The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACACIA COMMUNICATIONS INC | Equity | 00401C108 | 14 | 210 | SH | SOLE | 210 | 0 | 0 | ||
ACACIA COMMUNICATIONS INC | Equity | 00401C108 | 54 | 810 | SH | DFND | 1 | 810 | 0 | 0 | |
ADESTO TECHNOLOGIES CORP | Equity | 00687D101 | 1,711 | 152,942 | SH | SOLE | 152,942 | 0 | 0 | ||
ADESTO TECHNOLOGIES CORP | Equity | 00687D101 | 27 | 2,421 | SH | DFND | 1 | 2,421 | 0 | 0 | |
ADVANCED DISP SVCS INC DEL | Equity | 00790X101 | 149 | 4,550 | SH | DFND | 1 | 4,550 | 0 | 0 | |
ADVANCED DISP SVCS INC DEL | Equity | 00790X101 | 76 | 2,308 | SH | SOLE | 2,308 | 0 | 0 | ||
ALLERGAN PLC | Equity | G0177J108 | 81 | 460 | SH | DFND | 1 | 460 | 0 | 0 | |
ALLERGAN PLC | Equity | G0177J108 | 93,224 | 526,393 | SH | SOLE | 526,393 | 0 | 0 | ||
CAESARS ENTMT CORP | Equity | 127686103 | 12 | 1,764 | SH | DFND | 1 | 1,764 | 0 | 0 | |
CAESARS ENTMT CORP | Equity | 127686103 | 8 | 1,192 | SH | SOLE | 1,192 | 0 | 0 | ||
CYPRESS SEMICONDUCTOR CORP | Equity | 232806109 | 50 | 2,142 | SH | DFND | 1 | 2,142 | 0 | 0 | |
CYPRESS SEMICONDUCTOR CORP | Equity | 232806109 | 299 | 12,831 | SH | SOLE | 12,831 | 0 | 0 | ||
EL PASO ELEC CO | Equity | 283677854 | 87 | 1,278 | SH | DFND | 1 | 1,278 | 0 | 0 | |
EL PASO ELEC CO | Equity | 283677854 | 23 | 340 | SH | SOLE | 340 | 0 | 0 | ||
FGL HLDGS | Equity | G3402M102 | 200 | 20,406 | SH | SOLE | 20,406 | 0 | 0 | ||
FITBIT INC | Equity | 33812L102 | 26 | 3,972 | SH | DFND | 1 | 3,972 | 0 | 0 | |
FORESCOUT TECHNOLOGIES INC | Equity | 34553D101 | 55 | 1,747 | SH | DFND | 1 | 1,747 | 0 | 0 | |
FORESCOUT TECHNOLOGIES INC | Equity | 34553D101 | 1,435 | 45,440 | SH | SOLE | 45,440 | 0 | 0 | ||
FORTY SEVEN INC | Equity | 34983P104 | 36 | 374 | SH | DFND | 1 | 374 | 0 | 0 | |
FORTY SEVEN INC | Equity | 34983P104 | 12,922 | 135,421 | SH | SOLE | 135,421 | 0 | 0 | ||
FRONT YD RESIDENTIAL CORP | Equity | 35904G107 | 41 | 3,454 | SH | DFND | 1 | 3,454 | 0 | 0 | |
GAIN CAP HLDGS INC | Equity | 36268W100 | 25 | 4,395 | SH | DFND | 1 | 4,395 | 0 | 0 | |
GAIN CAP HLDGS INC | Equity | 36268W100 | 1,948 | 349,113 | SH | SOLE | 349,113 | 0 | 0 | ||
IBERIABANK CORP | Equity | 450828108 | 44 | 1,224 | SH | DFND | 1 | 1,224 | 0 | 0 | |
IBERIABANK CORP | Equity | 450828108 | 3,867 | 106,928 | SH | SOLE | 106,928 | 0 | 0 | ||
KEMET CORP | Equity | 488360207 | 45 | 1,860 | SH | DFND | 1 | 1,860 | 0 | 0 | |
KEMET CORP | Equity | 488360207 | 13 | 549 | SH | SOLE | 549 | 0 | 0 | ||
LEGG MASON INC | Equity | 524901105 | 9,661 | 197,768 | SH | SOLE | 197,768 | 0 | 0 | ||
LEGG MASON INC | Equity | 524901105 | 83 | 1,701 | SH | DFND | 1 | 1,701 | 0 | 0 | |
LOGMEIN INC | Equity | 54142L109 | 13,608 | 163,396 | SH | SOLE | 163,396 | 0 | 0 | ||
LOGMEIN INC | Equity | 54142L109 | 114 | 1,364 | SH | DFND | 1 | 1,364 | 0 | 0 | |
PROGENICS PHARMACEUTICALS IN | Equity | 743187106 | 85 | 22,293 | SH | DFND | 1 | 22,293 | 0 | 0 | |
RA PHARMACEUTICALS INC | Equity | 74933V108 | 21 | 446 | SH | SOLE | 446 | 0 | 0 | ||
TALLGRASS ENERGY LP | Equity | 874696107 | 100 | 6,052 | SH | DFND | 1 | 6,052 | 0 | 0 | |
TAUBMAN CTRS INC | Equity | 876664103 | 9,902 | 236,428 | SH | SOLE | 236,428 | 0 | 0 | ||
TAUBMAN CTRS INC | Equity | 876664103 | 36 | 861 | SH | DFND | 1 | 861 | 0 | 0 | |
TD AMERITRADE HLDG CORP | Equity | 87236Y108 | 49 | 1,408 | SH | DFND | 1 | 1,408 | 0 | 0 | |
TECH DATA CORP | Equity | 878237106 | 11,220 | 85,744 | SH | SOLE | 85,744 | 0 | 0 | ||
TECH DATA CORP | Equity | 878237106 | 70 | 532 | SH | DFND | 1 | 532 | 0 | 0 | |
TEXAS CAP BANCSHARES INC | Equity | 88224Q107 | 28 | 1,247 | SH | DFND | 1 | 1,247 | 0 | 0 | |
TIFFANY & CO NEW | Equity | 886547108 | 52 | 404 | SH | DFND | 1 | 404 | 0 | 0 | |
TIFFANY & CO NEW | Equity | 886547108 | 52 | 404 | SH | SOLE | 404 | 0 | 0 | ||
WABCO HLDGS INC | Equity | 92927K102 | 24,858 | 184,064 | SH | SOLE | 184,064 | 0 | 0 | ||
WABCO HLDGS INC | Equity | 92927K102 | 78 | 577 | SH | DFND | 1 | 577 | 0 | 0 | |
WRIGHT MED GROUP N V | Equity | N96617118 | 7,813 | 272,693 | SH | SOLE | 272,693 | 0 | 0 | ||
WRIGHT MED GROUP N V | Equity | N96617118 | 49 | 1,710 | SH | DFND | 1 | 1,710 | 0 | 0 |