The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
2U INC COM 90214J101 110 6,800 SH   SOLE   6,800 0 0
3M CO COM 88579Y101 41 250 SH   SOLE   250 0 0
8X8 INC COM 282914100 10 500 SH   SOLE   500 0 0
ABB LTD-SPON ADR ADR 000375204 29 1,500 SH   SOLE   1,500 0 0
ABBVIE INC COM 00287Y109 43 573 SH   SOLE   573 0 0
ACCENTURE PLC-CL A COM G1151C101 103 540 SH   SOLE   540 0 0
ACREAGE HOLDINGS INC-SUB COM 00489Y402 2 400 SH   SOLE   400 0 0
ACTIVISION BLIZZARD INC COM 00507V109 59 1,126 SH   SOLE   1,126 0 0
ADIDAS AG-SPONSORED ADR ADR 00687A107 81 525 SH   SOLE   525 0 0
ADVANCED MICRO DEVICES COM 007903107 8 277 SH   SOLE   277 0 0
AGILENT TECHNOLOGIES INC COM 00846U101 56 740 SH   SOLE   740 0 0
AGNC INVESTMENT CORP PFD 00123Q500 5,201 201,704 SH   SOLE   201,704 0 0
AGNC INVESTMENT CORP REIT 00123Q104 1,517 94,325 SH   SOLE   94,325 0 0
AGNC INVESTMENT CORP PFD 00123Q302 43 1,700 SH   SOLE   1,700 0 0
AIR LEASE CORP COM 00912X302 250 6,000 SH   SOLE   6,000 0 0
ALCOA CORP COM 013872106 0 36 SH   SOLE   36 0 0
ALERIAN MLP ETF ETF 00162Q866 3,488 381,713 SH   SOLE   381,713 0 0
ALEXION PHARMACEUTICALS INC COM 015351109 290 2,970 SH   SOLE   2,970 0 0
ALIBABA GROUP HOLDING-SP ADR ADR 01609W102 321 1,922 SH   SOLE   1,922 0 0
ALLERGAN PLC COM G0177J108 63 375 SH   SOLE   375 0 0
ALLIANZGI EQUITY & CONVERTIB CEF 018829101 22 1,050 SH   SOLE   1,050 0 0
ALLSTATE CORP PFD 020002879 112 4,500 SH   SOLE   4,500 0 0
ALLY FINANCIAL INC COM 02005N100 10 303 SH   SOLE   303 0 0
ALPHABET INC-CL A COM 02079K305 18,663 15,284 SH   SOLE   15,284 0 0
ALPHABET INC-CL C COM 02079K107 659 541 SH   SOLE   541 0 0
ALTABA INC CEF 021346101 1 4 SH   SOLE   4 0 0
ALTRIA GROUP INC COM 02209S103 17 420 SH   SOLE   420 0 0
AMAZON COM INC Equity Option 023135906 1 28 SH Call SOLE   28 0 28
AMAZON.COM INC COM 023135106 3,841 2,213 SH   SOLE   2,213 0 0
AMERICAN EXPRESS CO COM 025816109 43 370 SH   SOLE   370 0 0
AMERICAN INTERNATIONAL GROUP COM 026874784 29 525 SH   SOLE   525 0 0
AMERICAN LITHIUM MINERALS IN COM 027263102 1 500 SH   SOLE   500 0 0
AMERIPRISE FINANCIAL INC COM 03076C106 14 100 SH   SOLE   100 0 0
AMGEN INC COM 031162100 38 200 SH   SOLE   200 0 0
ANAPLAN INC COM 03272L108 18 400 SH   SOLE   400 0 0
ANAVEX LIFE SCIENCES CORP COM 032797300 63 20,000 SH   SOLE   20,000 0 0
ANAVEX LIFE SCIENCES CORP Equity Option 032797900 2 980 SH Call SOLE   980 0 980
ANHEUSER-BUSCH INBEV-SPN ADR ADR 03524A108 9 100 SH   SOLE   100 0 0
ANNALY CAPITAL MANAGEMENT IN REIT 035710409 236 26,931 SH   SOLE   26,931 0 0
ANNALY CAPITAL MGMT PFD 035710870 7,234 280,950 SH   SOLE   280,950 0 0
ANTERO RESOURCES CORP COM 03674X106 6 2,000 SH   SOLE   2,000 0 0
APOLLO COMMERCIAL REAL ESTAT REIT 03762U105 12 642 SH   SOLE   642 0 0
APOLLO INVESTMENT CORP COM 03761U502 13 819 SH   SOLE   819 0 0
APPLE INC COM 037833100 20,337 90,806 SH   SOLE   90,806 0 0
AQUABOUNTY TECHNOLOGIES COM 03842K200 1 1 SH   SOLE   1 0 0
AQUESTIVE THERAPEUTICS INC COM 03843E104 1 100 SH   SOLE   100 0 0
ARCH CAPITAL GROUP LTD COM G0450A105 8 200 SH   SOLE   200 0 0
ARCHER-DANIELS-MIDLAND CO COM 039483102 8 200 SH   SOLE   200 0 0
ARES CAPITAL CORP COM 04010L103 8 464 SH   SOLE   464 0 0
ARISTA NETWORKS INC COM 040413106 13 55 SH   SOLE   55 0 0
ARK GENOMIC REVOLUTION ETF ETF 00214Q302 61 2,075 SH   SOLE   2,075 0 0
AT&T INC COM 00206R102 3,254 85,995 SH   SOLE   85,995 0 0
AURORA CANNABIS INC COM 05156X108 6 1,572 SH   SOLE   1,572 0 0
AUTOMATIC DATA PROCESSING COM 053015103 56 350 SH   SOLE   350 0 0
AVALONBAY COMMUNITIES INC REIT 053484101 110 515 SH   SOLE   515 0 0
AVEO PHARMACEUTICALS INC COM 053588109 8 10,000 SH   SOLE   10,000 0 0
AXOVANT GENE THERAPIES LTD COM G0750W104 1 28 SH   SOLE   28 0 0
BAIDU INC - SPON ADR ADR 056752108 110 1,071 SH   SOLE   1,071 0 0
BAKER HUGHES A GE CO COM 05722G100 5 240 SH   SOLE   240 0 0
BANK OF AMERICA CORP COM 060505104 3,882 133,099 SH   SOLE   133,099 0 0
BANK OF AMERICA CORP PFD 060505195 2,394 86,940 SH   SOLE   86,940 0 0
BANK OF NEW YORK MELLON CORP COM 064058100 37 826 SH   SOLE   826 0 0
BARRICK GOLD CORP COM 067901108 95 5,492 SH   SOLE   5,492 0 0
BB&T CORP COM 054937107 520 9,747 SH   SOLE   9,747 0 0
BELLATRIX EXPLORATION LTD COM 078314705 1 116 SH   SOLE   116 0 0
BERKSHIRE HATHAWAY INC-CL B COM 084670702 10,372 49,862 SH   SOLE   49,862 0 0
BEYOND MEAT INC Equity Option 08862E959 1 2 SH Put SOLE   2 0 2
BG STAFFING INC COM 05544A109 5 300 SH   SOLE   300 0 0
BGC PARTNERS INC Equity Option 05541T901 10 1,000 SH Call SOLE   1,000 0 1,000
BGC PARTNERS INC-CL A COM 05541T101 79 14,505 SH   SOLE   14,505 0 0
BIOGEN INC COM 09062X103 58 250 SH   SOLE   250 0 0
BITCOIN SERVICES INC COM 09173Y107 10 500,000 SH   SOLE   500,000 0 0
BLACKBERRY LTD COM 09228F103 3 750 SH   SOLE   750 0 0
BLACKROCK CAPITAL INVESTMENT COM 092533108 4 800 SH   SOLE   800 0 0
BLACKROCK CREDIT ALLOCATION CEF 092508100 111 8,150 SH   SOLE   8,150 0 0
BLACKROCK ENHANCED EQTY DVD CEF 09251A104 0 61 SH   SOLE   61 0 0
BLACKROCK ENHANCED GLOBAL DI CEF 092501105 12 1,234 SH   SOLE   1,234 0 0
BLACKROCK INC COM 09247X101 6,127 13,751 SH   SOLE   13,751 0 0
BLACKROCK MULTI-SECTOR INCOM CEF 09258A107 32 1,905 SH   SOLE   1,905 0 0
BLACKROCK MUNI 2020 TERM TRS CEF 09249X109 233 15,485 SH   SOLE   15,485 0 0
BLACKROCK MUNICIPAL 2030 TAR CEF 09257P105 563 23,826 SH   SOLE   23,826 0 0
BLACKROCK MUNIHOLDINGS NJ QU CEF 09254X101 577 40,575 SH   SOLE   40,575 0 0
BLACKROCK MUNIYIELD NY QUALI CEF 09255E102 78 6,000 SH   SOLE   6,000 0 0
BLACKROCK MUNIYIELD PENNSYLV CEF 09255G107 42 3,000 SH   SOLE   3,000 0 0
BLACKROCK RESOURCES & COMMOD CEF 09257A108 22 3,000 SH   SOLE   3,000 0 0
BLACKSTONE GROUP INC/THE-A COM 09260D107 151 3,100 SH   SOLE   3,100 0 0
BLACKSTONE MORTGAGE TRU-CL A REIT 09257W100 15 445 SH   SOLE   445 0 0
BLOCK H & R INC Equity Option 093671905 1 1,000 SH Call SOLE   1,000 0 1,000
BLOCK H & R INC Equity Option 093671955 2 500 SH Put SOLE   500 0 500
BOEING CO/THE COM 097023105 1,818 4,779 SH   SOLE   4,779 0 0
BOOZ ALLEN HAMILTON HOLDINGS COM 099502106 14 200 SH   SOLE   200 0 0
BOX INC - CLASS A COM 10316T104 22 1,383 SH   SOLE   1,383 0 0
BP PLC-SPONS ADR ADR 055622104 13,477 354,768 SH   SOLE   354,768 0 0
BP PRUDHOE BAY ROYALTY TRUST Royalty Trst 055630107 1 200 SH   SOLE   200 0 0
BRAINSWAY LTD-ADR ADR 10501L106 9 1,000 SH   SOLE   1,000 0 0
BRF SA-ADR ADR 10552T107 9 1,000 SH   SOLE   1,000 0 0
BRIDGESTONE CORP COM J04578126 58 1,500 SH   SOLE   1,500 0 0
BRISTOL-MYERS SQUIBB CO COM 110122108 312 6,160 SH   SOLE   6,160 0 0
BROOKDALE SENIOR LIVING INC COM 112463104 15 2,000 SH   SOLE   2,000 0 0
BROOKFIELD REAL ASSETS INCOM CEF 112830104 1,034 45,780 SH   SOLE   45,780 0 0
BWX TECHNOLOGIES INC COM 05605H100 5 100 SH   SOLE   100 0 0
C.H. ROBINSON WORLDWIDE INC COM 12541W209 16 200 SH   SOLE   200 0 0
CABCO TRUST FOR JCP PFD 126797208 2 400 SH   SOLE   400 0 0
CALAMOS STRAT TOT RETURN FD CEF 128125101 7 600 SH   SOLE   600 0 0
CallON PETROLEUM CO COM 13123X102 0 225 SH   SOLE   225 0 0
CAMBRIA CANNABIS ETF ETF 132061821 3 200 SH   SOLE   200 0 0
CAMPING WORLD HOLDINGS INC-A COM 13462K109 3 400 SH   SOLE   400 0 0
CANNABIS SCIENCE INC COM 137648101 1 15,000 SH   SOLE   15,000 0 0
CANOPY GROWTH CORP COM 138035100 7 320 SH   SOLE   320 0 0
CARS.COM INC COM 14575E105 26 3,000 SH   SOLE   3,000 0 0
CASTLIGHT HEALTH INC-B COM 14862Q100 194 137,625 SH   SOLE   137,625 0 0
CATERPILLAR INC COM 149123101 2 18 SH   SOLE   18 0 0
CBOE GLOBAL MARKETS INC Index Option 12497K100 115 444 SH Call SOLE   444 0 444
CBS CORP-CLASS B NON VOTING COM 124857202 8 200 SH   SOLE   200 0 0
CEDAR FAIR LP MLP 150185106 38 665 SH   SOLE   665 0 0
CELGENE CORP COM 151020104 44 453 SH   SOLE   453 0 0
CEMEX SAB-SPONS ADR PART CER ADR 151290889 1 336 SH   SOLE   336 0 0
CENTERPOINT ENERGY INC COM 15189T107 20 670 SH   SOLE   670 0 0
CENTERRA GOLD INC COM 152006102 86 10,200 SH   SOLE   10,200 0 0
CHARLES RIVER LABORATORIES COM 159864107 79 600 SH   SOLE   600 0 0
CHENIERE ENERGY INC COM 16411R208 7 120 SH   SOLE   120 0 0
CHEVRON CORP COM 166764100 5,944 50,121 SH   SOLE   50,121 0 0
CHIMERA INVESTMENT CORP PFD 16934Q406 1,502 57,514 SH   SOLE   57,514 0 0
CHINA RAPID FINANCE LTD-ADR ADR 16953Q105 5 10,000 SH   SOLE   10,000 0 0
CHURCH & DWIGHT CO INC COM 171340102 3 50 SH   SOLE   50 0 0
CIGNA CORP COM 125523100 36 240 SH   SOLE   240 0 0
CISCO SYSTEMS INC COM 17275R102 4,903 99,237 SH   SOLE   99,237 0 0
CISION LTD COM G1992S109 2 300 SH   SOLE   300 0 0
CITIGROUP INC PFD 172967341 1,194 42,500 SH   SOLE   42,500 0 0
CITIGROUP INC COM 172967424 826 11,969 SH   SOLE   11,969 0 0
CITY HOLDING CO COM 177835105 33 444 SH   SOLE   444 0 0
CLEARBRIDGE MLP & MIDSTREAM CEF 184692101 357 31,441 SH   SOLE   31,441 0 0
CLOUDERA INC COM 18914U100 1,045 118,042 SH   SOLE   118,042 0 0
CMS ENERGY CORP PFD 125896845 217 7,700 SH   SOLE   7,700 0 0
COASTAL BANCORP INC COM 19041P105 8 200 SH   SOLE   200 0 0
COHU INC COM 192576106 1 105 SH   SOLE   105 0 0
COLONY CAPITAL INC REIT 19626G108 141 23,500 SH   SOLE   23,500 0 0
COMCAST CORP-CLASS A COM 20030N101 431 9,562 SH   SOLE   9,562 0 0
COMMSCOPE HOLDING CO INC COM 20337X109 3 300 SH   SOLE   300 0 0
COMPASS DIVERSIFIED HOLDINGS MLP 20451Q104 9 500 SH   SOLE   500 0 0
CONOCOPHILLIPS COM 20825C104 485 8,516 SH   SOLE   8,516 0 0
CORBUS PHARMACEUTICALS HOLDI COM 21833P103 0 150 SH   SOLE   150 0 0
CORECIVIC INC REIT 21871N101 4 250 SH   SOLE   250 0 0
CORNERSTONE ONDEMAND INC COM 21925Y103 198 3,616 SH   SOLE   3,616 0 0
CORTEVA INC COM 22052L104 7 267 SH   SOLE   267 0 0
COSTCO WHOLESALE CORP COM 22160K105 11 40 SH   SOLE   40 0 0
COUSINS PROPERTIES INC REIT 222795502 26 709 SH   SOLE   709 0 0
CRACKER BARREL OLD COUNTRY COM 22410J106 16 100 SH   SOLE   100 0 0
CRISPR THERAPEUTICS AG COM H17182108 0 20 SH   SOLE   20 0 0
CROWN CASTLE INTL CORP REIT 22822V101 13 100 SH   SOLE   100 0 0
CTRIP.COM INTERNATIONAL-ADR ADR 22943F100 4 150 SH   SOLE   150 0 0
CUBESMART REIT 229663109 6 200 SH   SOLE   200 0 0
CUMMINS INC COM 231021106 81 500 SH   SOLE   500 0 0
CVS HEALTH CORP COM 126650100 5,552 88,040 SH   SOLE   88,040 0 0
CYMABAY THERAPEUTICS INC COM 23257D103 0 100 SH   SOLE   100 0 0
DARE BIOSCIENCE INC COM 23666P101 2 3,000 SH   SOLE   3,000 0 0
DELAWARE ENHANCED GLOBAL DIV CEF 246060107 125 12,741 SH   SOLE   12,741 0 0
DELL TECHNOLOGIES -C COM 24703L202 16 310 SH   SOLE   310 0 0
DELTA AIR LINES INC COM 247361702 131 2,285 SH   SOLE   2,285 0 0
DIAGNOS INC COM 252442306 24 300,000 SH   SOLE   300,000 0 0
DIREXION DLY JR GOLD BULL 3X ETF 25460E166 2 50 SH   SOLE   50 0 0
DOCUSIGN INC COM 256163106 15,285 246,851 SH   SOLE   246,851 0 0
DOMO INC - CLASS B COM 257554105 439 27,534 SH   SOLE   27,534 0 0
DOUBLELINE OPPORT CREDIT CEF 258623107 149 7,200 SH   SOLE   7,200 0 0
DOW INC COM 260557103 12 267 SH   SOLE   267 0 0
DROPBOX INC-CLASS A COM 26210C104 3 165 SH   SOLE   165 0 0
DUKE ENERGY CORP PFD 26441C402 695 25,325 SH   SOLE   25,325 0 0
DUKE ENERGY CORP COM 26441C204 64 677 SH   SOLE   677 0 0
DUNKIN BRANDS GROUP INC COM 265504100 3 50 SH   SOLE   50 0 0
DUPONT DE NEMOURS INC COM 26614N102 19 267 SH   SOLE   267 0 0
EAGLE GROWTH & INCOME OPPORT CEF 26958J105 32 2,036 SH   SOLE   2,036 0 0
EASTMAN CHEMICAL CO COM 277432100 73 1,000 SH   SOLE   1,000 0 0
EATON CORP PLC COM G29183103 3,075 36,990 SH   SOLE   36,990 0 0
EATON VANCE ENHANCED EQ INCM CEF 278274105 7 500 SH   SOLE   500 0 0
EATON VANCE LTD DURATION FND CEF 27828H105 64 5,175 SH   SOLE   5,175 0 0
EATON VANCE NEW YORK MUNICIP CEF 27827Y109 24 2,000 SH   SOLE   2,000 0 0
EATON VANCE TAX MAN GLBL BR CEF 27829C105 106 11,000 SH   SOLE   11,000 0 0
ECHO THERAPEUTICS INC COM 27876L206 1 100 SH   SOLE   100 0 0
ECOLAB INC COM 278865100 99 500 SH   SOLE   500 0 0
EDITAS MEDICINE INC COM 28106W103 159 7,035 SH   SOLE   7,035 0 0
ELECTRONIC ARTS INC COM 285512109 1 16 SH   SOLE   16 0 0
ELI LILLY & CO COM 532457108 59 530 SH   SOLE   530 0 0
ELLINGTON FINANCIAL INC COM 28852N109 713 39,500 SH   SOLE   39,500 0 0
ENERGY SELECT SECTOR SPDR ETF 81369Y506 140 2,375 SH   SOLE   2,375 0 0
ENERGY TRANSFER LP MLP 29273V100 1,305 99,836 SH   SOLE   99,836 0 0
ENERGY TRANSFER OPERATNG PFD 29278N400 1,243 50,361 SH   SOLE   50,361 0 0
ENTERPRISE PRODUCTS PARTNERS MLP 293792107 2,905 101,673 SH   SOLE   101,673 0 0
EQUILLIUM INC COM 29446K106 26 7,072 SH   SOLE   7,072 0 0
EQUINOR ASA-SPON ADR ADR 29446M102 3 200 SH   SOLE   200 0 0
ETF MANAGERS TR Equity Option 26924G908 1 3 SH Call SOLE   3 0 3
ETFMG ALTERNATIVE HARVEST ETF 26924G508 30 1,489 SH   SOLE   1,489 0 0
EVERSOURCE ENERGY COM 30040W108 8 100 SH   SOLE   100 0 0
EVOLUS INC COM 30052C107 31 2,000 SH   SOLE   2,000 0 0
EXELON CORP COM 30161N101 18 381 SH   SOLE   381 0 0
EXXON MOBIL CORP COM 30231G102 1,037 14,699 SH   SOLE   14,699 0 0
FACEBOOK INC-CLASS A COM 30303M102 1,464 8,226 SH   SOLE   8,226 0 0
FANNIE MAE COM 313586109 81 21,500 SH   SOLE   21,500 0 0
FANNIE MAE PFD 313586752 69 5,217 SH   SOLE   5,217 0 0
FANNIE MAE PFD 313586828 48 2,180 SH   SOLE   2,180 0 0
FARFETCH LTD-CLASS A COM 30744W107 43 5,000 SH   SOLE   5,000 0 0
FASTENAL CO COM 311900104 9 280 SH   SOLE   280 0 0
FEDERAL REALTY INVS TRUST REIT 313747206 108 800 SH   SOLE   800 0 0
FEDEX CORP COM 31428X106 5 35 SH   SOLE   35 0 0
FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 217 7,758 SH   SOLE   7,758 0 0
FIREEYE INC COM 31816Q101 63 4,764 SH   SOLE   4,764 0 0
FIRST TR ENRGY INC & GRW CEF 33738G104 62 2,776 SH   SOLE   2,776 0 0
FIRST TRUST 379-BUILD AMERIC UIT 33738B618 9 10 SH   SOLE   10 0 0
FLOWERS FOODS INC COM 343498101 11 500 SH   SOLE   500 0 0
FORD MOTOR CO COM 345370860 1 165 SH   SOLE   165 0 0
FORTRESS BIOTECH INC COM 34960Q109 8 6,000 SH   SOLE   6,000 0 0
FOX CORP - CLASS A COM 35137L105 19 633 SH   SOLE   633 0 0
FREDDIE MAC PFD 313400624 38 2,950 SH   SOLE   2,950 0 0
FREDDIE MAC COM 313400301 14 4,000 SH   SOLE   4,000 0 0
FREDDIE MAC PFD 313400848 4 200 SH   SOLE   200 0 0
FREEPORT-MCMORAN INC COM 35671D857 21 2,201 SH   SOLE   2,201 0 0
FRONTIER COMMUNICATIONS CORP COM 35906A306 1 13 SH   SOLE   13 0 0
FS KKR CAPITAL CORP COM 302635107 503 86,441 SH   SOLE   86,441 0 0
FULTON FINANCIAL CORP COM 360271100 12 745 SH   SOLE   745 0 0
G. WILLI-FOOD INTERNATIONAL COM M52523103 3 350 SH   SOLE   350 0 0
GAMESTOP CORP-CLASS A COM 36467W109 55 10,000 SH   SOLE   10,000 0 0
GAMING AND LEISURE PROPERTIE REIT 36467J108 3 100 SH   SOLE   100 0 0
GARRETT MOTION INC COM 366505105 1 20 SH   SOLE   20 0 0
GAZPROM PJSC-SPON ADR ADR 368287207 175 25,200 SH   SOLE   25,200 0 0
GENCO SHIPPING & TRADING LTD COM Y2685T131 4 500 SH   SOLE   500 0 0
GENERAL DYNAMICS CORP COM 369550108 10,434 57,100 SH   SOLE   57,100 0 0
GENERAL ELECTRIC CO COM 369604103 62 7,031 SH   SOLE   7,031 0 0
GENERAL MOTORS CO COM 37045V100 13 360 SH   SOLE   360 0 0
GILEAD SCIENCES INC COM 375558103 7,432 117,271 SH   SOLE   117,271 0 0
GLADSTONE COMMERCIAL CORP REIT 376536108 7 300 SH   SOLE   300 0 0
GLAXOSMITHKLINE PLC-SPON ADR ADR 37733W105 81 1,900 SH   SOLE   1,900 0 0
GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 9 200 SH   SOLE   200 0 0
GLOBAL X ROBOTICS & ARTIFICI ETF 37954Y715 40 2,000 SH   SOLE   2,000 0 0
GLOBALSTAR INC COM 378973408 7 18,000 SH   SOLE   18,000 0 0
GMAC CAPITAL TRUST I PFD 361860208 157 6,000 SH   SOLE   6,000 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 56 275 SH   SOLE   275 0 0
GOLDMAN SACHS INTERNATIO DOMESTIC 38148J507 13 1,200 SH   SOLE   1,200 0 0
GRAYSCALE BITCOIN TRUST BTC Open-End Fund 389637109 199 18,793 SH   SOLE   18,793 0 0
GREAT AJAX CORP REIT 38983D300 7 500 SH   SOLE   500 0 0
GRUBHUB INC COM 400110102 11 200 SH   SOLE   200 0 0
GW PHARMACEUTICALS -ADR ADR 36197T103 31 275 SH   SOLE   275 0 0
HANGER INC COM 41043F208 6 300 SH   SOLE   300 0 0
HCA HEALTHCARE INC COM 40412C101 1 10 SH   SOLE   10 0 0
HCP INC REIT 40414L109 7 200 SH   SOLE   200 0 0
HEALTH CARE SELECT SECTOR ETF 81369Y209 13 149 SH   SOLE   149 0 0
HELIOS AND MATHESON ANALYTIC COM 42327L309 1 25,000 SH   SOLE   25,000 0 0
HELMERICH & PAYNE COM 423452101 20 500 SH   SOLE   500 0 0
HOLOGIC INC COM 436440101 5 100 SH   SOLE   100 0 0
HOME DEPOT INC COM 437076102 243 1,048 SH   SOLE   1,048 0 0
HONEYWELL INTERNATIONAL INC COM 438516106 33 200 SH   SOLE   200 0 0
HORMEL FOODS CORP COM 440452100 21 500 SH   SOLE   500 0 0
HUNTINGTON BANCSHARES INC COM 446150104 276 19,387 SH   SOLE   19,387 0 0
IES HOLDINGS INC COM 44951W106 2 120 SH   SOLE   120 0 0
INTEL CORP COM 458140100 12,746 247,352 SH   SOLE   247,352 0 0
INTERNATIONAL PAPER CO COM 460146103 18 440 SH   SOLE   440 0 0
INTL BUSINESS MACHINES CORP COM 459200101 58 400 SH   SOLE   400 0 0
INVESCO BULLETSHARES 2020 CO ETF 46138J502 87 4,100 SH   SOLE   4,100 0 0
INVESCO BULLETSHARES 2020 HI ETF 46138J601 150 6,280 SH   SOLE   6,280 0 0
INVESCO BULLETSHARES 2021 CO ETF 46138J700 11,259 529,620 SH   SOLE   529,620 0 0
INVESCO BULLETSHARES 2021 HI ETF 46138J809 491 19,955 SH   SOLE   19,955 0 0
INVESCO BULLETSHARES 2022 CO ETF 46138J882 18,956 882,115 SH   SOLE   882,115 0 0
INVESCO BULLETSHARES 2022 HI ETF 46138J874 330 13,550 SH   SOLE   13,550 0 0
INVESCO CA V M I CEF 46132H106 270 21,100 SH   SOLE   21,100 0 0
INVESCO CHINA REAL ESTATE ET ETF 46138E602 7 300 SH   SOLE   300 0 0
INVESCO CHINA TECHNOLOGY ETF ETF 46138E800 15 330 SH   SOLE   330 0 0
INVESCO HI INC 2023 TRGT TRM CEF 46135X108 72 7,000 SH   SOLE   7,000 0 0
INVESCO HI INC 2024 TRGT TRM CEF 46136K105 335 32,285 SH   SOLE   32,285 0 0
INVESCO HIGH INCOME TRUST II CEF 46131F101 9 675 SH   SOLE   675 0 0
INVESCO KBW BANK ETF ETF 46138E628 0 14 SH   SOLE   14 0 0
INVESCO MORTGAGE CAPITAL PFD 46131B506 1,091 42,382 SH   SOLE   42,382 0 0
INVESCO MORTGAGE CAPITAL PFD 46131B209 928 35,419 SH   SOLE   35,419 0 0
INVESCO PREFERRED ETF ETF 46138E511 22,753 1,514,903 SH   SOLE   1,514,903 0 0
INVESCO QQQ TRUST SERIES 1 ETF 46090E103 66 350 SH   SOLE   350 0 0
INVESCO S&P 500 EQUAL WEIGHT ETF 46137V357 22 205 SH   SOLE   205 0 0
INVESCO S&P 500 LOW VOLATILI ETF 46138E354 384 6,649 SH   SOLE   6,649 0 0
INVESCO SENIOR INCOME TRUST CEF 46131H107 39 9,300 SH   SOLE   9,300 0 0
INVESCO TRUST FOR INVESTMENT CEF 46131T101 103 7,600 SH   SOLE   7,600 0 0
INVESCO VALUE MUNICIPAL INCO CEF 46132P108 70 4,565 SH   SOLE   4,565 0 0
INVESCO VARIABLE RATE PREFER ETF 46138G870 50 2,000 SH   SOLE   2,000 0 0
INVESCO WATER RESOURCES ETF ETF 46137V142 73 2,000 SH   SOLE   2,000 0 0
INVESTORS BANCORP INC COM 46146L101 15 1,350 SH   SOLE   1,350 0 0
INVITAE CORP COM 46185L103 14 750 SH   SOLE   750 0 0
IOVANCE BIOTHERAPEUTICS INC COM 462260100 153 8,414 SH   SOLE   8,414 0 0
IQIYI INC Equity Option 46267X908 1 200 SH Call SOLE   200 0 200
IRON MOUNTAIN INC REIT 46284V101 6 200 SH   SOLE   200 0 0
ISHARES CORE MSCI EMERGING ETF 46434G103 682 13,924 SH   SOLE   13,924 0 0
ISHARES CORE S&P 500 ETF ETF 464287200 159 533 SH   SOLE   533 0 0
ISHARES CORE S&P MIDCAP ETF ETF 464287507 7 40 SH   SOLE   40 0 0
ISHARES DOW JONES U.S. ETF ETF 464287846 236 1,600 SH   SOLE   1,600 0 0
ISHARES EDGE MSCI MIN VOL EA ETF 46429B689 3,556 48,539 SH   SOLE   48,539 0 0
ISHARES EDGE MSCI MIN VOL EM ETF 464286533 2,593 45,433 SH   SOLE   45,433 0 0
ISHARES EDGE MSCI MIN VOL GL ETF 464286525 37 395 SH   SOLE   395 0 0
ISHARES EDGE MSCI MIN VOL US ETF 46429B697 2,444 38,139 SH   SOLE   38,139 0 0
ISHARES EDGE MSCI USA QUALIT ETF 46432F339 11 125 SH   SOLE   125 0 0
ISHARES FLOATING RATE BOND E ETF 46429B655 1,103 21,642 SH   SOLE   21,642 0 0
ISHARES IBOXX INVESTMENT GRA ETF 464287242 427 3,350 SH   SOLE   3,350 0 0
ISHARES MORTGAGE REAL ESTATE ETF 46435G342 4,880 115,837 SH   SOLE   115,837 0 0
ISHARES MSCI EMERGING MARKET ETF 464287234 2 70 SH   SOLE   70 0 0
ISHARES MSCI JAPAN ETF ETF 46434G822 14 250 SH   SOLE   250 0 0
ISHARES MSCI SOUTH KOREA ETF ETF 464286772 1 35 SH   SOLE   35 0 0
ISHARES NASDAQ BIOTECHNOLOGY ETF 464287556 1,700 17,092 SH   SOLE   17,092 0 0
ISHARES NATIONAL MUNI BOND E ETF 464288414 6 55 SH   SOLE   55 0 0
ISHARES PREFERRED & INCOME S ETF 464288687 4,131 110,091 SH   SOLE   110,091 0 0
ISHARES RUSSELL 1000 GROWTH ETF 464287614 164 1,029 SH   SOLE   1,029 0 0
ISHARES RUSSELL 2000 ETF ETF 464287655 505 3,339 SH   SOLE   3,339 0 0
ISHARES S&P MID-CAP 400 GROW ETF 464287606 12 55 SH   SOLE   55 0 0
ISHARES S&P MID-CAP 400 VALU ETF 464287705 12 80 SH   SOLE   80 0 0
ISHARES S&P SMALL-CAP 600 VA ETF 464287879 13 90 SH   SOLE   90 0 0
ISHARES SELECT DIVIDEND ETF ETF 464287168 114 1,125 SH   SOLE   1,125 0 0
ISHARES SHORT MATURITY BOND ETF 46431W507 151 3,000 SH   SOLE   3,000 0 0
ISHARES U.S. HEALTHCARE ETF ETF 464287762 69 370 SH   SOLE   370 0 0
ISHARES US PHARMACEUTICALS E ETF 464288836 155 1,109 SH   SOLE   1,109 0 0
ITO EN LTD COM J25027103 127 2,700 SH   SOLE   2,700 0 0
ITT INC COM 45073V108 3 50 SH   SOLE   50 0 0
JBG SMITH PROPERTIES REIT 46590V100 9 233 SH   SOLE   233 0 0
JEFFERIES FINL GROUP INC Equity Option 47233W909 1 500 SH Call SOLE   500 0 500
JOHNSON & JOHNSON COM 478160104 11,536 89,166 SH   SOLE   89,166 0 0
JPMORGAN ALERIAN MLP INDEX ETF 46625H365 15 675 SH   SOLE   675 0 0
JPMORGAN CHASE & CO COM 46625H100 11,640 98,905 SH   SOLE   98,905 0 0
JPMORGAN CHASE & CO PFD 48127X542 233 9,000 SH   SOLE   9,000 0 0
JPMORGAN CHASE & CO PFD 46637G124 157 6,200 SH   SOLE   6,200 0 0
JPMORGAN CHASE & CO PFD 48128B648 112 4,000 SH   SOLE   4,000 0 0
JPMORGAN CHASE & CO PFD 48127R461 108 4,250 SH   SOLE   4,250 0 0
JPMORGAN DIV RET US EQ ETF ETF 46641Q407 156 2,056 SH   SOLE   2,056 0 0
JPMORGAN ULTRA-SHORT INCOME ETF 46641Q837 1,252 24,833 SH   SOLE   24,833 0 0
KAYNE ANDERSON MLP/MIDSTREAM CEF 486606106 2,637 182,369 SH   SOLE   182,369 0 0
KENNEDY-WILSON HOLDINGS INC COM 489398107 4 200 SH   SOLE   200 0 0
KEYSIGHT TECHNOLOGIES IN COM 49338L103 4 50 SH   SOLE   50 0 0
KIMCO REALTY CORP REIT 49446R109 32 1,575 SH   SOLE   1,575 0 0
KINDER MORGAN INC COM 49456B101 10 500 SH   SOLE   500 0 0
KKR & CO INC -A COM 48251W104 83 3,100 SH   SOLE   3,100 0 0
KRAFT HEINZ CO/THE COM 500754106 139 5,000 SH   SOLE   5,000 0 0
KROGER CO COM 501044101 10 420 SH   SOLE   420 0 0
LADDER CAPITAL CORP-REIT REIT 505743104 1,199 69,454 SH   SOLE   69,454 0 0
LAM RESEARCH CORP COM 512807108 392 1,700 SH   SOLE   1,700 0 0
LAZARD LTD-CL A COM G54050102 7 200 SH   SOLE   200 0 0
LEIDOS HOLDINGS INC COM 525327102 17 200 SH   SOLE   200 0 0
LEXINFINTECH HOLDINGS L-ADR ADR 528877103 5 500 SH   SOLE   500 0 0
LIBERTY MEDIA CORP-LIBERTY-A Tracking Stk 531229870 19 500 SH   SOLE   500 0 0
LIGHTHOUSE BANK SANTA CRUZ COM 53223T106 89 3,432 SH   SOLE   3,432 0 0
LOCKHEED MARTIN CORP COM 539830109 641 1,645 SH   SOLE   1,645 0 0
LONGFOR GROUP HOLDINGS-ADR ADR 54303R101 15 400 SH   SOLE   400 0 0
LOWES COS INC COM 548661107 14 130 SH   SOLE   130 0 0
LULULEMON ATHLETICA INC COM 550021109 26 140 SH   SOLE   140 0 0
LYFT INC-A COM 55087P104 188 4,605 SH   SOLE   4,605 0 0
M & T BANK CORP COM 55261F104 25 159 SH   SOLE   159 0 0
MACQUARIE INFRASTRUCTURE COR COM 55608B105 19 500 SH   SOLE   500 0 0
MACYS INC COM 55616P104 37 2,385 SH   SOLE   2,385 0 0
MADISON SQUARE GARDEN CO- A COM 55825T103 52 200 SH   SOLE   200 0 0
MAG SILVER CORP COM 55903Q104 21 2,000 SH   SOLE   2,000 0 0
MAGELLAN MIDSTREAM PARTNERS MLP 559080106 2,374 35,835 SH   SOLE   35,835 0 0
MAIN STREET CAPITAL CORP COM 56035L104 21 500 SH   SOLE   500 0 0
MALLINCKRODT PLC COM G5785G107 16 7,000 SH   SOLE   7,000 0 0
MANTECH INTERNATIONAL CORP-A COM 564563104 10 150 SH   SOLE   150 0 0
MARATHON OIL CORP COM 565849106 12 1,003 SH   SOLE   1,003 0 0
MARATHON PETROLEUM CORP COM 56585A102 61 1,008 SH   SOLE   1,008 0 0
MARIMED INC COM 56782V107 17 17,000 SH   SOLE   17,000 0 0
MARKER THERAPEUTICS INC COM 57055L107 112 22,000 SH   SOLE   22,000 0 0
MARKER THERAPEUTICS INC Equity Option 57055L907 0 15 SH Call SOLE   15 0 15
MARRIOTT INTERNATIONAL -CL A COM 571903202 7 62 SH   SOLE   62 0 0
MARRIOTT VACATIONS WORLD COM 57164Y107 0 5 SH   SOLE   5 0 0
MCDONALDS CORP COM 580135101 676 3,151 SH   SOLE   3,151 0 0
MEDTRONIC PLC COM G5960L103 1,329 12,240 SH   SOLE   12,240 0 0
MERCK & CO. INC. COM 58933Y105 11,996 142,507 SH   SOLE   142,507 0 0
METLIFE INC COM 59156R108 13 295 SH   SOLE   295 0 0
MICRON TECHNOLOGY INC COM 595112103 219 5,115 SH   SOLE   5,115 0 0
MICROSOFT CORP COM 594918104 19,206 138,146 SH   SOLE   138,146 0 0
MOELIS & CO - CLASS A COM 60786M105 6 200 SH   SOLE   200 0 0
MONDELEZ INTERNATIONAL INC-A COM 609207105 16 300 SH   SOLE   300 0 0
MORGAN STANLEY PFD 61763E207 268 9,600 SH   SOLE   9,600 0 0
MORGAN STANLEY PFD 61747S504 192 8,800 SH   SOLE   8,800 0 0
MORGAN STANLEY COM 617446448 55 1,300 SH   SOLE   1,300 0 0
MOSAIC CO/THE COM 61945C103 106 5,188 SH   SOLE   5,188 0 0
MOTORS LIQUIDATION CO GUC TR Unit 62010U101 1 40 SH   SOLE   40 0 0
NCR CORPORATION COM 62886E108 1 8 SH   SOLE   8 0 0
NESTLE SA-SPONS ADR ADR 641069406 21 200 SH   SOLE   200 0 0
NETFLIX INC COM 64110L106 36 136 SH   SOLE   136 0 0
NEW MOUNTAIN FINANCE CORP COM 647551100 4 300 SH   SOLE   300 0 0
NEW RESIDENTIAL INV CORP PFD 64828T300 265 10,100 SH   SOLE   10,100 0 0
NEW RESIDENTIAL INVESTMENT REIT 64828T201 2,019 128,775 SH   SOLE   128,775 0 0
NEW YORK COMMUNITY BANCORP COM 649445103 31 2,516 SH   SOLE   2,516 0 0
NEW YORK MORTGAGE TRUST PFD 649604881 993 39,865 SH   SOLE   39,865 0 0
NEW YORK MORTGAGE TRUST PFD 649604709 316 12,636 SH   SOLE   12,636 0 0
NEWMARK GROUP INC-CLASS A COM 65158N102 60 6,727 SH   SOLE   6,727 0 0
NEWMONT GOLDCORP CORP COM 651639106 26 706 SH   SOLE   706 0 0
NIKE INC -CL B COM 654106103 68 726 SH   SOLE   726 0 0
NINTENDO CO LTD-UNSPONS ADR ADR 654445303 5 125 SH   SOLE   125 0 0
NIO INC - ADR ADR 62914V106 1 50 SH   SOLE   50 0 0
NOKIA CORP-SPON ADR ADR 654902204 10 2,000 SH   SOLE   2,000 0 0
NORDSTROM INC COM 655664100 50 1,500 SH   SOLE   1,500 0 0
NORTHROP GRUMMAN CORP COM 666807102 152 407 SH   SOLE   407 0 0
NOVAGOLD RESOURCES INC COM 66987E206 49 8,100 SH   SOLE   8,100 0 0
NOVAVAX INC COM 670002401 1 285 SH   SOLE   285 0 0
NOVOCURE LTD COM G6674U108 5 80 SH   SOLE   80 0 0
NOVO-NORDISK A/S-SPONS ADR ADR 670100205 10 200 SH   SOLE   200 0 0
NRG ENERGY INC COM 629377508 2 64 SH   SOLE   64 0 0
NUVECTRA CORP COM 67075N108 68 50,140 SH   SOLE   50,140 0 0
NUVEEN AMT-FR MUNI CREDIT FD CEF 67071L106 9 577 SH   SOLE   577 0 0
NUVEEN AMT-FR QU MUNI INC FD CEF 670657105 2,131 148,985 SH   SOLE   148,985 0 0
NUVEEN CA AMT-FR MUNI INC FD CEF 670651108 20 1,375 SH   SOLE   1,375 0 0
NUVEEN CREDIT STRAT INC FD CEF 67073D102 229 30,690 SH   SOLE   30,690 0 0
NUVEEN CT QUAL MUNI INC FD CEF 67060D107 462 34,440 SH   SOLE   34,440 0 0
NUVEEN INT DUR MUNI TERM FD CEF 670671106 313 22,855 SH   SOLE   22,855 0 0
NUVEEN NJ QUAL MUNI INC FD CEF 67069Y102 879 60,790 SH   SOLE   60,790 0 0
NUVEEN NY AMT-FR MUNI INC FD CEF 670656107 8,260 613,743 SH   SOLE   613,743 0 0
NUVEEN NY QUAL MUNI INC FD CEF 67066X107 57 4,000 SH   SOLE   4,000 0 0
NUVEEN PA QUAL MUNI INC FD CEF 670972108 42 3,000 SH   SOLE   3,000 0 0
NUVEEN PREFERRED & INCOME OP CEF 67073B106 413 41,121 SH   SOLE   41,121 0 0
NVIDIA CORP COM 67066G104 15 88 SH   SOLE   88 0 0
NXP SEMICONDUCTORS NV COM N6596X109 109 1,000 SH   SOLE   1,000 0 0
OCCIDENTAL PETROLEUM CORP COM 674599105 34 773 SH   SOLE   773 0 0
OCUGEN INC COM 67577C105 1 33 SH   SOLE   33 0 0
OCWEN FINANCIAL CORP COM 675746309 1 1,000 SH   SOLE   1,000 0 0
ODYSSEY MARINE EXPLORATION COM 676118201 49 12,800 SH   SOLE   12,800 0 0
OKTA INC COM 679295105 24 250 SH   SOLE   250 0 0
OLD DOMINION FREIGHT LINE COM 679580100 16 100 SH   SOLE   100 0 0
ONE STOP SYSTEMS INC COM 68247W109 2 1,000 SH   SOLE   1,000 0 0
ORACLE CORP COM 68389X105 115 2,102 SH   SOLE   2,102 0 0
OTTER TAIL CORP COM 689648103 17 319 SH   SOLE   319 0 0
OXFORD LANE CAPITAL CORP CEF 691543102 9 1,000 SH   SOLE   1,000 0 0
PACCAR INC COM 693718108 560 8,010 SH   SOLE   8,010 0 0
PACIFIC GAS&ELEC PFD 694308206 6 225 SH   SOLE   225 0 0
PACIFIC GAS&ELEC PFD 694308305 3 137 SH   SOLE   137 0 0
PATRICK INDUSTRIES INC COM 703343103 1 39 SH   SOLE   39 0 0
PAYPAL HOLDINGS INC COM 70450Y103 113 1,100 SH   SOLE   1,100 0 0
PENNANTPARK FLOATING RATE CA COM 70806A106 15 1,350 SH   SOLE   1,350 0 0
PENNYMAC MORTGAGE INVESTMENT REIT 70931T103 11 516 SH   SOLE   516 0 0
PENNYMAC MTGE INVESTMENT PFD 70931T301 1,554 58,041 SH   SOLE   58,041 0 0
PEPSICO INC COM 713448108 472 3,444 SH   SOLE   3,444 0 0
PERFICIENT INC COM 71375U101 7 200 SH   SOLE   200 0 0
PERMIAN BASIN ROYALTY TRUST Royalty Trst 714236106 2 500 SH   SOLE   500 0 0
PFIZER INC COM 717081103 9,767 271,855 SH   SOLE   271,855 0 0
PGIM GLOBAL HIGH YIELD FUND CEF 69346J106 221 15,389 SH   SOLE   15,389 0 0
PHILIP MORRIS INTERNATIONAL COM 718172109 2 30 SH   SOLE   30 0 0
PHILLIPS 66 COM 718546104 18 180 SH   SOLE   180 0 0
PHYSICIANS REALTY TRUST REIT 71943U104 5 300 SH   SOLE   300 0 0
PIMCO DYNAMIC CREDIT AND MOR CEF 72202D106 1,882 76,899 SH   SOLE   76,899 0 0
PIMCO DYNAMIC INCOME FUND CEF 72201Y101 35 1,085 SH   SOLE   1,085 0 0
PIMCO STRATEGIC INCOME FUND CEF 72200X104 4 500 SH   SOLE   500 0 0
PIPER JAFFRAY COS COM 724078100 9 131 SH   SOLE   131 0 0
PJT PARTNERS INC - A COM 69343T107 48 1,200 SH   SOLE   1,200 0 0
PRECISION BIOSCIENCES INC COM 74019P108 33 4,000 SH   SOLE   4,000 0 0
PROCTER & GAMBLE CO/THE COM 742718109 4,565 36,705 SH   SOLE   36,705 0 0
PROGRESS SOFTWARE CORP COM 743312100 7 200 SH   SOLE   200 0 0
PROGRESSIVE CORP COM 743315103 15 200 SH   SOLE   200 0 0
PROPHECY DEVELOPMENT CORP COM 74347D207 2 10,000 SH   SOLE   10,000 0 0
PROSHARES ULTRASHORT 20 Y TR ETF 74347B201 389 16,000 SH   SOLE   16,000 0 0
PROSPECT CAPITAL CORP COM 74348T102 6 1,000 SH   SOLE   1,000 0 0
QUALCOMM INC COM 747525103 84 1,110 SH   SOLE   1,110 0 0
QUALSTAR CORP COM 74758R208 1 75 SH   SOLE   75 0 0
RAYTHEON COMPANY COM 755111507 6,427 32,761 SH   SOLE   32,761 0 0
REALTY INCOME CORP REIT 756109104 38 500 SH   SOLE   500 0 0
REDFIN CORP COM 75737F108 70 4,200 SH   SOLE   4,200 0 0
RENN FUND INC CEF 759720105 16 10,000 SH   SOLE   10,000 0 0
RESIDEO TECHNOLOGIES INC COM 76118Y104 1 33 SH   SOLE   33 0 0
RESONANT INC COM 76118L102 2 1,000 SH   SOLE   1,000 0 0
REVANCE THERAPEUTICS INC COM 761330109 42 3,250 SH   SOLE   3,250 0 0
RIOT BLOCKCHAIN INC COM 767292105 1 100 SH   SOLE   100 0 0
RIVERNORTH OPPORTUNITIES FND CEF 76881Y109 391 22,622 SH   SOLE   22,622 0 0
RIVERNRTH/DOUBLELNE STR OPP CEF 76882G107 978 56,182 SH   SOLE   56,182 0 0
ROCKWELL AUTOMATION INC COM 773903109 74 450 SH   SOLE   450 0 0
ROYAL DUTCH SHELL-SPON ADR-B ADR 780259107 11 200 SH   SOLE   200 0 0
SABRA HEALTH CARE REIT INC REIT 78573L106 9 400 SH   SOLE   400 0 0
SACHEM CAPITAL CORP REIT 78590A109 4 1,000 SH   SOLE   1,000 0 0
SALESFORCE.COM INC COM 79466L302 1,674 11,278 SH   SOLE   11,278 0 0
SALON MEDIA GROUP INC COM 79550B202 1 65,714 SH   SOLE   65,714 0 0
SANGAMO THERAPEUTICS INC COM 800677106 623 68,869 SH   SOLE   68,869 0 0
SANOFI CVR Right 80105N113 1 34 SH   SOLE   34 0 0
SANTA CRUZ COUNTY BANK COM 801827106 4,434 88,683 SH   SOLE   88,683 0 0
SCE TRUST V PFD 78409W201 207 8,478 SH   SOLE   8,478 0 0
SCHLUMBERGER LTD COM 806857108 185 5,432 SH   SOLE   5,432 0 0
SCHWAB (CHARLES) CORP COM 808513105 8 200 SH   SOLE   200 0 0
SCHWAB EMERGING MARKETS EQUI ETF 808524706 4 189 SH   SOLE   189 0 0
SCHWAB FUNDAMENTAL BROAD MKT ETF 808524789 25 645 SH   SOLE   645 0 0
SCHWAB FUNDAMENTAL EM L/C ETF 808524730 39 1,458 SH   SOLE   1,458 0 0
SCHWAB FUNDAMENTAL INTL L/C ETF 808524755 0 26 SH   SOLE   26 0 0
SCHWAB FUNDAMENTAL SMALL CAP ETF 808524763 15 418 SH   SOLE   418 0 0
SCHWAB U.S. LARGE-CAP GROWTH ETF 808524300 1,036 12,333 SH   SOLE   12,333 0 0
SCHWAB US BROAD MARKET ETF ETF 808524102 330 4,651 SH   SOLE   4,651 0 0
SCHWAB US DVD EQUITY ETF ETF 808524797 857 15,656 SH   SOLE   15,656 0 0
SCHWAB US LARGE-CAP ETF ETF 808524201 14 200 SH   SOLE   200 0 0
SCHWAB US LARGE-CAP VALUE ETF 808524409 111 1,974 SH   SOLE   1,974 0 0
SEABRIDGE GOLD INC COM 811916105 22 1,750 SH   SOLE   1,750 0 0
SECOND SIGHT MEDICAL PRODUCT COM 81362J100 6 7,278 SH   SOLE   7,278 0 0
SECOND SIGHT MEDICAL-CW22 Equity WRT 81362J118 1 1,278 SH   SOLE   1,278 0 0
SELECT SECTOR SPDR TR Equity Option 81369Y605 9 500 SH Call SOLE   500 0 500
SIRIUS XM HOLDINGS INC COM 82968B103 30 4,900 SH   SOLE   4,900 0 0
SKYLINE CHAMPION CORP COM 830830105 7 250 SH   SOLE   250 0 0
SL GREEN REALTY CORP PFD 78440X507 25 1,000 SH   SOLE   1,000 0 0
SLACK TECHNOLOGIES INC- CL A COM 83088V102 23 1,000 SH   SOLE   1,000 0 0
SMILEDIRECTCLUB INC COM 83192H106 2 215 SH   SOLE   215 0 0
SNAP INC - A COM 83304A106 39 2,500 SH   SOLE   2,500 0 0
SOFTBANK GROUP CORP-UNSP ADR ADR 83404D109 11 600 SH   SOLE   600 0 0
SONY CORP-SPONSORED ADR ADR 835699307 167 2,825 SH   SOLE   2,825 0 0
SOUTHERN CAL ED PFD 842400202 2 125 SH   SOLE   125 0 0
SOUTHERN CAL ED PFD 842400301 2 125 SH   SOLE   125 0 0
SOUTHERN CO PFD 842587206 267 10,000 SH   SOLE   10,000 0 0
SOUTHERN CO/THE COM 842587107 30 495 SH   SOLE   495 0 0
SOUTHWEST AIRLINES CO COM 844741108 13 250 SH   SOLE   250 0 0
SPDR GOLD SHARES ETF 78463V107 453 3,264 SH   SOLE   3,264 0 0
SPDR OIL & GAS EQUIP & SERV ETF 78464A748 1 50 SH   SOLE   50 0 0
SPDR PORTFOLIO S&P 500 GROWT ETF 78464A409 1 12 SH   SOLE   12 0 0
SPDR S&P 500 ETF TR Equity Option 78462F953 12 200 SH Put SOLE   200 0 200
SPDR S&P 500 ETF TR Equity Option 78462F953 44 100 SH Put SOLE   100 0 100
SPDR S&P 500 ETF TR Equity Option 78462F953 1 1 SH Put SOLE   1 0 1
SPDR S&P 500 ETF TRUST ETF 78462F103 1,207 4,070 SH   SOLE   4,070 0 0
SPDR S&P BIOTECH ETF ETF 78464A870 1,060 13,912 SH   SOLE   13,912 0 0
SPDR S&P METALS & MINING ETF ETF 78464A755 17 695 SH   SOLE   695 0 0
SPDR S&P REGIONAL BANKING ETF 78464A698 193 3,670 SH   SOLE   3,670 0 0
SPDR SSGA GLOBAL ALLOCATION ETF 78467V400 5 135 SH   SOLE   135 0 0
SPLUNK INC COM 848637104 235 2,000 SH   SOLE   2,000 0 0
SPROTT PHYSICAL GOLD AND SIL CEF 85208R101 14 1,000 SH   SOLE   1,000 0 0
SPROTT PHYSICAL SILVER TRUST CEF 85207K107 6 1,000 SH   SOLE   1,000 0 0
STARBUCKS CORP COM 855244109 28 318 SH   SOLE   318 0 0
STARS GROUP INC/THE COM 85570W100 3 250 SH   SOLE   250 0 0
STEMLINE THERAPEUTICS INC COM 85858C107 5 500 SH   SOLE   500 0 0
STERLING BANCORP/DE COM 85917A100 104 5,213 SH   SOLE   5,213 0 0
STEVEN MADDEN LTD COM 556269108 105 2,950 SH   SOLE   2,950 0 0
STRATA POWER CORP COM 86270C204 1 1,340 SH   SOLE   1,340 0 0
STRATASYS LTD COM M85548101 6 300 SH   SOLE   300 0 0
SUBURBAN PROPANE PARTNERS LP MLP 864482104 5 216 SH   SOLE   216 0 0
SUGARMADE INC COM 865040109 1 100,000 SH   SOLE   100,000 0 0
SUPREME CANNABIS CO INC/THE COM 86860J106 2 2,500 SH   SOLE   2,500 0 0
T2 BIOSYSTEMS INC COM 89853L104 2 1,000 SH   SOLE   1,000 0 0
TAKEDA PHARMACEUTIC-SP ADR ADR 874060205 40 2,364 SH   SOLE   2,364 0 0
TAPESTRY INC COM 876030107 13 500 SH   SOLE   500 0 0
TARGA RESOURCES CORP COM 87612G101 2 62 SH   SOLE   62 0 0
TARGET CORP COM 87612E106 32 307 SH   SOLE   307 0 0
TARONIS TECHNOLOGIES INC COM 876214206 0 400 SH   SOLE   400 0 0
TECHNOLOGY SELECT SECT SPDR ETF 81369Y803 36 449 SH   SOLE   449 0 0
TECHTARGET COM 87874R100 11 500 SH   SOLE   500 0 0
TEEKAY CORP COM Y8564W103 1 62 SH   SOLE   62 0 0
TENCENT HOLDINGS LTD-UNS ADR ADR 88032Q109 120 2,906 SH   SOLE   2,906 0 0
TERADATA CORP COM 88076W103 1 8 SH   SOLE   8 0 0
TERRA TECH CORP COM 88102J209 1 667 SH   SOLE   667 0 0
TESLA INC COM 88160R101 51 212 SH   SOLE   212 0 0
TEVA PHARMACEUTICAL-SP ADR ADR 881624209 1 250 SH   SOLE   250 0 0
TG THERAPEUTICS INC COM 88322Q108 176 31,420 SH   SOLE   31,420 0 0
THERAPEUTICSMD INC COM 88338N107 2 800 SH   SOLE   800 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 2 7 SH   SOLE   7 0 0
THOR INDUSTRIES INC COM 885160101 1 20 SH   SOLE   20 0 0
TJX COMPANIES INC COM 872540109 36 650 SH   SOLE   650 0 0
TOMPKINS FINANCIAL CORP COM 890110109 8 100 SH   SOLE   100 0 0
TORONTO DOMINION BK ONT Equity Option 891160909 11 100 SH Call SOLE   100 0 100
TORTOISE ENERGY INFRASTRUCT CEF 89147L100 15 740 SH   SOLE   740 0 0
TRAVELERS COS INC/THE COM 89417E109 0 4 SH   SOLE   4 0 0
TRILOGY METALS INC COM 89621C105 1 16 SH   SOLE   16 0 0
TRUPANION INC COM 898202106 7 300 SH   SOLE   300 0 0
TURQUOISE HILL RESOURCES LTD COM 900435108 7 15,000 SH   SOLE   15,000 0 0
TWITTER INC COM 90184L102 89 2,165 SH   SOLE   2,165 0 0
TWO HARBORS INV CORP PFD 90187B507 300 11,600 SH   SOLE   11,600 0 0
UBER TECHNOLOGIES INC COM 90353T100 9 310 SH   SOLE   310 0 0
ULTA BEAUTY INC COM 90384S303 275 1,100 SH   SOLE   1,100 0 0
ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 8 200 SH   SOLE   200 0 0
UNDER ARMOUR INC-CLASS A COM 904311107 1 23 SH   SOLE   23 0 0
UNDER ARMOUR INC-CLASS C COM 904311206 5 300 SH   SOLE   300 0 0
UNION PACIFIC CORP COM 907818108 426 2,630 SH   SOLE   2,630 0 0
UNITED AIRLINES HOLDINGS INC COM 910047109 109 1,235 SH   SOLE   1,235 0 0
UNITED PARCEL SERVICE-CL B COM 911312106 1,394 11,635 SH   SOLE   11,635 0 0
UNITED STATES NATL GAS FUND Equity Option 912318900 6 300 SH Call SOLE   300 0 300
UNITED STATES STEEL CORP COM 912909108 3 300 SH   SOLE   300 0 0
UNITED TECHNOLOGIES CORP COM 913017109 3,321 24,331 SH   SOLE   24,331 0 0
UNIVERSAL FOREST PRODUCTS COM 913543104 1 39 SH   SOLE   39 0 0
UPWORK INC COM 91688F104 814 61,250 SH   SOLE   61,250 0 0
URBAN EDGE PROPERTIES REIT 91704F104 4 233 SH   SOLE   233 0 0
URSTADT BIDDLE - CLASS A REIT 917286205 11 500 SH   SOLE   500 0 0
VALARIS PLC COM G9402V109 4 1,000 SH   SOLE   1,000 0 0
VALERO ENERGY CORP COM 91913Y100 4 50 SH   SOLE   50 0 0
VANECK GOLD MINERS ETF 92189F106 516 19,336 SH   SOLE   19,336 0 0
VANECK OIL SERVICES ETF 92189F718 28 2,400 SH   SOLE   2,400 0 0
VANECK URANIUM NUCLR ENERGY ETF 92189F601 101 2,031 SH   SOLE   2,031 0 0
VANGUARD DIVIDEND APPREC ETF ETF 921908844 132 1,110 SH   SOLE   1,110 0 0
VANGUARD FINANCIALS ETF ETF 92204A405 32 465 SH   SOLE   465 0 0
VANGUARD FTSE DEVELOPED ETF ETF 921943858 146 3,560 SH   SOLE   3,560 0 0
VANGUARD FTSE EMERGING MARKE ETF 922042858 165 4,105 SH   SOLE   4,105 0 0
VANGUARD HIGH DVD YIELD ETF ETF 921946406 43 490 SH   SOLE   490 0 0
VANGUARD LARGE-CAP ETF ETF 922908637 92 680 SH   SOLE   680 0 0
VANGUARD MID-CAP ETF ETF 922908629 4 26 SH   SOLE   26 0 0
VANGUARD RUSSELL 2000 GROWTH ETF 92206C623 1 8 SH   SOLE   8 0 0
VANGUARD S&P 500 ETF ETF 922908363 5 20 SH   SOLE   20 0 0
VANGUARD S/T CORP BOND ETF ETF 92206C409 16 200 SH   SOLE   200 0 0
VENTAS INC REIT 92276F100 14 200 SH   SOLE   200 0 0
VEREIT INC REIT 92339V100 9 1,000 SH   SOLE   1,000 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 884 14,655 SH   SOLE   14,655 0 0
VIACOM INC-CLASS A COM 92553P102 5 200 SH   SOLE   200 0 0
VIACOM INC-CLASS B COM 92553P201 4 200 SH   SOLE   200 0 0
VIKING THERAPEUTICS INC COM 92686J106 0 100 SH   SOLE   100 0 0
VISA INC-CLASS A SHARES COM 92826C839 67 391 SH   SOLE   391 0 0
VODAFONE GROUP PLC-SP ADR ADR 92857W308 20 1,047 SH   SOLE   1,047 0 0
VORNADO REALTY TRUST REIT 929042109 29 466 SH   SOLE   466 0 0
VULCAN MATERIALS CO COM 929160109 1 3 SH   SOLE   3 0 0
WABCO HOLDINGS INC COM 92927K102 41 311 SH   SOLE   311 0 0
WABTEC CORP COM 929740108 1 2 SH   SOLE   2 0 0
WADDELL & REED FINANCIAL-A COM 930059100 8 500 SH   SOLE   500 0 0
WALMART INC COM 931142103 7,552 63,638 SH   SOLE   63,638 0 0
WALT DISNEY CO/THE COM 254687106 10,746 82,465 SH   SOLE   82,465 0 0
WEATHERFORD INTERNATIONAL PL COM G48833100 1 100 SH   SOLE   100 0 0
WEIBO CORP-SPON ADR ADR 948596101 4 100 SH   SOLE   100 0 0
WELLS FARGO & CO COM 949746101 1,349 26,752 SH   SOLE   26,752 0 0
WELLS FARGO & COMPANY PFD 949746556 52 2,000 SH   SOLE   2,000 0 0
WELLS FARGO INCOME OPPORTUNI CEF 94987B105 140 17,000 SH   SOLE   17,000 0 0
WHITING PETROLEUM CORP COM 966387409 1 15 SH   SOLE   15 0 0
WISDOMTREE EUROPE HEDGED EQU ETF 97717X701 52 774 SH   SOLE   774 0 0
WISDOMTREE INDIA EARNINGS ETF 97717W422 90 3,800 SH   SOLE   3,800 0 0
WISDOMTREE JAPAN HEDGED EQ ETF 97717W851 648 12,855 SH   SOLE   12,855 0 0
XEROX HOLDINGS CORP COM 98421M106 22 750 SH   SOLE   750 0 0
XILINX INC COM 983919101 58 615 SH   SOLE   615 0 0
XTRACKERS HARVEST CSI 300 CH ETF 233051879 22 825 SH   SOLE   825 0 0
XYLEM INC COM 98419M100 11 140 SH   SOLE   140 0 0
YELP INC COM 985817105 90 2,600 SH   SOLE   2,600 0 0
YEXT INC COM 98585N106 98 6,175 SH   SOLE   6,175 0 0
YUM BRANDS INC COM 988498101 74 657 SH   SOLE   657 0 0
YUM CHINA HOLDINGS INC COM 98850P109 27 596 SH   SOLE   596 0 0
ZIONS BANCORP NA PFD 989701859 13 500 SH   SOLE   500 0 0
ZYNGA INC - CL A COM 98986T108 1 214 SH   SOLE   214 0 0