The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACER THERAPEUTICS INC | COM | 00444P108 | 2,593 | 989,755 | SH | SOLE | 989,755 | 0 | 0 | ||
ADICET BIO INC | COM | 007002108 | 4,833 | 344,011 | SH | SOLE | 344,011 | 0 | 0 | ||
AEGLEA BIOTHERAPEUTICS INC | COM | 00773J103 | 15,538 | 1,974,302 | SH | SOLE | 1,974,302 | 0 | 0 | ||
AKEBIA THERAPEUTICS INC | COM | 00972D105 | 19,713 | 7,040,487 | SH | SOLE | 7,040,487 | 0 | 0 | ||
AKUMIN INC | COM | 01021F109 | 17,412 | 5,784,556 | SH | SOLE | 5,784,556 | 0 | 0 | ||
ALTA EQUIPMENT GROUP INC | *W EXP 02/14/202 | 02128L114 | 993 | 187,500 | SH | SOLE | 187,500 | 0 | 0 | ||
ALTA EQUIPMENT GROUP INC | COMMON STOCK | 02128L106 | 25,688 | 2,600,012 | SH | SOLE | 2,600,012 | 0 | 0 | ||
AMC NETWORKS INC | CL A | 00164V103 | 921 | 25,751 | SH | SOLE | 25,751 | 0 | 0 | ||
APOLLO ENDOSURGERY INC | COM | 03767D108 | 7,783 | 2,289,263 | SH | SOLE | 2,289,263 | 0 | 0 | ||
APTOSE BIOSCIENCES INC | COM NEW | 03835T200 | 31,854 | 7,272,673 | SH | SOLE | 7,272,673 | 0 | 0 | ||
ARMSTRONG FLOORING INC | COM | 04238R106 | 6,217 | 1,627,441 | SH | SOLE | 1,627,441 | 0 | 0 | ||
ARYA SCIENCES ACQUISITION CO | COM CL A | G3166W106 | 7,595 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
AVENUE THERAPEUTICS INC | COM NEW | 05360L205 | 180 | 30,211 | SH | SOLE | 30,211 | 0 | 0 | ||
AVIS BUDGET GROUP | COM | 053774105 | 24,532 | 657,700 | SH | Call | SOLE | 657,700 | 0 | 0 | |
BANCORP INC DEL | COM | 05969A105 | 37,619 | 2,755,982 | SH | SOLE | 2,755,982 | 0 | 0 | ||
BCTG ACQUISITION CORP | COM | 05492W103 | 2,288 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
BIODELIVERY SCIENCES INTL IN | COM | 09060J106 | 21,519 | 5,123,671 | SH | SOLE | 5,123,671 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 10,078 | 14,602,975 | SH | SOLE | 14,602,975 | 0 | 0 | ||
CARVANA CO | CL A | 146869102 | 921 | 3,843 | SH | SOLE | 3,843 | 0 | 0 | ||
CARVANA CO | CL A | 146869102 | 48,794 | 203,700 | SH | Call | SOLE | 203,700 | 0 | 0 | |
CATALYST BIOSCIENCES INC | COM NEW | 14888D208 | 11,770 | 1,865,334 | SH | SOLE | 1,865,334 | 0 | 0 | ||
CERECOR INC | COM | 15671L109 | 16,456 | 6,233,316 | SH | SOLE | 6,233,316 | 0 | 0 | ||
CEREVEL THERAPEUTICS HLDNG I | *W EXP 06/09/202 | 15678U102 | 4,307 | 283,332 | SH | SOLE | 283,332 | 0 | 0 | ||
CEREVEL THERAPEUTICS HLDNG I | COM | 15678U128 | 11,369 | 685,704 | SH | SOLE | 685,704 | 0 | 0 | ||
CHILDRENS PL INC | COM | 168905107 | 12,649 | 252,472 | SH | SOLE | 252,472 | 0 | 0 | ||
CODEXIS INC | COM | 192005106 | 109,164 | 5,000,620 | SH | SOLE | 5,000,620 | 0 | 0 | ||
CODEXIS INC | COM | 192005106 | 6,549 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
CRH MED CORP | COM | 12626F105 | 16,119 | 6,892,005 | SH | SOLE | 6,892,005 | 0 | 0 | ||
CUE BIOPHARMA INC | COM | 22978P106 | 31,360 | 2,506,772 | SH | SOLE | 2,506,772 | 0 | 0 | ||
CURIOSITYSTREAM INC | *W EXP 10/14/202 | 23130Q115 | 2,762 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
CURIS INC | COM NEW | 231269200 | 13,374 | 1,632,915 | SH | SOLE | 1,632,915 | 0 | 0 | ||
CYREN LTD | SHS | M26895108 | 1,894 | 1,839,263 | SH | SOLE | 1,839,263 | 0 | 0 | ||
DARIOHEALTH CORP | COM NEW | 23725P209 | 8,491 | 594,222 | SH | SOLE | 594,222 | 0 | 0 | ||
DHI GROUP INC | COM | 23331S100 | 10,740 | 4,837,713 | SH | SOLE | 4,837,713 | 0 | 0 | ||
DOLBY LABORATORIES INC | COM CL A | 25659T107 | 74,872 | 770,845 | SH | SOLE | 770,845 | 0 | 0 | ||
DOVER MOTORSPORTS INC | COM | 260174107 | 4,302 | 1,895,337 | SH | SOLE | 1,895,337 | 0 | 0 | ||
DXP ENTERPRISES INC | COM NEW | 233377407 | 34,082 | 1,533,170 | SH | SOLE | 1,533,170 | 0 | 0 | ||
EHEALTH INC | COM | 28238P109 | 21,164 | 299,734 | SH | SOLE | 299,734 | 0 | 0 | ||
ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 76,865 | 2,042,099 | SH | SOLE | 2,042,099 | 0 | 0 | ||
EVERI HLDGS INC | COM | 30034T103 | 18,834 | 1,363,786 | SH | SOLE | 1,363,786 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 19,874 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
EXELA TECHNOLOGIES INC | COM | 30162V102 | 6,299 | 15,168,086 | SH | SOLE | 15,168,086 | 0 | 0 | ||
FALCON MINERALS CORP | *W EXP 07/21/202 | 30607B208 | 375 | 878,022 | SH | SOLE | 878,022 | 0 | 0 | ||
FALCON MINERALS CORP | CL A COM | 30607B109 | 11,144 | 3,537,707 | SH | SOLE | 3,537,707 | 0 | 0 | ||
FINTECH ACQUISITION CORP IV | UNIT 12/31/2025 | 31810N302 | 14,316 | 1,200,000 | SH | SOLE | 1,200,000 | 0 | 0 | ||
FINTECH ACQUISITION CORP V | UNIT 99/99/9999 | 31810Q305 | 10,670 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
FIRSTCASH INC | COM | 33767D105 | 27,119 | 387,189 | SH | SOLE | 387,189 | 0 | 0 | ||
FORTRESS BIOTECH INC | COM | 34960Q109 | 27,518 | 8,680,909 | SH | SOLE | 8,680,909 | 0 | 0 | ||
FTAC OLYMPUS ACQUISITION COR | UNIT 08/24/2025 | G37288118 | 10,870 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
GALMED PHARMACEUTICALS LTD | SHS | M47238106 | 5,993 | 1,926,899 | SH | SOLE | 1,926,899 | 0 | 0 | ||
GOLDEN ENTMT INC | COM | 381013101 | 40,400 | 2,031,172 | SH | SOLE | 2,031,172 | 0 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 8,440 | 51,317 | SH | SOLE | 51,317 | 0 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 24,669 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
HTG MOLECULAR DIAGNOSTICS IN | COM NEW | 40434H203 | 1,742 | 363,622 | SH | SOLE | 363,622 | 0 | 0 | ||
IMAX CORP | COM | 45245E109 | 29,161 | 1,618,281 | SH | SOLE | 1,618,281 | 0 | 0 | ||
IMMATICS N.V | SHS | N44445109 | 27,131 | 2,514,489 | SH | SOLE | 2,514,489 | 0 | 0 | ||
IMMATICS N.V | *W EXP 01/01/202 | N44445117 | 1,499 | 226,471 | SH | SOLE | 226,471 | 0 | 0 | ||
INSU ACQUISITION CORP II | *W EXP 09/01/202 | 457821114 | 8,082 | 524,964 | SH | SOLE | 524,964 | 0 | 0 | ||
INSU ACQUISITION CORP II | COM CL A | 457821106 | 26,405 | 1,698,075 | SH | SOLE | 1,698,075 | 0 | 0 | ||
INSU ACQUISITION CORP III | UNIT 12/31/2026 | 457817302 | 10,570 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
INTERNATIONAL MNY EXPRESS IN | COM | 46005L101 | 33,121 | 2,134,092 | SH | SOLE | 2,134,092 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 196,060 | 1,000,000 | SH | Put | SOLE | 1,000,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 98,030 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 88,227 | 450,000 | SH | Put | SOLE | 450,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 117,636 | 600,000 | SH | Put | SOLE | 600,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 98,030 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
JOINT CORP | COM | 47973J102 | 18,203 | 693,172 | SH | SOLE | 693,172 | 0 | 0 | ||
KEROS THERAPEUTICS INC | COM | 492327101 | 37,705 | 534,514 | SH | SOLE | 534,514 | 0 | 0 | ||
KINTARA THERAPEUTICS INC | COM | 49720K101 | 349 | 272,969 | SH | SOLE | 272,969 | 0 | 0 | ||
LINCOLN EDL SVCS CORP | COM | 533535100 | 10,108 | 1,555,022 | SH | SOLE | 1,555,022 | 0 | 0 | ||
LUXFER HOLDINGS PLC | SHS | G5698W116 | 38,493 | 2,344,245 | SH | SOLE | 2,344,245 | 0 | 0 | ||
MARRIOTT VACTINS WORLDWID CO | COM | 57164Y107 | 52,828 | 384,987 | SH | SOLE | 384,987 | 0 | 0 | ||
MEDIACO HLDG INC | CL A | 58450D104 | 270 | 103,680 | SH | SOLE | 103,680 | 0 | 0 | ||
MERRIMACK PHARMACEUTICALS IN | COM NEW | 590328209 | 5,180 | 751,843 | SH | SOLE | 751,843 | 0 | 0 | ||
META FINL GROUP INC | COM | 59100U108 | 56,326 | 1,540,646 | SH | SOLE | 1,540,646 | 0 | 0 | ||
MOTUS GI HLDGS INC | COM | 62014P108 | 394 | 415,501 | SH | SOLE | 415,501 | 0 | 0 | ||
NANTKWEST INC | COM | 63016Q102 | 703 | 52,771 | SH | SOLE | 52,771 | 0 | 0 | ||
NATURES SUNSHINE PRODS INC | COM | 639027101 | 8,976 | 600,409 | SH | SOLE | 600,409 | 0 | 0 | ||
PAR TECHNOLOGY CORP | COM | 698884103 | 12,703 | 202,312 | SH | SOLE | 202,312 | 0 | 0 | ||
PARTY CITY HOLDCO INC | COM | 702149105 | 5,088 | 834,002 | SH | SOLE | 834,002 | 0 | 0 | ||
PAYA HOLDINGS INC | *W EXP 10/16/202 | 70434P111 | 5,252 | 538,510 | SH | SOLE | 538,510 | 0 | 0 | ||
PAYA HOLDINGS INC | COM CL A | 70434P103 | 14,811 | 1,100,000 | SH | SOLE | 1,100,000 | 0 | 0 | ||
PORCH GROUP INC | COM | 733245104 | 8,156 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
QAD INC | CL A | 74727D306 | 78,100 | 1,236,146 | SH | SOLE | 1,236,146 | 0 | 0 | ||
RAFAEL HLDGS INC | COM CL B | 75062E106 | 9,080 | 389,370 | SH | SOLE | 389,370 | 0 | 0 | ||
READING INTL INC | CL A | 755408101 | 9,959 | 1,983,928 | SH | SOLE | 1,983,928 | 0 | 0 | ||
RMR GROUP INC | CL A | 74967R106 | 9,539 | 246,994 | SH | SOLE | 246,994 | 0 | 0 | ||
SCIENTIFIC GAMES CORP | COM | 80874P109 | 9,844 | 237,260 | SH | SOLE | 237,260 | 0 | 0 | ||
SCIENTIFIC GAMES CORP | COM | 80874P109 | 103,725 | 2,500,000 | SH | Call | SOLE | 2,500,000 | 0 | 0 | |
SCIENTIFIC GAMES CORP | COM | 80874P109 | 6,995 | 168,600 | SH | Call | SOLE | 168,600 | 0 | 0 | |
SCIENTIFIC GAMES CORP | COM | 80874P109 | 27,383 | 660,000 | SH | Call | SOLE | 660,000 | 0 | 0 | |
SCIENTIFIC GAMES CORP | COM | 80874P109 | 41,490 | 1,000,000 | SH | Call | SOLE | 1,000,000 | 0 | 0 | |
SCIPLAY CORPORATION | CL A | 809087109 | 7,065 | 510,122 | SH | SOLE | 510,122 | 0 | 0 | ||
SCULLY ROYALTY LTD | COM SHS | G7T96K107 | 3,728 | 753,159 | SH | SOLE | 753,159 | 0 | 0 | ||
SELECT INTERIOR CONCEPTS INC | CL A | 816120307 | 13,599 | 1,901,943 | SH | SOLE | 1,901,943 | 0 | 0 | ||
SHIFT TECHNOLOGIES INC | *W EXP 10/13/202 | 82452T115 | 1,266 | 249,999 | SH | SOLE | 249,999 | 0 | 0 | ||
SHIFT TECHNOLOGIES INC | CL A | 82452T107 | 31,330 | 3,788,396 | SH | SOLE | 3,788,396 | 0 | 0 | ||
SIGA TECHNOLOGIES INC | COM | 826917106 | 2,334 | 321,031 | SH | SOLE | 321,031 | 0 | 0 | ||
SILVERBACK THERAPEUTICS INC | COM | 82835W108 | 54,384 | 1,206,471 | SH | SOLE | 1,206,471 | 0 | 0 | ||
SOLENO THERAPEUTICS INC | COM NEW | 834203200 | 15,192 | 7,871,356 | SH | SOLE | 7,871,356 | 0 | 0 | ||
STRATA SKIN SCIENCES INC | COM NEW | 86272A206 | 7,026 | 4,683,908 | SH | SOLE | 4,683,908 | 0 | 0 | ||
STREAMLINE HEALTH SOLUTIONS | COM | 86323X106 | 4,296 | 2,753,599 | SH | SOLE | 2,753,599 | 0 | 0 | ||
SYNDAX PHARMACEUTICALS INC | COM | 87164F105 | 39,998 | 1,798,453 | SH | SOLE | 1,798,453 | 0 | 0 | ||
TAYSHA GENE THERAPIES INC | COM SHS | 877619106 | 2,085 | 78,576 | SH | SOLE | 78,576 | 0 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 22,547 | 564,659 | SH | SOLE | 564,659 | 0 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 2,763 | 69,200 | SH | Call | SOLE | 69,200 | 0 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 43,584 | 1,091,500 | SH | Call | SOLE | 1,091,500 | 0 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 1,374 | 34,400 | SH | Call | SOLE | 34,400 | 0 | 0 | |
TFF PHARMACEUTICALS INC | COM | 87241J104 | 25,253 | 1,763,476 | SH | SOLE | 1,763,476 | 0 | 0 | ||
TRAVELCENTERS OF AMERICA INC | COM NEW | 89421B109 | 42,087 | 1,291,003 | SH | SOLE | 1,291,003 | 0 | 0 | ||
UNIQURE NV | SHS | N90064101 | 59,128 | 1,636,539 | SH | SOLE | 1,636,539 | 0 | 0 | ||
UNIQURE NV | SHS | N90064101 | 11,291 | 312,500 | SH | Call | SOLE | 312,500 | 0 | 0 | |
UNIQURE NV | SHS | N90064101 | 1,807 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
UNIQURE NV | SHS | N90064101 | 27,098 | 750,000 | SH | Call | SOLE | 750,000 | 0 | 0 | |
UPLAND SOFTWARE INC | COM | 91544A109 | 22,995 | 501,100 | SH | SOLE | 501,100 | 0 | 0 | ||
VIEMED HEALTHCARE INC | COM | 92663R105 | 15,232 | 1,951,480 | SH | SOLE | 1,951,480 | 0 | 0 | ||
VONAGE HLDGS CORP | COM | 92886T201 | 69,279 | 5,380,865 | SH | SOLE | 5,380,865 | 0 | 0 | ||
VONAGE HLDGS CORP | COM | 92886T201 | 6,438 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
WAVE LIFE SCIENCES LTD | SHS | Y95308105 | 26,422 | 3,357,305 | SH | SOLE | 3,357,305 | 0 | 0 | ||
WAYFAIR INC | CL A | 94419L101 | 112,070 | 496,300 | SH | Call | SOLE | 496,300 | 0 | 0 | |
WAYFAIR INC | CL A | 94419L101 | 114,644 | 507,700 | SH | Call | SOLE | 507,700 | 0 | 0 | |
WAYFAIR INC | CL A | 94419L101 | 67,743 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
WYNDHAM DESTINATIONS INC | COM | 98310W108 | 50,126 | 1,117,394 | SH | SOLE | 1,117,394 | 0 | 0 | ||
YATRA ONLINE INC | ORD SHS | G98338109 | 10,259 | 5,315,350 | SH | SOLE | 5,315,350 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 10,232 | 511,857 | SH | SOLE | 511,857 | 0 | 0 | ||
ZOVIO INC | COM | 98979V102 | 13,468 | 2,841,286 | SH | SOLE | 2,841,286 | 0 | 0 |