The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AAC HLDGS INC | COM | 000307108 | 5,387 | 706,065 | SH | DFND | 1 | 0 | 706,065 | 0 | |
AAC HLDGS INC | COM | 000307108 | 1,011 | 132,500 | SH | Call | DFND | 1 | 0 | 132,500 | 0 |
ADT INC | COM | 00090Q103 | 5,862,660 | 624,351,416 | SH | DFND | 2 | 0 | 624,351,416 | 0 | |
ADVANCED EMISSIONS SOLUTS IN | COM | 00770C101 | 18,212 | 1,522,746 | SH | DFND | 1 | 0 | 1,522,746 | 0 | |
ANTERO RES CORP | COM | 03674X106 | 1,477 | 83,401 | SH | DFND | 1 | 0 | 83,401 | 0 | |
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 42,202 | 2,236,476 | SH | DFND | 1 | 0 | 2,236,476 | 0 | |
APOLLO INVT CORP | COM | 03761U106 | 48,267 | 8,872,554 | SH | DFND | 1 | 0 | 8,872,553 | 0 | |
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 1,682 | 105,236 | SH | DFND | 1 | 0 | 105,236 | 0 | |
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 81 | 5,236 | SH | DFND | 1 | 0 | 5,236 | 0 | |
ARES CAP CORP | COM | 04010L103 | 4,298 | 250,000 | SH | Put | DFND | 1 | 0 | 250,000 | 0 |
AVAYA HLDGS CORP | COM | 05351X101 | 7,113 | 321,260 | SH | DFND | 1 | 0 | 321,260 | 0 | |
BK TECHNOLOGIES INC | COM | 09180A100 | 765 | 188,971 | SH | DFND | 1 | 0 | 188,971 | 0 | |
BONANZA CREEK ENERGY INC | COM NEW | 097793400 | 22,704 | 762,380 | SH | DFND | 1 | 0 | 762,380 | 0 | |
BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 4,499 | 126,000 | SH | DFND | 1 | 0 | 126,000 | 0 | |
BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 44,816 | 1,255,000 | SH | Call | DFND | 1 | 0 | 1,255,000 | 0 |
CAESARS ENTMT CORP | COM | 127686103 | 511,302 | 49,883,094 | SH | DFND | 1, 2 | 0 | 49,883,094 | 0 | |
CAESARS ENTMT CORP | NOTE 5.000%10/0 | 127686AA1 | 23,414 | 14,437,450 | PRN | DFND | 1, 2 | 0 | 14,437,450 | 0 | |
CAPITOL INVT CORP IV | UNIT 99/99/9999 | G18920119 | 20,760 | 2,000,000 | SH | DFND | 1 | 0 | 2,000,000 | 0 | |
CARMAX INC | COM | 143130102 | 14,934 | 200,000 | SH | Put | DFND | 1 | 0 | 200,000 | 0 |
CARVANA CO | CL A | 146869102 | 7,682 | 130,000 | SH | Put | DFND | 1 | 0 | 130,000 | 0 |
CHURCHILL CAP CORP | UNIT 99/99/9999 | 17142R202 | 25,325 | 2,500,000 | SH | DFND | 1 | 0 | 2,500,000 | 0 | |
CLEARWAY ENERGY INC | CL A | 18539C105 | 4,366 | 229,325 | SH | DFND | 1 | 0 | 229,325 | 0 | |
CLEARWAY ENERGY INC | CL C | 18539C204 | 1,220 | 63,359 | SH | DFND | 1 | 0 | 63,359 | 0 | |
COHERUS BIOSCIENCES INC | COM | 19249H103 | 3,713 | 225,000 | SH | DFND | 1 | 0 | 225,000 | 0 | |
COHERUS BIOSCIENCES INC | COM | 19249H103 | 4,125 | 250,000 | SH | Put | DFND | 1 | 0 | 250,000 | 0 |
DFB HEALTHCARE ACQUISTION CO | UNIT 01/30/2023 | 23291E208 | 10,061 | 950,000 | SH | DFND | 1 | 0 | 950,000 | 0 | |
ENBRIDGE INC | COM | 29250N105 | 3,140 | 97,250 | SH | DFND | 1 | 0 | 97,250 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 3,591 | 125,000 | SH | DFND | 1 | 0 | 125,000 | 0 | |
EP ENERGY CORP | CL A | 268785102 | 234,273 | 100,116,668 | SH | DFND | 2, 3 | 0 | 100,116,668 | 0 | |
EQT MIDSTREAM PARTNERS LP | UNIT LTD PARTN | 26885B100 | 4,222 | 80,000 | SH | DFND | 1 | 0 | 80,000 | 0 | |
EXELA TECHNOLOGIES INC | COM | 30162V102 | 204,254 | 28,647,136 | SH | DFND | 2 | 0 | 28,647,136 | 0 | |
GENCO SHIPPING & TRADING LTD | SHS | Y2685T131 | 75,821 | 5,415,805 | SH | DFND | 1 | 0 | 5,415,805 | 0 | |
GORES HOLDINGS III INC | UNIT 09/07/2024 | 38286G208 | 5,105 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
GTT COMMUNICATIONS INC | COM | 362393100 | 5,425 | 125,000 | SH | Put | DFND | 1 | 0 | 125,000 | 0 |
HI-CRUSH PARTNERS LP | COM UNIT LTD | 428337109 | 10,800 | 1,000,000 | SH | Put | DFND | 1 | 0 | 1,000,000 | 0 |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 34,778 | 230,000 | SH | Put | DFND | 1 | 0 | 230,000 | 0 |
INTERNATIONAL GAME TECH C 22 1/18/19 | COM | G4863A108 | 4,938 | 250,000 | SH | Call | DFND | 1 | 0 | 250,000 | 0 |
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 73,979 | 1,450,000 | SH | DFND | 1 | 0 | 1,450,000 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 140,914 | 1,630,200 | SH | Put | DFND | 1 | 0 | 1,630,200 | 0 |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 15,666 | 365,000 | SH | Call | DFND | 1 | 0 | 365,000 | 0 |
ISTAR INC | NOTE 3.125% 9/1 | 45031UCB5 | 30,248 | 31,325,000 | PRN | DFND | 1 | 0 | 31,325,000 | 0 | |
KOHLS CORP | COM | 500255104 | 49,203 | 660,000 | SH | Put | DFND | 1 | 0 | 660,000 | 0 |
LAUREATE EDUCATION INC | CL A | 518613203 | 46,154 | 2,989,252 | SH | DFND | 1, 2 | 0 | 2,989,252 | 0 | |
LEO HOLDINGS CORP | UNIT 99/99/9999 | G5463L121 | 11,822 | 1,150,000 | SH | DFND | 1 | 0 | 1,150,000 | 0 | |
MATTEL INC | COM | 577081102 | 3,140 | 200,000 | SH | Put | DFND | 1 | 0 | 200,000 | 0 |
MPLX LP | COM UNIT REP LTD | 55336V100 | 6,189 | 178,474 | SH | DFND | 1 | 0 | 178,474 | 0 | |
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 5,047 | 494,835 | SH | DFND | 1 | 0 | 494,835 | 0 | |
NORTHSTAR REALTY EUROPE CORP | COM | 66706L101 | 21,745 | 1,535,686 | SH | DFND | 1 | 0 | 1,535,686 | 0 | |
NORWEGIAN CRUISE LINE HLDG L | SHS | G66721104 | 903,304 | 15,728,782 | SH | DFND | 1, 2 | 0 | 15,728,782 | 0 | |
ONEMAIN HLDGS INC | COM | 68268W103 | 1,846,449 | 54,937,500 | SH | DFND | 1, 2 | 0 | 54,937,500 | 0 | |
PATTERN ENERGY GROUP INC | NOTE 4.000% 7/1 | 70338PAB6 | 50,517 | 50,715,000 | PRN | DFND | 1 | 0 | 50,715,000 | 0 | |
PLATINUM EAGLE ACQUISITIN CO | UNIT 01/09/2023 | G7126L126 | 716 | 68,954 | SH | DFND | 1 | 0 | 68,954 | 0 | |
PLAYAGS INC | COM | 72814N104 | 359,772 | 12,208,076 | SH | DFND | 2 | 0 | 12,208,076 | 0 | |
PRESIDIO INC | COM | 74102M103 | 671,763 | 44,050,000 | SH | DFND | 2 | 0 | 44,050,000 | 0 | |
REGALWOOD GLOBAL ENERGY LTD | UNIT 99/99/9999 | G74760110 | 27,715 | 2,690,762 | SH | DFND | 1 | 0 | 2,690,762 | 0 | |
ROYAL GOLD INC | NOTE 2.875% 6/1 | 780287AA6 | 16,167 | 16,000,000 | PRN | DFND | 1 | 0 | 16,000,000 | 0 | |
SANDRIDGE ENERGY INC | COM NEW | 80007P869 | 8,799 | 809,451 | SH | DFND | 1 | 0 | 809,451 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 922 | 1,740,032 | SH | DFND | 1 | 0 | 1,740,032 | 0 | |
SEACOR HOLDINGS INC | NOTE 3.000%11/1 | 81170YAB5 | 9,637 | 10,000,000 | PRN | DFND | 1 | 0 | 10,000,000 | 0 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 15,148 | 200,000 | SH | Put | DFND | 1 | 0 | 200,000 | 0 |
SPDR INDEX SHS FDS | EURO STOXX 50 | 78463X202 | 6,506 | 170,000 | SH | Call | DFND | 1 | 0 | 170,000 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 311,681 | 1,072,100 | SH | Put | DFND | 1 | 0 | 1,072,100 | 0 |
SPDR SERIES TRUST | S&P RETAIL ETF | 78464A714 | 5,102 | 100,000 | SH | Put | DFND | 1 | 0 | 100,000 | 0 |
TALOS ENERGY INC | COM | 87484T108 | 629,863 | 19,191,451 | SH | DFND | 2, 3 | 0 | 19,191,451 | 0 | |
TESLA INC | COM | 88160R101 | 31,772 | 120,000 | SH | Put | DFND | 1 | 0 | 120,000 | 0 |
TESLA INC | NOTE 0.250% 3/0 | 88160RAB7 | 23,412 | 23,500,000 | PRN | DFND | 1 | 0 | 23,500,000 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADR | 881624209 | 10,770 | 500,000 | SH | Put | DFND | 1 | 0 | 500,000 | 0 |
TRANSCANADA CORP | COM | 89353D107 | 5,058 | 125,000 | SH | DFND | 1 | 0 | 125,000 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 1,922 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
UNITI GROUP INC | COM | 91325V108 | 3,023 | 150,000 | SH | Call | DFND | 1 | 0 | 150,000 | 0 |
UNITI GROUP INC | COM | 91325V108 | 10,075 | 500,000 | SH | Put | DFND | 1 | 0 | 500,000 | 0 |
VEDANTA LTD | SPONSORED ADR | 92242Y100 | 3,200 | 250,000 | SH | DFND | 1 | 0 | 250,000 | 0 | |
VICI PPTYS INC | COM | 925652109 | 90,343 | 4,178,690 | SH | DFND | 1 | 0 | 4,178,690 | 0 | |
VISTRA ENERGY CORP | COM | 92840M102 | 1,172,539 | 47,127,762 | SH | DFND | 1, 2, 3 | 0 | 47,127,762 | 0 | |
WARRIOR MET COAL INC | COM | 93627C101 | 101,791 | 3,764,474 | SH | DFND | 1, 2, 3 | 0 | 3,764,474 | 0 | |
WAYFAIR INC | CL A | 94419L101 | 3,692 | 25,000 | SH | Put | DFND | 1 | 0 | 25,000 | 0 |
WAYFAIR INC | NOTE 0.375% 9/0 | 94419LAB7 | 14,953 | 10,000,000 | PRN | DFND | 1 | 0 | 10,000,000 | 0 | |
WEATHERFORD INTL LTD | NOTE 5.875% 7/0 | 947075AH0 | 53,770 | 56,821,000 | PRN | DFND | 1 | 0 | 56,821,000 | 0 | |
WESTERN GAS PARTNERS LP | COM UNIT LP IN | 958254104 | 4,123 | 94,400 | SH | DFND | 1 | 0 | 94,400 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 4,875 | 179,280 | SH | DFND | 1 | 0 | 179,280 | 0 |