The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACIES ACQUISITION CORP | CL A | G0103T105 | 183 | 17,781 | SH | SOLE | 17,781 | 0 | 0 | ||
ACIES ACQUISITION CORP | *W EXP 11/30/202 | G0103T113 | 13 | 5,927 | SH | SOLE | 5,927 | 0 | 0 | ||
AERCAP HOLDINGS NV | SHS | N00985106 | 593 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
AGBA ACQUISITION LTD | SHS | G0120M109 | 730 | 69,214 | SH | SOLE | 69,214 | 0 | 0 | ||
ALTABANCORP | COM | 021347109 | 4,684 | 167,776 | SH | SOLE | 167,414 | 362 | 0 | ||
AMBAC FINL GROUP INC | COM NEW | 023139884 | 25,529 | 1,659,896 | SH | SOLE | 1,659,896 | 0 | 0 | ||
AMCI ACQUISITION CORP | CLASS A | 00165R101 | 1,701 | 113,936 | SH | SOLE | 113,936 | 0 | 0 | ||
AMCI ACQUISITION CORP | *W EXP 05/20/202 | 00165R119 | 3,790 | 1,121,168 | SH | SOLE | 1,121,168 | 0 | 0 | ||
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 158 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 158 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
AMERIS BANCORP | COM | 03076K108 | 3,172 | 83,319 | SH | SOLE | 83,044 | 275 | 0 | ||
APOLLO STRATEGIC GROWTH CAPT | SHS CL A | G0411R106 | 77 | 7,358 | SH | SOLE | 7,358 | 0 | 0 | ||
APOLLO STRATEGIC GROWTH CAPT | *W EXP 10/29/202 | G0411R114 | 5 | 2,452 | SH | SOLE | 2,452 | 0 | 0 | ||
APOLLO STRATEGIC GROWTH CAPT | UNIT 99/99/9999 | G0411R122 | 138 | 12,642 | SH | SOLE | 12,642 | 0 | 0 | ||
ARBOR REALTY TRUST INC | NOTE 5.250% 7/0 | 038923AH1 | 1,725 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
ARBOR REALTY TRUST INC | NOTE 4.750%11/0 | 038923AP3 | 502 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | ||
ARCLIGHT CLEAN TRANSITION CO | *W EXP 09/22/202 | G04561125 | 23 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ARKO CORP | COM | 041242108 | 21,463 | 2,384,752 | SH | SOLE | 2,384,752 | 0 | 0 | ||
ARKO CORP | *W EXP 12/22/202 | 041242116 | 1,942 | 1,428,000 | SH | SOLE | 1,428,000 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 431 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ATLAS CREST INVT CORP | COM | 049284102 | 201 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ATLAS CREST INVT CORP | *W EXP 01/30/202 | 049284110 | 13 | 6,666 | SH | SOLE | 6,666 | 0 | 0 | ||
AVANTI ACQUISITION CORP | SHS CL A | G0682V109 | 206 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
AVANTI ACQUISITION CORP | *W EXP 99/99/999 | G0682V125 | 15 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BANK COMM HLDGS | COM | 06424J103 | 8,021 | 810,235 | SH | SOLE | 810,235 | 0 | 0 | ||
BANK PRINCETON NEW JERSEY | COM | 064520109 | 9,942 | 424,694 | SH | SOLE | 424,694 | 0 | 0 | ||
BANNER CORP | COM NEW | 06652V208 | 4,992 | 107,146 | SH | SOLE | 106,923 | 223 | 0 | ||
BAYCOM CORP | COM | 07272M107 | 9,861 | 650,000 | SH | SOLE | 650,000 | 0 | 0 | ||
BERKSHIRE HILLS BANCORP INC | COM | 084680107 | 4,876 | 284,785 | SH | SOLE | 284,228 | 557 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 303 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 206 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
BOK FINL CORP | COM NEW | 05561Q201 | 4,811 | 70,258 | SH | SOLE | 70,055 | 203 | 0 | ||
BRIDGEWATER BANCSHARES INC | COM ACCD INV | 108621103 | 8,609 | 689,302 | SH | SOLE | 688,530 | 772 | 0 | ||
BRIGHTHOUSE FINL INC | COM | 10922N103 | 51,229 | 1,414,960 | SH | SOLE | 1,414,960 | 0 | 0 | ||
BRIGHTSPHERE INVT GROUP INC | COM | 10948W103 | 1,254 | 65,037 | SH | SOLE | 65,037 | 0 | 0 | ||
BROADWAY FINL CORP DEL | COM | 111444105 | 3,037 | 1,641,595 | SH | SOLE | 1,641,595 | 0 | 0 | ||
BROOKFIELD PROPERTY PARTRS L | UNIT LTD PARTN | G16249107 | 2,509 | 173,400 | SH | SOLE | 173,400 | 0 | 0 | ||
BURGUNDY TECHNOLOGY ACQU COR | CL A | G1702T116 | 260 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
BUSINESS FIRST BANCSHARES IN | COM | 12326C105 | 11,609 | 570,193 | SH | SOLE | 570,193 | 0 | 0 | ||
CALIFORNIA BANCORP INC | COM | 13005U101 | 2,233 | 143,484 | SH | SOLE | 143,484 | 0 | 0 | ||
CAPITAL ONE FINL CORP | COM | 14040H105 | 2,184 | 22,096 | SH | SOLE | 21,975 | 121 | 0 | ||
CASCADE ACQUISITION CORP | UNIT 99/99/9999 | 147151203 | 209 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CATHAY GEN BANCORP | COM | 149150104 | 20,659 | 641,781 | SH | SOLE | 641,781 | 0 | 0 | ||
CBTX INC | COM | 12481V104 | 3,457 | 135,509 | SH | SOLE | 135,089 | 420 | 0 | ||
CC NEUBERGER PRINCIPAL HLDNG | COM | G1992Y114 | 5,474 | 504,959 | SH | SOLE | 504,959 | 0 | 0 | ||
CC NEUBERGER PRINCIPAL HLDNG | *W EXP 99/99/999 | G1992Y122 | 977 | 415,780 | SH | SOLE | 415,780 | 0 | 0 | ||
CF FINANCE ACQUISITION CORP | COM CL A | 15725Q104 | 15,822 | 1,435,710 | SH | SOLE | 1,435,710 | 0 | 0 | ||
CF FINANCE ACQUISITION CORP | *W EXP 08/01/202 | 15725Q112 | 896 | 371,844 | SH | SOLE | 371,844 | 0 | 0 | ||
CHURCHILL CAP CORP II | CL A | 17143G106 | 12,420 | 1,200,000 | SH | SOLE | 1,200,000 | 0 | 0 | ||
CHURCHILL CAP CORP II | *W EXP 07/02/202 | 17143G114 | 1,231 | 625,000 | SH | SOLE | 625,000 | 0 | 0 | ||
CHURCHILL CAPITAL CORP IV | CL A | 171439102 | 300 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
CHURCHILL CAPITAL CORP IV | *W EXP 08/04/202 | 171439110 | 9 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
CIT GROUP INC | COM NEW | 125581801 | 3,217 | 89,598 | SH | SOLE | 89,598 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 1,233 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CITIZENS CMNTY BANCORP INC M | COM | 174903104 | 1,542 | 141,557 | SH | SOLE | 141,557 | 0 | 0 | ||
CITIZENS FINL GROUP INC | COM | 174610105 | 2,016 | 56,369 | SH | SOLE | 56,369 | 0 | 0 | ||
COASTAL FINL CORP WA | COM NEW | 19046P209 | 19,145 | 911,683 | SH | SOLE | 911,683 | 0 | 0 | ||
COLONNADE ACQUISITION CORP | *W EXP 08/31/202 | G2283K102 | 1,920 | 536,326 | SH | SOLE | 536,326 | 0 | 0 | ||
COLONNADE ACQUISITION CORP | COM CL A | G2283K110 | 14,367 | 1,064,206 | SH | SOLE | 1,064,206 | 0 | 0 | ||
COMERICA INC | COM | 200340107 | 2,833 | 50,708 | SH | SOLE | 50,708 | 0 | 0 | ||
CONNECTONE BANCORP INC | COM | 20786W107 | 4,807 | 242,902 | SH | SOLE | 242,267 | 635 | 0 | ||
CONX CORP | COM CL A | 212873103 | 409 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
CONX CORP | *W EXP 10/30/202 | 212873111 | 15 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CROSSFIRST BANKSHARES INC | COM | 22766M109 | 9,807 | 912,280 | SH | SOLE | 912,280 | 0 | 0 | ||
DECARBONIZATION PLUS ACQU CO | COM CL A | 242797108 | 212 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
DECARBONIZATION PLUS ACQU CO | *W EXP 10/02/202 | 242797116 | 18 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 804 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 201 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
DMY TECHNOLOGY GROUP INC II | *W EXP 07/29/202 | 233277110 | 1,572 | 369,850 | SH | SOLE | 369,850 | 0 | 0 | ||
DRAFTKINGS INC | COM CL A | 26142R104 | 233 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
E MERGE TECHNOLOGY ACQUISITI | COM CL A | 26873Y104 | 181 | 17,682 | SH | SOLE | 17,682 | 0 | 0 | ||
E MERGE TECHNOLOGY ACQUISITI | *W EXP 07/30/202 | 26873Y112 | 9 | 5,894 | SH | SOLE | 5,894 | 0 | 0 | ||
EAGLE BANCORP MONT INC | COM | 26942G100 | 7,427 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
EAST WEST BANCORP INC | COM | 27579R104 | 8,114 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
ENABLE MIDSTREAM PARTNERS LP | COM UNIT RP IN | 292480100 | 79 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ENTERPRISE FINL SVCS CORP | COM | 293712105 | 1,647 | 47,137 | SH | SOLE | 46,929 | 208 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 1,567 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
EOG RES INC | COM | 26875P101 | 499 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
EQUITABLE HLDGS INC | COM | 29452E101 | 1,817 | 71,000 | SH | SOLE | 71,000 | 0 | 0 | ||
EQUITY BANCSHARES INC | COM CL A | 29460X109 | 4,735 | 219,318 | SH | SOLE | 218,598 | 720 | 0 | ||
FB FINL CORP | COM | 30257X104 | 1,608 | 46,294 | SH | SOLE | 46,148 | 146 | 0 | ||
FIFTH THIRD BANCORP | COM | 316773100 | 3,672 | 133,197 | SH | SOLE | 133,197 | 0 | 0 | ||
FIRST BANCORP N C | COM | 318910106 | 3,556 | 105,113 | SH | SOLE | 104,791 | 322 | 0 | ||
FIRST BANCORP P R | COM NEW | 318672706 | 38,353 | 4,159,747 | SH | SOLE | 4,159,044 | 703 | 0 | ||
FIRST BANCSHARES INC MS | COM | 318916103 | 4,185 | 135,520 | SH | SOLE | 135,173 | 347 | 0 | ||
FIRST BUSEY CORP | COM NEW | 319383204 | 2,685 | 124,608 | SH | SOLE | 124,314 | 294 | 0 | ||
FIRST CTZNS BANCSHARES INC N | CL A | 31946M103 | 4,778 | 8,320 | SH | SOLE | 8,271 | 49 | 0 | ||
FIRST FINL BANCORP OH | COM | 320209109 | 2,114 | 120,594 | SH | SOLE | 120,234 | 360 | 0 | ||
FIRST MID ILL BANCSHARES INC | COM | 320866106 | 1,493 | 44,357 | SH | SOLE | 44,054 | 303 | 0 | ||
FIRST UTD CORP | COM | 33741H107 | 220 | 14,162 | SH | SOLE | 13,215 | 947 | 0 | ||
FLAGSTAR BANCORP INC | COM PAR .001 | 337930705 | 3,514 | 86,200 | SH | SOLE | 86,056 | 144 | 0 | ||
FORUM MERGER III CORP | COM CL A | 349885103 | 8,666 | 640,000 | SH | SOLE | 640,000 | 0 | 0 | ||
FORUM MERGER III CORP | *W EXP 08/24/202 | 349885111 | 592 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
FS BANCORP INC | COM | 30263Y104 | 8,905 | 162,500 | SH | SOLE | 162,500 | 0 | 0 | ||
FTAC OLYMPUS ACQUISITION COR | CL A SHS | G37288100 | 206 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
FTAC OLYMPUS ACQUISITION COR | *W EXP 08/28/202 | G37288126 | 16 | 8,426 | SH | SOLE | 8,426 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 208 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
GIGCAPITAL2 INC | COM | 375036100 | 8,294 | 757,485 | SH | SOLE | 757,485 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 2,547 | 9,657 | SH | SOLE | 9,657 | 0 | 0 | ||
GRANITE PT MTG TR INC | NOTE 6.375%10/0 | 38741LAC1 | 42,047 | 45,838,000 | PRN | SOLE | 45,838,000 | 0 | 0 | ||
H I G ACQUISITION CORP | COM CL A | G44898107 | 404 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
H I G ACQUISITION CORP | *W EXP 99/99/999 | G44898123 | 17 | 13,332 | SH | SOLE | 13,332 | 0 | 0 | ||
HANMI FINL CORP | COM NEW | 410495204 | 3,058 | 269,669 | SH | SOLE | 269,225 | 444 | 0 | ||
HILLTOP HOLDINGS INC | COM | 432748101 | 2,421 | 88,000 | SH | SOLE | 88,000 | 0 | 0 | ||
HOMETRUST BANCSHARES INC | COM | 437872104 | 4,557 | 236,006 | SH | SOLE | 235,559 | 447 | 0 | ||
HOPE BANCORP INC | COM | 43940T109 | 11,177 | 1,024,428 | SH | SOLE | 1,024,428 | 0 | 0 | ||
HOPE BANCORP INC | NOTE 2.000% 5/1 | 43940TAB5 | 39,055 | 41,875,000 | PRN | SOLE | 41,875,000 | 0 | 0 | ||
INDEPENDENCE HLDG CO NEW | COM NEW | 453440307 | 2,544 | 62,049 | SH | SOLE | 62,049 | 0 | 0 | ||
INDEPENDENT BK CORP MICH | COM NEW | 453838609 | 1,915 | 103,699 | SH | SOLE | 103,069 | 630 | 0 | ||
INDEPENDENT BK GROUP INC | COM | 45384B106 | 2,354 | 37,658 | SH | SOLE | 37,578 | 80 | 0 | ||
INSU ACQUISITION CORP II | *W EXP 09/01/202 | 457821114 | 173 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
INVESTAR HLDG CORP | COM | 46134L105 | 9,894 | 598,182 | SH | SOLE | 597,778 | 404 | 0 | ||
INVESTORS BANCORP INC NEW | COM | 46146L101 | 3,376 | 319,671 | SH | SOLE | 318,692 | 979 | 0 | ||
ISTAR INC | COM | 45031U101 | 11,867 | 799,130 | SH | SOLE | 799,130 | 0 | 0 | ||
JUNIPER INDL HLDGS INC | COM CL A | 48205G106 | 16,200 | 1,512,609 | SH | SOLE | 1,512,609 | 0 | 0 | ||
JUNIPER INDL HLDGS INC | *W EXP 11/13/202 | 48205G114 | 1,380 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
LEVEL ONE BANCORP INC | COM | 52730D208 | 722 | 35,700 | SH | SOLE | 35,700 | 0 | 0 | ||
LIMESTONE BANCORP INC | COM | 53262L105 | 3,782 | 301,100 | SH | SOLE | 301,100 | 0 | 0 | ||
LINCOLN NATL CORP IND | COM | 534187109 | 14,374 | 285,717 | SH | SOLE | 285,717 | 0 | 0 | ||
LIVE OAK BANCSHARES INC | COM | 53803X105 | 8,824 | 185,915 | SH | SOLE | 185,915 | 0 | 0 | ||
MACKINAC FINL CORP | COM | 554571109 | 6,699 | 525,000 | SH | SOLE | 525,000 | 0 | 0 | ||
MAINSTREET BANCSHARES INC | COM | 56064Y100 | 6,803 | 402,288 | SH | SOLE | 402,288 | 0 | 0 | ||
MALVERN BANCORP INC | COM | 561409103 | 9,929 | 640,587 | SH | SOLE | 640,587 | 0 | 0 | ||
MERIDIAN BANCORP INC MD | COM | 58958U103 | 2,682 | 179,909 | SH | SOLE | 179,325 | 584 | 0 | ||
METROPOLITAN BK HLDG CORP | COM | 591774104 | 13,159 | 362,807 | SH | SOLE | 362,445 | 362 | 0 | ||
MGIC INVT CORP WIS | COM | 552848103 | 5,160 | 411,163 | SH | SOLE | 410,563 | 600 | 0 | ||
MONTES ARCHIMEDES ACQUISITIO | COM CL A | 612657106 | 305 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
MONTES ARCHIMEDES ACQUISITIO | *W EXP 99/99/999 | 612657114 | 24 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
MVB FINL CORP | COM | 553810102 | 19,949 | 879,579 | SH | SOLE | 879,579 | 0 | 0 | ||
NATIONAL BK HLDGS CORP | CL A | 633707104 | 2,371 | 72,369 | SH | SOLE | 72,167 | 202 | 0 | ||
NCINO INC | COM | 63947U107 | 1,325 | 18,305 | SH | SOLE | 18,305 | 0 | 0 | ||
NEW PROVIDENCE ACQUISITION | COM CL A | 64822P106 | 17,305 | 1,274,300 | SH | SOLE | 1,274,300 | 0 | 0 | ||
NEW PROVIDENCE ACQUISITION | *W EXP 09/11/202 | 64822P114 | 1,415 | 374,451 | SH | SOLE | 374,451 | 0 | 0 | ||
NEW YORK MTG TR INC | COM PAR $.02 | 649604501 | 1,982 | 537,207 | SH | SOLE | 537,207 | 0 | 0 | ||
NEW YORK MTG TR INC | NOTE 6.250% 1/1 | 649604AD7 | 848 | 851,000 | PRN | SOLE | 851,000 | 0 | 0 | ||
NEWMARK GROUP INC | CL A | 65158N102 | 2,541 | 348,504 | SH | SOLE | 348,504 | 0 | 0 | ||
NEXPOINT RESIDENTIAL TR INC | COM | 65341D102 | 212 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
NEXTGEN ACQUISITION CORP | CL A | G65305107 | 201 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
NEXTGEN ACQUISITION CORP | *W EXP 10/06/202 | G65305123 | 10 | 6,666 | SH | SOLE | 6,666 | 0 | 0 | ||
NMI HLDGS INC | CL A | 629209305 | 1,973 | 87,119 | SH | SOLE | 87,119 | 0 | 0 | ||
NORTHERN GENESIS ACQUISITION | COMMON STOCK | 66516T104 | 15,415 | 866,961 | SH | SOLE | 866,961 | 0 | 0 | ||
NORTHERN GENESIS ACQUISITION | *W EXP 07/31/202 | 66516T112 | 1,958 | 347,218 | SH | SOLE | 347,218 | 0 | 0 | ||
OASIS MIDSTREAM PARTNERS LP | COM UNITS REPS | 67420T206 | 117 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
OCEANFIRST FINL CORP | COM | 675234108 | 4,927 | 264,491 | SH | SOLE | 263,839 | 652 | 0 | ||
ONEMAIN HLDGS INC | COM | 68268W103 | 3,652 | 75,822 | SH | SOLE | 75,583 | 239 | 0 | ||
OP BANCORP | COM | 67109R109 | 6,615 | 859,130 | SH | SOLE | 859,130 | 0 | 0 | ||
OPORTUN FINL CORP | COM | 68376D104 | 1,511 | 78,000 | SH | SOLE | 78,000 | 0 | 0 | ||
PACIFIC MERCANTILE BANCORP | COM | 694552100 | 8,241 | 1,603,251 | SH | SOLE | 1,603,251 | 0 | 0 | ||
PACIFIC PREMIER BANCORP | COM | 69478X105 | 1,946 | 62,115 | SH | SOLE | 61,874 | 241 | 0 | ||
PACWEST BANCORP DEL | COM | 695263103 | 6,264 | 246,630 | SH | SOLE | 246,100 | 530 | 0 | ||
PCB BANCORP | COM | 69320M109 | 15,200 | 1,503,440 | SH | SOLE | 1,503,440 | 0 | 0 | ||
PEAPACK-GLADSTONE FINL CORP | COM | 704699107 | 4,727 | 207,709 | SH | SOLE | 207,223 | 486 | 0 | ||
PINE IS ACQUISITION CORP | UNIT 99/99/9999 | 722615200 | 206 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
PINNACLE FINL PARTNERS INC | COM | 72346Q104 | 4,179 | 64,885 | SH | SOLE | 64,706 | 179 | 0 | ||
PIONEER NAT RES CO | COM | 723787107 | 569 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
PMV CONSUMER ACQUISITION COR | COM | 693486102 | 203 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
PMV CONSUMER ACQUISITION COR | *W EXP 08/31/202 | 693486110 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
POPULAR INC | COM NEW | 733174700 | 21,663 | 384,650 | SH | SOLE | 384,650 | 0 | 0 | ||
PREFERRED BK LOS ANGELES CA | COM NEW | 740367404 | 2,763 | 54,736 | SH | SOLE | 54,483 | 253 | 0 | ||
PREMIER FINANCIAL CORP | COM | 74052F108 | 5,346 | 232,422 | SH | SOLE | 231,795 | 627 | 0 | ||
PROFESSIONAL HLDG CORP | CL A COM | 743139107 | 13,705 | 888,224 | SH | SOLE | 888,224 | 0 | 0 | ||
QCR HOLDINGS INC | COM | 74727A104 | 3,331 | 84,139 | SH | SOLE | 83,951 | 188 | 0 | ||
RECHARGE ACQUISITION CORP | COM CL A | 756229100 | 187 | 18,308 | SH | SOLE | 18,308 | 0 | 0 | ||
RECHARGE ACQUISITION CORP | *W EXP 10/05/202 | 756229118 | 15 | 9,154 | SH | SOLE | 9,154 | 0 | 0 | ||
REGIONS FINANCIAL CORP NEW | COM | 7591EP100 | 2,451 | 152,025 | SH | SOLE | 152,025 | 0 | 0 | ||
RESOURCE CAP CORP | NOTE 4.500% 8/1 | 76120WAC8 | 1,851 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
RHINEBECK BANCORP INC | COM | 762093102 | 5,635 | 659,018 | SH | SOLE | 659,018 | 0 | 0 | ||
RIVERVIEW FINL CORP NEW | COM | 76940Q105 | 3,745 | 409,271 | SH | SOLE | 409,271 | 0 | 0 | ||
ROCKET COS INC | COM CL A | 77311W101 | 4,044 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ROMAN DBDR TECH ACQUISITION | UNIT 99/99/9999 | 77584N200 | 208 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SANDBRIDGE ACQUISITION CORP | COM CL A | 799793104 | 203 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SANDBRIDGE ACQUISITION CORP | *W EXP 09/14/202 | 799793112 | 13 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SB FINL GROUP INC | COM | 78408D105 | 10,010 | 547,584 | SH | SOLE | 547,584 | 0 | 0 | ||
SEVERN BANCORP INC ANNAPOLIS | COM | 81811M100 | 7,140 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
SHYFT GROUP INC | COM | 825698103 | 15,155 | 534,000 | SH | SOLE | 534,000 | 0 | 0 | ||
SIGNATURE BK NEW YORK N Y | COM | 82669G104 | 2,165 | 16,006 | SH | SOLE | 15,936 | 70 | 0 | ||
SILVER SPIKE ACQUISITION COR | CL A SHS | G8136L106 | 13,409 | 1,050,000 | SH | SOLE | 1,050,000 | 0 | 0 | ||
SILVER SPIKE ACQUISITION COR | *W EXP 08/02/202 | G8136L114 | 2,581 | 788,192 | SH | SOLE | 788,192 | 0 | 0 | ||
SILVERGATE CAP CORP | CL A | 82837P408 | 10,054 | 135,300 | SH | SOLE | 135,300 | 0 | 0 | ||
SIMON PPTY GROUP INC NEW | COM | 828806109 | 853 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SMARTFINANCIAL INC | COM NEW | 83190L208 | 4,989 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
SOUTHERN FIRST BANCSHARES | COM | 842873101 | 6,427 | 181,818 | SH | SOLE | 181,314 | 504 | 0 | ||
SPIRIT OF TEX BANCSHARES INC | COM | 84861D103 | 3,388 | 201,653 | SH | SOLE | 201,181 | 472 | 0 | ||
STAR PEAK ENERGY TRANSITION | *W EXP 08/11/202 | 855185112 | 3,108 | 524,917 | SH | SOLE | 524,917 | 0 | 0 | ||
STARBOARD VALUE ACQUISITN CO | COM CL A | 85521J109 | 105 | 10,100 | SH | SOLE | 10,100 | 0 | 0 | ||
STARBOARD VALUE ACQUISITN CO | *W EXP 09/10/202 | 85521J117 | 3 | 1,683 | SH | SOLE | 1,683 | 0 | 0 | ||
SYNOVUS FINL CORP | COM NEW | 87161C501 | 5,146 | 158,965 | SH | SOLE | 158,552 | 413 | 0 | ||
TAYLOR MORRISON HOME CORP | COM | 87724P106 | 257 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
THUNDER BRDG ACQUISTION II L | *W EXP 11/30/202 | G8857S108 | 554 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
THUNDER BRDG ACQUISTION II L | CL A SHS | G8857S116 | 11,082 | 838,313 | SH | SOLE | 838,313 | 0 | 0 | ||
TOLL BROTHERS INC | COM | 889478103 | 217 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
TOWNEBANK PORTSMOUTH VA | COM | 89214P109 | 3,043 | 129,589 | SH | SOLE | 129,149 | 440 | 0 | ||
TRUSTMARK CORP | COM | 898402102 | 3,034 | 111,111 | SH | SOLE | 110,839 | 272 | 0 | ||
TS INNOVATION ACQUISITN CORP | UNIT 99/99/9999 | 87284T209 | 422 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
UNITED CMNTY BKS BLAIRSVLE G | COM | 90984P303 | 3,056 | 107,464 | SH | SOLE | 107,043 | 421 | 0 | ||
UNITY BANCORP INC | COM | 913290102 | 5,265 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
US BANCORP DEL | COM NEW | 902973304 | 2,181 | 46,812 | SH | SOLE | 46,812 | 0 | 0 | ||
VPC IMPACT ACQUISITION HLDNG | SHS CL A | G9441E100 | 175 | 17,372 | SH | SOLE | 17,372 | 0 | 0 | ||
VPC IMPACT ACQUISITION HLDNG | *W EXP 10/22/202 | G9441E118 | 10 | 8,686 | SH | SOLE | 8,686 | 0 | 0 | ||
VPC IMPACT ACQUISITION HLDNG | UNIT 09/22/2025 | G9441E126 | 135 | 12,628 | SH | SOLE | 12,628 | 0 | 0 | ||
WESBANCO INC | COM | 950810101 | 3,140 | 104,797 | SH | SOLE | 104,453 | 344 | 0 | ||
WESTERN ASSET MTG CAP CORP | NOTE 6.750%10/0 | 95790DAA3 | 18,129 | 20,459,000 | PRN | SOLE | 20,459,000 | 0 | 0 | ||
WINTRUST FINL CORP | COM | 97650W108 | 3,045 | 49,850 | SH | SOLE | 49,850 | 0 | 0 | ||
WSFS FINL CORP | COM | 929328102 | 3,650 | 81,325 | SH | SOLE | 81,019 | 306 | 0 | ||
XL FLEET CORP | *W EXP 06/01/202 | 9837FR118 | 251 | 31,000 | SH | SOLE | 31,000 | 0 | 0 |