The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADAPTIMMUNE THERAPEUTICS PLC | ADR | 00653A107 | 170,997 | 17,082,611 | SH | DFND | 17,082,611 | 0 | 0 | ||
| AFFIMED NV | COM | N01045108 | 28,274 | 6,126,488 | SH | DFND | 6,126,488 | 0 | 0 | ||
| AKARI THERAPEUTICS PLC | ADR | 00972G108 | 986 | 452,167 | SH | DFND | 452,167 | 0 | 0 | ||
| AKOUOS INC | COM | 00973J101 | 96,716 | 4,298,488 | SH | DFND | 4,298,488 | 0 | 0 | ||
| ALLAKOS INC | COM | 01671P100 | 162,992 | 2,268,188 | SH | DFND | 2,268,188 | 0 | 0 | ||
| ARDELYX INC | COM | 039697107 | 94,344 | 13,633,582 | SH | DFND | 13,633,582 | 0 | 0 | ||
| AURINIA PHARMACEUTICALS INC | COM | 05156V102 | 84,056 | 5,172,683 | SH | DFND | 5,172,683 | 0 | 0 | ||
| AVEO PHARMACEUTICALS INC | COM | 053588307 | 20,358 | 3,952,958 | SH | DFND | 3,952,958 | 0 | 0 | ||
| BLACK DIAMOND THERAPEUTICS INC | COM | 09203E105 | 145,445 | 3,449,845 | SH | DFND | 3,449,845 | 0 | 0 | ||
| BLOOM ENERGY CORP | COM CL A | 093712107 | 14,507 | 1,333,333 | SH | DFND | 1,333,333 | 0 | 0 | ||
| CASPER SLEEP INC | COM | 147626105 | 55,848 | 6,226,040 | SH | DFND | 6,226,040 | 0 | 0 | ||
| CHAMPIONS ONCOLOGY INC | COM NEW | 15870P307 | 16,383 | 1,713,720 | SH | DFND | 1,713,720 | 0 | 0 | ||
| CLOUDFLARE INC | CL A COM | 18915M107 | 145,935 | 4,059,376 | SH | DFND | 4,059,376 | 0 | 0 | ||
| CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 153,644 | 2,090,678 | SH | DFND | 2,090,678 | 0 | 0 | ||
| CTI BIOPHARMA CORP | COM NEW | 12648L601 | 8,283 | 7,140,450 | SH | DFND | 7,140,450 | 0 | 0 | ||
| DASAN ZHONE SOLUTIONS INC | COM NEW | 23305L206 | 8,539 | 956,255 | SH | DFND | 956,255 | 0 | 0 | ||
| ERYTECH PHARMA SA | ADR | 29604W108 | 5,719 | 625,000 | SH | DFND | 625,000 | 0 | 0 | ||
| GALERA THERAPEUTICS INC | COM | 36338D108 | 31,152 | 4,362,986 | SH | DFND | 4,362,986 | 0 | 0 | ||
| GENOCEA BIOSCIENCES INC | COM | 372427401 | 16,619 | 7,225,676 | SH | DFND | 7,225,676 | 0 | 0 | ||
| GLYCOMIMETICS INC | COM | 38000Q102 | 34,175 | 9,089,041 | SH | DFND | 9,089,041 | 0 | 0 | ||
| IMARA INC | COM | 45249V107 | 110,994 | 4,017,170 | SH | DFND | 4,017,170 | 0 | 0 | ||
| LEXICON PHARMACEUTICALS INC | COM NEW | 528872302 | 4,753 | 2,382,286 | SH | DFND | 2,382,286 | 0 | 0 | ||
| LIQUIDIA TECHNOLOGIES INC | COM | 53635D202 | 20,933 | 2,486,062 | SH | DFND | 2,486,062 | 0 | 0 | ||
| LUMOS PHARMA INC | COM | 55028X109 | 8,685 | 526,663 | SH | DFND | 526,663 | 0 | 0 | ||
| MARKER THERAPEUTICS INC | COM | 57055L107 | 10,350 | 5,000,000 | SH | DFND | 5,000,000 | 0 | 0 | ||
| MEI PHARMA INC | COM NEW | 55279B202 | 35,242 | 8,533,072 | SH | DFND | 8,533,072 | 0 | 0 | ||
| MERSANA THERAPEUTICS INC | COM | 59045L106 | 186,253 | 7,959,520 | SH | DFND | 7,959,520 | 0 | 0 | ||
| MILLENDO THERAPEUTICS INC | COM | 60040X103 | 3,110 | 1,766,779 | SH | DFND | 1,766,779 | 0 | 0 | ||
| MIRUM PHARMACEUTICALS INC | COM | 604749101 | 81,495 | 4,187,801 | SH | DFND | 4,187,801 | 0 | 0 | ||
| OBSEVA SA | COM | H5861P103 | 27,015 | 4,586,563 | SH | DFND | 4,586,563 | 0 | 0 | ||
| OYSTER POINT PHARMA INC | COM | 69242L106 | 171,122 | 5,925,287 | SH | DFND | 5,925,287 | 0 | 0 | ||
| PHASEBIO PHARMACEUTICALS INC | COM | 717224109 | 30,561 | 6,643,704 | SH | DFND | 6,643,704 | 0 | 0 | ||
| REGULUS THERAPEUTICS INC | COM NEW | 75915K200 | 1,399 | 2,052,455 | SH | DFND | 2,052,455 | 0 | 0 | ||
| RHYTHM PHARMACEUTICALS INC | COM | 76243J105 | 109,544 | 4,912,306 | SH | DFND | 4,912,306 | 0 | 0 | ||
| RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 5,935 | 3,243,150 | SH | DFND | 3,243,150 | 0 | 0 | ||
| SENSEONICS HOLDINGS INC | COM | 81727U105 | 6,249 | 16,023,830 | SH | DFND | 16,023,830 | 0 | 0 | ||
| SPROUT SOCIAL INC | COM CL A | 85209W109 | 244,244 | 9,046,080 | SH | DFND | 9,046,080 | 0 | 0 | ||
| STRONGBRIDGE BIOPHARMA PLC | SHS USD | G85347105 | 15,654 | 4,141,308 | SH | DFND | 4,141,308 | 0 | 0 | ||
| SUNESIS PHARMACEUTICALS INC | COM PAR | 867328700 | 342 | 1,298,274 | SH | DFND | 1,298,274 | 0 | 0 | ||
| SYNLOGIC INC | COM | 87166L100 | 8,586 | 4,229,410 | SH | DFND | 4,229,410 | 0 | 0 | ||
| TRACON PHARMACEUTICALS INC | COM | 89237H209 | 680 | 346,718 | SH | DFND | 346,718 | 0 | 0 | ||
| TREVENA INC | COM | 89532E109 | 5,718 | 3,811,691 | SH | DFND | 3,811,691 | 0 | 0 | ||
| TREVI THERAPEUTICS INC | COM | 89532M101 | 39,090 | 5,940,796 | SH | DFND | 5,940,796 | 0 | 0 | ||
| TRILLIUM THERAPEUTICS INC | COM NEW | 89620X506 | 46,407 | 5,736,363 | SH | DFND | 5,736,363 | 0 | 0 | ||
| VERONA PHARMA PLC | ADS | 925050106 | 5,708 | 1,219,674 | SH | DFND | 1,219,674 | 0 | 0 | ||
| XENON PHARMACEUTICALS INC | COM | 98420N105 | 12,441 | 992,107 | SH | DFND | 992,107 | 0 | 0 | ||