMANA GOLD INC COMMON 98462Y100 436 175,000 SH   DFND 175,000 0 0
YUM BRANDS INC COMMON 988498101 1,098 12,079 SH   DFND 12,079 0 0
YUM CHINA HLDGS INC COMMON 98850P109 1,457 41,500 SH   DFND 41,500 0 0
ZILLOW GROUP INC COMMON 98954M101 288 6,516 SH   DFND 6,516 0 0
ZILLOW GROUP INC COMMON 98954M200 1,227 27,732 SH   DFND 27,732 0 0
ZIMMER BIOMET HLDGS INC COMMON 98956P102 5,781 43,971 SH   DFND 43,971 0 0
ZIONS BANCORPORATION OPTION 989701107 40,120 800,000 SH Call DFND 800,000 0 0
ZIONS BANCORPORATION WARRANT 989701115 53,904 3,003,000 SH   DFND 3,003,000 0 0
ALLEGION PUB LTD CO COMMON G0176J109 1,143 12,616 SH   DFND 12,616 0 0
ALLERGAN PLC COMMON G0177J108 2,677 14,055 SH   DFND 14,055 0 0
AVISTA HEALTHCARE PUB ACQ CO WARRANT G0726L117 324 2,150,000 SH   DFND 2,150,000 0 0
AVISTA HEALTHCARE PUB ACQ CO COMMON G0726L125 10,216 1,010,000 SH   DFND 1,010,000 0 0
AXALTA COATING SYS LTD COMMON G0750C108 2,770 95,000 SH   DFND 95,000 0 0
ACCENTURE PLC IRELAND COMMON G1151C101 1,680 9,872 SH   DFND 9,872 0 0
BUNGE LIMITED COMMON G16962105 15,803 230,000 SH   DFND 230,000 0 0
BUNGE LIMITED OPTION G16962105 7,558 110,000 SH Put DFND 110,000 0 0
CAPITOL INVT CORP IV COMMON G18920101 12,885 1,299,549 SH   DFND 1,299,549 0 0
CAPITOL INVT CORP IV WARRANT G18920127 641 433,183 SH   DFND 433,183 0 0
EATON CORP PLC COMMON G29183103 2,392 27,585 SH   DFND 27,585 0 0
ESTRE AMBIENTAL INC WARRANT G3206V118 53 170,000 SH   DFND 170,000 0 0
EVEREST RE GROUP LTD COMMON G3223R108 1,044 4,571 SH   DFND 4,571 0 0
FGL HLDGS WARRANT G3402M110 8,928 4,554,800 SH   DFND 4,554,800 0 0
GTY TECHNOLOGY HOLDINGS INC COMMON G4182A102 20,936 2,066,697 SH   DFND 2,066,697 0 0
GTY TECHNOLOGY HOLDINGS INC WARRANT G4182A128 616 492,666 SH   DFND 492,666 0 0
HUDSON LTD COMMON G46408103 3,086 136,795 SH   DFND 136,795 0 0
INGERSOLL-RAND PLC COMMON G47791101 1,157 11,311 SH   DFND 11,311 0 0
WEATHERFORD INTL PLC OPTION G48833100 505 186,300 SH Put DFND 186,300 0 0
MARVELL TECHNOLOGY GROUP LTD OPTION G5876H105 2,895 150,000 SH Call DFND 150,000 0 0
MEDTRONIC PLC COMMON G5960L103 3,968 40,342 SH   DFND 40,342 0 0
APTIV PLC COMMON G6095L109 2,685 32,004 SH   DFND 32,004 0 0
MOSAIC ACQUISITION CORP COMMON G62848109 27,817 2,850,000 SH   DFND 2,850,000 0 0
MOSAIC ACQUISITION CORP WARRANT G62848125 1,220 950,000 SH   DFND 950,000 0 0
NABORS INDUSTRIES LTD COMMON G6359F103 2,977 483,252 SH   DFND 483,252 0 0
NEW FRONTIER CORP COMMON G6485P108 9,585 1,000,000 SH   DFND 1,000,000 0 0
NEW FRONTIER CORP WARRANT G6485P124 570 499,890 SH   DFND 499,890 0 0
NORWEGIAN CRUISE LINE HLDG L COMMON G66721104 6,847 119,224 SH   DFND 119,224 0 0
OCEAN RIG UDW INC COMMON G66964118 4,328 125,000 SH   DFND 125,000 0 0
PLATINUM EAGLE ACQUISITIN CO COMMON G7126L100 14,753 1,500,000 SH   DFND 1,500,000 0 0
PLATINUM EAGLE ACQUISITIN CO WARRANT G7126L118 650 500,000 SH   DFND 500,000 0 0
QUOTIENT LTD COMMON G73268107 15,375 2,036,337 SH   DFND 2,036,337 0 0
SOCIAL CAP HEDOSOPHIA HLDGS COMMON G8250R103 29,715 3,000,000 SH   DFND 3,000,000 0 0
SOCIAL CAP HEDOSOPHIA HLDGS WARRANT G8250R129 840 792,817 SH   DFND 792,817 0 0
TPG PACE HLDGS CORP WARRANT G89827110 1,551 906,750 SH   DFND 906,750 0 0
TPG PACE HLDGS CORP COMMON G89827128 27,461 2,725,654 SH   DFND 2,725,654 0 0
TRAVELPORT WORLDWIDE LTD COMMON G9019D104 3,806 225,600 SH   DFND 225,600 0 0
VENATOR MATLS PLC COMMON G9329Z100 900 100,000 SH   DFND 100,000 0 0
TRANSOCEAN LTD OPTION H8817H100 4,290 307,500 SH Put DFND 307,500 0 0
SPOTIFY TECHNOLOGY S A COMMON L8681T102 4,214 23,300 SH   DFND 23,300 0 0
ORBOTECH LTD COMMON M75253100 4,363 73,403 SH   DFND 73,403 0 0
FIAT CHRYSLER AUTOMOBILES N COMMON N31738102 52,705 3,010,000 SH   DFND 3,010,000 0 0
FIAT CHRYSLER AUTOMOBILES N OPTION N31738102 33,231 1,889,250 SH Call DFND 1,889,250 0 0
FIAT CHRYSLER AUTOMOBILES N OPTION N31738102 126,977 7,233,628 SH Put DFND 7,233,628 0 0
NXP SEMICONDUCTORS N V COMMON N6596X109 31,797 371,900 SH   DFND 371,900 0 0
QIAGEN NV COMMON N72482123 13,121 346,509 SH   DFND 346,509 0 0
QIAGEN NV BOND N72482AA5 55,338 41,800,000 PRN   DFND 0 0 0
ROYAL CARIBBEAN CRUISES LTD COMMON V7780T103 1,168 8,988 SH   DFND 8,988 0 0